Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2026 Filed Jun 9, 2026 20:51 UTC |
Bleichroeder LP10% owner
|
OtherCommon Stock | 3,000,000 | $1.00 | $3,000,000.00 |
DisclosureSEC source: 0001781002-26-000001 · primary_doc.xml · nonDerivative · entry 2 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,882,239 F3 · kind: On June 8, 2026, the Issuer cancelled $3,000,000 in principal amount of promissory notes in exchange for the issuance to the Funds of 3,000,000 shares of Common Stock. F2 · ownership.direct: This form is filed by Bleichroeder LP. The securities reported herein are directly held by the Funds. Bleichroeder LP serves as registered investment adviser to the Funds and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. F2 · ownership.nature: This form is filed by Bleichroeder LP. The securities reported herein are directly held by the Funds. Bleichroeder LP serves as registered investment adviser to the Funds and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 20:51 UTC |
Bleichroeder LP10% owner
|
PurchaseCommon Stock | 700,000 | $1.00 | $700,000.00 |
DisclosureSEC source: 0001781002-26-000001 · primary_doc.xml · nonDerivative · entry 1 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,882,239 F1 · kind: On June 5, 2026, 21 April Fund, Ltd. and 21 April Fund, LP (the "Funds") agreed to buy 700,000 shares of Common Stock at a price of $1.00 per share in the Issuer's underwritten public offering pursuant to the Registration Statement on Form S-1 (File No. 333-296258) filed with the Securities and Exchange Commission on May 27, 2026, as amended. F2 · ownership.direct: This form is filed by Bleichroeder LP. The securities reported herein are directly held by the Funds. Bleichroeder LP serves as registered investment adviser to the Funds and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. F2 · ownership.nature: This form is filed by Bleichroeder LP. The securities reported herein are directly held by the Funds. Bleichroeder LP serves as registered investment adviser to the Funds and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 05, 2026 Filed Aug 19, 2026 23:42 UTC |
Wowk RobertDirector
|
PurchaseCommon Stock | 50,000 | $1.00 | $50,000.00 |
DisclosureSEC source: 0001437749-26-028583 · rdgdoc.xml · nonDerivative · entry 1 Wowk Robert · CIK 0002121726 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| January 03, 2026 Filed Jan 13, 2026 21:01 UTC |
Chen FeiDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 67,860 | $1.49 | $101,111.40 |
DisclosureSEC source: 0001437749-26-001181 · rdgdoc.xml · nonDerivative · entry 1 Chen Fei · CIK 0001944330 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 417,898 F1 · shares: Represents shares withheld by the Issuer in connection with a net settlement of the January 3, 2026 vesting of restricted stock units. Shares were withheld for the payment of withholding taxes. F2 · balance_after: A Form 4 filed on January 7, 2025 reported the withholding for taxes from an RSU vesting of 28,394 shares, however 12,835 of those shares were inadvertently not reflected in the balance in Column 5 on that Form 4. The withholding of those shares is now reflected in this balance. Read SEC document |
| January 03, 2026 Filed Jan 13, 2026 21:01 UTC |
Kowalczyk DavidCFO and COO
|
Tax withholdingCommon Stock | 5,589 | $1.49 | $8,327.61 |
DisclosureSEC source: 0001437749-26-001180 · rdgdoc.xml · nonDerivative · entry 2 Kowalczyk David · CIK 0002064746 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,779 F2 · shares: Represents shares withheld by the Issuer in connection with a net settlement of the RSUs initial vesting. Shares were withheld for the payment of withholding taxes. Read SEC document |
| December 19, 2025 Filed Jan 13, 2026 21:01 UTC |
Kowalczyk DavidCFO and COO
|
GrantCommon Stock | 94,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-001180 · rdgdoc.xml · nonDerivative · entry 1 Kowalczyk David · CIK 0002064746 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,368 F1 · shares: Represents shares of Common Stock underlying restricted stock unit awards ("RSUs") from the Issuer. The RSUs will vest ratably on January 3, 2026, January 3, 2027 and January 3, 2028. Read SEC document |
| September 12, 2025 Filed Sep 16, 2025 20:15 UTC |
Chen FeiDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 13,021 | $2.34 | $30,469.14 |
