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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2020 Filed Sep 2, 2020 21:04 UTC
Mason Michael BSr. VP & Pres., Lilly Diabetes
Tax withholdingCommon Stock 2,735 $148.39 $405,846.65
Disclosure

SEC source: 0000059478-20-000137 · wf-form4_159908062423990.xml · nonDerivative · entry 2

Mason Michael B · CIK 0001799419 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,544

Read SEC document
September 01, 2020 Filed Sep 2, 2020 21:04 UTC
Mason Michael BSr. VP & Pres., Lilly Diabetes
Exercise / conversionCommon Stock 6,244 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000137 · wf-form4_159908062423990.xml · nonDerivative · entry 1

Mason Michael B · CIK 0001799419 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 19:28 UTC GrantCommon Stock 13 $151.53 $1,969.89
Disclosure

SEC source: 0000059478-20-000133 · wf-form4_159777887461991.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,301

Read SEC document
August 17, 2020 Filed Aug 18, 2020 19:31 UTC
Fry Stephen FSVP, HR & Diversity
SaleCommon Stock 7,204 $150.64 $1,085,210.56
Disclosure

SEC source: 0000059478-20-000135 · wf-form4_159777905185668.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,211

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $150.36 to $150.98. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 05, 2020 Filed Feb 2, 2021 22:09 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GiftCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000012 · wf-form5_161230372271295.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,980

Read SEC document
July 20, 2020 Filed Jul 21, 2020 19:54 UTC GrantCommon Stock 12 $167.04 $2,004.48
Disclosure

SEC source: 0000059478-20-000125 · wf-form4_159536122646461.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,288

Read SEC document
July 09, 2020 Filed Jul 10, 2020 18:16 UTC SaleCommon Stock 220 $170.32 $37,469.96
Disclosure

SEC source: 0001209191-20-042136 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,132,343

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.31 to $170.40, inclusive.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 18:16 UTC SaleCommon Stock 12,741 $169.68 $2,161,922.18
Disclosure

SEC source: 0001209191-20-042136 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,132,563

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.20 to $170.11, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
July 09, 2020 Filed Jul 13, 2020 17:43 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
SaleCommon Stock 11,000 $170.00 $1,870,000.00
Disclosure

SEC source: 0000059478-20-000123 · wf-form4_159466220506801.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,646

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2020 and amended on June 11, 2020.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 16:49 UTC SaleCommon Stock 44,745 $167.83 $7,509,508.61
Disclosure

SEC source: 0001209191-20-041658 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,145,304

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.60 to $168.26, inclusive.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 16:49 UTC SaleCommon Stock 165,255 $167.15 $27,622,290.62
Disclosure

SEC source: 0001209191-20-041658 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,190,049

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.60 to $167.595, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 18:27 UTC SaleCommon Stock 24,308 $168.36 $4,092,567.80
Disclosure

SEC source: 0001209191-20-041489 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,655,304

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.00 to $168.91, inclusive.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 18:27 UTC SaleCommon Stock 65,046 $167.40 $10,888,726.42
Disclosure

SEC source: 0001209191-20-041489 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,379,612

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.00 to $167.99, inclusive.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 18:27 UTC SaleCommon Stock 115,646 $166.46 $19,250,791.66
Disclosure

SEC source: 0001209191-20-041489 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,444,658

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.00 to $166.995, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.

Read SEC document
July 05, 2020 Filed Jul 6, 2020 20:50 UTC
Pusey Leigh AnnSVP, Corp. Affairs & Comm.
Exercise / conversionRestricted Stock Unit · Derivative 2,468 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000121 · wf-form4_159406859487629.xml · derivative · entry 3

Pusey Leigh Ann · CIK 0001708919 · SVP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three installments: 2,394 on July 5, 2018; 2,394 on July 5, 2019; and 2,468 on July 5, 2020.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three installments: 2,394 on July 5, 2018; 2,394 on July 5, 2019; and 2,468 on July 5, 2020.

