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L3HARRIS TECHNOLOGIES, INC. /DE/

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610
SEC CIK
0000202058
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741

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0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202603
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2019 Filed Jul 2, 2019 21:31 UTC
KUBASIK CHRISTOPHER EDirector · Vice Chair, President and COO
GrantStock Option (Right-to-Buy) · Derivative 66,258 Not disclosed Strike: $97.24 Not disclosed
Disclosure

SEC source: 0001209191-19-040486 · doc4.xml · derivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,258

Underlying: Common Stock, Par Value $1.00 · 66,258 shares

Expires 2025-10-30

F5 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F5 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:31 UTC
KUBASIK CHRISTOPHER EDirector · Vice Chair, President and COO
Tax withholdingCommon Stock, Par Value $1.00 30,403 $189.13 $5,750,119.39
Disclosure

SEC source: 0001209191-19-040486 · doc4.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,249

F4 · shares: Shares withheld by Issuer to pay tax liability incident to the vesting of L3 restricted stock units and performance stock units in the Merger and receipt of shares of Common Stock in settlement thereto.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:31 UTC
KUBASIK CHRISTOPHER EDirector · Vice Chair, President and COO
GrantCommon Stock, Par Value $1.00 147,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-040486 · doc4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,652

F1 · shares: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon successful completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). The amount reported in the "Amount of Securities Beneficially Owned" column includes 5 shares of Common Stock previously reported by the Reporting Person on Form 3.

F2 · shares: Includes 13,884 restricted stock units denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, which restricted stock units denominated in shares of Common Stock converted from L3 performance stock units based on the greater of the target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the Board of Directors of L3 after consultation with the Issuer). These restricted stock units will vest through the last day of the original performance period applicable to the L3 performance stock units, subject to Reporting Person's continued employment

F3 · shares: Includes 31,792 restricted stock awards of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement. These restricted stock awards vest on 12/14/2021.

F1 · price: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon successful completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). The amount reported in the "Amount of Securities Beneficially Owned" column includes 5 shares of Common Stock previously reported by the Reporting Person on Form 3.

F2 · price: Includes 13,884 restricted stock units denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, which restricted stock units denominated in shares of Common Stock converted from L3 performance stock units based on the greater of the target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the Board of Directors of L3 after consultation with the Issuer). These restricted stock units will vest through the last day of the original performance period applicable to the L3 performance stock units, subject to Reporting Person's continued employment

F3 · price: Includes 31,792 restricted stock awards of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement. These restricted stock awards vest on 12/14/2021.

F1 · balance_after: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon successful completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). The amount reported in the "Amount of Securities Beneficially Owned" column includes 5 shares of Common Stock previously reported by the Reporting Person on Form 3.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
Exercise / conversionRestricted Stock Units · Derivative 747 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · derivative · entry 18

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 747 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

F10 · derivative.expiration_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
Exercise / conversionRestricted Stock Units · Derivative 899 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · derivative · entry 17

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 899 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

F8 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
Exercise / conversionPerformance Stock Units · Derivative 1,493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · derivative · entry 16

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The 1,493 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F6 · derivative.expiration_date: The 1,493 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
Exercise / conversionPerformance Stock Units · Derivative 1,797 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · derivative · entry 15

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The 1,797 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F4 · derivative.expiration_date: The 1,797 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
Exercise / conversionPerformance Stock Units · Derivative 1,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · derivative · entry 14

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The 1,995 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

F1 · derivative.expiration_date: The 1,995 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
Tax withholdingCommon Stock, Par Value $1.00 182 $189.13 $34,421.66
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 13

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,865

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
Exercise / conversionCommon Stock, Par Value $1.00 747 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 12

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
Tax withholdingCommon Stock, Par Value $1.00 219 $189.13 $41,419.47
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 11

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,300

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
Exercise / conversionCommon Stock, Par Value $1.00 899 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 10

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
Tax withholdingCommon Stock, Par Value $1.00 617 $189.13 $116,693.21
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 9

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,620

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
GrantCommon Stock, Par Value $1.00 1,039 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 8

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,237

F7 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
Exercise / conversionCommon Stock, Par Value $1.00 1,493 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 7

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: The 1,493 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
Tax withholdingCommon Stock, Par Value $1.00 750 $189.13 $141,847.50
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 6

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,705

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
GrantCommon Stock , Par Value $1.00 1,279 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 5

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,455

F5 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
Exercise / conversionCommon Stock, Par Value $1.00 1,797 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 4

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The 1,797 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
Tax withholdingCommon Stock, Par Value $1.00 767 $189.13 $145,062.71
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 3

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,379

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
GrantCommon Stock, Par Value $1.00 1,151 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 2

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,146

F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:15 UTC
GIRARD JAMES PVice President, HR
Exercise / conversionCommon Stock, Par Value $1.00 1,995 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 1

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The 1,995 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:28 UTC
Gautier Todd W.Segment President
GrantStock Option (Right-to-Buy) · Derivative 13,158 Not disclosed Strike: $162.30 Not disclosed
Disclosure

SEC source: 0001209191-19-040481 · doc4.xml · derivative · entry 5

Gautier Todd W. · CIK 0001696061 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,158

Underlying: Common Stock, Par Value $1.00 · 13,158 shares

Expires 2028-02-20

F4 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F4 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F4 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:28 UTC
Gautier Todd W.Segment President
GrantStock Option (Right-to-Buy) · Derivative 15,571 Not disclosed Strike: $129.85 Not disclosed
Disclosure

SEC source: 0001209191-19-040481 · doc4.xml · derivative · entry 4

Gautier Todd W. · CIK 0001696061 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,571

