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LENNOX INTERNATIONAL INC

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3415
SEC CIK
0001069202
Parsed reports
790

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2020 Filed Oct 19, 2020 19:05 UTC
MAJOR JOHN EDirector
GrantCommon Stock, Par Value $0.01 Per Share 9 $272.61 $2,453.49
Disclosure

SEC source: 0001127602-20-027170 · form4.xml · nonDerivative · entry 2

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 12,954

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
October 15, 2020 Filed Oct 19, 2020 19:05 UTC
MAJOR JOHN EDirector
GrantCommon Stock, Par Value $0.01 Per Share 7 $232.99 $1,630.93
Disclosure

SEC source: 0001127602-20-027170 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 12,945

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
October 15, 2020 Filed Oct 19, 2020 19:02 UTC
Buck SherryDirector
GrantCommon Stock, Par Value $0.01 Per Share 9 $272.61 $2,453.49
Disclosure

SEC source: 0001127602-20-027166 · form4.xml · nonDerivative · entry 2

Buck Sherry · CIK 0001555182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
October 15, 2020 Filed Oct 19, 2020 19:02 UTC
Buck SherryDirector
GrantCommon Stock, Par Value $0.01 Per Share 7 $232.99 $1,630.93
Disclosure

SEC source: 0001127602-20-027166 · form4.xml · nonDerivative · entry 1

Buck Sherry · CIK 0001555182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
September 08, 2020 Filed Sep 9, 2020 19:53 UTC
Bedard Gary SEVP, President and COO, WWR
SaleCommon Stock, Par Value $0.01 Per Share 415 $275.36 $114,274.40
Disclosure

SEC source: 0001127602-20-024836 · form4.xml · nonDerivative · entry 6

Bedard Gary S · CIK 0001719836 · EVP, President and COO, WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,509

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 19:53 UTC
Bedard Gary SEVP, President and COO, WWR
SaleCommon Stock, Par Value $0.01 Per Share 525 $275.36 $144,564.00
Disclosure

SEC source: 0001127602-20-024836 · form4.xml · nonDerivative · entry 5

Bedard Gary S · CIK 0001719836 · EVP, President and COO, WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,924

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 19:53 UTC
Bedard Gary SEVP, President and COO, WWR
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 1,200 $0.00 Strike: $131.94 $0.00
Disclosure

SEC source: 0001127602-20-024836 · form4.xml · derivative · entry 8

Bedard Gary S · CIK 0001719836 · EVP, President and COO, WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,387

Underlying: Common Stock, Par Value $0.01 Per Share · 1,200 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/11/2016 and each year thereafter. The entire grant became fully exercisable on 12/11/2018.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 19:53 UTC
Bedard Gary SEVP, President and COO, WWR
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 1,033 $0.00 Strike: $92.64 $0.00
Disclosure

SEC source: 0001127602-20-024836 · form4.xml · derivative · entry 7

Bedard Gary S · CIK 0001719836 · EVP, President and COO, WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 1,033 shares

Expires 2021-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/12/2015 and each year thereafter. The entire grant became fully exercisable on 12/12/2017.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 19:53 UTC
Bedard Gary SEVP, President and COO, WWR
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 640 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024836 · form4.xml · nonDerivative · entry 4

Bedard Gary S · CIK 0001719836 · EVP, President and COO, WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 19:53 UTC
Bedard Gary SEVP, President and COO, WWR
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 694 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024836 · form4.xml · nonDerivative · entry 3

Bedard Gary S · CIK 0001719836 · EVP, President and COO, WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 19:53 UTC
Bedard Gary SEVP, President and COO, WWR
Tax withholdingCommon Stock, Par Value $0.01 Per Share 225 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024836 · form4.xml · nonDerivative · entry 2

Bedard Gary S · CIK 0001719836 · EVP, President and COO, WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,115

Read SEC document
September 04, 2020 Filed Sep 9, 2020 19:53 UTC
Bedard Gary SEVP, President and COO, WWR
Tax withholdingCommon Stock, Par Value $0.01 Per Share 169 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024836 · form4.xml · nonDerivative · entry 1

