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LENNOX INTERNATIONAL INC

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3415
SEC CIK
0001069202
Parsed reports
790

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2018 Filed Mar 19, 2018 20:15 UTC
Sessa Daniel MEVP, Chief HR Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 3,241 $211.61 $685,828.01
Disclosure

SEC source: 0001127602-18-012047 · form4.xml · nonDerivative · entry 2

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,805

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:15 UTC
Sessa Daniel MEVP, Chief HR Officer
GrantCommon Stock, Par Value $0.01 Per Share 9,391 $211.61 $1,987,229.51
Disclosure

SEC source: 0001127602-18-012047 · form4.xml · nonDerivative · entry 1

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,046

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:18 UTC
Torres John DEVP, Chief Legal Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 3,682 $211.61 $779,148.02
Disclosure

SEC source: 0001127602-18-012050 · form4.xml · nonDerivative · entry 2

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,374

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:18 UTC
Torres John DEVP, Chief Legal Officer
GrantCommon Stock, Par Value $0.01 Per Share 9,391 $211.61 $1,987,229.51
Disclosure

SEC source: 0001127602-18-012050 · form4.xml · nonDerivative · entry 1

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,056

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:12 UTC
Reitmeier Joseph WilliamEVP & Chief Financial Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 3,242 $211.61 $686,039.62
Disclosure

SEC source: 0001127602-18-012043 · form4.xml · nonDerivative · entry 2

Reitmeier Joseph William · CIK 0001554544 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,567

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:12 UTC
Reitmeier Joseph WilliamEVP & Chief Financial Officer
GrantCommon Stock, Par Value $0.01 Per Share 9,391 $211.61 $1,987,229.51
Disclosure

SEC source: 0001127602-18-012043 · form4.xml · nonDerivative · entry 1

Reitmeier Joseph William · CIK 0001554544 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,809

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:09 UTC
Bedard Gary SEVP, President and COO, WWR
Tax withholdingCommon Stock, Par Value $0.01 Per Share 710 $211.61 $150,243.10
Disclosure

SEC source: 0001127602-18-012038 · form4.xml · nonDerivative · entry 2

Bedard Gary S · CIK 0001719836 · EVP, President and COO, WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,931

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:09 UTC
Bedard Gary SEVP, President and COO, WWR
GrantCommon Stock, Par Value $0.01 Per Share 2,912 $211.61 $616,208.32
Disclosure

SEC source: 0001127602-18-012038 · form4.xml · nonDerivative · entry 1

Bedard Gary S · CIK 0001719836 · EVP, President and COO, WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,641

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:07 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 3,229 $211.61 $683,288.69
Disclosure

SEC source: 0001127602-18-012034 · form4.xml · nonDerivative · entry 2

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,679

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:07 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
GrantCommon Stock, Par Value $0.01 Per Share 9,391 $211.61 $1,987,229.51
Disclosure

SEC source: 0001127602-18-012034 · form4.xml · nonDerivative · entry 1

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,908

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:04 UTC
JOHNSTON TERRY LEVP, President/COO Commercial
Tax withholdingCommon Stock, Par Value $0.01 Per Share 2,957 $211.61 $625,730.77
Disclosure

SEC source: 0001127602-18-012029 · form4.xml · nonDerivative · entry 2

JOHNSTON TERRY L · CIK 0001565364 · EVP, President/COO Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,798

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:04 UTC
JOHNSTON TERRY LEVP, President/COO Commercial
GrantCommon Stock, Par Value $0.01 Per Share 7,513 $211.61 $1,589,825.93
Disclosure

SEC source: 0001127602-18-012029 · form4.xml · nonDerivative · entry 1

JOHNSTON TERRY L · CIK 0001565364 · EVP, President/COO Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,755

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:01 UTC
Bluedorn Todd MDirector · Chairman and CEO
Tax withholdingCommon Stock, Par Value $0.01 Per Share 16,258 $211.61 $3,440,355.38
Disclosure

SEC source: 0001127602-18-012025 · form4.xml · nonDerivative · entry 2

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,718

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:01 UTC
Bluedorn Todd MDirector · Chairman and CEO
GrantCommon Stock, Par Value $0.01 Per Share 41,316 $211.61 $8,742,878.76
Disclosure

