LQDT

SEC source: 0000950170-25-036316 · ownership.xml · derivative · entry 3

Dyer Katharin S · CIK 0001797913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,928

Underlying: Common Stock · 4,928 shares

Expires 2026-03-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest one year from the grant date.

SEC source: 0000950170-25-036308 · ownership.xml · derivative · entry 6

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,928

Underlying: Common Stock · 4,928 shares

Expires 2026-03-01

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest one year from the grant date.

SEC source: 0000950170-25-036299 · ownership.xml · derivative · entry 3

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,928

Underlying: Common Stock · 4,928 shares

Expires 2026-03-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest one year from the grant date.

SEC source: 0000950170-25-036294 · ownership.xml · derivative · entry 3

Fall Thierno Amath · CIK 0001963619 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,928

Underlying: Common Stock · 4,928 shares

Expires 2026-03-01

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest one year from the grant date.

SEC source: 0000950170-25-036293 · ownership.xml · derivative · entry 3

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,928

Underlying: Common Stock · 4,928 shares

Expires 2026-03-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest one year from the grant date.

SEC source: 0000950170-25-032471 · ownership.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 5,044,564

F16 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

SEC source: 0000950170-25-029172 · ownership.xml · nonDerivative · entry 6

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,172

SEC source: 0000950170-25-029181 · ownership.xml · derivative · entry 9

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,420

Underlying: Common Stock · 26,775 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-25-029181 · ownership.xml · derivative · entry 8

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,497

Underlying: Common Stock · 18,639 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-25-029181 · ownership.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Jorge Celaya Revocable Trust

Disclosed balance after: 32,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: Represents the net issuance of 2,770 shares from the vesting of 5,355 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,585 shares.

SEC source: 0000950170-25-029181 · ownership.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Jorge Celaya Revocable Trust

Disclosed balance after: 29,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · kind: Represents the net issuance of 2,142 shares from the vesting of 4,142 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,000 shares.

SEC source: 0000950170-25-029186 · ownership.xml · derivative · entry 12

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,308

Underlying: Common Stock · 61,635 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-25-029186 · ownership.xml · derivative · entry 11

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,824

Underlying: Common Stock · 61,488 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-25-029186 · ownership.xml · nonDerivative · entry 2

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the William P. Angrick III 2005 Irrevocable Trust

Disclosed balance after: 5,083,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

SEC source: 0000950170-25-029186 · ownership.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the William P. Angrick III 2005 Irrevocable Trust

Disclosed balance after: 5,071,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

SEC source: 0000950170-25-029176 · ownership.xml · derivative · entry 11

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,460

Underlying: Common Stock · 19,325 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-25-029176 · ownership.xml · derivative · entry 10

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,497

Underlying: Common Stock · 18,639 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-25-029176 · ownership.xml · nonDerivative · entry 4

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 43,309

F16 · kind: This transaction reflects the sale of the 2,701 shares received by the reporting person pursuant to the election described above.

SEC source: 0000950170-25-029176 · ownership.xml · nonDerivative · entry 3

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 46,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: Represents the net issuance of 2,701 shares from the vesting of 3,865 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,164 shares.

SEC source: 0000950170-25-029176 · ownership.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 43,309

F14 · kind: In accordance with the Issuer's policies, the reporting person has elected that each time RSUs vest, shares are withheld by the issuer to cover taxes and any remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 2,895 shares received by the reporting person pursuant to the election described in the immediately preceding sentence.

SEC source: 0000950170-25-029176 · ownership.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 46,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · kind: Represents the net issuance of 2,895 shares from the vesting of 4,142 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,247 shares.

SEC source: 0000950170-25-029172 · ownership.xml · derivative · entry 25

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,568

Underlying: Common Stock · 10,710 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-25-029172 · ownership.xml · derivative · entry 24

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,249

Underlying: Common Stock · 9,320 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-25-029172 · ownership.xml · nonDerivative · entry 5

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,181

F18 · kind: In accordance with the Issuer's policies, the reporting person has elected that each time RSUs vest, shares are withheld by the issuer to cover taxes and any remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 1,492 shares received by the reporting person pursuant to the election described in the immediately preceding sentence.