Read SEC document
July 05, 2020 Filed Jul 6, 2020 20:50 UTC
Pusey Leigh AnnSVP, Corp. Affairs & Comm.
Tax withholdingCommon Stock 1,114 $163.87 $182,551.18
Disclosure

SEC source: 0000059478-20-000121 · wf-form4_159406859487629.xml · nonDerivative · entry 2

Pusey Leigh Ann · CIK 0001708919 · SVP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,310

Read SEC document
July 05, 2020 Filed Jul 6, 2020 20:50 UTC
Pusey Leigh AnnSVP, Corp. Affairs & Comm.
Exercise / conversionCommon Stock 2,468 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000121 · wf-form4_159406859487629.xml · nonDerivative · entry 1

Pusey Leigh Ann · CIK 0001708919 · SVP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 15:17 UTC SaleCommon Stock 300 $164.02 $49,205.10
Disclosure

SEC source: 0001209191-20-039575 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,560,304

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.00 to $164.025, inclusive.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 15:17 UTC SaleCommon Stock 166,532 $163.20 $27,178,555.30
Disclosure

SEC source: 0001209191-20-039575 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,560,604

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.00 to $163.99, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 19:12 UTC SaleCommon Stock 608 $164.04 $99,736.32
Disclosure

SEC source: 0001209191-20-039426 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,727,136

Read SEC document
June 29, 2020 Filed Jun 30, 2020 19:12 UTC SaleCommon Stock 10,823 $163.36 $1,768,023.63
Disclosure

SEC source: 0001209191-20-039426 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,727,744

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.00 to $163.84, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 18:48 UTC SaleCommon Stock 31,737 $163.01 $5,173,403.94
Disclosure

SEC source: 0001209191-20-039425 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,738,567

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.00 to $164.415, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
June 26, 2020 Filed Jul 1, 2020 13:55 UTC SaleCommon Stock 31,737 $163.01 $5,173,403.94
Disclosure

SEC source: 0001209191-20-039565 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,738,567

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.00 to $164.415, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 18:21 UTC SaleCommon Stock 2,422 $162.65 $393,928.61
Disclosure

SEC source: 0001209191-20-037851 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,770,304

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.53 to $162.85, inclusive.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 18:21 UTC SaleCommon Stock 25,544 $162.10 $4,140,702.84
Disclosure

SEC source: 0001209191-20-037851 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,772,726

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.52 to $162.50, inclusive.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 18:21 UTC SaleCommon Stock 25,804 $160.88 $4,151,414.61
Disclosure

SEC source: 0001209191-20-037851 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,798,270

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.50 to $161.49, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.

Read SEC document
June 17, 2020 Filed Jun 18, 2020 21:16 UTC SaleCommon Stock 16,488 $163.02 $2,687,923.22
Disclosure

SEC source: 0001209191-20-037672 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,824,074

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.84 to $163.385, inclusive.

Read SEC document
June 17, 2020 Filed Jun 18, 2020 21:16 UTC SaleCommon Stock 31,210 $162.28 $5,064,814.98
Disclosure

SEC source: 0001209191-20-037672 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,840,562

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.84 to $162.83, inclusive.

Read SEC document
June 17, 2020 Filed Jun 18, 2020 21:16 UTC SaleCommon Stock 113,532 $160.90 $18,266,731.14
Disclosure

SEC source: 0001209191-20-037672 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,871,772

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.50 to $161.49, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 19:13 UTC SaleCommon Stock 1,523 $167.18 $254,613.62
Disclosure

SEC source: 0001209191-20-037202 · doc4.xml · nonDerivative · entry 10

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,985,304

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.05 to $167.27, inclusive.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 19:13 UTC SaleCommon Stock 14,823 $166.41 $2,466,754.72
Disclosure

SEC source: 0001209191-20-037202 · doc4.xml · nonDerivative · entry 9

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,986,827

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.02 to $166.99, inclusive.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 19:13 UTC SaleCommon Stock 15,935 $165.60 $2,638,851.94
Disclosure

SEC source: 0001209191-20-037202 · doc4.xml · nonDerivative · entry 8

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,001,650

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.02 to $166.01, inclusive.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 19:13 UTC SaleCommon Stock 19,373 $164.57 $3,188,233.98
Disclosure

