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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 19, 2017 Filed Jun 21, 2017 19:43 UTC GrantCommon Stock 117 $82.34 $9,633.78
Disclosure

SEC source: 0000059478-17-000170 · wf-form4_149807421705156.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,656

Read SEC document
June 14, 2017 Filed Dec 5, 2017 22:43 UTC
Ricks David ADirector · President & CEO
GiftCommon Stock 25 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000243 · wf-form4_151251380489040.xml · nonDerivative · entry 3

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,433

Read SEC document
June 13, 2017 Filed Jan 30, 2018 21:03 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GiftCommon Stock 2,091 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000016 · wf-form5_151734619929734.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,950

Read SEC document
June 13, 2017 Filed Jan 30, 2018 21:06 UTC
Crowe Maria APresident, Mfg. Operations
GiftCommon Stock 125 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000018 · wf-form5_151734640031769.xml · nonDerivative · entry 1

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,456

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:10 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
SaleCommon Stock 1,900 $80.78 $153,482.00
Disclosure

SEC source: 0000059478-17-000161 · wf-form4_149738464100946.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,041

Read SEC document
June 09, 2017 Filed Jun 9, 2017 20:15 UTC
Harrington Michael JSenior VP and General Counsel
SaleCommon Stock 22,833 $79.97 $1,825,955.01
Disclosure

SEC source: 0000059478-17-000159 · wf-form4_149703930291114.xml · nonDerivative · entry 1

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,056

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $79.70 to $80.27. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 25, 2017 Filed Dec 13, 2017 20:09 UTC
LECHLEITER JOHN Cformer director
GiftCommon Stock 387,058 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000253 · wf-form4_151319578611273.xml · nonDerivative · entry 3

LECHLEITER JOHN C · CIK 0001209281 · former director

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 436,160

F1 · balance_after: Reflects number of shares owned as of May 31, 2017.

F2 · ownership.nature: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
May 25, 2017 Filed Dec 13, 2017 20:09 UTC
LECHLEITER JOHN Cformer director
GiftCommon Stock 387,058 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000253 · wf-form4_151319578611273.xml · nonDerivative · entry 2

LECHLEITER JOHN C · CIK 0001209281 · former director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,161

F1 · balance_after: Reflects number of shares owned as of May 31, 2017.

Read SEC document
May 22, 2017 Filed Dec 13, 2017 20:01 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
GiftCommon Stock 6,390 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000249 · wf-form4_151319528674708.xml · nonDerivative · entry 2

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,132

Read SEC document
May 15, 2017 Filed May 17, 2017 18:42 UTC GrantCommon Stock 120 $80.30 $9,636.00
Disclosure

SEC source: 0000059478-17-000148 · wf-form4_149504654011366.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,525

Read SEC document
May 15, 2017 Filed May 17, 2017 18:47 UTC GrantCommon Stock 136 $80.30 $10,920.80
Disclosure

SEC source: 0000059478-17-000150 · wf-form4_149504682842264.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,980

Read SEC document
May 05, 2017 Filed Dec 5, 2017 22:43 UTC
Ricks David ADirector · President & CEO
GiftCommon Stock 357 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000243 · wf-form4_151251380489040.xml · nonDerivative · entry 4

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,076

Read SEC document
May 04, 2017 Filed May 8, 2017 19:44 UTC
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
SaleCommon Stock 25,000 $82.76 $2,069,000.00
Disclosure

SEC source: 0000059478-17-000144 · wf-form4_149427264277920.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,217

F1 · price: This transaction was executed in multiple trades at prices ranging from $82.67 to $82.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 04, 2017 Filed Dec 13, 2017 20:09 UTC
LECHLEITER JOHN Cformer director
GiftCommon Stock 11,072 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000253 · wf-form4_151319578611273.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · former director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,219

Read SEC document
May 01, 2017 Filed May 8, 2017 19:53 UTC
Shaw ChristiSVP and Pres., Lilly Bio-Meds
GrantRestricted Stock Unit · Derivative 27,500 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000146 · wf-form4_149427319028934.xml · derivative · entry 1

Shaw Christi · CIK 0001702473 · SVP and Pres., Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 27,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

F2 · derivative.exercise_date: The restricted stock units vest in two equal installments on May 1, 2018 and May 1, 2019.

