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LLY

ELI LILLY & Co

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Tapewire entity
2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2021 Filed Jul 6, 2021 17:05 UTC SaleCommon Stock 147,727 $232.69 $34,374,743.36
Disclosure

SEC source: 0001209191-21-045315 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,251,475

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $232.09 to $233.085, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 17:16 UTC SaleCommon Stock 1,200 $238.13 $285,757.20
Disclosure

SEC source: 0001209191-21-043246 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,399,202

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.0075 to $238.27, inclusive.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 17:16 UTC SaleCommon Stock 11,698 $237.45 $2,777,643.31
Disclosure

SEC source: 0001209191-21-043246 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,400,402

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.00 to $237.99, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 20:34 UTC GrantCommon Stock 49 $222.67 $10,910.83
Disclosure

SEC source: 0000059478-21-000147 · wf-form4_162448043600293.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,802

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 20:37 UTC GrantCommon Stock 43 $222.67 $9,574.81
Disclosure

SEC source: 0000059478-21-000149 · wf-form4_162448060883036.xml · nonDerivative · entry 1

JOHNSON KIMBERLY H · CIK 0001658089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 20:40 UTC GrantCommon Stock 9 $222.67 $2,004.03
Disclosure

SEC source: 0000059478-21-000151 · wf-form4_162448078769770.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,266

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 14:35 UTC SaleCommon Stock 600 $235.67 $141,400.80
Disclosure

SEC source: 0001209191-21-039767 · doc4.xml · nonDerivative · entry 5

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,412,100

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices of $235.665 and $235.68, inclusive.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 14:35 UTC SaleCommon Stock 42,596 $235.15 $10,016,534.59
Disclosure

SEC source: 0001209191-21-039767 · doc4.xml · nonDerivative · entry 4

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,412,700

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.65 to $235.645, inclusive.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 14:35 UTC SaleCommon Stock 57,008 $233.89 $13,333,487.10
Disclosure

SEC source: 0001209191-21-039767 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,455,296

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $233.635 to $234.63, inclusive.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 14:35 UTC SaleCommon Stock 120,475 $233.17 $28,091,637.65
Disclosure

SEC source: 0001209191-21-039767 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,512,304

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $232.635 to $233.63, inclusive.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 14:35 UTC SaleCommon Stock 19,321 $232.35 $4,489,292.31
Disclosure

SEC source: 0001209191-21-039767 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,632,779

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.635 to $232.63, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (4) and (5) to this Form 4.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 19:35 UTC SaleCommon Stock 870 $226.36 $196,933.20
Disclosure

SEC source: 0001209191-21-039422 · doc4.xml · nonDerivative · entry 4

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,652,100

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.3333 to $226.39, inclusive.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 19:35 UTC SaleCommon Stock 84,516 $225.64 $19,069,767.66
Disclosure

SEC source: 0001209191-21-039422 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,652,970

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.27 to $226.26, inclusive.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 19:35 UTC SaleCommon Stock 74,766 $224.93 $16,817,415.44
Disclosure

SEC source: 0001209191-21-039422 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,737,486

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $224.27 to $225.2681, inclusive.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 19:35 UTC SaleCommon Stock 59,848 $223.90 $13,400,146.74
Disclosure

SEC source: 0001209191-21-039422 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,812,252

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.27 to $224.26, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3) and (4) to this Form 4.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 19:16 UTC SaleCommon Stock 600 $233.23 $139,936.20
Disclosure

SEC source: 0001209191-21-038854 · doc4.xml · nonDerivative · entry 15

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,872,100

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices of $232.91 and $233.29.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 19:16 UTC SaleCommon Stock 1,100 $232.03 $255,229.70
Disclosure

SEC source: 0001209191-21-038854 · doc4.xml · nonDerivative · entry 14

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,872,700

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.89 to $232.88, inclusive.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 19:16 UTC SaleCommon Stock 6,164 $231.36 $1,426,084.55
Disclosure

SEC source: 0001209191-21-038854 · doc4.xml · nonDerivative · entry 13

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,873,800

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $230.87 to $231.86, inclusive.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 19:16 UTC SaleCommon Stock 15,125 $230.14 $3,480,928.00
Disclosure

SEC source: 0001209191-21-038854 · doc4.xml · nonDerivative · entry 12

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,879,964

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $229.85 to $230.79, inclusive.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 19:16 UTC SaleCommon Stock 17,321 $229.46 $3,974,459.34
Disclosure

