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LKQ

LKQ CORP

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SEC CIK
0001065696
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568

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2018 Filed Jan 8, 2018 20:00 UTC
McKay Matthew JSVP of Human Resources
Exercise / conversionEmployee Stock Option (right to buy)(01/09/2009 grant) · Derivative 2,400 $0.00 Strike: $5.98 $0.00
Disclosure

SEC source: 0001214659-18-000264 · marketforms-40676.xml · derivative · entry 5

McKay Matthew J · CIK 0001675779 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,400 shares

Expires 2019-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 20:00 UTC
McKay Matthew JSVP of Human Resources
Exercise / conversionEmployee Stock Option (right to buy)(01/11/2008 grant) · Derivative 800 $0.00 Strike: $9.57 $0.00
Disclosure

SEC source: 0001214659-18-000264 · marketforms-40676.xml · derivative · entry 4

McKay Matthew J · CIK 0001675779 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 800 shares

Expires 2018-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 20:00 UTC
McKay Matthew JSVP of Human Resources
Tax withholdingCommon Stock 1,530 $42.03 $64,304.98
Disclosure

SEC source: 0001214659-18-000264 · marketforms-40676.xml · nonDerivative · entry 3

McKay Matthew J · CIK 0001675779 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,222

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount and the exercise price required upon the exercise of the stock options.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 20:00 UTC
McKay Matthew JSVP of Human Resources
Exercise / conversionCommon Stock 2,400 $5.98 $14,346.00
Disclosure

SEC source: 0001214659-18-000264 · marketforms-40676.xml · nonDerivative · entry 2

McKay Matthew J · CIK 0001675779 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 20:00 UTC
McKay Matthew JSVP of Human Resources
Exercise / conversionCommon Stock 800 $9.57 $7,654.00
Disclosure

SEC source: 0001214659-18-000264 · marketforms-40676.xml · nonDerivative · entry 1

McKay Matthew J · CIK 0001675779 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 00:21 UTC
CASINI VICTOR MSenior VP and General Counsel
Exercise / conversionEmployee Stock Option (right to buy)(01/11/2008 grant) · Derivative 40,000 $0.00 Strike: $9.57 $0.00
Disclosure

SEC source: 0001214659-18-000202 · marketforms-40655.xml · derivative · entry 4

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2018-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 00:21 UTC
CASINI VICTOR MSenior VP and General Counsel
Tax withholdingCommon Stock 20,145 $41.28 $831,682.30
Disclosure

SEC source: 0001214659-18-000202 · marketforms-40655.xml · nonDerivative · entry 2

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,739

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount and the exercise price required upon the exercise of the stock options.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 00:21 UTC
CASINI VICTOR MSenior VP and General Counsel
Exercise / conversionCommon Stock 40,000 $9.57 $382,700.00
Disclosure

SEC source: 0001214659-18-000202 · marketforms-40655.xml · nonDerivative · entry 1

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Mar 12, 2018 20:00 UTC
CASINI VICTOR MSenior VP and General Counsel
GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002040 · marketforms-41375.xml · nonDerivative · entry 1

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 132,166

Read SEC document
December 28, 2017 Filed Mar 12, 2018 20:00 UTC GiftCommon Stock 8,553 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002041 · marketforms-41374.xml · nonDerivative · entry 2

WEBSTER WILLIAM M IV · CIK 0001262866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,569

Read SEC document
December 13, 2017 Filed Dec 22, 2017 01:15 UTC
Clark Michael S.VP of Finance and Controller
Exercise / conversionEmployee Stock Option (right to buy)(01/08/2010 grant) · Derivative 2,500 $0.00 Strike: $9.98 $0.00
Disclosure

SEC source: 0001214659-17-007416 · marketforms-40504.xml · derivative · entry 5

Clark Michael S. · CIK 0001514557 · VP of Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires 2020-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant date.

Read SEC document
December 13, 2017 Filed Dec 22, 2017 01:15 UTC
Clark Michael S.VP of Finance and Controller
Exercise / conversionEmployee Stock Option (right to buy) (06/02/2008 grant) · Derivative 5,000 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001214659-17-007416 · marketforms-40504.xml · derivative · entry 4

Clark Michael S. · CIK 0001514557 · VP of Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant date.

