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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
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May 202602
Jun 202601
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Aug 202603
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2015 Filed Apr 2, 2015 14:46 UTC GrantCommon Stock 140 $71.07 $9,949.80
Disclosure

SEC source: 0000059478-15-000122 · wf-form4_142798597987755.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,179

Read SEC document
March 31, 2015 Filed Jan 25, 2016 20:48 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
GiftCommon Stock 183 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000245 · wf-form5_145375492583852.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,017

Read SEC document
March 30, 2015 Filed Mar 31, 2015 17:43 UTC SaleCommon Stock 180,000 $73.94 $13,308,660.00
Disclosure

SEC source: 0001209191-15-030360 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,035,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.84 to $74.08, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
March 23, 2015 Filed Mar 24, 2015 16:50 UTC SaleCommon Stock 10,100 $77.39 $781,628.90
Disclosure

SEC source: 0001209191-15-028701 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,215,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.355 to $77.43, inclusive.

Read SEC document
March 23, 2015 Filed Mar 24, 2015 16:50 UTC SaleCommon Stock 179,900 $76.95 $13,842,405.50
Disclosure

SEC source: 0001209191-15-028701 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,225,904

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.36 to $77.35, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
March 12, 2015 Filed Apr 30, 2015 17:28 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GiftCommon Stock 1,580 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000126 · wf-form4_143041487471156.xml · nonDerivative · entry 5

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,201

Read SEC document
March 11, 2015 Filed Apr 30, 2015 17:28 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GiftCommon Stock 3,675 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000126 · wf-form4_143041487471156.xml · nonDerivative · entry 4

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655,781

Read SEC document
March 10, 2015 Filed Apr 30, 2015 17:28 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GiftCommon Stock 10,654 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000126 · wf-form4_143041487471156.xml · nonDerivative · entry 3

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,456

Read SEC document
March 09, 2015 Filed Mar 10, 2015 20:56 UTC
Fry Stephen FSVP, HR & Diversity
SaleCommon Stock 4,000 $69.27 $277,080.00
Disclosure

SEC source: 0000059478-15-000117 · wf-form4_142602099886745.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,690

F1 · price: This transaction was executed in multiple trades at prices ranging from $69.22 to $69.34. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Since the date of the reporting person's last ownership report, he transferred 3,920 shares of common stock to his ex-wife pursuant to a domestic relations order.

Read SEC document
March 04, 2015 Filed Jan 25, 2016 20:39 UTC
Mahony SusanSVP & Pres., Lilly Oncology
GiftCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000241 · wf-form5_145375438646216.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,588

Read SEC document
February 27, 2015 Filed Mar 2, 2015 21:18 UTC GrantCommon Stock 139 $71.56 $9,946.84
Disclosure

SEC source: 0000059478-15-000115 · wf-form4_142533110671697.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,851

Read SEC document
February 11, 2015 Filed Feb 12, 2015 21:53 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative 9,036 $0.00 Strike: $56.18 $0.00
Disclosure

SEC source: 0000059478-15-000089 · wf-form4_142377800130815.xml · derivative · entry 6

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,036 shares

Expires 2016-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2015 Filed Feb 12, 2015 21:53 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Tax withholdingCommon Stock 8,065 $70.50 $568,582.50
Disclosure

SEC source: 0000059478-15-000089 · wf-form4_142377800130815.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,728

Read SEC document
February 11, 2015 Filed Feb 12, 2015 21:53 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Exercise / conversionCommon Stock 9,036 $56.18 $507,642.48
Disclosure

SEC source: 0000059478-15-000089 · wf-form4_142377800130815.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2015 Filed May 7, 2015 19:07 UTC
Rice Derica WEVP-Global Services and CFO
GiftCommon Stock 55,061 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000136 · wf-form4_143102561614503.xml · nonDerivative · entry 6

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 333,324

F2 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
February 10, 2015 Filed May 7, 2015 19:07 UTC
Rice Derica WEVP-Global Services and CFO
GiftCommon Stock 55,061 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000136 · wf-form4_143102561614503.xml · nonDerivative · entry 5