F2 · derivative.expiration_date: The restricted stock units vest in two equal installments on May 1, 2018 and May 1, 2019.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 18:35 UTC GrantCommon Stock 133 $82.38 $10,956.54
Disclosure

SEC source: 0000059478-17-000121 · wf-form4_149262691663841.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,844

Read SEC document
April 17, 2017 Filed Apr 19, 2017 18:41 UTC GrantCommon Stock 117 $82.38 $9,638.46
Disclosure

SEC source: 0000059478-17-000123 · wf-form4_149262726830174.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,405

Read SEC document
March 30, 2017 Filed Mar 31, 2017 15:11 UTC SaleCommon Stock 210,000 $84.67 $17,781,540.00
Disclosure

SEC source: 0001209191-17-023790 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,690,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.51 to $84.95, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:54 UTC GrantCommon Stock 130 $83.73 $10,884.90
Disclosure

SEC source: 0000059478-17-000110 · wf-form4_149021603793084.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,711

Read SEC document
March 20, 2017 Filed Mar 22, 2017 21:01 UTC GrantCommon Stock 115 $83.73 $9,628.95
Disclosure

SEC source: 0000059478-17-000112 · wf-form4_149021648256236.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,288

Read SEC document
February 27, 2017 Filed Feb 28, 2017 18:21 UTC SaleCommon Stock 225,000 $83.06 $18,688,950.00
Disclosure

SEC source: 0001209191-17-015113 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,900,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.68 to $83.38, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 23:34 UTC GrantCommon Stock 120 $80.36 $9,643.20
Disclosure

SEC source: 0000059478-17-000102 · wf-form4_148789283294059.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,160

Read SEC document
February 21, 2017 Filed Feb 23, 2017 23:38 UTC GrantCommon Stock 136 $80.36 $10,928.96
Disclosure

SEC source: 0000059478-17-000104 · wf-form4_148789309369708.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,362

Read SEC document
February 17, 2017 Filed Feb 21, 2017 20:45 UTC SaleCommon Stock 230,000 $80.27 $18,462,790.00
Disclosure

SEC source: 0001209191-17-012604 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,125,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.09 to $80.56, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
February 08, 2017 Filed Jan 30, 2018 21:10 UTC
Rice Derica WEVP-Global Services and CFO
GiftCommon Stock 38,292 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000020 · wf-form5_151734660054829.xml · nonDerivative · entry 2

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 403,951

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
February 08, 2017 Filed Jan 30, 2018 21:10 UTC
Rice Derica WEVP-Global Services and CFO
GiftCommon Stock 38,292 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000020 · wf-form5_151734660054829.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 06, 2017 Filed Feb 8, 2017 15:02 UTC
Zulueta Alfonso GSVP& Pres., Emerging Markets
SaleCommon Stock 15,000 $77.66 $1,164,900.00
Disclosure

SEC source: 0000059478-17-000091 · wf-form4_148656613305978.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,583

Read SEC document
February 03, 2017 Filed Feb 3, 2017 22:20 UTC
Rice Derica WEVP-Global Services and CFO
SaleCommon Stock 3,892 $77.47 $301,513.24
Disclosure

SEC source: 0000059478-17-000089 · wf-form4_148616041253502.xml · nonDerivative · entry 4

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,292

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 20:22 UTC
Zakrowski Donald AChief Accounting Officer
SaleCommon Stock 2,000 $77.52 $155,040.00
Disclosure

SEC source: 0000059478-17-000086 · wf-form4_148615333655028.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886

Read SEC document
February 02, 2017 Filed Feb 3, 2017 22:20 UTC
Rice Derica WEVP-Global Services and CFO
SaleCommon Stock 7,270 $76.97 $559,571.90
Disclosure

SEC source: 0000059478-17-000089 · wf-form4_148616041253502.xml · nonDerivative · entry 3

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,184

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 20:38 UTC SaleCommon Stock 3,243 $78.04 $253,070.75
Disclosure

