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LENNOX INTERNATIONAL INC

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3415
SEC CIK
0001069202
Parsed reports
790

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2021 Filed Jan 15, 2021 19:12 UTC GrantCommon Stock, Par Value $0.01 Per Share 18 $273.97 $4,931.46
Disclosure

SEC source: 0001127602-21-001731 · form4.xml · nonDerivative · entry 2

MITCHELL MAX H · CIK 0001283695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Max H. Mitchell Sr. and Jennifer B. Mitchell Jt ten

Disclosed balance after: 2,329

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 15, 2021 Filed Jan 15, 2021 19:12 UTC GrantCommon Stock, Par Value $0.01 Per Share 9 $272.61 $2,453.49
Disclosure

SEC source: 0001127602-21-001731 · form4.xml · nonDerivative · entry 1

MITCHELL MAX H · CIK 0001283695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Max H. Mitchell Sr. and Jennifer B. Mitchell Jt ten

Disclosed balance after: 2,311

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 15, 2021 Filed Jan 15, 2021 19:10 UTC
MAJOR JOHN EDirector
GrantCommon Stock, Par Value $0.01 Per Share 18 $273.97 $4,931.46
Disclosure

SEC source: 0001127602-21-001729 · form4.xml · nonDerivative · entry 2

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 13,576

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 15, 2021 Filed Jan 15, 2021 19:10 UTC
MAJOR JOHN EDirector
GrantCommon Stock, Par Value $0.01 Per Share 9 $272.61 $2,453.49
Disclosure

SEC source: 0001127602-21-001729 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 13,558

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 15, 2021 Filed Jan 15, 2021 19:08 UTC GrantCommon Stock, Par Value $0.01 Per Share 18 $273.97 $4,931.46
Disclosure

SEC source: 0001127602-21-001727 · form4.xml · nonDerivative · entry 2

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,170

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 15, 2021 Filed Jan 15, 2021 19:08 UTC GrantCommon Stock, Par Value $0.01 Per Share 9 $272.61 $2,453.49
Disclosure

SEC source: 0001127602-21-001727 · form4.xml · nonDerivative · entry 1

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,152

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 13, 2021 Filed Jan 14, 2021 20:51 UTC
Torres John DEVP, Chief Legal Officer
SaleCommon Stock, Par Value $0.01 Per Share 1,250 $283.81 $354,762.50
Disclosure

SEC source: 0001127602-21-001654 · form4.xml · nonDerivative · entry 6

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,555

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 20:51 UTC
Torres John DEVP, Chief Legal Officer
SaleCommon Stock, Par Value $0.01 Per Share 916 $283.81 $259,969.96
Disclosure

SEC source: 0001127602-21-001654 · form4.xml · nonDerivative · entry 5

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,805

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 13, 2021 Filed Jan 5, 2022 22:20 UTC
Bedard Gary SEVP, President and COO, WWR
GiftCommon Stock, Par Value $0.01 Per Share 555 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000944 · form5.xml · nonDerivative · entry 1

Bedard Gary S · CIK 0001719836 · EVP, President and COO, WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,592

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 20:51 UTC
Torres John DEVP, Chief Legal Officer
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 6,573 $0.00 Strike: $205.53 $0.00
Disclosure

SEC source: 0001127602-21-001654 · form4.xml · derivative · entry 8

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 6,573 shares

Expires 2024-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/08/2018 and each year thereafter. The entire grant became fully exercisable on 12/08/2020.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 20:51 UTC
Torres John DEVP, Chief Legal Officer
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 2,893 $0.00 Strike: $156.94 $0.00
Disclosure

SEC source: 0001127602-21-001654 · form4.xml · derivative · entry 7

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 2,893 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/09/2017 and each year thereafter. The entire grant became fully exercisable on 12/09/2019.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 20:51 UTC
Torres John DEVP, Chief Legal Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 323 $274.62 $88,702.26
Disclosure

SEC source: 0001127602-21-001654 · form4.xml · nonDerivative · entry 4

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,721

Read SEC document
January 12, 2021 Filed Jan 14, 2021 20:51 UTC
Torres John DEVP, Chief Legal Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 402 $274.62 $110,397.24
Disclosure