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Read SEC document
February 05, 2015 Filed Feb 6, 2015 14:57 UTC
Zakrowski Donald AChief Accounting Officer
SaleCommon Stock 374 $71.03 $26,565.22
Disclosure

SEC source: 0000059478-15-000074 · wf-form4_142323463472456.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,046

Read SEC document
February 04, 2015 Filed Feb 6, 2015 15:00 UTC
Rice Derica WEVP-Global Services and CFO
SaleCommon Stock 5,316 $70.00 $372,120.00
Disclosure

SEC source: 0000059478-15-000076 · wf-form4_142323480541939.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,061

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 7, 2014.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.85 to $70.25. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 04, 2015 Filed Feb 6, 2015 15:03 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
SaleCommon Stock 11,085 $70.08 $776,836.80
Disclosure

SEC source: 0000059478-15-000078 · wf-form4_142323500599128.xml · nonDerivative · entry 1

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,420

F1 · price: This transaction was executed in multiple trades at prices ranging from $70.01 to $70.16. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 04, 2015 Filed Feb 6, 2015 15:06 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
SaleCommon Stock 3,147 $69.99 $220,258.53
Disclosure

SEC source: 0000059478-15-000080 · wf-form4_142323520866384.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,138

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2014.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.80 to $70.25. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 03, 2015 Filed Feb 3, 2015 20:59 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
SaleCommon Stock 71,711 $70.72 $5,071,401.92
Disclosure

SEC source: 0000059478-15-000058 · wf-form4_142299717842271.xml · nonDerivative · entry 4

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,505

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.50 to $71.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 02, 2015 Filed Feb 3, 2015 20:59 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
SaleCommon Stock 50,000 $70.87 $3,543,500.00
Disclosure

SEC source: 0000059478-15-000058 · wf-form4_142299717842271.xml · nonDerivative · entry 3

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,216

F1 · price: This transaction was executed in multiple trades at prices ranging from $70.74 to $71.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 02, 2015 Filed Feb 3, 2015 21:06 UTC
Rice Derica WEVP-Global Services and CFO
SaleCommon Stock 10,068 $71.84 $723,285.12
Disclosure

SEC source: 0000059478-15-000064 · wf-form4_142299759301402.xml · nonDerivative · entry 3

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,377

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 7, 2014.

F2 · price: This transaction was executed in multiple trades at prices ranging from $71.64 to $71.96. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 02, 2015 Filed Feb 3, 2015 21:08 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
SaleCommon Stock 4,769 $71.51 $341,031.19
Disclosure

SEC source: 0000059478-15-000066 · wf-form4_142299772208656.xml · nonDerivative · entry 3

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,285

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2014.

F2 · price: This transaction was executed in multiple trades at prices ranging from $71.26 to $71.87. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:53 UTC
Crowe Maria APresident, Mfg. Operations
Exercise / conversionRestricted Stock Unit · Derivative 9,094 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000052 · wf-form4_142299682673074.xml · derivative · entry 3

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,094 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:53 UTC
Crowe Maria APresident, Mfg. Operations
Tax withholdingCommon Stock 4,147 $72.00 $298,584.00
Disclosure

SEC source: 0000059478-15-000052 · wf-form4_142299682673074.xml · nonDerivative · entry 2

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,745

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:53 UTC
Crowe Maria APresident, Mfg. Operations
Exercise / conversionCommon Stock 9,094 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000052 · wf-form4_142299682673074.xml · nonDerivative · entry 1

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:50 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
Exercise / conversionRestricted Stock Unit · Derivative 13,990 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000050 · wf-form4_142299663670511.xml · derivative · entry 4

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,990 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:50 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
Tax withholdingCommon Stock 6,608 $72.00 $475,776.00
Disclosure

SEC source: 0000059478-15-000050 · wf-form4_142299663670511.xml · nonDerivative · entry 2

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,782

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:50 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
Exercise / conversionCommon Stock 13,990 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000050 · wf-form4_142299663670511.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:56 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionRestricted Stock Unit · Derivative 8,394 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000054 · wf-form4_142299695397697.xml · derivative · entry 4

