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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
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2,757

Last 12 months

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0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
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Aug 202603
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2017 Filed Feb 3, 2017 20:08 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Exercise / conversionRestricted Stock Unit · Derivative 9,732 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000074 · wf-form4_148615248786775.xml · derivative · entry 6

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,732 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:08 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Tax withholdingCommon Stock 4,570 $77.03 $352,027.10
Disclosure

SEC source: 0000059478-17-000074 · wf-form4_148615248786775.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,470

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:08 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Exercise / conversionCommon Stock 9,732 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000074 · wf-form4_148615248786775.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:11 UTC
Peterson Barton RSr. VP, Corp. Affairs & Comm.
Exercise / conversionRestricted Stock Unit · Derivative 5,634 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000076 · wf-form4_148615265019512.xml · derivative · entry 4

Peterson Barton R · CIK 0001466550 · Sr. VP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,634 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:11 UTC
Peterson Barton RSr. VP, Corp. Affairs & Comm.
Tax withholdingCommon Stock 2,646 $77.03 $203,821.38
Disclosure

SEC source: 0000059478-17-000076 · wf-form4_148615265019512.xml · nonDerivative · entry 2

Peterson Barton R · CIK 0001466550 · Sr. VP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,312

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:11 UTC
Peterson Barton RSr. VP, Corp. Affairs & Comm.
Exercise / conversionCommon Stock 5,634 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000076 · wf-form4_148615265019512.xml · nonDerivative · entry 1

Peterson Barton R · CIK 0001466550 · Sr. VP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:13 UTC
Ricks David ADirector · President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 10,244 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000078 · wf-form4_148615280511920.xml · derivative · entry 4

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,244 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:13 UTC
Ricks David ADirector · President & CEO
Tax withholdingCommon Stock 4,837 $77.03 $372,594.11
Disclosure

SEC source: 0000059478-17-000078 · wf-form4_148615280511920.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,563

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:13 UTC
Ricks David ADirector · President & CEO
Exercise / conversionCommon Stock 10,244 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000078 · wf-form4_148615280511920.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:16 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Exercise / conversionRestricted Stock Unit · Derivative 10,244 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000080 · wf-form4_148615294662173.xml · derivative · entry 4

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,244 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:16 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Tax withholdingCommon Stock 4,731 $77.03 $364,428.93
Disclosure

SEC source: 0000059478-17-000080 · wf-form4_148615294662173.xml · nonDerivative · entry 2

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,022

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:16 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Exercise / conversionCommon Stock 10,244 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000080 · wf-form4_148615294662173.xml · nonDerivative · entry 1

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:18 UTC
Walsh Fionnuala MSVP, Global Quality
Exercise / conversionRestricted Stock Unit · Derivative 4,610 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000082 · wf-form4_148615308089978.xml · derivative · entry 6

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,610 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:18 UTC
Walsh Fionnuala MSVP, Global Quality
Tax withholdingCommon Stock 2,165 $77.03 $166,769.95
Disclosure

SEC source: 0000059478-17-000082 · wf-form4_148615308089978.xml · nonDerivative · entry 2

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,144

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:18 UTC
Walsh Fionnuala MSVP, Global Quality
Exercise / conversionCommon Stock 4,610 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000082 · wf-form4_148615308089978.xml · nonDerivative · entry 1

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:20 UTC
Zulueta Alfonso GSVP& Pres., Emerging Markets
Exercise / conversionRestricted Stock Unit · Derivative 6,659 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000084 · wf-form4_148615321334676.xml · derivative · entry 4

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,659 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:20 UTC
Zulueta Alfonso GSVP& Pres., Emerging Markets
Tax withholdingCommon Stock 3,127 $77.03 $240,872.81
Disclosure

SEC source: 0000059478-17-000084 · wf-form4_148615321334676.xml · nonDerivative · entry 2

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,583

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:20 UTC
Zulueta Alfonso GSVP& Pres., Emerging Markets
Exercise / conversionCommon Stock 6,659 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000084 · wf-form4_148615321334676.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:24 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Exercise / conversionRestricted Stock Unit · Derivative 3,073 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000087 · wf-form4_148615345890925.xml · derivative · entry 4