SEC source: 0001127602-21-001654 · form4.xml · nonDerivative · entry 3

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,044

Read SEC document
January 12, 2021 Filed Jan 14, 2021 20:51 UTC
Torres John DEVP, Chief Legal Officer
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 1,652 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001654 · form4.xml · nonDerivative · entry 2

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 20:51 UTC
Torres John DEVP, Chief Legal Officer
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 1,239 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001654 · form4.xml · nonDerivative · entry 1

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2020 Filed Dec 16, 2020 01:17 UTC
Reitmeier Joseph WilliamEVP & Chief Financial Officer
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 9,549 $0.00 Strike: $81.11 $0.00
Disclosure

SEC source: 0001127602-20-031417 · form4.xml · derivative · entry 3

Reitmeier Joseph William · CIK 0001554544 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 9,549 shares

Expires 2020-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/12/2014 and each year thereafter. The entire grant became fully exercisable on 12/12/2020.

Read SEC document
December 12, 2020 Filed Dec 16, 2020 01:17 UTC
Reitmeier Joseph WilliamEVP & Chief Financial Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 2,671 $280.42 $749,001.82
Disclosure

SEC source: 0001127602-20-031417 · form4.xml · nonDerivative · entry 2

Reitmeier Joseph William · CIK 0001554544 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,020

Read SEC document
December 12, 2020 Filed Dec 16, 2020 01:17 UTC
Reitmeier Joseph WilliamEVP & Chief Financial Officer
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 6,787 $280.42 $1,903,210.54
Disclosure

SEC source: 0001127602-20-031417 · form4.xml · nonDerivative · entry 1

Reitmeier Joseph William · CIK 0001554544 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 22:29 UTC
Zimmer Elliot SEVP, President/COO Commercial
GrantNon-qualified Stock Appreciation Right · Derivative 2,286 $278.00 Strike: $278.00 $635,508.00
Disclosure

SEC source: 0001127602-20-031402 · form4.xml · derivative · entry 2

Zimmer Elliot S · CIK 0001793202 · EVP, President/COO Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,286

Underlying: Common Stock, Par Value $0.01 Per Share · 2,286 shares

Expires 2027-12-11

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/11/2021 and each year thereafter. The entire grant will become fully exercisable on 12/11/2023.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 22:29 UTC
Zimmer Elliot SEVP, President/COO Commercial
GrantCommon Stock, Par Value $0.01 Per Share 733 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031402 · form4.xml · nonDerivative · entry 1

Zimmer Elliot S · CIK 0001793202 · EVP, President/COO Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149

Read SEC document
December 11, 2020 Filed Dec 15, 2020 22:27 UTC
Young Douglas LEVP, President & COO RHC
GrantNon-qualified Stock Appreciation Right · Derivative 3,969 $278.00 Strike: $278.00 $1,103,382.00
Disclosure

SEC source: 0001127602-20-031400 · form4.xml · derivative · entry 2

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,969

Underlying: Common Stock, Par Value $0.01 Per Share · 3,969 shares

Expires 2027-12-11

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/11/2021 and each year thereafter. The entire grant will become fully exercisable on 12/11/2023.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 22:27 UTC
Young Douglas LEVP, President & COO RHC
GrantCommon Stock, Par Value $0.01 Per Share 1,273 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031400 · form4.xml · nonDerivative · entry 1

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,224

Read SEC document
December 11, 2020 Filed Dec 15, 2020 22:23 UTC
Wall Shane DDirector
GrantCommon Stock, Par Value $0.01 Per Share 441 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031397 · form4.xml · nonDerivative · entry 1

Wall Shane D · CIK 0001818774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491

Read SEC document
December 11, 2020 Filed Dec 15, 2020 22:21 UTC
Torres John DEVP, Chief Legal Officer
GrantNon-qualified Stock Appreciation Right · Derivative 3,334 $278.00 Strike: $278.00 $926,852.00
Disclosure

SEC source: 0001127602-20-031395 · form4.xml · derivative · entry 2

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock, Par Value $0.01 Per Share · 3,334 shares