Bedard Gary S · CIK 0001719836 · EVP, President and COO, WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,340

Read SEC document
August 31, 2020 Filed Sep 1, 2020 20:01 UTC SaleCommon Stock, Par Value $0.01 Per Share 400 $282.61 $113,044.32
Disclosure

SEC source: 0001127602-20-024555 · form4.xml · nonDerivative · entry 2

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,686

Read SEC document
August 31, 2020 Filed Sep 1, 2020 20:01 UTC SaleCommon Stock, Par Value $0.01 Per Share 901 $282.61 $254,631.61
Disclosure

SEC source: 0001127602-20-024555 · form4.xml · nonDerivative · entry 1

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,086

Read SEC document
August 31, 2020 Filed Sep 1, 2020 19:59 UTC SaleCommon Stock, Par Value $0.01 Per Share 1,500 $283.85 $425,767.50
Disclosure

SEC source: 0001127602-20-024553 · form4.xml · nonDerivative · entry 1

NORRIS JOHN W III · CIK 0001139032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,112

Read SEC document
August 26, 2020 Filed Aug 27, 2020 19:45 UTC
Young Douglas LEVP, President & COO RHC
SaleCommon Stock, Par Value $0.01 Per Share 1,686 $284.00 $478,824.00
Disclosure

SEC source: 0001127602-20-024312 · form4.xml · nonDerivative · entry 3

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,714

Read SEC document
August 25, 2020 Filed Aug 27, 2020 19:45 UTC
Young Douglas LEVP, President & COO RHC
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 3,890 $0.00 Strike: $81.11 $0.00
Disclosure

SEC source: 0001127602-20-024312 · form4.xml · derivative · entry 4

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 3,890 shares

Expires 2020-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and sale were effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/12/2014 and each year thereafter. The entire grant became fully exercisable on 12/12/2016.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 19:45 UTC
Young Douglas LEVP, President & COO RHC
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 2,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024312 · form4.xml · nonDerivative · entry 2

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 19:45 UTC
Young Douglas LEVP, President & COO RHC
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,094 $284.29 $311,013.26
Disclosure

SEC source: 0001127602-20-024312 · form4.xml · nonDerivative · entry 1

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,620

Read SEC document
August 18, 2020 Filed Aug 20, 2020 19:01 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 8,677 $0.00 Strike: $156.94 $0.00
Disclosure

SEC source: 0001127602-20-023978 · form4.xml · derivative · entry 9

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 8,677 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/9/2017 and each year thereafter. The entire grant became fully exercisable on 12/9/2019.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 19:01 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,494 $279.06 $416,915.64
Disclosure

SEC source: 0001127602-20-023978 · form4.xml · nonDerivative · entry 8

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,757

Read SEC document
August 18, 2020 Filed Aug 20, 2020 19:01 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 3,796 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-023978 · form4.xml · nonDerivative · entry 7

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 19:01 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
SaleCommon Stock, Par Value $0.01 Per Share 100 $279.08 $27,908.00
Disclosure

SEC source: 0001127602-20-023978 · form4.xml · nonDerivative · entry 6

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,455

Read SEC document
August 18, 2020 Filed Aug 20, 2020 19:01 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
SaleCommon Stock, Par Value $0.01 Per Share 100 $279.05 $27,905.00
Disclosure

SEC source: 0001127602-20-023978 · form4.xml · nonDerivative · entry 5

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,555

Read SEC document
August 18, 2020 Filed Aug 20, 2020 19:01 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
SaleCommon Stock, Par Value $0.01 Per Share 196 $279.04 $54,691.84
Disclosure

SEC source: 0001127602-20-023978 · form4.xml · nonDerivative · entry 4

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,655

Read SEC document
August 18, 2020 Filed Aug 20, 2020 19:01 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
SaleCommon Stock, Par Value $0.01 Per Share 546 $279.03 $152,350.38
Disclosure