DisclosureSEC source: 0001437749-25-029166 · rdgdoc.xml · nonDerivative · entry 1 Chen Fei · CIK 0001944330 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 498,593 F1 · shares: Shares withheld to satisfy the tax obligations in connection with the September 12, 2025 vesting of restricted stock units. Read SEC document |
| March 26, 2025 Filed Mar 28, 2025 21:13 UTC |
Bleichroeder LP10% owner
|
OtherWarrants to Purchase Common Stock · Derivative | 531,250 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0001781002-25-000002 · primary_doc.xml · derivative · entry 2 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 531,250 Underlying: Common Stock · 531,250 shares Expires 2029-12-31 F1 · derivative.exercise_price: On March 26, 2025, LiqTech International, Inc. and Bleichroeder LP, investment adviser to 21 April Fund, Ltd. and 21 April Fund, LP, agreed to amend (x) those certain 531,250 warrants to acquire Common Stock at an exercise price of $5.20 per share and having an expiration date of June 22, 2027 to (i) amend the exercise price to $2.00 per share and (ii) extend the expiration date to December 31, 2029. F1 · kind: On March 26, 2025, LiqTech International, Inc. and Bleichroeder LP, investment adviser to 21 April Fund, Ltd. and 21 April Fund, LP, agreed to amend (x) those certain 531,250 warrants to acquire Common Stock at an exercise price of $5.20 per share and having an expiration date of June 22, 2027 to (i) amend the exercise price to $2.00 per share and (ii) extend the expiration date to December 31, 2029. F1 · price: On March 26, 2025, LiqTech International, Inc. and Bleichroeder LP, investment adviser to 21 April Fund, Ltd. and 21 April Fund, LP, agreed to amend (x) those certain 531,250 warrants to acquire Common Stock at an exercise price of $5.20 per share and having an expiration date of June 22, 2027 to (i) amend the exercise price to $2.00 per share and (ii) extend the expiration date to December 31, 2029. F2 · ownership.nature: This form is filed by Bleichroeder LP. The securities reported herein are directly held by 21 April Fund, Ltd. and 21 April Fund, LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 26, 2025 Filed Mar 28, 2025 21:13 UTC |
Bleichroeder LP10% owner
|
OtherWarrants to Purchase Common Stock · Derivative | 531,250 | Not disclosed Strike: $5.20 | Not disclosed |
DisclosureSEC source: 0001781002-25-000002 · primary_doc.xml · derivative · entry 1 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 531,250 shares Expires 2027-06-22 F1 · derivative.exercise_price: On March 26, 2025, LiqTech International, Inc. and Bleichroeder LP, investment adviser to 21 April Fund, Ltd. and 21 April Fund, LP, agreed to amend (x) those certain 531,250 warrants to acquire Common Stock at an exercise price of $5.20 per share and having an expiration date of June 22, 2027 to (i) amend the exercise price to $2.00 per share and (ii) extend the expiration date to December 31, 2029. F1 · kind: On March 26, 2025, LiqTech International, Inc. and Bleichroeder LP, investment adviser to 21 April Fund, Ltd. and 21 April Fund, LP, agreed to amend (x) those certain 531,250 warrants to acquire Common Stock at an exercise price of $5.20 per share and having an expiration date of June 22, 2027 to (i) amend the exercise price to $2.00 per share and (ii) extend the expiration date to December 31, 2029. F1 · price: On March 26, 2025, LiqTech International, Inc. and Bleichroeder LP, investment adviser to 21 April Fund, Ltd. and 21 April Fund, LP, agreed to amend (x) those certain 531,250 warrants to acquire Common Stock at an exercise price of $5.20 per share and having an expiration date of June 22, 2027 to (i) amend the exercise price to $2.00 per share and (ii) extend the expiration date to December 31, 2029. F2 · ownership.nature: This form is filed by Bleichroeder LP. The securities reported herein are directly held by 21 April Fund, Ltd. and 21 April Fund, LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| January 07, 2025 Filed Jan 13, 2025 06:09 UTC |
MEEUSEN RICHARD ADirector
|
GrantCommon Stock | 29,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-000907 · rdgdoc.xml · nonDerivative · entry 1 MEEUSEN RICHARD A · CIK 0001081639 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,281 F1 · shares: Represents shares of Common Stock underlying restricted stock unit awards ("RSUs") from the Issuer. The RSUs will vest on January 3, 2026. Read SEC document |
| January 07, 2025 Filed Jan 13, 2025 06:12 UTC |
Boswell PeytonDirector
|