Underlying: Common Stock, Par Value $1.00 · 15,571 shares

Expires 2027-02-21

F4 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F4 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F4 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:28 UTC
Gautier Todd W.Segment President
GrantStock Option (Right-to-Buy) · Derivative 12,727 Not disclosed Strike: $89.39 Not disclosed
Disclosure

SEC source: 0001209191-19-040481 · doc4.xml · derivative · entry 3

Gautier Todd W. · CIK 0001696061 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,727

Underlying: Common Stock, Par Value $1.00 · 12,727 shares

Expires 2026-02-16

F4 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F4 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

F4 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:28 UTC
Gautier Todd W.Segment President
Tax withholdingCommon Stock, Par Value $1.00 3,689 $189.13 $697,700.57
Disclosure

SEC source: 0001209191-19-040481 · doc4.xml · nonDerivative · entry 2

Gautier Todd W. · CIK 0001696061 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,426

F3 · shares: Shares withheld by Issuer to pay tax liability incident to the vesting of L3 restricted stock units and performance stock units in the Merger and receipt of shares of Common Stock in settlement thereto.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 21:28 UTC
Gautier Todd W.Segment President
GrantCommon Stock, Par Value $1.00 20,115 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-040481 · doc4.xml · nonDerivative · entry 1

Gautier Todd W. · CIK 0001696061 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,115

F1 · shares: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio").

F2 · shares: Includes 10,348 RSUs denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, including 8,181 RSUs denominated in shares of Common Stock converted from L3 RSUs (which vest on 02/11/2022) and 2,167 RSUs denominated in shares of Common Stock converted from L3 performance stock units based on the greater of the target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the Board of Directors of L3 after consultation with the Issuer) which will vest through the last day of the original performance period applicable to the L3 performance stock units, subject to Reporting Person's continued employment.

F1 · price: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio").

F2 · price: Includes 10,348 RSUs denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, including 8,181 RSUs denominated in shares of Common Stock converted from L3 RSUs (which vest on 02/11/2022) and 2,167 RSUs denominated in shares of Common Stock converted from L3 performance stock units based on the greater of the target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the Board of Directors of L3 after consultation with the Issuer) which will vest through the last day of the original performance period applicable to the L3 performance stock units, subject to Reporting Person's continued employment.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
Exercise / conversionRestricted Stock Units · Derivative 1,742 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · derivative · entry 18

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

F10 · derivative.expiration_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
Exercise / conversionRestricted Stock Units · Derivative 1,909 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · derivative · entry 17

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

F8 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
Exercise / conversionPerformance Stock Units · Derivative 3,483 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · derivative · entry 16

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 3,483 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The 3,483 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F6 · derivative.expiration_date: The 3,483 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
Exercise / conversionPerformance Stock Units · Derivative 3,818 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · derivative · entry 15

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 3,818 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The 3,818 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F4 · derivative.expiration_date: The 3,818 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
Exercise / conversionPerformance Stock Units · Derivative 4,295 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · derivative · entry 14

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 4,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The 4,295 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

F1 · derivative.expiration_date: The 4,295 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
Tax withholdingCommon Stock, Par Value $1.00 686 $189.13 $129,743.18
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 13

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,268.13

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

F11 · balance_after: Includes 52.30 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
Exercise / conversionCommon Stock, Par Value $1.00 1,742 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 12

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,954.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
Tax withholdingCommon Stock, Par Value $1.00 752 $189.13 $142,225.76
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 11

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,212.13

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
Exercise / conversionCommon Stock, Par Value $1.00 1,909 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 10

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,964.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
Tax withholdingCommon Stock, Par Value $1.00 1,532 $189.13 $289,747.16
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 9

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,055.13

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
GrantCommon Stock, Par Value $1.00 2,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 8

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,587.13

F7 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
Exercise / conversionCommon Stock, Par Value $1.00 3,483 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 7

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,163.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: The 3,483 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
Tax withholdingCommon Stock, Par Value $1.00 2,572 $189.13 $486,442.36
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 6

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,680.13

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
GrantCommon Stock, Par Value $1.00 2,718 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 5

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,252.13

F5 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
Exercise / conversionCommon Stock, Par Value $1.00 3,818 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 4

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,534.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The 3,818 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
Tax withholdingCommon Stock, Par Value $1.00 2,666 $189.13 $504,220.58
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 3

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,716.13

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
GrantCommon Stock, Par Value $1.00 2,478 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 2

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,382.13

F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:15 UTC
ZOISS EDWARD JSegment President
Exercise / conversionCommon Stock, Par Value $1.00 4,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 1

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,904.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The 4,295 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Exercise / conversionRestricted Stock Units · Derivative 1,990 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · derivative · entry 18

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

F10 · derivative.expiration_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Exercise / conversionRestricted Stock Units · Derivative 2,471 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · derivative · entry 17

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

F8 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

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June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Exercise / conversionPerformance Stock Units · Derivative 3,980 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · derivative · entry 16

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 3,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F6 · derivative.expiration_date: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

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June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Exercise / conversionPerformance Stock Units · Derivative 4,941 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · derivative · entry 15

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 4,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F4 · derivative.expiration_date: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

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June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Exercise / conversionPerformance Stock Units · Derivative 6,135 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · derivative · entry 14

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 6,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

F1 · derivative.expiration_date: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

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June 29, 2019 Filed Jul 2, 2019 19:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Tax withholdingCommon Stock, Par Value $1.00 784 $189.13 $148,277.92
Disclosure

SEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 13

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,984.72

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

F11 · balance_after: Includes 116.14 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19 and 12.87 shares acquired through the Harris Corporation Dividend Reinvestment Plan from 9/21/18 through 6/4/19.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.