Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2019 Filed Jul 2, 2019 21:31 UTC |
KUBASIK CHRISTOPHER EDirector · Vice Chair, President and COO
|
GrantStock Option (Right-to-Buy) · Derivative | 66,258 | Not disclosed Strike: $97.24 | Not disclosed |
DisclosureSEC source: 0001209191-19-040486 · doc4.xml · derivative · entry 3 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,258 Underlying: Common Stock, Par Value $1.00 · 66,258 shares Expires 2025-10-30 F5 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F5 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F5 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:31 UTC |
KUBASIK CHRISTOPHER EDirector · Vice Chair, President and COO
|
Tax withholdingCommon Stock, Par Value $1.00 | 30,403 | $189.13 | $5,750,119.39 |
DisclosureSEC source: 0001209191-19-040486 · doc4.xml · nonDerivative · entry 2 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,249 F4 · shares: Shares withheld by Issuer to pay tax liability incident to the vesting of L3 restricted stock units and performance stock units in the Merger and receipt of shares of Common Stock in settlement thereto. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:31 UTC |
KUBASIK CHRISTOPHER EDirector · Vice Chair, President and COO
|
GrantCommon Stock, Par Value $1.00 | 147,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-040486 · doc4.xml · nonDerivative · entry 1 KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,652 F1 · shares: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon successful completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). The amount reported in the "Amount of Securities Beneficially Owned" column includes 5 shares of Common Stock previously reported by the Reporting Person on Form 3. F2 · shares: Includes 13,884 restricted stock units denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, which restricted stock units denominated in shares of Common Stock converted from L3 performance stock units based on the greater of the target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the Board of Directors of L3 after consultation with the Issuer). These restricted stock units will vest through the last day of the original performance period applicable to the L3 performance stock units, subject to Reporting Person's continued employment F3 · shares: Includes 31,792 restricted stock awards of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement. These restricted stock awards vest on 12/14/2021. F1 · price: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon successful completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). The amount reported in the "Amount of Securities Beneficially Owned" column includes 5 shares of Common Stock previously reported by the Reporting Person on Form 3. F2 · price: Includes 13,884 restricted stock units denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, which restricted stock units denominated in shares of Common Stock converted from L3 performance stock units based on the greater of the target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the Board of Directors of L3 after consultation with the Issuer). These restricted stock units will vest through the last day of the original performance period applicable to the L3 performance stock units, subject to Reporting Person's continued employment F3 · price: Includes 31,792 restricted stock awards of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement. These restricted stock awards vest on 12/14/2021. F1 · balance_after: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon successful completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). The amount reported in the "Amount of Securities Beneficially Owned" column includes 5 shares of Common Stock previously reported by the Reporting Person on Form 3. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
Exercise / conversionRestricted Stock Units · Derivative | 747 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · derivative · entry 18 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 747 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. F10 · derivative.expiration_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
Exercise / conversionRestricted Stock Units · Derivative | 899 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · derivative · entry 17 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 899 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. F8 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
Exercise / conversionPerformance Stock Units · Derivative | 1,493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · derivative · entry 16 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 1,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The 1,493 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. F6 · derivative.expiration_date: The 1,493 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
Exercise / conversionPerformance Stock Units · Derivative | 1,797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · derivative · entry 15 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 1,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The 1,797 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. F4 · derivative.expiration_date: The 1,797 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
Exercise / conversionPerformance Stock Units · Derivative | 1,995 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · derivative · entry 14 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 1,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The 1,995 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. F1 · derivative.expiration_date: The 1,995 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
Tax withholdingCommon Stock, Par Value $1.00 | 182 | $189.13 | $34,421.66 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 13 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,865 F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
Exercise / conversionCommon Stock, Par Value $1.00 | 747 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 12 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · shares: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
Tax withholdingCommon Stock, Par Value $1.00 | 219 | $189.13 | $41,419.47 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 11 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,300 F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
Exercise / conversionCommon Stock, Par Value $1.00 | 899 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 10 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
Tax withholdingCommon Stock, Par Value $1.00 | 617 | $189.13 | $116,693.21 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 9 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,620 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
