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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202503
Jan 2026031
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2014 Filed Oct 6, 2014 18:17 UTC
Crowe Maria APresident, Mfg. Operations
Tax withholdingCommon Stock 3,646 $64.83 $236,370.18
Disclosure

SEC source: 0000059478-14-000161 · wf-form4_141261946378941.xml · nonDerivative · entry 2

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,016

Read SEC document
October 03, 2014 Filed Oct 6, 2014 18:17 UTC
Crowe Maria APresident, Mfg. Operations
Exercise / conversionCommon Stock 9,175 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000161 · wf-form4_141261946378941.xml · nonDerivative · entry 1

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2014 Filed Oct 3, 2014 15:12 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
SaleCommon Stock 5,000 $64.86 $324,300.00
Disclosure

SEC source: 0000059478-14-000157 · wf-form4_141234916007183.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,736

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2014.

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.75 to $65.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 01, 2014 Filed Oct 3, 2014 15:17 UTC
Zulueta Alfonso GSVP& Pres., Emerging Markets
Exercise / conversionRestricted Stock Unit · Derivative 9,333 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000159 · wf-form4_141234941394598.xml · derivative · entry 4

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,333 shares

Expires 2014-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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October 01, 2014 Filed Oct 3, 2014 15:17 UTC
Zulueta Alfonso GSVP& Pres., Emerging Markets
Tax withholdingCommon Stock 4,384 $64.85 $284,302.40
Disclosure

SEC source: 0000059478-14-000159 · wf-form4_141234941394598.xml · nonDerivative · entry 2

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,112

Read SEC document
October 01, 2014 Filed Oct 3, 2014 15:17 UTC
Zulueta Alfonso GSVP& Pres., Emerging Markets
Exercise / conversionCommon Stock 9,333 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000159 · wf-form4_141234941394598.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2014 Filed Sep 30, 2014 19:05 UTC GrantCommon Stock 132 $65.19 $8,605.08
Disclosure

SEC source: 0000059478-14-000155 · wf-form4_141210394188905.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,864

Read SEC document
September 30, 2014 Filed Oct 1, 2014 17:32 UTC SaleCommon Stock 200,000 $65.07 $13,014,000.00
Disclosure

SEC source: 0001209191-14-060450 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,730,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.84 to $65.55, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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September 15, 2014 Filed Jan 29, 2015 18:31 UTC
Rice Derica WEVP-Global Services and CFO
GiftCommon Stock 26,749 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000011 · wf-form5_142255625728898.xml · nonDerivative · entry 2

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 278,263

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
September 15, 2014 Filed Jan 29, 2015 18:31 UTC
Rice Derica WEVP-Global Services and CFO
GiftCommon Stock 26,749 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000011 · wf-form5_142255625728898.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 12, 2014 Filed Sep 16, 2014 15:56 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 1,314 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000153 · wf-form4_141088298771723.xml · derivative · entry 7

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,628

Underlying: Common Stock · 1,314 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2014 Filed Sep 16, 2014 15:56 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative 1,627 $0.00 Strike: $56.18 $0.00
Disclosure

SEC source: 0000059478-14-000153 · wf-form4_141088298771723.xml · derivative · entry 6

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,254

Underlying: Common Stock · 1,627 shares

Expires 2016-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2014 Filed Sep 16, 2014 15:56 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Tax withholdingCommon Stock 1,440 $65.18 $93,859.20
Disclosure

SEC source: 0000059478-14-000153 · wf-form4_141088298771723.xml · nonDerivative · entry 4

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,644

Read SEC document
September 12, 2014 Filed Sep 16, 2014 15:56 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Exercise / conversionCommon Stock 1,627 $56.18 $91,404.86
Disclosure

SEC source: 0000059478-14-000153 · wf-form4_141088298771723.xml · nonDerivative · entry 3

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2014 Filed Sep 16, 2014 15:56 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Tax withholdingCommon Stock 1,153 $65.18 $75,152.54
Disclosure

SEC source: 0000059478-14-000153 · wf-form4_141088298771723.xml · nonDerivative · entry 2

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,457

Read SEC document
September 12, 2014 Filed Sep 16, 2014 15:56 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Exercise / conversionCommon Stock 1,314 $55.65 $73,124.10
Disclosure

SEC source: 0000059478-14-000153 · wf-form4_141088298771723.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2014 Filed Oct 31, 2014 18:03 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GiftCommon Stock 12,631 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 7

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,865

Read SEC document
September 12, 2014 Filed Dec 12, 2014 22:15 UTC Amendment
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 1,314 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000224 · wf-form4a_141842249309818.xml · derivative · entry 2

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,314 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This amendment is being filed to correctly report the securities beneficially owned under the "D" designation in column 5 of Table II (these were inadvertently reported under the "A" designation in column 5 on the original report), and to correct the number of securities beneficially owned following the reported transaction, as reported in column 9.