Read SEC document
December 13, 2017 Filed Dec 22, 2017 01:15 UTC
Clark Michael S.VP of Finance and Controller
SaleCommon Stock 7,500 $40.07 $300,533.25
Disclosure

SEC source: 0001214659-17-007416 · marketforms-40504.xml · nonDerivative · entry 3

Clark Michael S. · CIK 0001514557 · VP of Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,860

F1 · price: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $40.068 to $40.084. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
December 13, 2017 Filed Dec 22, 2017 01:15 UTC
Clark Michael S.VP of Finance and Controller
Exercise / conversionCommon Stock 2,500 $9.98 $24,956.25
Disclosure

SEC source: 0001214659-17-007416 · marketforms-40504.xml · nonDerivative · entry 2

Clark Michael S. · CIK 0001514557 · VP of Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2017 Filed Dec 22, 2017 01:15 UTC
Clark Michael S.VP of Finance and Controller
Exercise / conversionCommon Stock 5,000 $10.73 $53,650.00
Disclosure

SEC source: 0001214659-17-007416 · marketforms-40504.xml · nonDerivative · entry 1

Clark Michael S. · CIK 0001514557 · VP of Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 23:00 UTC SaleCommon Stock 100,000 $40.02 $4,001,840.00
Disclosure

SEC source: 0001214659-17-007278 · marketforms-40446.xml · nonDerivative · entry 1

WEBSTER WILLIAM M IV · CIK 0001262866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,222

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 plan.

F2 · price: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $40.00 to $40.05. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price

Read SEC document
October 26, 2017 Filed Oct 27, 2017 22:00 UTC
CASINI VICTOR MSenior VP and General Counsel
SaleCommon Stock 25,000 $36.82 $920,500.00
Disclosure

SEC source: 0001214659-17-006216 · marketforms-40014.xml · nonDerivative · entry 1

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 132,766

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 plan.

F2 · price: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $35.92 to $37.40. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
October 03, 2017 Filed Mar 12, 2018 20:00 UTC GiftCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002042 · marketforms-41372.xml · nonDerivative · entry 4

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,658

Read SEC document
October 02, 2017 Filed Oct 4, 2017 17:00 UTC
Zarcone Dominick PDirector · President and CEO
Tax withholdingCommon Stock 11,841 $36.15 $428,092.41
Disclosure

SEC source: 0001214659-17-005954 · marketforms-39827.xml · nonDerivative · entry 1

Zarcone Dominick P · CIK 0001635955 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,881

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 17:00 UTC
Laroyia VarunExecutive VP and CFO
GrantCommon Stock 52,554 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005953 · marketforms-39831.xml · nonDerivative · entry 1

Laroyia Varun · CIK 0001718600 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,554

F1 · kind: The transaction represents an award of restricted stock units (RSUs) that vest with respect to (a) 13.33% of the number of RSUs subject to the award on January 16, 2018 and thereafter on approximately each six-month anniversary thereof over the next two and one-half years, and (b) 5% of the number of RSUs subject to the award on January 14, 2021 and on each six month anniversary thereafter until fully vested.

Read SEC document
August 24, 2017 Filed Aug 25, 2017 22:00 UTC SaleCommon Stock 16,000 $32.92 $526,755.20
Disclosure

SEC source: 0001214659-17-005310 · marketforms-39500.xml · nonDerivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 23,300

F1 · price: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $32.92 to $32.925. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
August 24, 2017 Filed Aug 29, 2017 20:35 UTC Amendment SaleCommon Stock 16,000 $33.92 $542,755.20
Disclosure

SEC source: 0001214659-17-005363 · marketforms-39506.xml · nonDerivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 23,300

F1 · price: The original Form 4 reporting this transaction mistakenly disclosed the weighted average sale price as $32.9222. This Form 4/A discloses the correct weighted average sale price. The price range of such transactions, as corrected, was $33.92 to $33.925. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 21:00 UTC PurchaseCommon Stock 4,000 $33.96 $135,828.00
Disclosure

SEC source: 0001214659-17-005189 · marketforms-39462.xml · nonDerivative · entry 1

Subramanian Guhan · CIK 0001566809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,811

F1 · price: The price reflects the weighted average purchase price of the transaction reported. The price range of such transactions was $33.94 to $33.99 The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
July 27, 2017 Filed Jul 28, 2017 21:00 UTC
CASINI VICTOR MSenior VP and General Counsel
SaleCommon Stock 25,000 $33.40 $835,000.00
Disclosure

SEC source: 0001214659-17-004627 · marketforms-39289.xml · nonDerivative · entry 1

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 157,766

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 plan.

F2 · price: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $32.99 to $33.64. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
July 17, 2017 Filed Jul 18, 2017 18:00 UTC
Quinn John SEVP and Managing Dir., Europe
SaleCommon Stock 8,230 $33.15 $272,837.67
Disclosure

SEC source: 0001214659-17-004500 · marketforms-39235.xml · nonDerivative · entry 2

Quinn John S · CIK 0001380533 · EVP and Managing Dir., Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,496

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 plan.