Expires 2027-12-11

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/11/2021 and each year thereafter. The entire grant will become fully exercisable on 12/11/2023.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 22:21 UTC
Torres John DEVP, Chief Legal Officer
GrantCommon Stock, Par Value $0.01 Per Share 1,069 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031395 · form4.xml · nonDerivative · entry 1

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,555

Read SEC document
December 11, 2020 Filed Dec 15, 2020 22:18 UTC
TESKE TODD JDirector
GrantCommon Stock, Par Value $0.01 Per Share 441 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031393 · form4.xml · nonDerivative · entry 1

TESKE TODD J · CIK 0001211828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,681

Read SEC document
December 11, 2020 Filed Dec 15, 2020 22:17 UTC GrantCommon Stock, Par Value $0.01 Per Share 441 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031390 · form4.xml · nonDerivative · entry 1

SWIENTON GREGORY T · CIK 0001183543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,626

Read SEC document
December 11, 2020 Filed Dec 15, 2020 22:15 UTC
Sessa Daniel MEVP, Chief HR Officer
GrantNon-qualified Stock Appreciation Right · Derivative 3,334 $278.00 Strike: $278.00 $926,852.00
Disclosure

SEC source: 0001127602-20-031386 · form4.xml · derivative · entry 2

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock, Par Value $0.01 Per Share · 3,334 shares

Expires 2027-12-11

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/11/2021 and each year thereafter. The entire grant will become fully exercisable on 12/11/2023.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 22:15 UTC
Sessa Daniel MEVP, Chief HR Officer
GrantCommon Stock, Par Value $0.01 Per Share 1,069 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031386 · form4.xml · nonDerivative · entry 1

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,571

Read SEC document
December 11, 2020 Filed Dec 15, 2020 22:13 UTC GrantCommon Stock, Par Value $0.01 Per Share 441 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031384 · form4.xml · nonDerivative · entry 1

Rucker Kim K.W. · CIK 0001430329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,217

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:43 UTC GrantCommon Stock, Par Value $0.01 Per Share 441 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031372 · form4.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,861

Read SEC document
December 11, 2020 Filed Dec 15, 2020 22:05 UTC
Reitmeier Joseph WilliamEVP & Chief Financial Officer
GrantNon-qualified Stock Appreciation Right · Derivative 3,334 $278.00 Strike: $278.00 $926,852.00
Disclosure

SEC source: 0001127602-20-031380 · form4.xml · derivative · entry 2

Reitmeier Joseph William · CIK 0001554544 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock, Par Value $0.01 Per Share · 3,334 shares

Expires 2027-12-11

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/1/2021 and each year thereafter. The entire grant will become fully exercisable on 12/11/2023.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 22:05 UTC
Reitmeier Joseph WilliamEVP & Chief Financial Officer
GrantCommon Stock, Par Value $0.01 Per Share 1,069 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031380 · form4.xml · nonDerivative · entry 1

Reitmeier Joseph William · CIK 0001554544 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,904

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:37 UTC GrantCommon Stock, Par Value $0.01 Per Share 441 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031367 · form4.xml · nonDerivative · entry 1

NORRIS JOHN W III · CIK 0001139032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,169

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:25 UTC GrantCommon Stock, Par Value $0.01 Per Share 441 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031363 · form4.xml · nonDerivative · entry 1

MITCHELL MAX H · CIK 0001283695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:22 UTC
MAJOR JOHN EDirector
GrantCommon Stock, Par Value $0.01 Per Share 441 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031361 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:17 UTC GrantCommon Stock, Par Value $0.01 Per Share 441 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031357 · form4.xml · nonDerivative · entry 1

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,143

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:19 UTC
Kosel ChrisVP-Corp Controller and CAO
GrantNon-qualified Stock Appreciation Right · Derivative 968 $278.00 Strike: $278.00 $269,104.00
Disclosure

SEC source: 0001127602-20-031359 · form4.xml · derivative · entry 2

Kosel Chris · CIK 0001703854 · VP-Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968

Underlying: Common Stock, Par Value $0.01 Per Share · 968 shares

Expires 2027-12-11

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/11/2021 and each year thereafter. The entire grant will become fully exercisable on 12/11/2013.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:19 UTC
Kosel ChrisVP-Corp Controller and CAO
GrantCommon Stock, Par Value $0.01 Per Share 311 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031359 · form4.xml · nonDerivative · entry 1