SEC source: 0000950170-25-029172 · ownership.xml · nonDerivative · entry 4

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · kind: Represents the net issuance of 1,429 shares from the vesting of 2,142 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 713 shares.

SEC source: 0000950170-25-029172 · ownership.xml · nonDerivative · entry 3

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,181

F16 · kind: In accordance with the Issuer's policies, the reporting person has elected that each time RSUs vest, shares are withheld by the issuer to cover taxes and any remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 1,382 shares received by the reporting person pursuant to the election described in the immediately preceding sentence.

SEC source: 0000950170-25-029172 · ownership.xml · nonDerivative · entry 2

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: Represents the net issuance of 1,382 shares from the vesting of 2,071 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 689 shares.

SEC source: 0000950170-25-029172 · ownership.xml · nonDerivative · entry 1

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,181

SEC source: 0000950170-25-029168 · ownership.xml · derivative · entry 18

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,704

Underlying: Common Stock · 14,630 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F11 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-25-029168 · ownership.xml · derivative · entry 17

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,065

Underlying: Common Stock · 11,655 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F11 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-25-029168 · ownership.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 45,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · kind: Represents the net issuance of 1,985 shares from the vesting of 2,926 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 941 shares.

SEC source: 0000950170-25-029168 · ownership.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 43,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · kind: Represents the net issuance of 1,757 shares from the vesting of 2,590 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 833 shares.

SEC source: 0000950170-25-029164 · ownership.xml · derivative · entry 19

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,280

Underlying: Common Stock · 17,850 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-25-029164 · ownership.xml · derivative · entry 18

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,056

Underlying: Common Stock · 12,852 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-25-029164 · ownership.xml · nonDerivative · entry 2

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · kind: Represents the net issuance of 2,031 shares from the vesting of 3,570 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,539 shares.

SEC source: 0000950170-25-029164 · ownership.xml · nonDerivative · entry 1

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · kind: Represents the net issuance of 1,591 shares from the vesting of 2,796 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,205 shares.

SEC source: 0000950170-25-113814 · ownership.xml · nonDerivative · entry 2

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · kind: Represents the net issuance of 1,016 shares from the vesting of 1,785 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 769 shares.

SEC source: 0000950170-25-024967 · ownership.xml · nonDerivative · entry 1

INFANTE BEATRIZ V · CIK 0001193369 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,990

SEC source: 0000950170-25-024237 · ownership.xml · nonDerivative · entry 2

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the William P. Angrick III 2005 Irrevocable Trust

Disclosed balance after: 5,057,923

F16 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

SEC source: 0000950170-25-024237 · ownership.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the William P. Angrick III 2005 Irrevocable Trust

Disclosed balance after: 5,087,623

F16 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

SEC source: 0000950170-25-019063 · ownership.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Jorge Celaya Revocable Trust

Disclosed balance after: 27,275

SEC source: 0000950170-25-019231 · ownership.xml · derivative · entry 34

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,365

Underlying: Common Stock · 10,405 shares

Expires 2032-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-25-019231 · ownership.xml · derivative · entry 33

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,644

Underlying: Common Stock · 7,740 shares

Expires 2031-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-25-019231 · ownership.xml · derivative · entry 31

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,622

Underlying: Common Stock · 11,825 shares

Expires 2033-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

SEC source: 0000950170-25-019231 · ownership.xml · derivative · entry 30

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,986

Underlying: Common Stock · 10,405 shares

Expires 2032-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

SEC source: 0000950170-25-019231 · ownership.xml · derivative · entry 29

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,774

Underlying: Common Stock · 7,740 shares

Expires 2031-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.

SEC source: 0000950170-25-019231 · ownership.xml · derivative · entry 28

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,443 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months.

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 19

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 41,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 18

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 40,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 17

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 36,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.