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ELI LILLY & Co

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2794
SEC CIK
0000059478
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2,757

Last 12 months

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0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202503
Jan 2026031
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2015 Filed Feb 3, 2015 21:08 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
Exercise / conversionCommon Stock 12,591 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000066 · wf-form4_142299772208656.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:11 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Exercise / conversionRestricted Stock Unit · Derivative 12,591 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000068 · wf-form4_142299786163667.xml · derivative · entry 4

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,591 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:11 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Tax withholdingCommon Stock 5,824 $72.00 $419,328.00
Disclosure

SEC source: 0000059478-15-000068 · wf-form4_142299786163667.xml · nonDerivative · entry 2

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,856

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:11 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Exercise / conversionCommon Stock 12,591 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000068 · wf-form4_142299786163667.xml · nonDerivative · entry 1

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:13 UTC
Walsh Fionnuala MSVP, Global Quality
Exercise / conversionRestricted Stock Unit · Derivative 5,246 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000070 · wf-form4_142299797215088.xml · derivative · entry 6

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,246 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:13 UTC
Walsh Fionnuala MSVP, Global Quality
Tax withholdingCommon Stock 2,467 $72.00 $177,624.00
Disclosure

SEC source: 0000059478-15-000070 · wf-form4_142299797215088.xml · nonDerivative · entry 2

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,807

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:13 UTC
Walsh Fionnuala MSVP, Global Quality
Exercise / conversionCommon Stock 5,246 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000070 · wf-form4_142299797215088.xml · nonDerivative · entry 1

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2015 Filed Jan 30, 2015 22:53 UTC GrantCommon Stock 138 $72.03 $9,940.14
Disclosure

SEC source: 0000059478-15-000048 · wf-form4_142265840306123.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,712

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:10 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GrantRestricted Stock Unit · Derivative 2,072 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000018 · wf-form4_142265583186576.xml · derivative · entry 3

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,072

Underlying: Common Stock · 2,072 shares

Expires 2016-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:10 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GrantCommon Stock 2,943 $70.97 $208,864.71
Disclosure

SEC source: 0000059478-15-000018 · wf-form4_142265583186576.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,587

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:12 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
GrantRestricted Stock Unit · Derivative 10,360 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000020 · wf-form4_142265593700407.xml · derivative · entry 3

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,360

Underlying: Common Stock · 10,360 shares

Expires 2016-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:12 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
GrantCommon Stock 30,037 $70.97 $2,131,725.89
Disclosure

SEC source: 0000059478-15-000020 · wf-form4_142265593700407.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,400

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:16 UTC
Crowe Maria APresident, Mfg. Operations
GrantRestricted Stock Unit · Derivative 7,252 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000022 · wf-form4_142265615868896.xml · derivative · entry 2

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,252

Underlying: Common Stock · 7,252 shares

Expires 2016-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:16 UTC
Crowe Maria APresident, Mfg. Operations
GrantCommon Stock 20,753 $70.97 $1,472,840.41
Disclosure

SEC source: 0000059478-15-000022 · wf-form4_142265615868896.xml · nonDerivative · entry 1

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,798

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:18 UTC
Fry Stephen FSVP, HR & Diversity
GrantRestricted Stock Unit · Derivative 7,252 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000024 · wf-form4_142265628957505.xml · derivative · entry 3

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,252

Underlying: Common Stock · 7,252 shares

Expires 2016-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:18 UTC
Fry Stephen FSVP, HR & Diversity
GrantCommon Stock 18,855 $70.97 $1,338,139.35
Disclosure

SEC source: 0000059478-15-000024 · wf-form4_142265628957505.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,163

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:21 UTC
Harrington Michael JSenior VP and General Counsel
GrantRestricted Stock Unit · Derivative 9,066 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000026 · wf-form4_142265646707113.xml · derivative · entry 3

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,066

Underlying: Common Stock · 9,066 shares

Expires 2016-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:21 UTC
Harrington Michael JSenior VP and General Counsel
GrantCommon Stock 7,466 $70.97 $529,862.02
Disclosure

