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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2014 Filed Jul 30, 2014 19:01 UTC SaleCommon Stock 249,700 $63.03 $15,738,591.00
Disclosure

SEC source: 0001209191-14-049518 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,341,104

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.64 to $63.63, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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July 28, 2014 Filed Jul 30, 2014 20:32 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative 1,175 $0.00 Strike: $56.18 $0.00
Disclosure

SEC source: 0000059478-14-000135 · wf-form4_140675226363198.xml · derivative · entry 8

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 0

Underlying: Common Stock · 1,175 shares

Expires 2016-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

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July 28, 2014 Filed Jul 30, 2014 20:32 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 1,065 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000135 · wf-form4_140675226363198.xml · derivative · entry 7

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 0

Underlying: Common Stock · 1,065 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
July 28, 2014 Filed Jul 30, 2014 20:32 UTC
Mahony SusanSVP & Pres., Lilly Oncology
SaleCommon Stock 2,065 $63.30 $130,714.50
Disclosure

SEC source: 0000059478-14-000135 · wf-form4_140675226363198.xml · nonDerivative · entry 3

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 7,810

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
July 28, 2014 Filed Jul 30, 2014 20:32 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Exercise / conversionCommon Stock 1,175 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000135 · wf-form4_140675226363198.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 9,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
July 28, 2014 Filed Jul 30, 2014 20:32 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Exercise / conversionCommon Stock 1,065 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000135 · wf-form4_140675226363198.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 8,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
July 25, 2014 Filed Jul 28, 2014 19:07 UTC
Mahony SusanSVP & Pres., Lilly Oncology
SaleCommon Stock 30,000 $63.90 $1,917,000.00
Disclosure

SEC source: 0000059478-14-000131 · wf-form4_140657441526361.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,798

Read SEC document
July 25, 2014 Filed Jul 28, 2014 19:16 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
SaleCommon Stock 10,000 $63.79 $637,900.00
Disclosure

SEC source: 0000059478-14-000133 · wf-form4_140657495079866.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,736

F1 · price: This transaction was executed in multiple trades at prices ranging from $63.72 to $63.84. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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July 01, 2014 Filed Jul 2, 2014 19:29 UTC SaleCommon Stock 235,000 $62.30 $14,640,500.00
Disclosure

SEC source: 0001209191-14-045082 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,590,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.02 to $62.545, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
June 30, 2014 Filed Jun 30, 2014 15:54 UTC GrantCommon Stock 146 $58.83 $8,589.18
Disclosure

SEC source: 0000059478-14-000124 · wf-form4_140414366071767.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,281

Read SEC document
June 25, 2014 Filed Jun 26, 2014 18:23 UTC SaleCommon Stock 400 $63.10 $25,240.00
Disclosure

SEC source: 0001209191-14-043780 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,825,804

F2 · price: The shares reported in Column 4 were sold at $63.10.

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June 25, 2014 Filed Jun 26, 2014 18:23 UTC SaleCommon Stock 244,600 $62.68 $15,331,528.00
Disclosure

SEC source: 0001209191-14-043780 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,826,204

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.07 to $63.06, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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June 20, 2014 Filed Jun 23, 2014 19:01 UTC SaleCommon Stock 85,600 $61.95 $5,302,920.00
Disclosure

SEC source: 0001209191-14-043080 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,070,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.80 to $62.14, inclusive.

Read SEC document
June 20, 2014 Filed Jun 23, 2014 19:01 UTC SaleCommon Stock 144,400 $61.31 $8,853,164.00
Disclosure

SEC source: 0001209191-14-043080 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,156,404

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.80 to $61.79, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
June 20, 2014 Filed Jun 25, 2014 20:28 UTC Amendment SaleCommon Stock 85,600 $61.96 $5,303,776.00
Disclosure

SEC source: 0000911916-14-000098 · edgar.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,070,804

F3 · price: This Amendment is being filed to correct the weighted average price reported in Column 4 of Table I in the Form 4 filed on June 23, 2014, which inadvertantly reported the weighted average price as $61.95.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.80 to $62.14, inclusive.