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,073 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:24 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Tax withholdingCommon Stock 1,420 $77.03 $109,382.60
Disclosure

SEC source: 0000059478-17-000087 · wf-form4_148615345890925.xml · nonDerivative · entry 2

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,941

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:24 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Exercise / conversionCommon Stock 3,073 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000087 · wf-form4_148615345890925.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:20 UTC
Rice Derica WEVP-Global Services and CFO
Exercise / conversionRestricted Stock Unit · Derivative 19,463 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000089 · wf-form4_148616041253502.xml · derivative · entry 8

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,463 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:20 UTC
Rice Derica WEVP-Global Services and CFO
Tax withholdingCommon Stock 8,989 $77.03 $692,422.67
Disclosure

SEC source: 0000059478-17-000089 · wf-form4_148616041253502.xml · nonDerivative · entry 2

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,454

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:20 UTC
Rice Derica WEVP-Global Services and CFO
Exercise / conversionCommon Stock 19,463 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000089 · wf-form4_148616041253502.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2017 Filed Jan 31, 2017 23:36 UTC GrantCommon Stock 142 $76.85 $10,912.70
Disclosure

SEC source: 0000059478-17-000057 · wf-form4_148590579106932.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,203

Read SEC document
January 31, 2017 Filed Jan 31, 2017 23:40 UTC GrantCommon Stock 126 $76.85 $9,683.10
Disclosure

SEC source: 0000059478-17-000059 · wf-form4_148590603752112.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,040

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:47 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GrantRestricted Stock Unit · Derivative 6,398 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000026 · wf-form4_148590284266649.xml · derivative · entry 3

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,398

Underlying: Common Stock · 6,398 shares

Expires 2018-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:47 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GrantCommon Stock 6,119 $75.38 $461,250.22
Disclosure

SEC source: 0000059478-17-000026 · wf-form4_148590284266649.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,288

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:51 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
GrantRestricted Stock Unit · Derivative 21,326 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000028 · wf-form4_148590304851291.xml · derivative · entry 3

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,326

Underlying: Common Stock · 21,326 shares

Expires 2018-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:51 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
GrantCommon Stock 20,211 $75.38 $1,523,505.18
Disclosure

SEC source: 0000059478-17-000028 · wf-form4_148590304851291.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,783

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:53 UTC
Crowe Maria APresident, Mfg. Operations
GrantRestricted Stock Unit · Derivative 17,060 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000030 · wf-form4_148590317331791.xml · derivative · entry 2

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,060

Underlying: Common Stock · 17,060 shares

Expires 2018-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:53 UTC
Crowe Maria APresident, Mfg. Operations
GrantCommon Stock 16,634 $75.38 $1,253,870.92
Disclosure

SEC source: 0000059478-17-000030 · wf-form4_148590317331791.xml · nonDerivative · entry 1

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,118

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:57 UTC
Fry Stephen FSVP, HR & Diversity
GrantRestricted Stock Unit · Derivative 17,060 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000033 · wf-form4_148590342647109.xml · derivative · entry 3

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,060

Underlying: Common Stock · 17,060 shares

Expires 2018-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:57 UTC
Fry Stephen FSVP, HR & Diversity
GrantCommon Stock 15,179 $75.38 $1,144,193.02
Disclosure

SEC source: 0000059478-17-000033 · wf-form4_148590342647109.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,869

Read SEC document
January 27, 2017 Filed Jan 31, 2017 23:03 UTC
Harrington Michael JSenior VP and General Counsel
GrantRestricted Stock Unit · Derivative 24,524 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000035 · wf-form4_148590381572425.xml · derivative · entry 3

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,524

Underlying: Common Stock · 24,524 shares

Expires 2018-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 23:03 UTC
Harrington Michael JSenior VP and General Counsel
GrantCommon Stock 21,285 $75.38 $1,604,463.30
Disclosure

SEC source: 0000059478-17-000035 · wf-form4_148590381572425.xml · nonDerivative · entry 1

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,700

Read SEC document
January 27, 2017 Filed Jan 31, 2017 23:06 UTC GrantRestricted Stock Unit · Derivative 106,625 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000037 · wf-form4_148590395176522.xml · derivative · entry 6