SEC source: 0001209191-21-038854 · doc4.xml · nonDerivative · entry 11

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,895,089

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.83 to $229.82, inclusive.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 19:16 UTC SaleCommon Stock 6,700 $228.38 $1,530,139.30
Disclosure

SEC source: 0001209191-21-038854 · doc4.xml · nonDerivative · entry 10

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,912,410

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.83 to $228.8247, inclusive.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 19:16 UTC SaleCommon Stock 10,010 $227.27 $2,275,012.74
Disclosure

SEC source: 0001209191-21-038854 · doc4.xml · nonDerivative · entry 9

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,919,110

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.79 to $227.777, inclusive.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 19:16 UTC SaleCommon Stock 10,627 $226.33 $2,405,177.03
Disclosure

SEC source: 0001209191-21-038854 · doc4.xml · nonDerivative · entry 8

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,929,120

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.7467 to $226.74, inclusive.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 19:16 UTC SaleCommon Stock 21,187 $225.17 $4,770,634.42
Disclosure

SEC source: 0001209191-21-038854 · doc4.xml · nonDerivative · entry 7

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,939,747

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $224.7442 to $225.73, inclusive.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 19:16 UTC SaleCommon Stock 33,646 $224.27 $7,545,822.07
Disclosure

SEC source: 0001209191-21-038854 · doc4.xml · nonDerivative · entry 6

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,960,934

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.743 to $224.74, inclusive.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 19:16 UTC SaleCommon Stock 46,716 $223.17 $10,425,796.58
Disclosure

SEC source: 0001209191-21-038854 · doc4.xml · nonDerivative · entry 5

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,994,580

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $222.73 to $223.7293, inclusive.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 19:16 UTC SaleCommon Stock 29,489 $222.40 $6,558,206.16
Disclosure

SEC source: 0001209191-21-038854 · doc4.xml · nonDerivative · entry 4

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,041,296

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.7003 to $222.70, inclusive.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 19:16 UTC SaleCommon Stock 14,621 $221.12 $3,232,966.28
Disclosure

SEC source: 0001209191-21-038854 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,070,785

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.61 to $221.54, inclusive.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 19:16 UTC SaleCommon Stock 5,625 $220.36 $1,239,519.38
Disclosure

SEC source: 0001209191-21-038854 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,085,406

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $219.6005 to $220.60, inclusive.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 19:16 UTC SaleCommon Stock 11,069 $219.09 $2,425,096.14
Disclosure

SEC source: 0001209191-21-038854 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,091,031

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $218.60 to $219.41, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), and (15) to this Form 4.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:41 UTC
Rau DiogoSVP & CIDO
GrantRestricted Stock Unit · Derivative 20,160 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000141 · wf-form4_162275644126655.xml · derivative · entry 1

Rau Diogo · CIK 0001860253 · SVP & CIDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,160

Underlying: Common Stock · 20,160 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three installments, 7,560 on June 1, 2022, 6,300 on June 1, 2023, and 6,300 on June 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three installments, 7,560 on June 1, 2022, 6,300 on June 1, 2023, and 6,300 on June 1, 2024.

Read SEC document
May 24, 2021 Filed May 25, 2021 14:39 UTC SaleCommon Stock 1,292 $203.25 $262,597.71
Disclosure

SEC source: 0001209191-21-035631 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,102,100

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.07 to $203.46, inclusive.

Read SEC document
May 24, 2021 Filed May 25, 2021 14:39 UTC SaleCommon Stock 3,010 $202.33 $609,022.33
Disclosure

SEC source: 0001209191-21-035631 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,103,392

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.00 to $202.89, inclusive.

Read SEC document
May 24, 2021 Filed May 25, 2021 14:39 UTC SaleCommon Stock 3,027 $201.78 $610,785.03
Disclosure

SEC source: 0001209191-21-035631 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,106,402

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.00 to $201.98, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.

Read SEC document
May 21, 2021 Filed May 24, 2021 15:15 UTC SaleCommon Stock 28,504 $201.30 $5,737,912.21
Disclosure

SEC source: 0001209191-21-035188 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,109,429

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.00 to $201.885, inclusive.

Read SEC document
May 21, 2021 Filed May 24, 2021 15:15 UTC SaleCommon Stock 64,236 $200.26 $12,864,094.07
Disclosure

SEC source: 0001209191-21-035188 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,137,933

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.00 to $200.99, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
May 20, 2021 Filed May 21, 2021 16:57 UTC SaleCommon Stock 2,200 $201.01 $442,219.80
Disclosure

SEC source: 0001209191-21-034809 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,202,169

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.00 to $201.035, inclusive.