GrantCommon Stock | 28,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-000913 · rdgdoc.xml · nonDerivative · entry 1 Boswell Peyton · CIK 0001715018 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,305 F1 · shares: Represents shares of Common Stock underlying a restricted stock awards ("RSUs"). The RSUs will vest on January 3, 2026. Read SEC document |
| January 07, 2025 Filed Jan 13, 2025 11:13 UTC |
BUEHLER ALEXANDER JDirector
|
GrantCommon Stock | 53,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-000916 · rdgdoc.xml · nonDerivative · entry 1 BUEHLER ALEXANDER J · CIK 0001397838 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 467,623 F1 · shares: Represents shares of Common Stock underlying restricted stock unit awards ("RSUs") from the Issuer. The RSUs will vest on January 3, 2026. Read SEC document |
| January 07, 2025 Filed Jan 13, 2025 11:11 UTC |
Chen FeiDirector · Chief Executive Officer
|
GrantCommon Stock | 201,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-000911 · rdgdoc.xml · nonDerivative · entry 1 Chen Fei · CIK 0001944330 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 511,614 Read SEC document |
| January 07, 2025 Filed Jan 13, 2025 11:10 UTC |
Kunz MartinDirector
|
GrantCommon Stock | 26,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-000909 · rdgdoc.xml · nonDerivative · entry 1 Kunz Martin · CIK 0001987564 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,918 F1 · shares: Represents shares of Common Stock underlying restricted stock unit awards ("RSUs") from the Issuer. The RSUs will vest on January 3, 2026. Read SEC document |
| January 03, 2025 Filed Jan 8, 2025 02:49 UTC |
Chen FeiDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 28,394 | $1.87 | $53,096.78 |
DisclosureSEC source: 0001437749-25-000671 · rdgdoc.xml · nonDerivative · entry 1 Chen Fei · CIK 0001944330 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,279 F1 · shares: Shares withheld to satisfy the tax obligations in connection with the January 3, 2025 vesting of restricted stock units. Read SEC document |
| May 06, 2024 Filed May 21, 2024 17:26 UTC |
Price Phillip MassieInterim CFO
|
GrantCommon Stock | 13,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-017866 · rdgdoc.xml · nonDerivative · entry 1 Price Phillip Massie · CIK 0002017293 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,748 F1 · shares: Represents shares of Common Stock underlying a restricted stock unit award ("RSU") received from the Issuer. The RSU will vest ratably on January 1, 2025, January 1, 2026 and January 1, 2027. Read SEC document |
| January 03, 2024 Filed Jan 8, 2024 16:56 UTC |
MEEUSEN RICHARD ADirector
|
GrantCommon Stock | 10,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-000883 · rdgdoc.xml · nonDerivative · entry 1 MEEUSEN RICHARD A · CIK 0001081639 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,987 F1 · shares: Represents shares of Common Stock underlying a restricted stock unit award ("RSU") from the Issuer. The RSU will vest on January 3, 2025. Read SEC document |
| January 03, 2024 Filed Jan 8, 2024 17:15 UTC |
Boswell PeytonDirector
|
GrantCommon Stock | 10,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-000890 · rdgdoc.xml · nonDerivative · entry 1 Boswell Peyton · CIK 0001715018 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,147 F1 · shares: Represents shares of Common Stock underlying a restricted stock award ("RSU"). The RSU will vest on January 3, 2025. Read SEC document |
| January 03, 2024 Filed Jan 8, 2024 21:55 UTC |
BUEHLER ALEXANDER JDirector
|
GrantCommon Stock | 20,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-000882 · rdgdoc.xml · nonDerivative · entry 1 BUEHLER ALEXANDER J · CIK 0001397838 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 414,593 F1 · shares: Represents shares of Common Stock underlying a restricted stock unit award ("RSU") from the Issuer. The RSU will vest on January 3, 2025. Read SEC document |
| January 03, 2024 Filed Jan 10, 2024 13:24 UTC |
Stadil Simon SeidelinChief Financial Officer
|
GrantCommon Stock | 38,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001088 · rdgdoc.xml · nonDerivative · entry 1 Stadil Simon Seidelin · CIK 0001898749 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,907 F1 · shares: Represents shares of Common Stock underlying a restricted stock unit award ("RSUs") received from the Issuer. The RSUs will vest ratably on January 3, 2025, January 3, 2026 and January 3, 2027. Read SEC document |