Read SEC document
June 20, 2014 Filed Jun 25, 2014 20:28 UTC Amendment SaleCommon Stock 144,400 $61.42 $8,869,048.00
Disclosure

SEC source: 0000911916-14-000098 · edgar.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,156,404

F1 · price: This Amendment is being filed to correct the weighted average price reported in Column 4 of Table I in the Form 4 filed on June 23, 2014, which inadvertantly reported the weighted average price as $61.31.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.80 to $61.79, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

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June 16, 2014 Filed Jun 17, 2014 17:33 UTC SaleCommon Stock 200,000 $58.73 $11,746,000.00
Disclosure

SEC source: 0001209191-14-041909 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,300,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.51 to $59.13, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
June 13, 2014 Filed Jan 29, 2015 18:26 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GiftCommon Stock 944 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000009 · wf-form5_142255599923302.xml · nonDerivative · entry 5

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 49,102

F1 · ownership.nature: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
June 12, 2014 Filed Jan 29, 2015 18:26 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GiftCommon Stock 944 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000009 · wf-form5_142255599923302.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,635

Read SEC document
June 09, 2014 Filed Oct 31, 2014 18:03 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GiftCommon Stock 620 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 5

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,966

Read SEC document
June 05, 2014 Filed Jun 6, 2014 15:59 UTC SaleCommon Stock 190,000 $59.53 $11,310,700.00
Disclosure

SEC source: 0001209191-14-039484 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,500,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.20 to $59.75, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
June 05, 2014 Filed Oct 31, 2014 18:03 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GiftCommon Stock 6,475 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 4

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,586

Read SEC document
May 30, 2014 Filed May 30, 2014 11:44 UTC GrantCommon Stock 146 $58.65 $8,562.90
Disclosure

SEC source: 0000059478-14-000115 · wf-form4_140145025640614.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,945

Read SEC document
May 29, 2014 Filed May 30, 2014 11:46 UTC
Walsh Fionnuala MSVP, Global Quality
Tax withholdingCommon Stock 2,584 $59.70 $154,264.80
Disclosure

SEC source: 0000059478-14-000116 · wf-form4_140145037219396.xml · nonDerivative · entry 1

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,646

Read SEC document
May 21, 2014 Filed May 22, 2014 18:37 UTC SaleCommon Stock 230,000 $58.90 $13,547,000.00
Disclosure

SEC source: 0001209191-14-036098 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,690,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.66 to $59.09, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 12, 2014 Filed May 13, 2014 13:40 UTC PurchaseCommon Stock 1,700 $59.14 $100,538.00
Disclosure

SEC source: 0000059478-14-000110 · wf-form4_139998842891290.xml · nonDerivative · entry 2

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,180

Read SEC document
May 12, 2014 Filed May 13, 2014 13:40 UTC PurchaseCommon Stock 15,457 $59.19 $914,899.83
Disclosure

SEC source: 0000059478-14-000110 · wf-form4_139998842891290.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,480

F1 · price: This transaction was executed in multiple trades at prices ranging from $59.14 to $59.22. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 12, 2014 Filed May 13, 2014 18:06 UTC SaleCommon Stock 210,000 $59.33 $12,459,300.00
Disclosure

SEC source: 0001209191-14-033232 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,920,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.09 to $59.87, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 06, 2014 Filed May 7, 2014 18:43 UTC SaleCommon Stock 3,600 $59.50 $214,200.00
Disclosure

SEC source: 0001209191-14-031785 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,130,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.48 to $59.55, inclusive.

Read SEC document
May 06, 2014 Filed May 7, 2014 18:43 UTC SaleCommon Stock 186,400 $58.78 $10,956,592.00
Disclosure

SEC source: 0001209191-14-031785 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,134,404

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.46 to $59.45, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
April 30, 2014 Filed May 2, 2014 15:53 UTC GrantCommon Stock 141 $60.86 $8,581.26
Disclosure

SEC source: 0000059478-14-000104 · wf-form4_139904598429586.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,799

Read SEC document
April 30, 2014 Filed Oct 31, 2014 18:03 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GiftCommon Stock 435 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 3

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,061

Read SEC document
April 29, 2014 Filed Apr 30, 2014 18:53 UTC SaleCommon Stock 200,000 $59.43 $11,886,000.00
Disclosure