SEC source: 0001127602-18-012025 · form4.xml · nonDerivative · entry 1

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,976

Read SEC document
March 14, 2018 Filed Mar 15, 2018 21:11 UTC
JOHNSTON TERRY LEVP, President/COO Commercial
SaleCommon Stock, Par Value $0.01 Per Share 51 $213.61 $10,894.11
Disclosure

SEC source: 0001127602-18-011716 · form4.xml · nonDerivative · entry 6

JOHNSTON TERRY L · CIK 0001565364 · EVP, President/COO Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,242

Read SEC document
March 14, 2018 Filed Mar 15, 2018 21:11 UTC
JOHNSTON TERRY LEVP, President/COO Commercial
SaleCommon Stock, Par Value $0.01 Per Share 300 $212.30 $63,690.60
Disclosure

SEC source: 0001127602-18-011716 · form4.xml · nonDerivative · entry 5

JOHNSTON TERRY L · CIK 0001565364 · EVP, President/COO Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,293

F3 · price: Reflects a weighted average sale price of $212.302 at prices ranging from $212.18 to $212.41 per share. The Reporting Person will provide upon request by the staff of the Securities and Exchange Commission the Issuer, or a security holder of the Issuer,full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 21:11 UTC
JOHNSTON TERRY LEVP, President/COO Commercial
SaleCommon Stock, Par Value $0.01 Per Share 1,900 $211.48 $401,813.90
Disclosure

SEC source: 0001127602-18-011716 · form4.xml · nonDerivative · entry 4

JOHNSTON TERRY L · CIK 0001565364 · EVP, President/COO Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,593

F2 · price: Reflects a weighted average sale price of $211.481 at prices ranging from $211.05 to $211.91 per share. The Reporting Person will provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 21:11 UTC
JOHNSTON TERRY LEVP, President/COO Commercial
SaleCommon Stock, Par Value $0.01 Per Share 1,400 $210.67 $294,935.20
Disclosure

SEC source: 0001127602-18-011716 · form4.xml · nonDerivative · entry 3

JOHNSTON TERRY L · CIK 0001565364 · EVP, President/COO Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,493

F1 · price: Reflects a weighted average sale price of $210.668 at prices ranging from $210.04 to $211.03 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 21:11 UTC
JOHNSTON TERRY LEVP, President/COO Commercial
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 6,201 $0.00 Strike: $34.06 $0.00
Disclosure

SEC source: 0001127602-18-011716 · form4.xml · derivative · entry 7

JOHNSTON TERRY L · CIK 0001565364 · EVP, President/COO Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 6,201 shares

Expires 2018-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 21:11 UTC
JOHNSTON TERRY LEVP, President/COO Commercial
Tax withholdingCommon Stock, Par Value $0.01 Per Share 2,550 $212.30 $541,365.00
Disclosure

SEC source: 0001127602-18-011716 · form4.xml · nonDerivative · entry 2

JOHNSTON TERRY L · CIK 0001565364 · EVP, President/COO Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,692

Read SEC document
March 13, 2018 Filed Mar 15, 2018 21:11 UTC
JOHNSTON TERRY LEVP, President/COO Commercial
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 6,201 $34.06 $211,206.06
Disclosure

SEC source: 0001127602-18-011716 · form4.xml · nonDerivative · entry 1

JOHNSTON TERRY L · CIK 0001565364 · EVP, President/COO Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 15:40 UTC SaleCommon Stock, Par Value $0.01 Per Share 1,000 $204.00 $204,000.00
Disclosure

SEC source: 0001127602-18-007665 · form4.xml · nonDerivative · entry 1

SCHMIDT PAUL W · CIK 0001181674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Paul W. Schmidt Living Trust u/a/d 10/9/85

Disclosed balance after: 753

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:22 UTC
Torres John DEVP, Chief Legal Officer
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 2,892 $0.00 Strike: $156.94 $0.00
Disclosure

SEC source: 0001127602-18-005608 · form4.xml · derivative · entry 10

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,785

Underlying: Common Stock, Par Value $0.01 Per Share · 2,892 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/09/2017 and each year thereafter. The entire grant will become fully exercisable on 12/09/2019.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:22 UTC
Torres John DEVP, Chief Legal Officer
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 2,653 $0.00 Strike: $131.94 $0.00
Disclosure