F1 · balance_after: This amendment is being filed to correctly report the securities beneficially owned under the "D" designation in column 5 of Table II (these were inadvertently reported under the "A" designation in column 5 on the original report), and to correct the number of securities beneficially owned following the reported transaction, as reported in column 9.

Read SEC document
September 12, 2014 Filed Dec 12, 2014 22:15 UTC Amendment
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative 1,627 $0.00 Strike: $56.18 $0.00
Disclosure

SEC source: 0000059478-14-000224 · wf-form4a_141842249309818.xml · derivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,627 shares

Expires 2016-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This amendment is being filed to correctly report the securities beneficially owned under the "D" designation in column 5 of Table II (these were inadvertently reported under the "A" designation in column 5 on the original report), and to correct the number of securities beneficially owned following the reported transaction, as reported in column 9.

F1 · balance_after: This amendment is being filed to correctly report the securities beneficially owned under the "D" designation in column 5 of Table II (these were inadvertently reported under the "A" designation in column 5 on the original report), and to correct the number of securities beneficially owned following the reported transaction, as reported in column 9.

Read SEC document
September 10, 2014 Filed Sep 11, 2014 16:07 UTC SaleCommon Stock 210,000 $64.77 $13,601,700.00
Disclosure

SEC source: 0001209191-14-057445 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,930,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.59 to $64.91, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
September 08, 2014 Filed Sep 10, 2014 18:32 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 1,509 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000151 · wf-form4_141037391764049.xml · derivative · entry 4

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,509 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2014 Filed Sep 10, 2014 18:32 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
Tax withholdingCommon Stock 1,353 $64.72 $87,566.16
Disclosure

SEC source: 0000059478-14-000151 · wf-form4_141037391764049.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,240

Read SEC document
September 08, 2014 Filed Sep 10, 2014 18:32 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
Exercise / conversionCommon Stock 1,509 $55.65 $83,975.85
Disclosure

SEC source: 0000059478-14-000151 · wf-form4_141037391764049.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2014 Filed Sep 8, 2014 16:14 UTC
Rice Derica WEVP-Global Services and CFO
Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 23,077 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000149 · wf-form4_141019288800941.xml · derivative · entry 9

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,077 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2014 Filed Sep 8, 2014 16:14 UTC
Rice Derica WEVP-Global Services and CFO
Tax withholdingCommon Stock 21,328 $64.15 $1,368,191.20
Disclosure

SEC source: 0000059478-14-000149 · wf-form4_141019288800941.xml · nonDerivative · entry 6

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,749

Read SEC document
September 04, 2014 Filed Sep 8, 2014 16:14 UTC
Rice Derica WEVP-Global Services and CFO
Exercise / conversionCommon Stock 23,077 $55.65 $1,284,235.05
Disclosure

SEC source: 0000059478-14-000149 · wf-form4_141019288800941.xml · nonDerivative · entry 5

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2014 Filed Sep 4, 2014 15:53 UTC SaleCommon Stock 200,000 $63.99 $12,798,000.00
Disclosure

SEC source: 0001209191-14-055790 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,140,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.805 to $64.13, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
September 02, 2014 Filed Sep 3, 2014 15:42 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
SaleCommon Stock 5,000 $63.60 $318,000.00
Disclosure

SEC source: 0000059478-14-000147 · wf-form4_140975896339125.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,736

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2014.

Read SEC document
August 29, 2014 Filed Sep 3, 2014 15:38 UTC GrantCommon Stock 140 $61.35 $8,589.00
Disclosure

SEC source: 0000059478-14-000145 · wf-form4_140975871492825.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,556

Read SEC document
August 26, 2014 Filed Aug 28, 2014 18:06 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative 3,765 $0.00 Strike: $56.18 $0.00
Disclosure

SEC source: 0000059478-14-000143 · wf-form4_140924919097831.xml · derivative · entry 7

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,765 shares

Expires 2016-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: The shares reported represent the exercise of the remaining half of the shares that were retained by the reporting person after the transfer to his ex-wife pursuant to a domestic relations order.

Read SEC document
August 26, 2014 Filed Aug 28, 2014 18:06 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 4,615 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000143 · wf-form4_140924919097831.xml · derivative · entry 6

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,615 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: The shares reported represent the exercise of the remaining half of the shares that were retained by the reporting person after the transfer to his ex-wife pursuant to a domestic relations order.

Read SEC document
August 26, 2014 Filed Aug 28, 2014 18:06 UTC
Fry Stephen FSVP, HR & Diversity
Tax withholdingCommon Stock 3,516 $62.73 $220,558.68
Disclosure

SEC source: 0000059478-14-000143 · wf-form4_140924919097831.xml · nonDerivative · entry 4

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,308

Read SEC document
August 26, 2014 Filed Aug 28, 2014 18:06 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionCommon Stock 3,765 $56.18 $211,517.70
Disclosure

SEC source: 0000059478-14-000143 · wf-form4_140924919097831.xml · nonDerivative · entry 3

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares reported represent the exercise of the remaining half of the shares that were retained by the reporting person after the transfer to his ex-wife pursuant to a domestic relations order.