F3 · price: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $32.98 to $33.26. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 18:00 UTC
Jude Justin LSVP Ops -- Wholesale Parts
Tax withholdingCommon Stock 2,387 $32.50 $77,569.15
Disclosure

SEC source: 0001214659-17-004501 · marketforms-39231.xml · nonDerivative · entry 1

Jude Justin L · CIK 0001648327 · SVP Ops -- Wholesale Parts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,493

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 18:00 UTC
Quinn John SEVP and Managing Dir., Europe
Tax withholdingCommon Stock 5,949 $32.50 $193,321.68
Disclosure

SEC source: 0001214659-17-004500 · marketforms-39235.xml · nonDerivative · entry 1

Quinn John S · CIK 0001380533 · EVP and Managing Dir., Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,726

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 18:00 UTC
McKay Matthew JSVP of Human Resources
Tax withholdingCommon Stock 532 $32.50 $17,288.14
Disclosure

SEC source: 0001214659-17-004499 · marketforms-39232.xml · nonDerivative · entry 1

McKay Matthew J · CIK 0001675779 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,552

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 18:00 UTC
Hanley Walter PSenior VP of Development
Tax withholdingCommon Stock 6,060 $32.50 $196,928.79
Disclosure

SEC source: 0001214659-17-004498 · marketforms-39230.xml · nonDerivative · entry 1

Hanley Walter P · CIK 0001336113 · Senior VP of Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,418

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 18:00 UTC
Clark Michael S.VP of Finance and Controller
Tax withholdingCommon Stock 1,025 $32.50 $33,308.91
Disclosure

SEC source: 0001214659-17-004497 · marketforms-39226.xml · nonDerivative · entry 1

Clark Michael S. · CIK 0001514557 · VP of Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,860

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 18:00 UTC
Zarcone Dominick PDirector · President and CEO
Tax withholdingCommon Stock 3,491 $32.50 $113,445.28
Disclosure

SEC source: 0001214659-17-004496 · marketforms-39233.xml · nonDerivative · entry 1

Zarcone Dominick P · CIK 0001635955 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,722

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 18:00 UTC
Brooks Ash TSVP -- CIO
Tax withholdingCommon Stock 677 $32.50 $22,000.13
Disclosure

SEC source: 0001214659-17-004495 · marketforms-39228.xml · nonDerivative · entry 1

Brooks Ash T · CIK 0001673744 · SVP -- CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,615

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 18:00 UTC
CASINI VICTOR MSenior VP and General Counsel
Tax withholdingCommon Stock 5,346 $32.50 $173,726.29
Disclosure

SEC source: 0001214659-17-004494 · marketforms-39229.xml · nonDerivative · entry 1

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,884

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
June 28, 2017 Filed Mar 12, 2018 20:00 UTC GiftCommon Stock 3,100 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002041 · marketforms-41374.xml · nonDerivative · entry 1

WEBSTER WILLIAM M IV · CIK 0001262866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,122

Read SEC document
June 26, 2017 Filed Mar 12, 2018 20:00 UTC GiftCommon Stock 800 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002042 · marketforms-41372.xml · nonDerivative · entry 3

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,933

Read SEC document
June 06, 2017 Filed Jun 8, 2017 21:00 UTC
Jude Justin LSVP Ops -- Wholesale Parts
Exercise / conversionStock Option (right to buy) (01/09/2009 grant) · Derivative 30,000 $0.00 Strike: $5.98 $0.00
Disclosure

SEC source: 0001214659-17-003919 · marketforms-39043.xml · derivative · entry 3

Jude Justin L · CIK 0001648327 · SVP Ops -- Wholesale Parts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2019-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant date.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 21:00 UTC
Jude Justin LSVP Ops -- Wholesale Parts
Tax withholdingCommon Stock 15,405 $31.91 $491,541.20
Disclosure

SEC source: 0001214659-17-003919 · marketforms-39043.xml · nonDerivative · entry 2

Jude Justin L · CIK 0001648327 · SVP Ops -- Wholesale Parts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,880

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount and the exercise price required upon exercise of the stock options.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 21:00 UTC
Jude Justin LSVP Ops -- Wholesale Parts
Exercise / conversionCommon Stock 30,000 $5.98 $179,325.00
Disclosure

SEC source: 0001214659-17-003919 · marketforms-39043.xml · nonDerivative · entry 1

Jude Justin L · CIK 0001648327 · SVP Ops -- Wholesale Parts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:00 UTC
Jude Justin LSVP Ops -- Wholesale Parts
Exercise / conversionStock Option (right to buy) (01/11/2008 grant) · Derivative 20,000 $0.00 Strike: $9.57 $0.00
Disclosure

