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LNAI

Lunai Bioworks Inc.

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7981
SEC CIK
0001527728
Parsed reports
159

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2022 Filed Jul 18, 2022 10:02 UTC
Sindlev ReneDirector · 10% owner
OtherCommon Stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001731122-22-001223 · ownership.xml · nonDerivative · entry 1

Sindlev Rene · CIK 0001709513 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RS Arving ApS

Disclosed balance after: 0

F1 · kind: On May 18, 2022, the reporting person entered into a contract to purchase shares in a private transaction. Certain conditions of the transaction were never fulfilled, including delivery of the shares, and on June 8, 2022, the reporting person terminated that contract, resulting in a return to the reporting person of the cash paid.

F1 · price: On May 18, 2022, the reporting person entered into a contract to purchase shares in a private transaction. Certain conditions of the transaction were never fulfilled, including delivery of the shares, and on June 8, 2022, the reporting person terminated that contract, resulting in a return to the reporting person of the cash paid.

Read SEC document
May 26, 2022 Filed Jun 13, 2022 16:56 UTC GrantOption to purchase shares of common stock · Derivative 16,892 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001731122-22-001059 · ownership.xml · derivative · entry 1

McNicol Jayne · CIK 0001866827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,892

Underlying: Common stock · 16,892 shares

Expires 2032-05-26

Read SEC document
May 18, 2022 Filed May 20, 2022 21:37 UTC SaleCommon Stock 128,493 $8.00 $1,027,944.00
Disclosure

SEC source: 0001731122-22-000960 · ownership.xml · nonDerivative · entry 2

Gumrukcu Serhat · CIK 0001813678 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,273,059

Read SEC document
May 18, 2022 Filed May 20, 2022 21:37 UTC SaleCommon Stock 125,000 $8.00 $1,000,000.00
Disclosure

SEC source: 0001731122-22-000960 · ownership.xml · nonDerivative · entry 1

Gumrukcu Serhat · CIK 0001813678 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,401,552

Read SEC document
May 18, 2022 Filed May 21, 2022 01:32 UTC
Sindlev ReneDirector · 10% owner
PurchaseCommon Stock 128,493 $8.00 $1,027,944.00
Disclosure

SEC source: 0001731122-22-000958 · ownership.xml · nonDerivative · entry 2

Sindlev Rene · CIK 0001709513 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RS Group ApS

Disclosed balance after: 128,493

Read SEC document
May 18, 2022 Filed May 21, 2022 01:32 UTC
Sindlev ReneDirector · 10% owner
PurchaseCommon Stock 125,000 $8.00 $1,000,000.00
Disclosure

SEC source: 0001731122-22-000958 · ownership.xml · nonDerivative · entry 1

Sindlev Rene · CIK 0001709513 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RS Arving ApS

Disclosed balance after: 125,000

Read SEC document
April 15, 2022 Filed Aug 3, 2022 09:16 UTC
Sandler Carl ForestFormer director see note below
OtherCommon Stock 992,273 $0.00 $0.00
Disclosure

SEC source: 0001085146-22-002743 · ownership.xml · nonDerivative · entry 2

Sandler Carl Forest · CIK 0001734560 · Former director see note below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,449,104

Read SEC document
April 15, 2022 Filed Aug 3, 2022 09:16 UTC
Sandler Carl ForestFormer director see note below
OtherCommon Stock 3,969,090 $0.00 $0.00
Disclosure

SEC source: 0001085146-22-002743 · ownership.xml · nonDerivative · entry 1

Sandler Carl Forest · CIK 0001734560 · Former director see note below

10b5-1 filing: Not disclosed

Ownership: Indirect · N/A

Disclosed balance after: 3,456,831

F1 · ownership.direct: By Weird Science, LLC

Read SEC document
April 15, 2022 Filed Feb 7, 2023 00:24 UTC OtherCommon Stock 4,961,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-23-001671 · marketforms-58228.xml · nonDerivative · entry 7

Weird Science LLC · CIK 0001955760 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,032

F3 · kind: Pro rata distribution to the members of the Reporting Person.

F3 · price: Pro rata distribution to the members of the Reporting Person.

Read SEC document
April 11, 2022 Filed Feb 6, 2023 19:29 UTC OtherCommon Stock 97,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-23-001675 · marketforms-58230.xml · nonDerivative · entry 1

William Anderson Wittekind · CIK 0001753085 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Weird Science LLC

Disclosed balance after: 5,058,395

F1 · kind: Shares were received as Earnout Stock pursuant to the Agreement and Plan of Merger dated January 12, 2018 (the "Merger Agreement") by and among the Issuer, its merger sub, Enochian Biopharma Inc. and Weird Science LLC. Weird Science's right to the Earnout Stock became fixed and irrevocable on February 16, 2018, the effective date of the closing under the Merger Agreement.