SEC source: 0001209191-14-029843 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,320,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.28 to $59.66, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
April 29, 2014 Filed Jan 29, 2015 18:33 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
GiftCommon Stock 85 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000013 · wf-form5_142255639647288.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,155

Read SEC document
April 28, 2014 Filed Apr 29, 2014 19:16 UTC SaleCommon Stock 150,000 $58.64 $8,796,000.00
Disclosure

SEC source: 0001209191-14-029653 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,520,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.18 to $59.14, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
March 31, 2014 Filed Mar 31, 2014 18:06 UTC GrantCommon Stock 146 $58.87 $8,595.02
Disclosure

SEC source: 0000059478-14-000092 · wf-form4_139628918007236.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,658

Read SEC document
March 13, 2014 Filed Oct 31, 2014 18:03 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GiftCommon Stock 433 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 2

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,496

Read SEC document
March 03, 2014 Filed Sep 8, 2014 16:14 UTC
Rice Derica WEVP-Global Services and CFO
GiftCommon Stock 58,990 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000149 · wf-form4_141019288800941.xml · nonDerivative · entry 2

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 276,514

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
March 03, 2014 Filed Sep 8, 2014 16:14 UTC
Rice Derica WEVP-Global Services and CFO
GiftCommon Stock 58,990 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000149 · wf-form4_141019288800941.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 03, 2014 Filed Oct 31, 2014 18:03 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GiftCommon Stock 17,215 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,929

Read SEC document
February 28, 2014 Filed Feb 28, 2014 14:20 UTC GrantCommon Stock 155 $55.25 $8,563.75
Disclosure

SEC source: 0000059478-14-000088 · wf-form4_139359722650280.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,327

Read SEC document
February 03, 2014 Filed Feb 4, 2014 20:48 UTC
Rice Derica WEVP-Global Services and CFO
SaleCommon Stock 16,562 Not disclosed Not disclosed
Disclosure

SEC source: 0000059478-14-000072 · wf-form4_139154688113422.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,990

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2013.

F2 · price: This transaction was executed in multiple trades at prices ranging from $53.46 to $53.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 03, 2014 Filed Feb 4, 2014 20:48 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
SaleCommon Stock 3,086 Not disclosed Not disclosed
Disclosure

SEC source: 0000059478-14-000073 · wf-form4_139154689662444.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,084

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2013.

F2 · price: This transaction was executed in multiple trades at prices ranging from $53.89 to $53.90. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 01, 2014 Filed Feb 4, 2014 15:25 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
Exercise / conversionRestricted Stock Unit · Derivative 15,674 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000059 · wf-form4_139152754455047.xml · derivative · entry 4

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,674 shares

Expires 2014-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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February 01, 2014 Filed Feb 4, 2014 15:25 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
Tax withholdingCommon Stock 7,363 $54.01 $397,675.63
Disclosure

SEC source: 0000059478-14-000059 · wf-form4_139152754455047.xml · nonDerivative · entry 2

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,736

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February 01, 2014 Filed Feb 4, 2014 15:25 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
Exercise / conversionCommon Stock 15,674 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000059 · wf-form4_139152754455047.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2014 Filed Feb 4, 2014 15:26 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Exercise / conversionRestricted Stock Unit · Derivative 14,107 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000060 · wf-form4_139152756373404.xml · derivative · entry 6

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,107 shares

Expires 2014-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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February 01, 2014 Filed Feb 4, 2014 15:26 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Tax withholdingCommon Stock 6,627 $54.01 $357,924.27
Disclosure

SEC source: 0000059478-14-000060 · wf-form4_139152756373404.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,798

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February 01, 2014 Filed Feb 4, 2014 15:26 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Exercise / conversionCommon Stock 14,107 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000060 · wf-form4_139152756373404.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2014 Filed Feb 4, 2014 15:26 UTC
Peterson Barton RSr. VP, Corp. Affairs & Comm.
Exercise / conversionRestricted Stock Unit · Derivative 7,837 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000061 · wf-form4_139152758135653.xml · derivative · entry 4

Peterson Barton R · CIK 0001466550 · Sr. VP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,837 shares

Expires 2014-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.