| January 03, 2024 Filed Jan 10, 2024 18:24 UTC |
Kunz MartinDirector
|
GrantCommon Stock | 10,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001087 · rdgdoc.xml · nonDerivative · entry 1 Kunz Martin · CIK 0001987564 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,402 F1 · shares: Represents shares of Common Stock underlying a restricted stock unit award ("RSU") from the Issuer. The RSU will vest on January 3, 2025. Read SEC document |
| January 03, 2024 Filed Jan 10, 2024 16:31 UTC |
Chen FeiDirector · Chief Executive Officer
|
GrantCommon Stock | 106,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001073 · rdgdoc.xml · nonDerivative · entry 1 Chen Fei · CIK 0001944330 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 338,673 F1 · shares: Represents shares of Common Stock underlying a restricted stock unit award ("RSUs"). The RSUs will vest ratably on January 3, 2025, January 3, 2026 and January 3, 2027. Read SEC document |
| January 03, 2024 Filed Mar 11, 2024 08:10 UTC |
Stadil Simon SeidelinChief Financial Officer
|
Tax withholdingCommon Stock | 17,163 | $3.51 | $60,242.13 |
DisclosureSEC source: 0001437749-24-007263 · rdgdoc.xml · nonDerivative · entry 1 Stadil Simon Seidelin · CIK 0001898749 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,744 F1 · shares: Represents the number of shares of Common Stock withheld by LiqTech International, Inc. to cover the reporting person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| January 03, 2024 Filed Mar 11, 2024 12:09 UTC |
Chen FeiDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 12,835 | $3.51 | $45,050.85 |
DisclosureSEC source: 0001437749-24-007262 · rdgdoc.xml · nonDerivative · entry 1 Chen Fei · CIK 0001944330 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,838 F1 · shares: Represents the number of shares of Common Stock withheld by LiqTech International, Inc. to cover the reporting person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| December 04, 2023 Filed Dec 4, 2023 21:51 UTC |
Stadil Simon SeidelinChief Financial Officer
|
SaleCommon Stock | 14,438 | $3.23 | $46,657.84 |
DisclosureSEC source: 0001437749-23-033560 · rdgdoc.xml · nonDerivative · entry 2 Stadil Simon Seidelin · CIK 0001898749 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,504 Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 21:51 UTC |
Stadil Simon SeidelinChief Financial Officer
|
SaleCommon Stock | 562 | $3.40 | $1,910.80 |
DisclosureSEC source: 0001437749-23-033560 · rdgdoc.xml · nonDerivative · entry 1 Stadil Simon Seidelin · CIK 0001898749 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,942 Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 18:31 UTC |
Stadil Simon SeidelinChief Financial Officer
|
SaleCommon Stock | 3,100 | $3.57 | $11,072.27 |
DisclosureSEC source: 0001437749-23-032998 · rdgdoc.xml · nonDerivative · entry 1 Stadil Simon Seidelin · CIK 0001898749 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,504 Read SEC document |
| November 15, 2023 Filed Nov 15, 2023 19:18 UTC |
Stadil Simon SeidelinChief Financial Officer
|
SaleCommon Stock | 4,100 | $3.89 | $15,939.98 |
DisclosureSEC source: 0001437749-23-032224 · rdgdoc.xml · nonDerivative · entry 2 Stadil Simon Seidelin · CIK 0001898749 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,604 Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 19:18 UTC |
Stadil Simon SeidelinChief Financial Officer
|
SaleCommon Stock | 2,800 | $3.82 | $10,699.92 |
DisclosureSEC source: 0001437749-23-032224 · rdgdoc.xml · nonDerivative · entry 1 Stadil Simon Seidelin · CIK 0001898749 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,704 Read SEC document |
| June 23, 2023 Filed Jul 27, 2023 23:10 UTC |
Kunz MartinDirector
|
GrantCommon Stock | 11,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-020945 · rdgdoc.xml · nonDerivative · entry 1 Kunz Martin · CIK 0001987564 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,932 F1 · shares: Represents shares of Common Stock underlying a restricted stock unit award ("RSUs"). The RSUs will vest one year from the grant date. Read SEC document |
| June 14, 2023 Filed Sep 5, 2023 21:22 UTC |
Chen FeiDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,784 | $3.87 | $10,774.08 |
DisclosureSEC source: 0001437749-23-025233 · rdgdoc.xml · nonDerivative · entry 3 Chen Fei · CIK 0001944330 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,992 Read SEC document |
| June 14, 2023 Filed Sep 5, 2023 21:22 UTC |