SEC source: 0000059478-15-000026 · wf-form4_142265646707113.xml · nonDerivative · entry 1

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,518

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:22 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GrantRestricted Stock Unit · Derivative 46,623 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000028 · wf-form4_142265656648353.xml · derivative · entry 6

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,623

Underlying: Common Stock · 46,623 shares

Expires 2016-02-01

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:22 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GrantCommon Stock 107,344 $70.97 $7,618,203.68
Disclosure

SEC source: 0000059478-15-000028 · wf-form4_142265656648353.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,622

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:24 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
GrantRestricted Stock Unit · Derivative 15,541 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000030 · wf-form4_142265665197791.xml · derivative · entry 3

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,541

Underlying: Common Stock · 15,541 shares

Expires 2016-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:24 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
GrantCommon Stock 44,073 $70.97 $3,127,860.81
Disclosure

SEC source: 0000059478-15-000030 · wf-form4_142265665197791.xml · nonDerivative · entry 1

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,131

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:36 UTC
Mahony SusanSVP & Pres., Lilly Oncology
GrantRestricted Stock Unit · Derivative 9,843 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000032 · wf-form4_142265738408482.xml · derivative · entry 5

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,843

Underlying: Common Stock · 9,843 shares

Expires 2016-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:36 UTC
Mahony SusanSVP & Pres., Lilly Oncology
GrantCommon Stock 1,174 $70.97 $83,318.78
Disclosure

SEC source: 0000059478-15-000032 · wf-form4_142265738408482.xml · nonDerivative · entry 3

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 8,984

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:36 UTC
Mahony SusanSVP & Pres., Lilly Oncology
GrantCommon Stock 27,287 $70.97 $1,936,558.39
Disclosure

SEC source: 0000059478-15-000032 · wf-form4_142265738408482.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,817

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:38 UTC
Peterson Barton RSr. VP, Corp. Affairs & Comm.
GrantRestricted Stock Unit · Derivative 5,698 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000034 · wf-form4_142265747616084.xml · derivative · entry 3

Peterson Barton R · CIK 0001466550 · Sr. VP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,698

Underlying: Common Stock · 5,698 shares

Expires 2016-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:38 UTC
Peterson Barton RSr. VP, Corp. Affairs & Comm.
GrantCommon Stock 16,051 $70.97 $1,139,139.47
Disclosure

SEC source: 0000059478-15-000034 · wf-form4_142265747616084.xml · nonDerivative · entry 1

Peterson Barton R · CIK 0001466550 · Sr. VP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,700

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:40 UTC
Rice Derica WEVP-Global Services and CFO
GrantRestricted Stock Unit · Derivative 19,685 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000036 · wf-form4_142265764075089.xml · derivative · entry 5

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,685

Underlying: Common Stock · 19,685 shares

Expires 2016-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:40 UTC
Rice Derica WEVP-Global Services and CFO
GrantCommon Stock 56,158 $70.97 $3,985,533.26
Disclosure

SEC source: 0000059478-15-000036 · wf-form4_142265764075089.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,158

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:42 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
GrantRestricted Stock Unit · Derivative 9,843 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000038 · wf-form4_142265776706356.xml · derivative · entry 3

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,843

Underlying: Common Stock · 9,843 shares

Expires 2016-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:42 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
GrantCommon Stock 27,248 $70.97 $1,933,790.56
Disclosure

SEC source: 0000059478-15-000038 · wf-form4_142265776706356.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,403

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:45 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
GrantRestricted Stock Unit · Derivative 9,843 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000040 · wf-form4_142265788981247.xml · derivative · entry 3

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,843

Underlying: Common Stock · 9,843 shares

Expires 2016-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:45 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
GrantCommon Stock 27,653 $70.97 $1,962,533.41
Disclosure

SEC source: 0000059478-15-000040 · wf-form4_142265788981247.xml · nonDerivative · entry 1

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,089

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:47 UTC
Walsh Fionnuala MSVP, Global Quality
GrantRestricted Stock Unit · Derivative 4,144 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000042 · wf-form4_142265802870956.xml · derivative · entry 5