SEC source: 0001209191-17-007037 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,355,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.12, inclusive.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 20:38 UTC SaleCommon Stock 216,757 $77.34 $16,763,769.62
Disclosure

SEC source: 0001209191-17-007037 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,359,047

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.00 to $77.99, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 19:35 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
Exercise / conversionRestricted Stock Unit · Derivative 10,244 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000062 · wf-form4_148615054513386.xml · derivative · entry 4

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,244 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 19:35 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
Tax withholdingCommon Stock 4,810 $77.03 $370,514.30
Disclosure

SEC source: 0000059478-17-000062 · wf-form4_148615054513386.xml · nonDerivative · entry 2

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,217

Read SEC document
February 01, 2017 Filed Feb 3, 2017 19:35 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
Exercise / conversionCommon Stock 10,244 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000062 · wf-form4_148615054513386.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 19:41 UTC
Crowe Maria APresident, Mfg. Operations
Exercise / conversionRestricted Stock Unit · Derivative 8,195 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000064 · wf-form4_148615088574933.xml · derivative · entry 3

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,195 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 19:41 UTC
Crowe Maria APresident, Mfg. Operations
Tax withholdingCommon Stock 3,732 $77.03 $287,475.96
Disclosure

SEC source: 0000059478-17-000064 · wf-form4_148615088574933.xml · nonDerivative · entry 2

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,581

Read SEC document
February 01, 2017 Filed Feb 3, 2017 19:41 UTC
Crowe Maria APresident, Mfg. Operations
Exercise / conversionCommon Stock 8,195 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000064 · wf-form4_148615088574933.xml · nonDerivative · entry 1

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 19:58 UTC
Harrington Michael JSenior VP and General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 9,732 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000068 · wf-form4_148615189052303.xml · derivative · entry 4

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,732 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 19:58 UTC
Harrington Michael JSenior VP and General Counsel
Tax withholdingCommon Stock 4,543 $77.03 $349,947.29
Disclosure

SEC source: 0000059478-17-000068 · wf-form4_148615189052303.xml · nonDerivative · entry 2

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,889

Read SEC document
February 01, 2017 Filed Feb 3, 2017 19:58 UTC
Harrington Michael JSenior VP and General Counsel
Exercise / conversionCommon Stock 9,732 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000068 · wf-form4_148615189052303.xml · nonDerivative · entry 1

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 19:53 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionRestricted Stock Unit · Derivative 7,683 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000066 · wf-form4_148615157396403.xml · derivative · entry 4

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,683 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 19:53 UTC
Fry Stephen FSVP, HR & Diversity
Tax withholdingCommon Stock 3,608 $77.03 $277,924.24
Disclosure

SEC source: 0000059478-17-000066 · wf-form4_148615157396403.xml · nonDerivative · entry 2

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,944

Read SEC document
February 01, 2017 Filed Feb 3, 2017 19:53 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionCommon Stock 7,683 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000066 · wf-form4_148615157396403.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:01 UTC Exercise / conversionRestricted Stock Unit · Derivative 46,097 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000070 · wf-form4_148615206471252.xml · derivative · entry 7

LECHLEITER JOHN C · CIK 0001209281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,097 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:01 UTC Tax withholdingCommon Stock 21,696 $77.03 $1,671,242.88
Disclosure

SEC source: 0000059478-17-000070 · wf-form4_148615206471252.xml · nonDerivative · entry 2

LECHLEITER JOHN C · CIK 0001209281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834,291

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:01 UTC Exercise / conversionCommon Stock 46,097 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000070 · wf-form4_148615206471252.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2017 Filed Feb 3, 2017 20:04 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
Exercise / conversionRestricted Stock Unit · Derivative 15,366 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000072 · wf-form4_148615226227376.xml · derivative · entry 4

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,366 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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February 01, 2017 Filed Feb 3, 2017 20:04 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
Tax withholdingCommon Stock 7,215 $77.03 $555,771.45
Disclosure

SEC source: 0000059478-17-000072 · wf-form4_148615226227376.xml · nonDerivative · entry 2

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,153

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:04 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
Exercise / conversionCommon Stock 15,366 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000072 · wf-form4_148615226227376.xml · nonDerivative · entry 1

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.