SEC source: 0001127602-20-023978 · form4.xml · nonDerivative · entry 3

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,851

Read SEC document
August 18, 2020 Filed Aug 20, 2020 19:01 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
SaleCommon Stock, Par Value $0.01 Per Share 301 $279.02 $83,985.02
Disclosure

SEC source: 0001127602-20-023978 · form4.xml · nonDerivative · entry 2

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,397

Read SEC document
August 18, 2020 Filed Aug 20, 2020 19:01 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
SaleCommon Stock, Par Value $0.01 Per Share 1,059 $279.00 $295,461.00
Disclosure

SEC source: 0001127602-20-023978 · form4.xml · nonDerivative · entry 1

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,698

Read SEC document
August 13, 2020 Filed Aug 13, 2020 22:23 UTC
MAJOR JOHN EDirector
SaleCommon Stock, Par Value $0.01 Per Share 1,000 $279.21 $279,210.00
Disclosure

SEC source: 0001127602-20-023560 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 12,938

F1 · price: Reflects a weighted average sale price of $279.21 at prices ranging from $279.1243 to $279.5 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 29, 2020 Filed Jul 30, 2020 23:59 UTC
Sessa Daniel MEVP, Chief HR Officer
SaleCommon Stock, Par Value $0.01 Per Share 4,502 $269.41 $1,212,883.82
Disclosure

SEC source: 0001127602-20-022332 · form4.xml · nonDerivative · entry 3

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,144

Read SEC document
July 29, 2020 Filed Jul 30, 2020 23:18 UTC
Young Douglas LEVP, President & COO RHC
SaleCommon Stock, Par Value $0.01 Per Share 1,650 $269.41 $444,526.50
Disclosure

SEC source: 0001127602-20-022316 · form4.xml · nonDerivative · entry 3

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,714

Read SEC document
July 28, 2020 Filed Jul 29, 2020 20:19 UTC
Bluedorn Todd MDirector · Chairman and CEO
SaleCommon Stock, Par Value $0.01 Per Share 5,575 $270.12 $1,505,919.00
Disclosure

SEC source: 0001127602-20-022207 · form4.xml · nonDerivative · entry 3

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,232

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:59 UTC
Sessa Daniel MEVP, Chief HR Officer
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 10,610 $0.00 Strike: $81.11 $0.00
Disclosure

SEC source: 0001127602-20-022332 · form4.xml · derivative · entry 4

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 10,610 shares

Expires 2020-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and sale were effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/12/2014 and each year thereafter. The entire grant became fully exercisable on 12/12/2016.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:59 UTC
Sessa Daniel MEVP, Chief HR Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 2,921 $270.12 $789,020.52
Disclosure

SEC source: 0001127602-20-022332 · form4.xml · nonDerivative · entry 2

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,646

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:59 UTC
Sessa Daniel MEVP, Chief HR Officer
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 7,423 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-022332 · form4.xml · nonDerivative · entry 1

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:18 UTC
Young Douglas LEVP, President & COO RHC
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 3,890 $0.00 Strike: $81.11 $0.00
Disclosure

SEC source: 0001127602-20-022316 · form4.xml · derivative · entry 4

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,890

Underlying: Common Stock, Par Value $0.01 Per Share · 3,890 shares

Expires 2020-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and sale were effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/12/2014 and each year thereafter. The entire grant became fully exercisable on 12/12/2016.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:18 UTC
Young Douglas LEVP, President & COO RHC
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,071 $270.12 $289,298.52
Disclosure

SEC source: 0001127602-20-022316 · form4.xml · nonDerivative · entry 2

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,364

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:18 UTC
Young Douglas LEVP, President & COO RHC
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 2,721 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-022316 · form4.xml · nonDerivative · entry 1

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 20:19 UTC
Bluedorn Todd MDirector · Chairman and CEO
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 18,305 $0.00 Strike: $131.94 $0.00
Disclosure