SEC source: 0001127602-18-005608 · form4.xml · derivative · entry 9

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,653

Underlying: Common Stock, Par Value $0.01 Per Share · 2,653 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/11/2016 and each year thereafter. The entire grant will become fully exercisable on 12/8/2018.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:22 UTC
Torres John DEVP, Chief Legal Officer
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 3,262 $0.00 Strike: $92.64 $0.00
Disclosure

SEC source: 0001127602-18-005608 · form4.xml · derivative · entry 8

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 3,262 shares

Expires 2021-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One third of the Stock Appreciation Right became exercisable on 12/12/2015 and each year thereafter. The entire grant became fully exercisable on 12/12/2017.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:22 UTC
Torres John DEVP, Chief Legal Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 2,444 $197.41 $482,457.82
Disclosure

SEC source: 0001127602-18-005608 · form4.xml · nonDerivative · entry 7

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,665

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:22 UTC
Torres John DEVP, Chief Legal Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,988 $197.41 $392,441.14
Disclosure

SEC source: 0001127602-18-005608 · form4.xml · nonDerivative · entry 6

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,109

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:22 UTC
Torres John DEVP, Chief Legal Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,964 $197.66 $388,204.24
Disclosure

SEC source: 0001127602-18-005608 · form4.xml · nonDerivative · entry 5

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,097

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:22 UTC
Torres John DEVP, Chief Legal Officer
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 2,892 $156.94 $453,870.48
Disclosure

SEC source: 0001127602-18-005608 · form4.xml · nonDerivative · entry 4

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:22 UTC
Torres John DEVP, Chief Legal Officer
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 2,653 $131.94 $350,036.82
Disclosure

SEC source: 0001127602-18-005608 · form4.xml · nonDerivative · entry 3

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:22 UTC
Torres John DEVP, Chief Legal Officer
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 3,262 $92.64 $302,191.68
Disclosure

SEC source: 0001127602-18-005608 · form4.xml · nonDerivative · entry 2

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:22 UTC
Torres John DEVP, Chief Legal Officer
SaleCommon Stock, Par Value $0.01 Per Share 4,406 $196.01 $863,633.28
Disclosure

SEC source: 0001127602-18-005608 · form4.xml · nonDerivative · entry 1

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,254

F1 · price: Reflects a weighted average sale price of $196.013 at prices ranging from $195.52 to $196.35 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 16, 2018 Filed Jan 16, 2018 21:48 UTC
TESKE TODD JDirector
GrantCommon Stock, Par Value $0.01 Per Share 24 $208.26 $4,998.24
Disclosure

SEC source: 0001127602-18-001844 · form4.xml · nonDerivative · entry 1

TESKE TODD J · CIK 0001211828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,980

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 16, 2018 Filed Jan 16, 2018 21:44 UTC GrantCommon Stock, Par Value $0.01 Per Share 72 $208.26 $14,994.72
Disclosure

SEC source: 0001127602-18-001840 · form4.xml · nonDerivative · entry 1

SWIENTON GREGORY T · CIK 0001183543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,366

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 16, 2018 Filed Jan 16, 2018 21:40 UTC GrantCommon Stock, Par Value $0.01 Per Share 24 $208.26 $4,998.24
Disclosure

SEC source: 0001127602-18-001836 · form4.xml · nonDerivative · entry 1

SCHMIDT PAUL W · CIK 0001181674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Paul W. Schmidt Living Trust u/a/d 10/9/85

Disclosed balance after: 1,753

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 16, 2018 Filed Jan 16, 2018 21:37 UTC GrantCommon Stock, Par Value $0.01 Per Share 24 $208.26 $4,998.24
Disclosure

SEC source: 0001127602-18-001834 · form4.xml · nonDerivative · entry 1

Rucker Kim K.W. · CIK 0001430329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,516

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 16, 2018 Filed Jan 16, 2018 21:35 UTC GrantCommon Stock, Par Value $0.01 Per Share 120 $208.26 $24,991.20
Disclosure

SEC source: 0001127602-18-001831 · form4.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,691

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 16, 2018 Filed Jan 16, 2018 21:32 UTC GrantCommon Stock, Par Value $0.01 Per Share 24 $208.26 $4,998.24
Disclosure

SEC source: 0001127602-18-001828 · form4.xml · nonDerivative · entry 1

NORRIS JOHN W III · CIK 0001139032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,584

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 16, 2018 Filed Jan 16, 2018 21:28 UTC
MAJOR JOHN EDirector
GrantCommon Stock, Par Value $0.01 Per Share 24 $208.26 $4,998.24
Disclosure