SEC source: 0001209191-20-037202 · doc4.xml · nonDerivative · entry 7

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,017,585

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.02 to $165.00, inclusive.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 19:13 UTC SaleCommon Stock 56,144 $163.40 $9,174,041.89
Disclosure

SEC source: 0001209191-20-037202 · doc4.xml · nonDerivative · entry 6

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,036,958

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.02 to $164.00, inclusive.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 19:13 UTC SaleCommon Stock 46,024 $162.66 $7,486,033.72
Disclosure

SEC source: 0001209191-20-037202 · doc4.xml · nonDerivative · entry 5

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,093,102

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.02 to $163.01, inclusive.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 19:13 UTC SaleCommon Stock 19,290 $161.46 $3,114,486.24
Disclosure

SEC source: 0001209191-20-037202 · doc4.xml · nonDerivative · entry 4

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,139,126

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.00 to $161.99, inclusive.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 19:13 UTC SaleCommon Stock 17,850 $160.35 $2,862,326.04
Disclosure

SEC source: 0001209191-20-037202 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,158,416

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.00 to $160.98, inclusive.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 19:13 UTC SaleCommon Stock 18,466 $159.57 $2,946,615.93
Disclosure

SEC source: 0001209191-20-037202 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,176,266

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.00 to $159.99, inclusive.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 19:13 UTC SaleCommon Stock 2,909 $158.54 $461,186.75
Disclosure

SEC source: 0001209191-20-037202 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,194,732

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.00 to $158.98, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (4), (5), (6), (7), (8), (9), and (10) to this Form 4.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 13:36 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
SaleCommon Stock 10,000 $165.00 $1,650,000.00
Disclosure

SEC source: 0000059478-20-000119 · wf-form4_159248735208255.xml · nonDerivative · entry 2

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,646

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2020 and amended on June 11, 2020.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 13:36 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
SaleCommon Stock 7,000 $160.00 $1,120,000.00
Disclosure

SEC source: 0000059478-20-000119 · wf-form4_159248735208255.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,646

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2020 and amended on June 11, 2020.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 20:30 UTC GrantCommon Stock 14 $141.52 $1,981.28
Disclosure

SEC source: 0000059478-20-000115 · wf-form4_159233942488966.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,276

Read SEC document
June 05, 2020 Filed Jun 9, 2020 20:52 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
SaleCommon Stock 10,000 $150.00 $1,500,000.00
Disclosure

SEC source: 0000059478-20-000112 · wf-form4_159173595632339.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,646

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2020.

Read SEC document
May 18, 2020 Filed May 20, 2020 13:08 UTC GrantCommon Stock 12 $157.96 $1,895.52
Disclosure

SEC source: 0000059478-20-000110 · wf-form4_158998011290329.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,200

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April 28, 2020 Filed Feb 2, 2021 22:16 UTC
Norton JohnaSenior VP, Global Quality
GiftCommon Stock 156 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000016 · wf-form5_161230415317974.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,518

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April 27, 2020 Filed Apr 28, 2020 16:21 UTC SaleCommon Stock 12,663 $163.60 $2,071,714.92
Disclosure

SEC source: 0001209191-20-025889 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,197,641

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.50 to $164.14, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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April 24, 2020 Filed Apr 27, 2020 18:36 UTC SaleCommon Stock 4,200 $163.99 $688,758.00
Disclosure

SEC source: 0001209191-20-025778 · doc4.xml · nonDerivative · entry 4

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,210,304

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.685 to $164.23, inclusive.

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April 24, 2020 Filed Apr 27, 2020 18:36 UTC SaleCommon Stock 118,958 $163.05 $19,396,530.15
Disclosure

SEC source: 0001209191-20-025778 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,214,504

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.6721 to $163.67, inclusive.

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April 24, 2020 Filed Apr 27, 2020 18:36 UTC SaleCommon Stock 47,225 $162.18 $7,658,870.22
Disclosure

SEC source: 0001209191-20-025778 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,333,462

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.67 to $162.66, inclusive.

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April 24, 2020 Filed Apr 27, 2020 18:36 UTC SaleCommon Stock 49,617 $161.22 $7,999,059.23
Disclosure

SEC source: 0001209191-20-025778 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,380,687

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.67 to $161.66, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3) and (4) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.