SEC source: 0001127602-20-022207 · form4.xml · derivative · entry 4

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,305

Underlying: Common Stock, Par Value $0.01 Per Share · 18,305 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and sale were effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/11/16 and each year thereafter. The entire grant became fully exercisable on 12/11/18.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 20:19 UTC
Bluedorn Todd MDirector · Chairman and CEO
Tax withholdingCommon Stock, Par Value $0.01 Per Share 3,617 $265.07 $958,758.19
Disclosure

SEC source: 0001127602-20-022207 · form4.xml · nonDerivative · entry 2

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,807

Read SEC document
July 27, 2020 Filed Jul 29, 2020 20:19 UTC
Bluedorn Todd MDirector · Chairman and CEO
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 9,192 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-022207 · form4.xml · nonDerivative · entry 1

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2020 Filed Jul 28, 2020 20:36 UTC
Kosel ChrisVP-Corp Controller and CAO
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 911 $0.00 Strike: $156.94 $0.00
Disclosure

SEC source: 0001127602-20-022176 · form4.xml · derivative · entry 5

Kosel Chris · CIK 0001703854 · VP-Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 911 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/9/2017 and each year thereafter. The entire grant became fully exercisable on 12/9/2019.

Read SEC document
July 24, 2020 Filed Jul 28, 2020 20:36 UTC
Kosel ChrisVP-Corp Controller and CAO
SaleCommon Stock, Par Value $0.01 Per Share 434 $263.65 $114,425.53
Disclosure

SEC source: 0001127602-20-022176 · form4.xml · nonDerivative · entry 4

Kosel Chris · CIK 0001703854 · VP-Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

Read SEC document
July 24, 2020 Filed Jul 28, 2020 20:36 UTC
Kosel ChrisVP-Corp Controller and CAO
SaleCommon Stock, Par Value $0.01 Per Share 200 $263.66 $52,732.00
Disclosure

SEC source: 0001127602-20-022176 · form4.xml · nonDerivative · entry 3

Kosel Chris · CIK 0001703854 · VP-Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611

Read SEC document
July 24, 2020 Filed Jul 28, 2020 20:36 UTC
Kosel ChrisVP-Corp Controller and CAO
Tax withholdingCommon Stock, Par Value $0.01 Per Share 90 $264.63 $23,816.70
Disclosure

SEC source: 0001127602-20-022176 · form4.xml · nonDerivative · entry 2

Kosel Chris · CIK 0001703854 · VP-Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811

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July 24, 2020 Filed Jul 28, 2020 20:36 UTC
Kosel ChrisVP-Corp Controller and CAO
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 370 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-022176 · form4.xml · nonDerivative · entry 1

Kosel Chris · CIK 0001703854 · VP-Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 20, 2020 Filed Jul 21, 2020 20:00 UTC
Young Douglas LEVP, President & COO RHC
SaleCommon Stock, Par Value $0.01 Per Share 1,603 $239.25 $383,517.75
Disclosure

SEC source: 0001127602-20-021879 · form4.xml · nonDerivative · entry 3

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,714

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July 17, 2020 Filed Jul 21, 2020 20:00 UTC
Young Douglas LEVP, President & COO RHC
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 3,891 $0.00 Strike: $81.11 $0.00
Disclosure

SEC source: 0001127602-20-021879 · form4.xml · derivative · entry 4

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,780

Underlying: Common Stock, Par Value $0.01 Per Share · 3,891 shares

Expires 2020-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/12/2014 and each year thereafter. The entire grant will become fully exercisable on 12/12/2020.

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July 17, 2020 Filed Jul 21, 2020 20:00 UTC
Young Douglas LEVP, President & COO RHC
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,040 $253.18 $263,307.20
Disclosure

SEC source: 0001127602-20-021879 · form4.xml · nonDerivative · entry 2

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,317

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July 17, 2020 Filed Jul 21, 2020 20:00 UTC
Young Douglas LEVP, President & COO RHC
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 2,643 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021879 · form4.xml · nonDerivative · entry 1

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.