Read SEC document
August 26, 2014 Filed Aug 28, 2014 18:06 UTC
Fry Stephen FSVP, HR & Diversity
Tax withholdingCommon Stock 4,293 $62.73 $269,299.89
Disclosure

SEC source: 0000059478-14-000143 · wf-form4_140924919097831.xml · nonDerivative · entry 2

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,059

Read SEC document
August 26, 2014 Filed Aug 28, 2014 18:06 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionCommon Stock 4,615 $55.65 $256,824.75
Disclosure

SEC source: 0000059478-14-000143 · wf-form4_140924919097831.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares reported represent the exercise of the remaining half of the shares that were retained by the reporting person after the transfer to his ex-wife pursuant to a domestic relations order.

F2 · balance_after: Since the date of the reporting persons last ownership report, he transferred 8,413 shares of common stock, employee stock options to purchase 4,616 shares of LLY common stock at $55.65 (Employee stock option dated 2/05), and employee stock options to purchase 3,765 shares of LLY common stock at $56.18 (Employee stock option dated 2/06) all pursuant to a domestic relations order.

Read SEC document
August 22, 2014 Filed Sep 8, 2014 16:14 UTC
Rice Derica WEVP-Global Services and CFO
GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000149 · wf-form4_141019288800941.xml · nonDerivative · entry 4

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
August 22, 2014 Filed Sep 8, 2014 16:14 UTC
Rice Derica WEVP-Global Services and CFO
GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000149 · wf-form4_141019288800941.xml · nonDerivative · entry 3

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 251,514

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
August 13, 2014 Filed Aug 15, 2014 17:29 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 8,521 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000141 · wf-form4_140812375788362.xml · derivative · entry 6

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,521 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2014 Filed Aug 15, 2014 17:29 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Tax withholdingCommon Stock 7,789 $60.88 $474,194.32
Disclosure

SEC source: 0000059478-14-000141 · wf-form4_140812375788362.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,530

Read SEC document
August 13, 2014 Filed Aug 15, 2014 17:29 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Exercise / conversionCommon Stock 8,521 $55.65 $474,193.65
Disclosure

SEC source: 0000059478-14-000141 · wf-form4_140812375788362.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 12, 2014 Filed Aug 14, 2014 14:58 UTC
Harrington Michael JSenior VP and General Counsel
Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 1,361 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000139 · wf-form4_140802831880267.xml · derivative · entry 6

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,361 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2014 Filed Aug 14, 2014 14:58 UTC
Harrington Michael JSenior VP and General Counsel
Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 1,361 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000139 · wf-form4_140802831880267.xml · derivative · entry 5

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,361

Underlying: Common Stock · 1,361 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2014 Filed Aug 14, 2014 14:58 UTC
Harrington Michael JSenior VP and General Counsel
Tax withholdingCommon Stock 1,241 $61.08 $75,800.28
Disclosure

SEC source: 0000059478-14-000139 · wf-form4_140802831880267.xml · nonDerivative · entry 4

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,052

Read SEC document
August 12, 2014 Filed Aug 14, 2014 14:58 UTC
Harrington Michael JSenior VP and General Counsel
Exercise / conversionCommon Stock 1,361 $55.65 $75,739.65
Disclosure

SEC source: 0000059478-14-000139 · wf-form4_140802831880267.xml · nonDerivative · entry 3

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2014 Filed Aug 14, 2014 14:58 UTC
Harrington Michael JSenior VP and General Counsel
Tax withholdingCommon Stock 1,241 $61.08 $75,800.28
Disclosure

SEC source: 0000059478-14-000139 · wf-form4_140802831880267.xml · nonDerivative · entry 2

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,932

Read SEC document
August 12, 2014 Filed Aug 14, 2014 14:58 UTC
Harrington Michael JSenior VP and General Counsel
Exercise / conversionCommon Stock 1,361 $55.65 $75,739.65
Disclosure

SEC source: 0000059478-14-000139 · wf-form4_140802831880267.xml · nonDerivative · entry 1

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2014 Filed Oct 31, 2014 18:03 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GiftCommon Stock 470 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 10

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 50,046

F1 · ownership.nature: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
August 07, 2014 Filed Oct 31, 2014 18:03 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GiftCommon Stock 470 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 6

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,496

Read SEC document
July 31, 2014 Filed Aug 4, 2014 20:03 UTC GrantCommon Stock 135 $63.64 $8,591.40
Disclosure

SEC source: 0000059478-14-000137 · wf-form4_140718242559068.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,416

Read SEC document
July 29, 2014 Filed Jul 30, 2014 19:01 UTC SaleCommon Stock 300 $63.64 $19,092.00
Disclosure

SEC source: 0001209191-14-049518 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,340,804

F2 · price: The shares reported in Column 4 were sold at $63.64.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.