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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
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2,757

Last 12 months

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0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2016 Filed Feb 3, 2016 18:58 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Exercise / conversionCommon Stock 9,843 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000302 · wf-form4_145452587491047.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:00 UTC
Peterson Barton RSr. VP, Corp. Affairs & Comm.
Exercise / conversionRestricted Stock Unit · Derivative 5,698 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000304 · wf-form4_145452601216567.xml · derivative · entry 4

Peterson Barton R · CIK 0001466550 · Sr. VP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,698 shares

Expires 2016-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:00 UTC
Peterson Barton RSr. VP, Corp. Affairs & Comm.
Tax withholdingCommon Stock 2,680 $79.10 $211,988.00
Disclosure

SEC source: 0000059478-16-000304 · wf-form4_145452601216567.xml · nonDerivative · entry 2

Peterson Barton R · CIK 0001466550 · Sr. VP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,208

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:00 UTC
Peterson Barton RSr. VP, Corp. Affairs & Comm.
Exercise / conversionCommon Stock 5,698 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000304 · wf-form4_145452601216567.xml · nonDerivative · entry 1

Peterson Barton R · CIK 0001466550 · Sr. VP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:02 UTC
Rice Derica WEVP-Global Services and CFO
Exercise / conversionRestricted Stock Unit · Derivative 19,685 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000306 · wf-form4_145452613928424.xml · derivative · entry 8

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,685 shares

Expires 2016-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:02 UTC
Rice Derica WEVP-Global Services and CFO
SaleCommon Stock 6,546 $78.36 $512,944.56
Disclosure

SEC source: 0000059478-16-000306 · wf-form4_145452613928424.xml · nonDerivative · entry 3

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,868

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2015.

F2 · price: This transaction was executed in multiple trades at prices ranging from $78.12 to $78.63. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:02 UTC
Rice Derica WEVP-Global Services and CFO
Tax withholdingCommon Stock 9,146 $79.10 $723,448.60
Disclosure

SEC source: 0000059478-16-000306 · wf-form4_145452613928424.xml · nonDerivative · entry 2

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,414

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:02 UTC
Rice Derica WEVP-Global Services and CFO
Exercise / conversionCommon Stock 19,685 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000306 · wf-form4_145452613928424.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:04 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
Exercise / conversionRestricted Stock Unit · Derivative 9,843 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000308 · wf-form4_145452625935962.xml · derivative · entry 6

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,843 shares

Expires 2016-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:04 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
SaleCommon Stock 3,273 $78.36 $256,472.28
Disclosure

SEC source: 0000059478-16-000308 · wf-form4_145452625935962.xml · nonDerivative · entry 3

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,863

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2015.

F2 · price: This transaction was executed in multiple trades at prices ranging from $78.19 to $78.61. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:04 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
Tax withholdingCommon Stock 4,656 $79.10 $368,289.60
Disclosure

SEC source: 0000059478-16-000308 · wf-form4_145452625935962.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,136

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:04 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
Exercise / conversionCommon Stock 9,843 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000308 · wf-form4_145452625935962.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:06 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Exercise / conversionRestricted Stock Unit · Derivative 9,843 $79.10 $778,581.30
Disclosure

SEC source: 0000059478-16-000310 · wf-form4_145452637957902.xml · derivative · entry 4

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,843 shares

Expires 2016-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:06 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Tax withholdingCommon Stock 4,553 $79.10 $360,142.30
Disclosure

SEC source: 0000059478-16-000310 · wf-form4_145452637957902.xml · nonDerivative · entry 2

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,990

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:06 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Exercise / conversionCommon Stock 9,843 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000310 · wf-form4_145452637957902.xml · nonDerivative · entry 1

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:09 UTC
Walsh Fionnuala MSVP, Global Quality
Exercise / conversionRestricted Stock Unit · Derivative 4,144 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000312 · wf-form4_145452653273206.xml · derivative · entry 6

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,144 shares

Expires 2016-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:09 UTC
Walsh Fionnuala MSVP, Global Quality
Tax withholdingCommon Stock 1,949 $79.10 $154,165.90
Disclosure