F1 · price: Shares were received as Earnout Stock pursuant to the Agreement and Plan of Merger dated January 12, 2018 (the "Merger Agreement") by and among the Issuer, its merger sub, Enochian Biopharma Inc. and Weird Science LLC. Weird Science's right to the Earnout Stock became fixed and irrevocable on February 16, 2018, the effective date of the closing under the Merger Agreement.

F2 · ownership.nature: The Reporting Person is a manager of Weird Science LLC.

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April 11, 2022 Filed Feb 7, 2023 00:24 UTC OtherCommon Stock 97,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-23-001671 · marketforms-58228.xml · nonDerivative · entry 6

Weird Science LLC · CIK 0001955760 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,058,395

F2 · kind: Shares were received by the Reporting Person as Earnout Stock pursuant to the Merger Agreement. The Reporting Person's right to the Earnout Stock became fixed and irrevocable on February 16, 2018, the date of the closing under the Merger Agreement.

F2 · price: Shares were received by the Reporting Person as Earnout Stock pursuant to the Merger Agreement. The Reporting Person's right to the Earnout Stock became fixed and irrevocable on February 16, 2018, the date of the closing under the Merger Agreement.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 16:30 UTC
Sandler Carl ForestDirector · 10% owner
SaleCommon Stock 1,927 $9.06 $17,458.62
Disclosure

SEC source: 0001731122-22-000522 · ownership.xml · nonDerivative · entry 1

Sandler Carl Forest · CIK 0001734560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,187,487

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2021.

Read SEC document
February 23, 2022 Filed Feb 23, 2022 17:18 UTC
Sandler Carl ForestDirector · 10% owner
SaleCommon Stock 6 $9.00 $54.00
Disclosure

SEC source: 0001731122-22-000303 · ownership.xml · nonDerivative · entry 2

Sandler Carl Forest · CIK 0001734560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,189,414

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2021.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 17:18 UTC
Sandler Carl ForestDirector · 10% owner
SaleCommon Stock 6,792 $9.03 $61,348.06
Disclosure

SEC source: 0001731122-22-000303 · ownership.xml · nonDerivative · entry 1

Sandler Carl Forest · CIK 0001734560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,189,420

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2021.

Read SEC document
January 12, 2022 Filed Feb 6, 2023 19:30 UTC GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-001676 · marketforms-58235.xml · nonDerivative · entry 3

William Anderson Wittekind · CIK 0001753085 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,623,484

Read SEC document
December 28, 2021 Filed Jan 7, 2022 18:32 UTC
Sandler Carl ForestDirector · 10% owner
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-000033 · ownership.xml · nonDerivative · entry 3

Sandler Carl Forest · CIK 0001734560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,196,212

Read SEC document
December 28, 2021 Filed Jan 7, 2022 18:32 UTC
Sandler Carl ForestDirector · 10% owner
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-000033 · ownership.xml · nonDerivative · entry 2

Sandler Carl Forest · CIK 0001734560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,197,712

Read SEC document
December 28, 2021 Filed Jan 7, 2022 18:32 UTC
Sandler Carl ForestDirector · 10% owner
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-000033 · ownership.xml · nonDerivative · entry 1

Sandler Carl Forest · CIK 0001734560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,199,212

Read SEC document
December 27, 2021 Filed Dec 29, 2021 02:41 UTC GrantOption to purchase shares of common stock · Derivative 9,458 $0.00 Strike: $7.93 $0.00
Disclosure

SEC source: 0001731122-21-002209 · ownership.xml · derivative · entry 1

Alton Gregg H · CIK 0001334682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,458

Underlying: Common stock · 9,458 shares

Expires 2031-12-27

Read SEC document
December 27, 2021 Filed Jan 3, 2022 11:01 UTC GrantOption to purchase shares of common stock · Derivative 9,458 $0.00 Strike: $7.93 $0.00
Disclosure

SEC source: 0001731122-22-000002 · ownership.xml · derivative · entry 1

Brosgart Carol L · CIK 0001614724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,458

Underlying: Common stock · 9,458 shares

Expires 2031-12-27

Read SEC document
December 22, 2021 Filed Jan 4, 2022 23:11 UTC GrantOption to purchase shares of common stock · Derivative 3,646 $0.00 Strike: $8.23 $0.00
Disclosure

