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L3HARRIS TECHNOLOGIES, INC. /DE/

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0000202058
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741

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0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
Exercise / conversionRestricted Stock Units · Derivative 2,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · derivative · entry 17

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

F8 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
Exercise / conversionPerformance Stock Units · Derivative 3,317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · derivative · entry 16

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 3,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The 3,317 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F6 · derivative.expiration_date: The 3,317 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
Exercise / conversionPerformance Stock Units · Derivative 5,165 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · derivative · entry 15

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 5,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The 5,165 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F4 · derivative.expiration_date: The 5,165 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
Exercise / conversionPerformance Stock Units · Derivative 7,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · derivative · entry 14

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 7,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The 7,055 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

F1 · derivative.expiration_date: The 7,055 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
Tax withholdingCommon Stock, Par Value $1.00 653 $189.13 $123,501.89
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · nonDerivative · entry 13

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,806.28

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

F11 · balance_after: Includes 105.06 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19 and 653.43 shares acquired through a broker dividend reinvestment program from 9/21/18 through 3/22/19.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
Exercise / conversionCommon Stock, Par Value $1.00 1,659 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · nonDerivative · entry 12

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,459.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
Tax withholdingCommon Stock, Par Value $1.00 990 $189.13 $187,238.70
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · nonDerivative · entry 11

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,800.28

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
Exercise / conversionCommon Stock, Par Value $1.00 2,583 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · nonDerivative · entry 10

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,790.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
Tax withholdingCommon Stock, Par Value $1.00 1,422 $189.13 $268,942.86
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · nonDerivative · entry 9

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,207.28

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
GrantCommon Stock, Par Value $1.00 2,309 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · nonDerivative · entry 8

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,629.28

F7 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
Exercise / conversionCommon Stock, Par Value $1.00 3,317 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · nonDerivative · entry 7

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,320.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: The 3,317 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
Tax withholdingCommon Stock, Par Value $1.00 3,480 $189.13 $658,172.40
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · nonDerivative · entry 6

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,003.28

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
GrantCommon Stock, Par Value $1.00 3,677 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · nonDerivative · entry 5

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,483.28

F5 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
Exercise / conversionCommon Stock, Par Value $1.00 5,165 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · nonDerivative · entry 4

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,806.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The 5,165 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
Tax withholdingCommon Stock, Par Value $1.00 4,379 $189.13 $828,200.27
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · nonDerivative · entry 3

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,641.28

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
GrantCommon Stock, Par Value $1.00 4,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · nonDerivative · entry 2

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,020.28

F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:00 UTC
FOX SHELDON JSVP, Operations and IT
Exercise / conversionCommon Stock, Par Value $1.00 7,055 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040125 · doc4.xml · nonDerivative · entry 1

FOX SHELDON J · CIK 0001493127 · SVP, Operations and IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,949.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The 7,055 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
Exercise / conversionRestricted Stock Units · Derivative 1,990 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · derivative · entry 18

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

F10 · derivative.expiration_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
Exercise / conversionRestricted Stock Units · Derivative 2,471 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · derivative · entry 17

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

F8 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
Exercise / conversionPerformance Stock Units · Derivative 3,980 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · derivative · entry 16

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 3,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F6 · derivative.expiration_date: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
Exercise / conversionPerformance Stock Units · Derivative 4,941 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · derivative · entry 15

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 4,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F4 · derivative.expiration_date: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
Exercise / conversionPerformance Stock Units · Derivative 6,135 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · derivative · entry 14

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 6,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

F1 · derivative.expiration_date: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
Tax withholdingCommon Stock, Par Value $1.00 784 $189.13 $148,277.92
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 13

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,776.94

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

F11 · balance_after: Includes 15.80 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
Exercise / conversionCommon Stock, Par Value $1.00 1,990 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 12

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,560.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
Tax withholdingCommon Stock, Par Value $1.00 973 $189.13 $184,023.49
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 11

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,570.94

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
Exercise / conversionCommon Stock, Par Value $1.00 2,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 10

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,543.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
Tax withholdingCommon Stock, Par Value $1.00 2,657 $189.13 $502,518.41
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 9