SEC source: 0000059478-16-000312 · wf-form4_145452653273206.xml · nonDerivative · entry 2

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,645

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:09 UTC
Walsh Fionnuala MSVP, Global Quality
Exercise / conversionCommon Stock 4,144 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000312 · wf-form4_145452653273206.xml · nonDerivative · entry 1

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 19:14 UTC PurchaseCommon Stock 3,170 $78.62 $249,225.40
Disclosure

SEC source: 0000059478-16-000314 · wf-form4_145452683547730.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,487

F1 · price: This transaction was executed in multiple trades at prices ranging from $78.57 to $78.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:32 UTC
Zulueta Alfonso GSVP& Pres., Emerging Markets
SaleCommon Stock 5,000 $78.75 $393,750.00
Disclosure

SEC source: 0000059478-16-000281 · wf-form4_145444515531055.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,101

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:35 UTC GrantCommon Stock 119 $83.23 $9,904.37
Disclosure

SEC source: 0000059478-16-000283 · wf-form4_145444532299132.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,671

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:38 UTC GrantCommon Stock 79 $83.23 $6,575.17
Disclosure

SEC source: 0000059478-16-000285 · wf-form4_145444548062426.xml · nonDerivative · entry 1

MARRAM ELLEN R · CIK 0001234124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,914

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:40 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GrantRestricted Stock Unit · Derivative 46,097 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000265 · wf-form4_145402440207552.xml · derivative · entry 6

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,097

Underlying: Common Stock · 46,097 shares

Expires 2017-02-01

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:40 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GrantCommon Stock 83,939 $81.96 $6,879,640.44
Disclosure

SEC source: 0000059478-16-000265 · wf-form4_145402440207552.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,488

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:41 UTC
Rice Derica WEVP-Global Services and CFO
GrantRestricted Stock Unit · Derivative 19,463 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000266 · wf-form4_145402447437605.xml · derivative · entry 5

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,463

Underlying: Common Stock · 19,463 shares

Expires 2017-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:41 UTC
Rice Derica WEVP-Global Services and CFO
GrantCommon Stock 36,875 $81.96 $3,022,275.00
Disclosure

SEC source: 0000059478-16-000266 · wf-form4_145402447437605.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,875

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:42 UTC
Mahony SusanSVP & Pres., Lilly Oncology
GrantRestricted Stock Unit · Derivative 9,732 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000267 · wf-form4_145402454064285.xml · derivative · entry 5

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,732

Underlying: Common Stock · 9,732 shares

Expires 2017-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:42 UTC
Mahony SusanSVP & Pres., Lilly Oncology
GrantCommon Stock 1,149 $81.96 $94,172.04
Disclosure

SEC source: 0000059478-16-000267 · wf-form4_145402454064285.xml · nonDerivative · entry 3

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 9,533

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:42 UTC
Mahony SusanSVP & Pres., Lilly Oncology
GrantCommon Stock 19,093 $81.96 $1,564,862.28
Disclosure

SEC source: 0000059478-16-000267 · wf-form4_145402454064285.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,681

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:43 UTC
Peterson Barton RSr. VP, Corp. Affairs & Comm.
GrantRestricted Stock Unit · Derivative 5,634 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000268 · wf-form4_145402462244105.xml · derivative · entry 3

Peterson Barton R · CIK 0001466550 · Sr. VP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,634

Underlying: Common Stock · 5,634 shares

Expires 2017-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:43 UTC
Peterson Barton RSr. VP, Corp. Affairs & Comm.
GrantCommon Stock 11,785 $81.96 $965,898.60
Disclosure

SEC source: 0000059478-16-000268 · wf-form4_145402462244105.xml · nonDerivative · entry 1

Peterson Barton R · CIK 0001466550 · Sr. VP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,190

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:45 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
GrantRestricted Stock Unit · Derivative 10,244 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000269 · wf-form4_145402468774587.xml · derivative · entry 3

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,244

Underlying: Common Stock · 10,244 shares

Expires 2017-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:45 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
GrantCommon Stock 19,953 $81.96 $1,635,347.88
Disclosure

SEC source: 0000059478-16-000269 · wf-form4_145402468774587.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,084