SEC source: 0001731122-22-000015 · ownership.xml · derivative · entry 1

Gronfeldt-Sorensen Henrik · CIK 0001720024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,646

Underlying: Common stock · 3,646 shares

Expires 2031-10-09

Read SEC document
December 22, 2021 Filed Jan 4, 2022 22:14 UTC
Sindlev ReneDirector · 10% owner
GrantOption to purchase shares of common stock · Derivative 3,646 $0.00 Strike: $8.23 $0.00
Disclosure

SEC source: 0001731122-22-000010 · ownership.xml · derivative · entry 1

Sindlev Rene · CIK 0001709513 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,646

Underlying: Common Stock · 3,646 shares

Expires 2031-12-22

Read SEC document
December 16, 2021 Filed Dec 21, 2021 00:01 UTC
Puche LuisaChief Financial Officer
GrantRestricted Stock Units · Derivative 16,266 $7.75 Strike: $7.75 $126,061.50
Disclosure

SEC source: 0001731122-21-002163 · ownership.xml · derivative · entry 1

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,266

Underlying: Common Stock · 16,266 shares

Expires 2031-12-16

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Enochian Biosciences Inc. common stock.

F2 · derivative.exercise_date: The reporting person received restricted stock units under the Enochian BioSciences Inc. 2019 Equity Incentive Plan. 11,266 of the restricted stock units shall vest on the Grant Date; the remaining 5,000 restricted stock units shall vest on January 7, 2022. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

Read SEC document
December 16, 2021 Filed Jan 11, 2022 22:54 UTC Amendment
Puche LuisaChief Financial Officer
GrantCommon Stock 16,266 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-000044 · ownership.xml · nonDerivative · entry 2

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,266

F2 · shares: Ms. Puche received restricted stock units under the Issuer's 2019 Equity Incentive Plan. 11,266 of the restricted stock units vested on the Grant Date; the remaining 5,000 restricted stock units vested on January 7, 2022. Upon vesting, the reporting person received a number of shares of common stock equal to the number of restricted stock units that have vested.

Read SEC document
December 16, 2021 Filed Jan 11, 2022 22:54 UTC Amendment
Puche LuisaChief Financial Officer
Disposition to issuerCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-000044 · ownership.xml · nonDerivative · entry 1

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The Issuer cancelled the shares of common stock previously issued to Ms. Puche upon the vesting of certain restricted stock units.

Read SEC document
December 14, 2021 Filed Feb 6, 2023 19:30 UTC GiftCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-001676 · marketforms-58235.xml · nonDerivative · entry 2

William Anderson Wittekind · CIK 0001753085 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,627,484

Read SEC document
October 26, 2021 Filed Nov 23, 2021 17:41 UTC
Puche LuisaChief Financial Officer
GrantOption to purchase shares of common stock · Derivative 60,000 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001731122-21-002049 · ownership.xml · derivative · entry 1

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common stock · 60,000 shares

Expires 2031-10-26

F1 · derivative.exercise_date: The options vest ratably on October 26, 2022, October 26, 2023 and October 26, 2024.

Read SEC document
October 20, 2021 Filed Feb 6, 2023 19:30 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-001676 · marketforms-58235.xml · nonDerivative · entry 1

William Anderson Wittekind · CIK 0001753085 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,629,884

Read SEC document
October 11, 2021 Filed Dec 22, 2021 16:07 UTC GrantOption to purchase shares of common stock · Derivative 10,519 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001731122-21-002174 · ownership.xml · derivative · entry 1

Gronfeldt-Sorensen Henrik · CIK 0001720024 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Greenfield Holding ApS

Disclosed balance after: 10,519

Underlying: Common stock · 10,519 shares

Expires 2031-10-11

F1 · shares: On October 11, 2021, Mr. Gronfeldt-Sorensen was granted an option to purchase 10,519 shares of common stock of Enochian Biosciences Inc., said option to vest on October 11, 2022.

Read SEC document
October 11, 2021 Filed Jan 4, 2022 23:08 UTC Amendment GrantOption to purchase shares of common stock · Derivative 10,519 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001731122-22-000013 · ownership.xml · derivative · entry 1

Gronfeldt-Sorensen Henrik · CIK 0001720024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,519

Underlying: Common stock · 10,519 shares

Expires 2031-10-11

F1 · ownership.direct: The reporting person is amending the Form 4 originally filed to report that the form of ownership is direct and not indirect.