Chen FeiDirector · Chief Executive Officer
|
PurchaseCommon Stock | 8,000 | $3.96 | $31,680.00 |
DisclosureSEC source: 0001437749-23-025233 · rdgdoc.xml · nonDerivative · entry 2 Chen Fei · CIK 0001944330 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,208 Read SEC document |
| May 26, 2023 Filed Sep 5, 2023 21:22 UTC |
Chen FeiDirector · Chief Executive Officer
|
PurchaseCommon Stock | 22,000 | $3.20 | $70,400.00 |
DisclosureSEC source: 0001437749-23-025233 · rdgdoc.xml · nonDerivative · entry 1 Chen Fei · CIK 0001944330 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,208 Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 16:20 UTC |
Stadil Simon SeidelinChief Financial Officer
|
GrantCommon Stock | 348,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-000492 · rdgdoc.xml · nonDerivative · entry 1 Stadil Simon Seidelin · CIK 0001898749 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,164,012 F1 · shares: Explanation of Responses: (1) Represents shares of Common Stock underlying a restricted stock unit award ("RSUs") granted under the Issuer's 2022 Share Incentive Plan. The RSUs will vest ratably on January 3, 2024, January 3, 2025 and January 3, 2026. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 14:14 UTC |
Boswell PeytonDirector
|
GrantCommon Stock | 98,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-000440 · rdgdoc.xml · nonDerivative · entry 1 Boswell Peyton · CIK 0001715018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,400 F1 · shares: Represents shares of Common Stock underlying a restricted stock unit award ("RSU") granted under the Issuer's 2013 Share Incentive Plan. The RSU will vest on January 3, 2024. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:21 UTC |
Chen FeiDirector · Chief Executive Officer
|
GrantCommon Stock | 968,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-000493 · rdgdoc.xml · nonDerivative · entry 1 Chen Fei · CIK 0001944330 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,593,661 F1 · shares: Represents shares of Common Stock underlying a restricted stock unit award ("RSUs") granted under the Issuer's 2022 Share Incentive Plan. The RSUs will vest ratably on January 3, 2024, January 3, 2025 and January 3, 2026. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 19:14 UTC |
VERNON MARKDirector
|
GrantCommon Stock | 196,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-000441 · rdgdoc.xml · nonDerivative · entry 1 VERNON MARK · CIK 0001574126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,093 F1 · shares: Represents shares of Common Stock underlying a restricted stock unit award ("RSU") granted under the Issuer's 2013 Share Incentive Plan. The RSU will vest on January 3, 2024. Read SEC document |
| January 03, 2023 Filed Jan 31, 2023 13:06 UTC Amendment |
Boswell PeytonDirector
|
GrantCommon Stock | 98,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-002106 · rdgdoc.xml · nonDerivative · entry 1 Boswell Peyton · CIK 0001715018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,400 F1 · shares: On January 5, 2023, the reporting person filed a Form 4 which inadvertently reported that the reporting person received a restricted stock unit award ("RSU") granted under the Issuer's 2013 Share Incentive Plan. In fact, the RSU was granted under the Issuer's 2022 Equity Incentive Plan. F2 · shares: Representing shares of Common Stock underlying a RSU. The RSU will vest on January 3, 2024. Read SEC document |
| January 03, 2023 Filed Jan 31, 2023 21:08 UTC |
BUEHLER ALEXANDER JDirector
|
GrantCommon Stock | 98,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-002126 · rdgdoc.xml · nonDerivative · entry 3 BUEHLER ALEXANDER J · CIK 0001397838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,155,445 F3 · shares: Represents shares of Common Stock underlying a restricted stock unit award ("RSU") granted as compensation for the reporting person's service as a director under the Issuer's 2022 Equity Incentive Plan. The RSU will vest on January 3, 2024. Read SEC document |
| January 03, 2023 Filed Jan 31, 2023 19:29 UTC Amendment |
VERNON MARKDirector
|
GrantCommon Stock | 196,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-002115 · rdgdoc.xml · nonDerivative · entry 1 VERNON MARK · CIK 0001574126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,093 F1 · shares: On January 5, 2023, the reporting person filed a Form 4 which inadvertently reported that the reporting person received a restricted stock unit award ("RSU") granted under the Issuer's 2013 Share Incentive Plan. In fact, the RSU was granted under the Issuer's 2022 Equity Incentive Plan. F2 · shares: Representing shares of Common Stock underlying a RSU. The RSU will vest on January 3, 2024. Read SEC document |