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:46 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
GrantRestricted Stock Unit · Derivative 10,244 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000270 · wf-form4_145402475570550.xml · derivative · entry 3

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,244

Underlying: Common Stock · 10,244 shares

Expires 2017-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:46 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
GrantCommon Stock 19,344 $81.96 $1,585,434.24
Disclosure

SEC source: 0000059478-16-000270 · wf-form4_145402475570550.xml · nonDerivative · entry 1

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,700

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:47 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
GrantRestricted Stock Unit · Derivative 15,366 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000271 · wf-form4_145402484078040.xml · derivative · entry 3

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,366

Underlying: Common Stock · 15,366 shares

Expires 2017-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:47 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
GrantCommon Stock 29,081 $81.96 $2,383,478.76
Disclosure

SEC source: 0000059478-16-000271 · wf-form4_145402484078040.xml · nonDerivative · entry 1

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,501

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:48 UTC
Fry Stephen FSVP, HR & Diversity
GrantRestricted Stock Unit · Derivative 7,683 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000272 · wf-form4_145402490311623.xml · derivative · entry 3

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,683

Underlying: Common Stock · 7,683 shares

Expires 2017-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:48 UTC
Fry Stephen FSVP, HR & Diversity
GrantCommon Stock 14,525 $81.96 $1,190,469.00
Disclosure

SEC source: 0000059478-16-000272 · wf-form4_145402490311623.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,215

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:49 UTC
Walsh Fionnuala MSVP, Global Quality
GrantRestricted Stock Unit · Derivative 4,610 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000273 · wf-form4_145402498024401.xml · derivative · entry 5

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,610

Underlying: Common Stock · 4,610 shares

Expires 2017-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:49 UTC
Walsh Fionnuala MSVP, Global Quality
GrantCommon Stock 7,081 $81.96 $580,358.76
Disclosure

SEC source: 0000059478-16-000273 · wf-form4_145402498024401.xml · nonDerivative · entry 3

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 29,659

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:49 UTC
Walsh Fionnuala MSVP, Global Quality
GrantCommon Stock 9,041 $81.96 $741,000.36
Disclosure

SEC source: 0000059478-16-000273 · wf-form4_145402498024401.xml · nonDerivative · entry 1

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,450

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:52 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
GrantRestricted Stock Unit · Derivative 10,244 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000274 · wf-form4_145402513522111.xml · derivative · entry 3

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,244

Underlying: Common Stock · 10,244 shares

Expires 2017-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:52 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
GrantCommon Stock 19,016 $81.96 $1,558,551.36
Disclosure

SEC source: 0000059478-16-000274 · wf-form4_145402513522111.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,949

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:53 UTC
Crowe Maria APresident, Mfg. Operations
GrantRestricted Stock Unit · Derivative 8,195 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000275 · wf-form4_145402521583642.xml · derivative · entry 2

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,195

Underlying: Common Stock · 8,195 shares

Expires 2017-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:53 UTC
Crowe Maria APresident, Mfg. Operations
GrantCommon Stock 14,872 $81.96 $1,218,909.12
Disclosure

SEC source: 0000059478-16-000275 · wf-form4_145402521583642.xml · nonDerivative · entry 1

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,559

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:55 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GrantRestricted Stock Unit · Derivative 3,073 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000276 · wf-form4_145402530169593.xml · derivative · entry 3

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,073

Underlying: Common Stock · 3,073 shares

Expires 2017-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:55 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GrantCommon Stock 4,662 $81.96 $382,097.52
Disclosure

SEC source: 0000059478-16-000276 · wf-form4_145402530169593.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,286

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:56 UTC
Harrington Michael JSenior VP and General Counsel
GrantRestricted Stock Unit · Derivative 9,732 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000277 · wf-form4_145402537230894.xml · derivative · entry 3

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,732

Underlying: Common Stock · 9,732 shares

Expires 2017-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:56 UTC
Harrington Michael JSenior VP and General Counsel
GrantCommon Stock 17,961 $81.96 $1,472,083.56
Disclosure

SEC source: 0000059478-16-000277 · wf-form4_145402537230894.xml · nonDerivative · entry 1

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,043

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.