SEC source: 0001214659-17-003830 · marketforms-38994.xml · derivative · entry 3

Jude Justin L · CIK 0001648327 · SVP Ops -- Wholesale Parts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2018-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:00 UTC
Jude Justin LSVP Ops -- Wholesale Parts
SaleCommon Stock 20,000 $32.01 $640,214.00
Disclosure

SEC source: 0001214659-17-003830 · marketforms-38994.xml · nonDerivative · entry 2

Jude Justin L · CIK 0001648327 · SVP Ops -- Wholesale Parts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,285

F1 · price: The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $32.00 to $32.05. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:00 UTC
Jude Justin LSVP Ops -- Wholesale Parts
Exercise / conversionCommon Stock 20,000 $9.57 $191,350.00
Disclosure

SEC source: 0001214659-17-003830 · marketforms-38994.xml · nonDerivative · entry 1

Jude Justin L · CIK 0001648327 · SVP Ops -- Wholesale Parts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 16:00 UTC Disposition to issuerCommon Stock 200,000 $32.00 $6,400,540.00
Disclosure

SEC source: 0001214659-17-003829 · marketforms-38993.xml · nonDerivative · entry 1

WEBSTER WILLIAM M IV · CIK 0001262866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,222

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 plan.

F2 · price: The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $32.00 to $32.05. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

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June 01, 2017 Filed Jan 25, 2018 18:00 UTC
Jude Justin LSVP Ops -- Wholesale Parts
SaleCommon Stock 21,430 $32.26 $691,325.37
Disclosure

SEC source: 0001214659-18-000634 · marketforms-40815.xml · nonDerivative · entry 1

Jude Justin L · CIK 0001648327 · SVP Ops -- Wholesale Parts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,755

F1 · price: The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $32.2507 to $32.2750. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

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May 31, 2017 Filed Jun 2, 2017 17:00 UTC
Zarcone Dominick PDirector · President and CEO
GrantCommon Stock 16,061 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003804 · marketforms-38967.xml · nonDerivative · entry 1

Zarcone Dominick P · CIK 0001635955 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,213

F1 · kind: The transaction represents an award of restricted stock units that are subject to two vesting conditions, each of which must be satisfied: (a) time-based vesting equal to 16.67% of the number of restricted stock units subject to the award on January 14, 2018 and on each six-month anniversary of January 14, 2018; and (b) a performance-based condition of positive fully-diluted earnings per share of the Company (subject to adjustment for certain extraordinary items) for any of the first five fiscal years ending after the grant date. If and when the performance-based condition is met, all restricted stock units that had previously met the time-based vesting condition will vest immediately and the remaining restricted stock units will vest according to the remaining schedule of the time-based condition. If the performance-based condition is not met, all restricted stock units will be forfeited.

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May 30, 2017 Filed Mar 12, 2018 20:00 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002042 · marketforms-41372.xml · nonDerivative · entry 2

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,733

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May 22, 2017 Filed May 24, 2017 17:00 UTC
Clark Michael S.VP of Finance and Controller
Exercise / conversionStock Option (right to buy) (06/02/2008 grant) · Derivative 5,000 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001214659-17-003588 · marketforms-38877.xml · derivative · entry 3

Clark Michael S. · CIK 0001514557 · VP of Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2018-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant date.

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May 22, 2017 Filed May 24, 2017 17:00 UTC
Clark Michael S.VP of Finance and Controller
SaleCommon Stock 5,000 $31.42 $157,113.50
Disclosure

SEC source: 0001214659-17-003588 · marketforms-38877.xml · nonDerivative · entry 2

Clark Michael S. · CIK 0001514557 · VP of Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,885

F1 · price: The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $31.4201 to $31.435. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

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May 22, 2017 Filed May 24, 2017 17:00 UTC
Clark Michael S.VP of Finance and Controller
Exercise / conversionCommon Stock 5,000 $10.73 $53,650.00
Disclosure

SEC source: 0001214659-17-003588 · marketforms-38877.xml · nonDerivative · entry 1

Clark Michael S. · CIK 0001514557 · VP of Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 18, 2017 Filed Mar 12, 2018 20:00 UTC GiftCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002042 · marketforms-41372.xml · nonDerivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,733

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May 08, 2017 Filed May 10, 2017 17:00 UTC GrantCommon Stock 3,662 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003220 · marketforms-38798.xml · nonDerivative · entry 1

MCGARVIE BLYTHE J · CIK 0001013947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,877

F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2018 Annual Meeting of Stockholders of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.