Kosel Chris · CIK 0001703854 · VP-Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,393

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:14 UTC
Bluedorn Todd MDirector · Chairman and CEO
GrantNon-qualified Stock Appreciation Right · Derivative 17,781 $278.00 Strike: $278.00 $4,943,118.00
Disclosure

SEC source: 0001127602-20-031355 · form4.xml · derivative · entry 2

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,781

Underlying: Common Stock, Par Value $0.01 Per Share · 17,781 shares

Expires 2027-12-11

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/11/2021 and each year thereafter. The entire grant will become fully exercisable on 12/11/2023.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:14 UTC
Bluedorn Todd MDirector · Chairman and CEO
GrantCommon Stock, Par Value $0.01 Per Share 5,702 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031355 · form4.xml · nonDerivative · entry 1

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,176

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:07 UTC
Bedard Gary SEVP, President and COO, WWR
GrantNon-qualified Stock Appreciation Right · Derivative 2,858 $278.00 Strike: $278.00 $794,524.00
Disclosure

SEC source: 0001127602-20-031352 · form4.xml · derivative · entry 2

Bedard Gary S · CIK 0001719836 · EVP, President and COO, WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,858

Underlying: Common Stock, Par Value $0.01 Per Share · 2,858 shares

Expires 2027-12-11

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/11/2021 and each year thereafter. The entire grant will become fully exercisable on 12/11/2023.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:07 UTC
Bedard Gary SEVP, President and COO, WWR
GrantCommon Stock, Par Value $0.01 Per Share 916 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031352 · form4.xml · nonDerivative · entry 1

Bedard Gary S · CIK 0001719836 · EVP, President and COO, WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,184

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:03 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
GrantNon-qualified Stock Appreciation Right · Derivative 3,334 $278.00 Strike: $278.00 $926,852.00
Disclosure

SEC source: 0001127602-20-031349 · form4.xml · derivative · entry 2

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock, Par Value $0.01 Per Share · 3,334 shares

Expires 2027-12-11

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/11/2021 and each year thereafter. The entire grant will become fully exercisable on 12/11/2023.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:03 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
GrantCommon Stock, Par Value $0.01 Per Share 1,069 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031349 · form4.xml · nonDerivative · entry 1

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,838

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:00 UTC
Buck SherryDirector
GrantCommon Stock, Par Value $0.01 Per Share 441 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031346 · form4.xml · nonDerivative · entry 1

Buck Sherry · CIK 0001555182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:03 UTC
Bluedorn Todd MDirector · Chairman and CEO
SaleCommon Stock, Par Value $0.01 Per Share 4,705 $280.15 $1,318,105.75
Disclosure

SEC source: 0001127602-20-031106 · form4.xml · nonDerivative · entry 2

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,474

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:56 UTC
Reitmeier Joseph WilliamEVP & Chief Financial Officer
SaleCommon Stock, Par Value $0.01 Per Share 987 $280.15 $276,508.05
Disclosure

SEC source: 0001127602-20-031096 · form4.xml · nonDerivative · entry 2

Reitmeier Joseph William · CIK 0001554544 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,835

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

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December 09, 2020 Filed Dec 10, 2020 21:53 UTC
Bedard Gary SEVP, President and COO, WWR
SaleCommon Stock, Par Value $0.01 Per Share 752 $280.15 $210,672.80
Disclosure

SEC source: 0001127602-20-031093 · form4.xml · nonDerivative · entry 2

Bedard Gary S · CIK 0001719836 · EVP, President and COO, WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,268

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

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December 08, 2020 Filed Dec 10, 2020 22:24 UTC
Zimmer Elliot SEVP, President/COO Commercial
Tax withholdingCommon Stock, Par Value $0.01 Per Share 116 $280.11 $32,492.76
Disclosure

SEC source: 0001127602-20-031114 · form4.xml · nonDerivative · entry 1

Zimmer Elliot S · CIK 0001793202 · EVP, President/COO Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,416

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.