Read SEC document
May 20, 2021 Filed May 21, 2021 16:57 UTC SaleCommon Stock 97,731 $200.46 $19,591,547.18
Disclosure

SEC source: 0001209191-21-034809 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,204,369

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.00 to $200.9925, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:27 UTC GrantCommon Stock 56 $195.53 $10,949.68
Disclosure

SEC source: 0000059478-21-000133 · wf-form4_162145604425259.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,573

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:30 UTC GrantCommon Stock 49 $195.53 $9,580.97
Disclosure

SEC source: 0000059478-21-000135 · wf-form4_162145623122121.xml · nonDerivative · entry 1

JOHNSON KIMBERLY H · CIK 0001658089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:35 UTC GrantCommon Stock 10 $195.53 $1,955.30
Disclosure

SEC source: 0000059478-21-000137 · wf-form4_162145650331377.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,205

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
April 30, 2021 Filed May 3, 2021 23:01 UTC PurchaseCommon Stock 546 $182.99 $99,912.54
Disclosure

SEC source: 0000059478-21-000124 · wf-form4_162008288985438.xml · nonDerivative · entry 2

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,195

Read SEC document
April 30, 2021 Filed May 3, 2021 23:01 UTC PurchaseCommon Stock 820 $182.74 $149,846.80
Disclosure

SEC source: 0000059478-21-000124 · wf-form4_162008288985438.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,649

Read SEC document
April 28, 2021 Filed Apr 30, 2021 00:31 UTC
Zakrowski Donald AChief Accounting Officer
SaleCommon Stock 3,000 $181.38 $544,140.00
Disclosure

SEC source: 0000059478-21-000120 · wf-form4_161974266436017.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,987

Read SEC document
April 28, 2021 Filed Feb 3, 2022 21:33 UTC
Ricks David ADirector · President & CEO
GiftCommon Stock 63,500 $0.00 $0.00
Disclosure

SEC source: 0000059478-22-000018 · wf-form5_164392396285190.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,744

F1 · shares: On April 28, 2021, the Reporting Person transferred 63,500 shares of Eli Lilly and Company common stock to a spousal lifetime access trust, of which the Reporting Person's wife is the trustee and the Reporting Person's wife and children are beneficiaries. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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April 28, 2021 Filed Feb 3, 2022 21:38 UTC
Skovronsky DanielSVP, CS&MO & Pres. LRL
GiftCommon Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0000059478-22-000020 · wf-form5_164392427358598.xml · nonDerivative · entry 1

Skovronsky Daniel · CIK 0001741474 · SVP, CS&MO & Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,680

F1 · balance_after: The amount reported as directly beneficially owned gives effect to a transfer on April 15, 2021 by the Reporting Person of 70,000 shares to the DMGCS Family Holdings LLC, a single-member limited liability company controlled solely by the Reporting Person until April 28, 2021, on which date 100% of the units and control of the DMGCS Family Holdings LLC were transferred for no consideration to the Reporting Person's spouse as trustee of a trust for the benefit of the Reporting Person's spouse and children as sole beneficiaries.

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April 19, 2021 Filed Apr 21, 2021 20:23 UTC GrantCommon Stock 58 $189.64 $10,999.12
Disclosure

SEC source: 0000059478-21-000111 · wf-form4_161903661718601.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,517

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

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April 19, 2021 Filed Apr 21, 2021 20:27 UTC GrantCommon Stock 51 $189.64 $9,671.64
Disclosure

SEC source: 0000059478-21-000113 · wf-form4_161903686122680.xml · nonDerivative · entry 1

JOHNSON KIMBERLY H · CIK 0001658089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

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April 19, 2021 Filed Apr 21, 2021 20:32 UTC GrantCommon Stock 10 $189.64 $1,896.40
Disclosure

SEC source: 0000059478-21-000115 · wf-form4_161903711512243.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,829

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

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March 15, 2021 Filed Mar 17, 2021 20:36 UTC GrantCommon Stock 51 $189.16 $9,647.16
Disclosure

SEC source: 0000059478-21-000096 · wf-form4_161601335903604.xml · nonDerivative · entry 1

JOHNSON KIMBERLY H · CIK 0001658089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.