Read SEC document
July 28, 2021 Filed Dec 22, 2021 16:30 UTC
Sindlev ReneDirector · 10% owner
GrantOption to purchase shares of common stock · Derivative 9,036 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001731122-21-002180 · ownership.xml · derivative · entry 1

Sindlev Rene · CIK 0001709513 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,036

Underlying: Common Stock · 9,036 shares

Expires 2031-07-28

F1 · shares: On July 28, 2021, Mr. Sindlev was granted an option to purchase 9,036 shares of the issuer's common stock, fully vesting on July 28, 2022.

Read SEC document
July 19, 2021 Filed Jul 22, 2021 20:33 UTC
Dybul MarkDirector · Chief Executive Officer
GrantOption to purchase shares of common stock · Derivative 2,000,000 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0001731122-21-001219 · ownership.xml · derivative · entry 1

Dybul Mark · CIK 0001734805 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common stock · 2,000,000 shares

Expires 2031-07-19

F1 · derivative.exercise_date: The options vest ratably on July 1, 2022, July 1, 2023 and July 1, 2024.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 15:49 UTC GrantOption to purchase shares of common stock · Derivative 26,498 $0.00 Strike: $5.78 $0.00
Disclosure

SEC source: 0001731122-21-001096 · ownership.xml · derivative · entry 1

McNicol Jayne · CIK 0001866827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,498

Underlying: Common stock · 26,498 shares

Expires 2031-06-24

Read SEC document
April 22, 2021 Filed Feb 6, 2023 19:27 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-001674 · marketforms-58234.xml · nonDerivative · entry 5

William Anderson Wittekind · CIK 0001753085 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,632,884

Read SEC document
April 08, 2021 Filed Feb 6, 2023 19:27 UTC GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-001674 · marketforms-58234.xml · nonDerivative · entry 4

William Anderson Wittekind · CIK 0001753085 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,635,884

Read SEC document
March 11, 2021 Filed Feb 6, 2023 19:27 UTC GiftCommon Stock 74,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-001674 · marketforms-58234.xml · nonDerivative · entry 3

William Anderson Wittekind · CIK 0001753085 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,638,884

Read SEC document
March 06, 2021 Filed Mar 12, 2021 01:03 UTC
D An EvelynDirector
GrantOption to Purchase Common Stock · Derivative 19,894 $0.00 Strike: $3.77 $0.00
Disclosure

SEC source: 0001731122-21-000359 · ownership.xml · derivative · entry 1

D An Evelyn · CIK 0001325168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,894

Underlying: Common Stock · 19,894 shares

Expires 2031-03-06

F1 · security: On March 6, 2021, Ms. D'An was granted an option to purchase 19,894 shares of common stock of Enochian Biosciences Inc., said option to vest on March 6, 2022.

Read SEC document
March 06, 2021 Filed Mar 12, 2021 01:02 UTC GrantOption to Purchase Common Stock · Derivative 19,894 $0.00 Strike: $3.77 $0.00
Disclosure

SEC source: 0001731122-21-000358 · ownership.xml · derivative · entry 1

SAPIRSTEIN JAMES · CIK 0001559509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,894

Underlying: Common Stock · 19,894 shares

Expires 2031-03-06

F1 · security: On March 6, 2021, Mr. Sapirstein was granted an option to purchase 19,894 shares of common stock of Enochian Biosciences Inc., said option to vest on March 6, 2022.

Read SEC document
February 28, 2021 Filed Dec 22, 2021 11:18 UTC
Sandler Carl ForestDirector · 10% owner
GrantOption to purchase shares of common stock · Derivative 12,712 $0.00 Strike: $3.54 $0.00
Disclosure

SEC source: 0001731122-21-002178 · ownership.xml · derivative · entry 1

Sandler Carl Forest Jr · CIK 0001734560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,712

Underlying: Common stock · 12,712 shares

Expires 2031-02-28

F1 · shares: On February 28, 2021, Mr. Sandler was granted an option to purchase 12,712 shares of common stock of Enochian Biosciences Inc., said option to vest on February 28, 2022.

Read SEC document
December 28, 2020 Filed Dec 21, 2021 16:50 UTC GrantOption to purchase shares of common stock · Derivative 25,424 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001731122-21-002169 · ownership.xml · derivative · entry 1

Brosgart Carol L · CIK 0001614724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,424

Underlying: Common stock · 25,424 shares

Expires 2030-12-28

F1 · shares: On December 28, 2020, Dr. Brosgart was granted an option to purchase 25,424 shares of common stock of Enochian Biosciences Inc., said option to vest on December 28, 2021.