LECHLEITER JOHN C · CIK 0001209281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,625

Underlying: Common Stock · 106,625 shares

Expires 2018-02-01

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 23:06 UTC GrantCommon Stock 93,021 $75.38 $7,011,922.98
Disclosure

SEC source: 0000059478-17-000037 · wf-form4_148590395176522.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,890

Read SEC document
January 27, 2017 Filed Jan 31, 2017 23:09 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
GrantRestricted Stock Unit · Derivative 36,252 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000039 · wf-form4_148590415686193.xml · derivative · entry 3

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,252

Underlying: Common Stock · 36,252 shares

Expires 2018-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 23:09 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
GrantCommon Stock 32,268 $75.38 $2,432,361.84
Disclosure

SEC source: 0000059478-17-000039 · wf-form4_148590415686193.xml · nonDerivative · entry 1

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,002

Read SEC document
January 27, 2017 Filed Jan 31, 2017 23:13 UTC
Mahony SusanSVP & Pres., Lilly Oncology
GrantRestricted Stock Unit · Derivative 21,326 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000041 · wf-form4_148590438218792.xml · derivative · entry 5

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,326

Underlying: Common Stock · 21,326 shares

Expires 2018-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 23:13 UTC
Mahony SusanSVP & Pres., Lilly Oncology
GrantCommon Stock 2,030 $75.38 $153,021.40
Disclosure

SEC source: 0000059478-17-000041 · wf-form4_148590438218792.xml · nonDerivative · entry 3

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 13,509

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 23:13 UTC
Mahony SusanSVP & Pres., Lilly Oncology
GrantCommon Stock 19,243 $75.38 $1,450,537.34
Disclosure

SEC source: 0000059478-17-000041 · wf-form4_148590438218792.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,308

Read SEC document
January 27, 2017 Filed Jan 31, 2017 23:16 UTC
Peterson Barton RSr. VP, Corp. Affairs & Comm.
GrantRestricted Stock Unit · Derivative 11,729 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000043 · wf-form4_148590456696658.xml · derivative · entry 3

Peterson Barton R · CIK 0001466550 · Sr. VP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,729

Underlying: Common Stock · 11,729 shares

Expires 2018-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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January 27, 2017 Filed Jan 31, 2017 23:16 UTC
Peterson Barton RSr. VP, Corp. Affairs & Comm.
GrantCommon Stock 11,116 $75.38 $837,924.08
Disclosure

SEC source: 0000059478-17-000043 · wf-form4_148590456696658.xml · nonDerivative · entry 1

Peterson Barton R · CIK 0001466550 · Sr. VP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,324

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January 27, 2017 Filed Jan 31, 2017 23:18 UTC
Rice Derica WEVP-Global Services and CFO
GrantRestricted Stock Unit · Derivative 40,518 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000045 · wf-form4_148590471096809.xml · derivative · entry 5

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,518

Underlying: Common Stock · 40,518 shares

Expires 2018-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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January 27, 2017 Filed Jan 31, 2017 23:18 UTC
Rice Derica WEVP-Global Services and CFO
GrantCommon Stock 38,980 $75.38 $2,938,312.40
Disclosure

SEC source: 0000059478-17-000045 · wf-form4_148590471096809.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,980

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January 27, 2017 Filed Jan 31, 2017 23:21 UTC
Ricks David ADirector · President & CEO
GrantRestricted Stock Unit · Derivative 21,326 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000047 · wf-form4_148590485372556.xml · derivative · entry 3

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,326

Underlying: Common Stock · 21,326 shares

Expires 2018-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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January 27, 2017 Filed Jan 31, 2017 23:21 UTC
Ricks David ADirector · President & CEO
GrantCommon Stock 20,183 $75.38 $1,521,394.54
Disclosure

SEC source: 0000059478-17-000047 · wf-form4_148590485372556.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,156

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January 27, 2017 Filed Jan 31, 2017 23:27 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
GrantRestricted Stock Unit · Derivative 21,326 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000049 · wf-form4_148590508158714.xml · derivative · entry 3

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,326

Underlying: Common Stock · 21,326 shares

Expires 2018-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.