GrantCommon Stock, Par Value $1.00 | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 8 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,237 F7 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
Exercise / conversionCommon Stock, Par Value $1.00 | 1,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 7 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: The 1,493 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
Tax withholdingCommon Stock, Par Value $1.00 | 750 | $189.13 | $141,847.50 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 6 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,705 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
GrantCommon Stock , Par Value $1.00 | 1,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 5 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,455 F5 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
Exercise / conversionCommon Stock, Par Value $1.00 | 1,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 4 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The 1,797 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
Tax withholdingCommon Stock, Par Value $1.00 | 767 | $189.13 | $145,062.71 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 3 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,379 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
GrantCommon Stock, Par Value $1.00 | 1,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 2 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,146 F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC |
GIRARD JAMES PVice President, HR
|
Exercise / conversionCommon Stock, Par Value $1.00 | 1,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 1 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The 1,995 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:28 UTC |
Gautier Todd W.Segment President
|
GrantStock Option (Right-to-Buy) · Derivative | 13,158 | Not disclosed Strike: $162.30 | Not disclosed |
DisclosureSEC source: 0001209191-19-040481 · doc4.xml · derivative · entry 5 Gautier Todd W. · CIK 0001696061 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,158 Underlying: Common Stock, Par Value $1.00 · 13,158 shares Expires 2028-02-20 F4 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:28 UTC |
Gautier Todd W.Segment President
|
GrantStock Option (Right-to-Buy) · Derivative | 15,571 | Not disclosed Strike: $129.85 | Not disclosed |
DisclosureSEC source: 0001209191-19-040481 · doc4.xml · derivative · entry 4 Gautier Todd W. · CIK 0001696061 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,571 Underlying: Common Stock, Par Value $1.00 · 15,571 shares Expires 2027-02-21 F4 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:28 UTC |
Gautier Todd W.Segment President
|
GrantStock Option (Right-to-Buy) · Derivative | 12,727 | Not disclosed Strike: $89.39 | Not disclosed |
DisclosureSEC source: 0001209191-19-040481 · doc4.xml · derivative · entry 3 Gautier Todd W. · CIK 0001696061 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,727 Underlying: Common Stock, Par Value $1.00 · 12,727 shares Expires 2026-02-16 F4 · price: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · derivative.underlying_shares: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. F4 · balance_after: Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding L3 stock option granted prior to October 12, 2018, were deemed satisfied and accelerated in full, and each L3 stock option was converted into an option to purchase a number of shares of Common Stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of L3 common stock subject to the L3 stock option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of L3 common stock of the L3 stock option divided by (ii) the Exchange Ratio. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:28 UTC |
Gautier Todd W.Segment President
|
Tax withholdingCommon Stock, Par Value $1.00 | 3,689 | $189.13 | $697,700.57 |
DisclosureSEC source: 0001209191-19-040481 · doc4.xml · nonDerivative · entry 2 Gautier Todd W. · CIK 0001696061 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,426 F3 · shares: Shares withheld by Issuer to pay tax liability incident to the vesting of L3 restricted stock units and performance stock units in the Merger and receipt of shares of Common Stock in settlement thereto. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:28 UTC |
Gautier Todd W.Segment President
|
GrantCommon Stock, Par Value $1.00 | 20,115 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-040481 · doc4.xml · nonDerivative · entry 1 Gautier Todd W. · CIK 0001696061 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,115 F1 · shares: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). F2 · shares: Includes 10,348 RSUs denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, including 8,181 RSUs denominated in shares of Common Stock converted from L3 RSUs (which vest on 02/11/2022) and 2,167 RSUs denominated in shares of Common Stock converted from L3 performance stock units based on the greater of the target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the Board of Directors of L3 after consultation with the Issuer) which will vest through the last day of the original performance period applicable to the L3 performance stock units, subject to Reporting Person's continued employment. F1 · price: Reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). F2 · price: Includes 10,348 RSUs denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, including 8,181 RSUs denominated in shares of Common Stock converted from L3 RSUs (which vest on 02/11/2022) and 2,167 RSUs denominated in shares of Common Stock converted from L3 performance stock units based on the greater of the target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the Board of Directors of L3 after consultation with the Issuer) which will vest through the last day of the original performance period applicable to the L3 performance stock units, subject to Reporting Person's continued employment. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,742 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · derivative · entry 18 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 1,742 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. F10 · derivative.expiration_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,909 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · derivative · entry 17 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 1,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. F8 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
Exercise / conversionPerformance Stock Units · Derivative | 3,483 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · derivative · entry 16 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 3,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The 3,483 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. F6 · derivative.expiration_date: The 3,483 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