| January 01, 2023 Filed Jan 31, 2023 21:08 UTC |
BUEHLER ALEXANDER JDirector
|
GrantCommon Stock | 97,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-002126 · rdgdoc.xml · nonDerivative · entry 2 BUEHLER ALEXANDER J · CIK 0001397838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,057,445 F2 · shares: Represents compensation received for performing CEO transition services from October 1, 2022 through November 11, 2022. Read SEC document |
| January 01, 2023 Filed Jan 31, 2023 21:08 UTC |
BUEHLER ALEXANDER JDirector
|
GrantCommon Stock | 924,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-002126 · rdgdoc.xml · nonDerivative · entry 1 BUEHLER ALEXANDER J · CIK 0001397838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959,989 F1 · shares: Represents compensation received for service as Interim Chief Executive Officer from March 17, 2022 through September 30, 2022. Read SEC document |
| September 12, 2022 Filed Sep 15, 2022 19:41 UTC |
Chen FeiDirector · Chief Executive Officer
|
GrantCommon Stock | 625,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001731122-22-001592 · ownership.xml · nonDerivative · entry 1 Chen Fei · CIK 0001944330 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,000 F1 · shares: Represents shares of Common Stock underlying a restricted stock unit award ("RSUs") granted under the Issuer's 2013 Share Incentive Plan. The RSUs will vest ratably on September 12, 2023, September 12, 2024 and September 12, 2025. Read SEC document |
| May 19, 2022 Filed May 20, 2022 15:05 UTC |
MEEUSEN RICHARD ADirector
|
PurchaseCommon Stock | 95,000 | $0.55 | $52,250.00 |
DisclosureSEC source: 0001437749-22-013188 · rdgdoc.xml · nonDerivative · entry 2 MEEUSEN RICHARD A · CIK 0001081639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,125 Read SEC document |
| May 18, 2022 Filed May 20, 2022 15:05 UTC |
MEEUSEN RICHARD ADirector
|
PurchaseCommon Stock | 97,125 | $0.52 | $50,505.00 |
DisclosureSEC source: 0001437749-22-013188 · rdgdoc.xml · nonDerivative · entry 1 MEEUSEN RICHARD A · CIK 0001081639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,125 Read SEC document |
| May 17, 2022 Filed May 19, 2022 21:15 UTC |
Stadil Simon SeidelinChief Financial Officer
|
PurchaseCommon Stock | 80,000 | $0.50 | $40,000.00 |
DisclosureSEC source: 0001437749-22-013136 · rdgdoc.xml · nonDerivative · entry 1 Stadil Simon Seidelin · CIK 0001898749 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Read SEC document |
| May 17, 2022 Filed May 19, 2022 21:16 UTC |
Boswell PeytonDirector
|
PurchaseCommon Stock | 500,000 | $0.50 | $250,000.00 |
DisclosureSEC source: 0001437749-22-013139 · rdgdoc.xml · nonDerivative · entry 1 Boswell Peyton · CIK 0001715018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,400 Read SEC document |
| May 17, 2022 Filed May 20, 2022 01:16 UTC |
BUEHLER ALEXANDER JDirector · Interim CEO
|
PurchaseCommon Stock | 2,000,000 | $0.50 | $1,000,000.00 |
DisclosureSEC source: 0001437749-22-013138 · rdgdoc.xml · nonDerivative · entry 1 BUEHLER ALEXANDER J · CIK 0001397838 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035,900 Read SEC document |
| May 17, 2022 Filed May 20, 2022 01:16 UTC |
VERNON MARKDirector
|
PurchaseCommon Stock | 500,000 | $0.50 | $250,000.00 |
DisclosureSEC source: 0001437749-22-013137 · rdgdoc.xml · nonDerivative · entry 1 VERNON MARK · CIK 0001574126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,093 Read SEC document |
| May 13, 2022 Filed May 14, 2022 00:15 UTC |
LYTTON LAURENCE W10% owner
|
PurchasePre-Funded Common Stock Purchase Warrant · Derivative | 8,625,000 | $0.50 Strike: $0.00 | $4,303,875.00 |
DisclosureSEC source: 0001567619-22-010601 · doc1.xml · derivative · entry 3 LYTTON LAURENCE W · CIK 0001105806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,025,000 Underlying: Common Stock · 8,625,000 shares Expires not disclosed F2 · derivative.expiration_date: The pre-funded warrants do not have an expiration date. F3 · derivative.underlying_shares: The pre-funded warrants may be exercised to purchase shares of common stock of the issuer, subject to a 9.99% beneficial ownership limitation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.