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,144

Underlying: Common Stock · 4,144 shares

Expires 2016-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:47 UTC
Walsh Fionnuala MSVP, Global Quality
GrantCommon Stock 8,369 $70.97 $593,947.93
Disclosure

SEC source: 0000059478-15-000042 · wf-form4_142265802870956.xml · nonDerivative · entry 2

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 22,578

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:47 UTC
Walsh Fionnuala MSVP, Global Quality
GrantCommon Stock 12,535 $70.97 $889,608.95
Disclosure

SEC source: 0000059478-15-000042 · wf-form4_142265802870956.xml · nonDerivative · entry 1

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,028

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:48 UTC
Zakrowski Donald AChief Accounting Officer
GrantCommon Stock 1,373 $70.97 $97,441.81
Disclosure

SEC source: 0000059478-15-000044 · wf-form4_142265812511214.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,420

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:50 UTC
Zulueta Alfonso GSVP& Pres., Emerging Markets
GrantCommon Stock 11,532 $70.97 $818,426.04
Disclosure

SEC source: 0000059478-15-000046 · wf-form4_142265822009833.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,692

Read SEC document
December 31, 2014 Filed Jan 5, 2015 16:48 UTC GrantCommon Stock 123 $69.67 $8,569.41
Disclosure

SEC source: 0000059478-15-000002 · wf-form4_142047650094432.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,574

Read SEC document
December 10, 2014 Filed Dec 12, 2014 22:06 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 7,101 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000222 · wf-form4_141842196908039.xml · derivative · entry 4

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,101 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2014 Filed Dec 12, 2014 22:06 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
Tax withholdingCommon Stock 6,046 $72.21 $436,581.66
Disclosure

SEC source: 0000059478-14-000222 · wf-form4_141842196908039.xml · nonDerivative · entry 2

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,791

Read SEC document
December 10, 2014 Filed Dec 12, 2014 22:06 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
Exercise / conversionCommon Stock 7,101 $55.65 $395,170.65
Disclosure

SEC source: 0000059478-14-000222 · wf-form4_141842196908039.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2014 Filed Dec 16, 2014 21:04 UTC Amendment
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
Tax withholdingCommon Stock 5,474 $72.21 $395,277.54
Disclosure

SEC source: 0000059478-14-000226 · wf-form4a_141876386481023.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,363

F1 · shares: This amendment is being filed to correctly report the amount disposed in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

F1 · balance_after: This amendment is being filed to correctly report the amount disposed in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

Read SEC document
December 04, 2014 Filed Dec 5, 2014 19:23 UTC SaleCommon Stock 190,000 $71.92 $13,664,800.00
Disclosure

SEC source: 0001209191-14-073334 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,405,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.445 to $72.40, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
December 04, 2014 Filed Jan 29, 2015 18:26 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GiftCommon Stock 393 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000009 · wf-form5_142255599923302.xml · nonDerivative · entry 4

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,278

Read SEC document
December 04, 2014 Filed Feb 4, 2015 18:58 UTC
Mahony SusanSVP & Pres., Lilly Oncology
GiftCommon Stock 730 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000072 · wf-form5_142307632673641.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,757

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December 03, 2014 Filed Jan 29, 2015 18:26 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GiftCommon Stock 1,179 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000009 · wf-form5_142255599923302.xml · nonDerivative · entry 3

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,671

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December 02, 2014 Filed Dec 3, 2014 16:47 UTC SaleCommon Stock 38,765 $70.52 $2,733,707.80
Disclosure

SEC source: 0001209191-14-072576 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,595,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.39 to $70.76, inclusive.

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December 02, 2014 Filed Dec 3, 2014 16:47 UTC SaleCommon Stock 141,235 $70.03 $9,890,687.05
Disclosure

SEC source: 0001209191-14-072576 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,634,569

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.39 to $70.38, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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November 28, 2014 Filed Dec 2, 2014 20:31 UTC GrantCommon Stock 2,282 $67.29 $153,555.78
Disclosure

SEC source: 0000059478-14-000194 · wf-form4_141755227227083.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,282

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.