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,394 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:56 UTC
Fry Stephen FSVP, HR & Diversity
Tax withholdingCommon Stock 3,947 $72.00 $284,184.00
Disclosure

SEC source: 0000059478-15-000054 · wf-form4_142299695397697.xml · nonDerivative · entry 2

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,610

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:56 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionCommon Stock 8,394 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000054 · wf-form4_142299695397697.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:58 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 52,462 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000056 · wf-form4_142299707583934.xml · derivative · entry 7

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,462 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:58 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
Tax withholdingCommon Stock 24,668 $72.00 $1,776,096.00
Disclosure

SEC source: 0000059478-15-000056 · wf-form4_142299707583934.xml · nonDerivative · entry 2

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,416

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:58 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 52,462 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000056 · wf-form4_142299707583934.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:59 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
Exercise / conversionRestricted Stock Unit · Derivative 20,985 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000058 · wf-form4_142299717842271.xml · derivative · entry 6

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,985 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:59 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
Tax withholdingCommon Stock 9,900 $72.00 $712,800.00
Disclosure

SEC source: 0000059478-15-000058 · wf-form4_142299717842271.xml · nonDerivative · entry 2

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,216

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:59 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
Exercise / conversionCommon Stock 20,985 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000058 · wf-form4_142299717842271.xml · nonDerivative · entry 1

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:01 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Exercise / conversionRestricted Stock Unit · Derivative 12,591 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000060 · wf-form4_142299728909233.xml · derivative · entry 6

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,591 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:01 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Tax withholdingCommon Stock 5,921 $72.00 $426,312.00
Disclosure

SEC source: 0000059478-15-000060 · wf-form4_142299728909233.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,487

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:01 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Exercise / conversionCommon Stock 12,591 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000060 · wf-form4_142299728909233.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2015 Filed Feb 3, 2015 21:04 UTC
Peterson Barton RSr. VP, Corp. Affairs & Comm.
Exercise / conversionRestricted Stock Unit · Derivative 6,995 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000062 · wf-form4_142299744578023.xml · derivative · entry 4

Peterson Barton R · CIK 0001466550 · Sr. VP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,995 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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February 01, 2015 Filed Feb 3, 2015 21:04 UTC
Peterson Barton RSr. VP, Corp. Affairs & Comm.
Tax withholdingCommon Stock 3,290 $72.00 $236,880.00
Disclosure

SEC source: 0000059478-15-000062 · wf-form4_142299744578023.xml · nonDerivative · entry 2

Peterson Barton R · CIK 0001466550 · Sr. VP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,405

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:04 UTC
Peterson Barton RSr. VP, Corp. Affairs & Comm.
Exercise / conversionCommon Stock 6,995 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000062 · wf-form4_142299744578023.xml · nonDerivative · entry 1

Peterson Barton R · CIK 0001466550 · Sr. VP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2015 Filed Feb 3, 2015 21:06 UTC
Rice Derica WEVP-Global Services and CFO
Exercise / conversionRestricted Stock Unit · Derivative 26,581 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000064 · wf-form4_142299759301402.xml · derivative · entry 7

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,581 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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February 01, 2015 Filed Feb 3, 2015 21:06 UTC
Rice Derica WEVP-Global Services and CFO
Tax withholdingCommon Stock 12,294 $72.00 $885,168.00
Disclosure

SEC source: 0000059478-15-000064 · wf-form4_142299759301402.xml · nonDerivative · entry 2

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,445

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:06 UTC
Rice Derica WEVP-Global Services and CFO
Exercise / conversionCommon Stock 26,581 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000064 · wf-form4_142299759301402.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2015 Filed Feb 3, 2015 21:08 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
Exercise / conversionRestricted Stock Unit · Derivative 12,591 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000066 · wf-form4_142299772208656.xml · derivative · entry 5

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,591 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 21:08 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
Tax withholdingCommon Stock 5,940 $72.00 $427,680.00
Disclosure

SEC source: 0000059478-15-000066 · wf-form4_142299772208656.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,054

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.