SEC source: 0001127602-18-001824 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 14,128

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 16, 2018 Filed Jan 16, 2018 21:25 UTC GrantCommon Stock, Par Value $0.01 Per Share 24 $208.26 $4,998.24
Disclosure

SEC source: 0001127602-18-001822 · form4.xml · nonDerivative · entry 1

MITCHELL MAX H · CIK 0001283695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Max H. Mitchell Sr. and Jennifer B. Mitchell Jt ten

Disclosed balance after: 743

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 16, 2018 Filed Jan 16, 2018 21:22 UTC GrantCommon Stock, Par Value $0.01 Per Share 24 $208.26 $4,998.24
Disclosure

SEC source: 0001127602-18-001819 · form4.xml · nonDerivative · entry 1

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,083

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 04, 2018 Filed Jan 8, 2018 21:37 UTC
Bluedorn Todd MDirector · Chairman and CEO
SaleCommon Stock, Par Value $0.01 Per Share 9,700 $211.14 $2,048,087.10
Disclosure

SEC source: 0001127602-18-001385 · form4.xml · nonDerivative · entry 2

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,660

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Reflects a weighted average sale price of $211.143 at prices ranging from $210.92 to $211.58 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 21:37 UTC
Bluedorn Todd MDirector · Chairman and CEO
SaleCommon Stock, Par Value $0.01 Per Share 3,201 $210.36 $673,355.96
Disclosure

SEC source: 0001127602-18-001385 · form4.xml · nonDerivative · entry 1

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,360

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Reflects a weighted average sale price of $210.358 at prices ranging from $209.86 to $210.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 21:05 UTC
Bluedorn Todd MDirector · Chairman and CEO
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 28,007 $0.00 Strike: $51.40 $0.00
Disclosure

SEC source: 0001127602-18-001080 · form4.xml · derivative · entry 3

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 28,007 shares

Expires 2019-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was affected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/7/13 and each year thereafter. The entire grant became fully exercisable on 12/7/15.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 21:05 UTC
Bluedorn Todd MDirector · Chairman and CEO
Tax withholdingCommon Stock, Par Value $0.01 Per Share 15,106 $207.27 $3,131,020.62
Disclosure

SEC source: 0001127602-18-001080 · form4.xml · nonDerivative · entry 2

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,561

Read SEC document
January 03, 2018 Filed Jan 4, 2018 21:05 UTC
Bluedorn Todd MDirector · Chairman and CEO
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 28,007 $51.40 $1,439,559.80
Disclosure

SEC source: 0001127602-18-001080 · form4.xml · nonDerivative · entry 1

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was affected pursuant to a Rule 10b5-1 trading plan.

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December 18, 2017 Filed Dec 19, 2017 23:53 UTC
Kosel ChrisVP-Corp Controller and CAO
SaleCommon Stock, Par Value $0.01 Per Share 319 $206.20 $65,777.80
Disclosure

SEC source: 0001127602-17-035206 · form4.xml · nonDerivative · entry 4

Kosel Chris · CIK 0001703854 · VP-Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

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December 15, 2017 Filed Dec 19, 2017 23:53 UTC
Kosel ChrisVP-Corp Controller and CAO
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 809 $0.00 Strike: $92.64 $0.00
Disclosure

SEC source: 0001127602-17-035206 · form4.xml · derivative · entry 5

Kosel Chris · CIK 0001703854 · VP-Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 809 shares

Expires 2021-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/8/2018 and each year thereafter. The entire grant will become fully exercisable on 12/8/2020.

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December 15, 2017 Filed Dec 19, 2017 23:53 UTC
Kosel ChrisVP-Corp Controller and CAO
Tax withholdingCommon Stock, Par Value $0.01 Per Share 490 $203.03 $99,484.70
Disclosure

SEC source: 0001127602-17-035206 · form4.xml · nonDerivative · entry 3

Kosel Chris · CIK 0001703854 · VP-Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,129

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December 15, 2017 Filed Dec 19, 2017 23:53 UTC
Kosel ChrisVP-Corp Controller and CAO
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 809 $92.64 $74,945.76
Disclosure

SEC source: 0001127602-17-035206 · form4.xml · nonDerivative · entry 2

Kosel Chris · CIK 0001703854 · VP-Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.