Read SEC document
December 28, 2020 Filed Dec 22, 2021 16:10 UTC GrantOption to purchase shares of common stock · Derivative 25,424 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001731122-21-002176 · ownership.xml · derivative · entry 1

Alton Gregg H · CIK 0001334682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,424

Underlying: Common stock · 25.424 shares

Expires 2030-12-28

F1 · shares: On December 3, 2020, Mr. Alton was granted an option to purchase 25,424 shares of common stock of Enochian Biosciences Inc., said option to vest on December 28, 2021.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 14:00 UTC
Sandler Carl ForestDirector · 10% owner
OtherCommon Stock 61,249 $0.00 $0.00
Disclosure

SEC source: 0001731122-20-001303 · ownership.xml · nonDerivative · entry 1

Sandler Carl Forest Jr · CIK 0001734560 · Director · 10% owner

William Anderson Wittekind · CIK 0001753085 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Weird Science, LLC

Disclosed balance after: 4,961,363

F1 · security: On December 14, 2020, Weird Science, LLC received 61,249 shares of common stock pursuant to a contractual right to receive shares upon the exercise of outstanding warrants of the Issuer. Mr. Sandler and W. Anderson Wittekind are each managers of Weird Science and share investment control over the shares held by Weird Science, LLC.

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December 14, 2020 Filed Dec 16, 2020 19:03 UTC
Dybul MarkDirector · Executive Vice Chair
OtherCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001731122-20-001305 · ownership.xml · nonDerivative · entry 1

Dybul Mark · CIK 0001734805 · Director · Executive Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,196

F1 · security: On December 14, 2020, Mark Dybul received 180 shares of common stock pursuant to a contractual right to receive shares upon the exercise of outstanding warrants of the Issuer.

Read SEC document
December 14, 2020 Filed Feb 6, 2023 19:27 UTC GiftCommon Stock 904,017 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-001674 · marketforms-58234.xml · nonDerivative · entry 2

William Anderson Wittekind · CIK 0001753085 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,763,384

Read SEC document
December 14, 2020 Filed Feb 7, 2023 00:24 UTC OtherCommon Stock 61,249 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-23-001671 · marketforms-58228.xml · nonDerivative · entry 5

Weird Science LLC · CIK 0001955760 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,961,363

F2 · kind: Shares were received by the Reporting Person as Earnout Stock pursuant to the Merger Agreement. The Reporting Person's right to the Earnout Stock became fixed and irrevocable on February 16, 2018, the date of the closing under the Merger Agreement.

F2 · price: Shares were received by the Reporting Person as Earnout Stock pursuant to the Merger Agreement. The Reporting Person's right to the Earnout Stock became fixed and irrevocable on February 16, 2018, the date of the closing under the Merger Agreement.

Read SEC document
August 25, 2020 Filed Feb 6, 2023 19:27 UTC GiftCommon Stock 111,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-001674 · marketforms-58234.xml · nonDerivative · entry 1

William Anderson Wittekind · CIK 0001753085 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,398,056

Read SEC document
June 11, 2020 Filed Jun 19, 2020 19:01 UTC
Dybul MarkDirector · Executive Vice Chair
GrantOption to Purchase Common Stock · Derivative 450,000 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001731122-20-000662 · ownership.xml · derivative · entry 1

Dybul Mark · CIK 0001734805 · Director · Executive Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2030-06-11

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May 29, 2020 Filed Feb 7, 2023 00:24 UTC OtherCommon Stock 17,545,283 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-23-001671 · marketforms-58228.xml · nonDerivative · entry 4

Weird Science LLC · CIK 0001955760 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900,114

F3 · kind: Pro rata distribution to the members of the Reporting Person.

F3 · price: Pro rata distribution to the members of the Reporting Person.

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April 06, 2020 Filed Dec 21, 2021 16:50 UTC GrantOption to purchase shares of common stock · Derivative 15,625 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001731122-21-002169 · ownership.xml · derivative · entry 2

Brosgart Carol L · CIK 0001614724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common stock · 15,625 shares

Expires 2030-04-06

F2 · shares: On April 6, 2020, Dr. Brosgart was granted an option to purchase 15,625 shares of common stock of Enochian Biosciences Inc., said option to vest on December 27, 2020.

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April 06, 2020 Filed Dec 22, 2021 16:10 UTC GrantOption to purchase shares of common stock · Derivative 15,625 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001731122-21-002176 · ownership.xml · derivative · entry 2

Alton Gregg H · CIK 0001334682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common stock · 15,625 shares

Expires 2030-04-06

F2 · shares: On April 6, 2020, Mr. Alton was granted an option to purchase 15,625 shares of common stock of Enochian Biosciences Inc., said option to vest on December 27, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.