Exercise / conversionPerformance Stock Units · Derivative | 3,818 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · derivative · entry 15 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 3,818 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The 3,818 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. F4 · derivative.expiration_date: The 3,818 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
Exercise / conversionPerformance Stock Units · Derivative | 4,295 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · derivative · entry 14 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 4,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The 4,295 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. F1 · derivative.expiration_date: The 4,295 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
Tax withholdingCommon Stock, Par Value $1.00 | 686 | $189.13 | $129,743.18 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 13 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,268.13 F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units. F11 · balance_after: Includes 52.30 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
Exercise / conversionCommon Stock, Par Value $1.00 | 1,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 12 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,954.13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · shares: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
Tax withholdingCommon Stock, Par Value $1.00 | 752 | $189.13 | $142,225.76 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 11 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,212.13 F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
Exercise / conversionCommon Stock, Par Value $1.00 | 1,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 10 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,964.13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
Tax withholdingCommon Stock, Par Value $1.00 | 1,532 | $189.13 | $289,747.16 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 9 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,055.13 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
GrantCommon Stock, Par Value $1.00 | 2,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 8 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,587.13 F7 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
Exercise / conversionCommon Stock, Par Value $1.00 | 3,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 7 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,163.13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: The 3,483 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
Tax withholdingCommon Stock, Par Value $1.00 | 2,572 | $189.13 | $486,442.36 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 6 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,680.13 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
GrantCommon Stock, Par Value $1.00 | 2,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 5 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,252.13 F5 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
Exercise / conversionCommon Stock, Par Value $1.00 | 3,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 4 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,534.13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The 3,818 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
Tax withholdingCommon Stock, Par Value $1.00 | 2,666 | $189.13 | $504,220.58 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 3 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,716.13 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
GrantCommon Stock, Par Value $1.00 | 2,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 2 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,382.13 F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:15 UTC |
ZOISS EDWARD JSegment President
|
Exercise / conversionCommon Stock, Par Value $1.00 | 4,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040147 · doc4.xml · nonDerivative · entry 1 ZOISS EDWARD J · CIK 0001647940 · Segment President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,904.13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The 4,295 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC |
MIKUEN SCOTT TSr VP-General Counsel & Secy
|
Exercise / conversionRestricted Stock Units · Derivative | 1,990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · derivative · entry 18 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 1,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. F10 · derivative.expiration_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC |
MIKUEN SCOTT TSr VP-General Counsel & Secy
|
Exercise / conversionRestricted Stock Units · Derivative | 2,471 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · derivative · entry 17 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 2,471 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. F8 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC |
MIKUEN SCOTT TSr VP-General Counsel & Secy
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Exercise / conversionPerformance Stock Units · Derivative | 3,980 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · derivative · entry 16 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 3,980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. F6 · derivative.expiration_date: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC |
MIKUEN SCOTT TSr VP-General Counsel & Secy
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Exercise / conversionPerformance Stock Units · Derivative | 4,941 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · derivative · entry 15 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 4,941 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. F4 · derivative.expiration_date: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC |
MIKUEN SCOTT TSr VP-General Counsel & Secy
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Exercise / conversionPerformance Stock Units · Derivative | 6,135 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · derivative · entry 14 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 6,135 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. F1 · derivative.expiration_date: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 19:09 UTC |
MIKUEN SCOTT TSr VP-General Counsel & Secy
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Tax withholdingCommon Stock, Par Value $1.00 | 784 | $189.13 | $148,277.92 |
DisclosureSEC source: 0001209191-19-040142 · doc4.xml · nonDerivative · entry 13 MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,984.72 F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units. F11 · balance_after: Includes 116.14 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19 and 12.87 shares acquired through the Harris Corporation Dividend Reinvestment Plan from 9/21/18 through 6/4/19. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.