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,072.94

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
GrantCommon Stock, Par Value $1.00 2,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 8

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,729.94

F7 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
Exercise / conversionCommon Stock, Par Value $1.00 3,980 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 7

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,959.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
Tax withholdingCommon Stock, Par Value $1.00 3,329 $189.13 $629,613.77
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 6

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,979.94

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
GrantCommon Stock, Par Value $1.00 3,518 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 5

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,308.94

F5 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
Exercise / conversionCommon Stock, Par Value $1.00 4,941 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 4

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,790.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
Tax withholdingCommon Stock, Par Value $1.00 3,808 $189.13 $720,207.04
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 3

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,849.94

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
GrantCommon Stock, Par Value $1.00 3,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 2

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,657.94

F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC
DUFFY ROBERT LSVP-Human Resources
Exercise / conversionCommon Stock, Par Value $1.00 6,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 1

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,117.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:55 UTC
Brown William MDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 14,592 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040116 · doc4.xml · derivative · entry 18

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 14,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

F10 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:55 UTC
Brown William MDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 18,414 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040116 · doc4.xml · derivative · entry 17

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 18,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

F8 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:55 UTC
Brown William MDirector · Chairman and CEO
Exercise / conversionPerformance Stock Units · Derivative 29,184 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040116 · doc4.xml · derivative · entry 16

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 29,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The 29,184 performance stock units were awarded on August 25, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F6 · derivative.expiration_date: The 29,184 performance stock units were awarded on August 25, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:55 UTC
Brown William MDirector · Chairman and CEO
Exercise / conversionPerformance Stock Units · Derivative 36,828 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040116 · doc4.xml · derivative · entry 15

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 36,828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The 36,828 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F4 · derivative.expiration_date: The 36,828 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:55 UTC
Brown William MDirector · Chairman and CEO
Exercise / conversionPerformance Stock Units · Derivative 46,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040116 · doc4.xml · derivative · entry 14

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 46,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The 46,900 performance stock units were awarded on August 27, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

F1 · derivative.expiration_date: The 46,900 performance stock units were awarded on August 27, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:55 UTC
Brown William MDirector · Chairman and CEO
Tax withholdingCommon Stock, Par Value $1.00 5,742 $189.13 $1,085,984.46
Disclosure

SEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 13

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,443.38

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

F11 · balance_after: Includes 43.66 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:55 UTC
Brown William MDirector · Chairman and CEO
Exercise / conversionCommon Stock, Par Value $1.00 14,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 12

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,185.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: The restricted stock units were awarded on August 25, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:55 UTC
Brown William MDirector · Chairman and CEO
Tax withholdingCommon Stock, Par Value $1.00 6,453 $189.13 $1,220,455.89
Disclosure

SEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 11

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,593.38

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:55 UTC
Brown William MDirector · Chairman and CEO
Exercise / conversionCommon Stock, Par Value $1.00 18,414 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 10

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,046.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:55 UTC
Brown William MDirector · Chairman and CEO
Tax withholdingCommon Stock, Par Value $1.00 19,477 $189.13 $3,683,685.01
Disclosure

SEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 9

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,632.38

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:55 UTC
Brown William MDirector · Chairman and CEO
GrantCommon Stock, Par Value $1.00 20,312 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 8

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,109.38

F7 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:55 UTC
Brown William MDirector · Chairman and CEO
Exercise / conversionCommon Stock, Par Value $1.00 29,184 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 7

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,797.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: The 29,184 performance stock units were awarded on August 25, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:55 UTC
Brown William MDirector · Chairman and CEO
Tax withholdingCommon Stock, Par Value $1.00 24,811 $189.13 $4,692,504.43
Disclosure

SEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 6

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,613.38

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:55 UTC
Brown William MDirector · Chairman and CEO
GrantCommon Stock, Par Value $1.00 26,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 5

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,424.38

F5 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:55 UTC
Brown William MDirector · Chairman and CEO
Exercise / conversionCommon Stock, Par Value $1.00 36,828 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040116 · doc4.xml · nonDerivative · entry 4

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,202.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The 36,828 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.