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Nasdaq · USD

LGND

LIGAND PHARMACEUTICALS INC

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Tapewire entity
3825
SEC CIK
0000886163
Parsed reports
442

Last 12 months

Inside the activity.

0 purchase rows · 131 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202508
Jan 202605
Feb 202605
Mar 2026032
Apr 2026011
May 2026014
Jun 2026016
Jul 202608
Aug 2026012
Sep 202606
Oct 202606

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2018 Filed May 11, 2018 21:32 UTC
FOEHR MATTHEW WPresident and COO
Exercise / conversionCommon Stock 1,055 $9.97 $10,518.35
Disclosure

SEC source: 0000886163-18-000067 · edgardoc.xml · nonDerivative · entry 3

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 11, 2018 21:32 UTC
FOEHR MATTHEW WPresident and COO
SaleCommon Stock 8,881 $167.63 $1,488,686.51
Disclosure

SEC source: 0000886163-18-000067 · edgardoc.xml · nonDerivative · entry 2

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,201

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.60 to $167.805, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 10, 2018 Filed May 11, 2018 21:32 UTC
FOEHR MATTHEW WPresident and COO
Exercise / conversionCommon Stock 8,881 $14.47 $128,508.07
Disclosure

SEC source: 0000886163-18-000067 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:50 UTC SaleCommon Stock 2,500 $160.43 $401,062.50
Disclosure

SEC source: 0000886163-18-000050 · edgardoc.xml · nonDerivative · entry 1

KOZARICH JOHN W · CIK 0001223000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,649

F1 · shares: The transaction reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 05, 2017, in accordance with Rule 10b5-1.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.70 to $163.35, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 22:15 UTC SaleCommon Stock 622 $180.73 $112,414.06
Disclosure

SEC source: 0001104659-18-017201 · a4.xml · nonDerivative · entry 1

Sabba Stephen L · CIK 0001442372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,363

F1 · security: These securities, as represented in Column 5, include a grant of 666 restricted shares approved by the Board of Directors of the Company at the 2017 Meeting, which shares will vest in full on the earlier of (a) the date of the next annual meeting of the Company stockholders following the grant date or (b) on the first anniversary of the grant date.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 23:28 UTC
Aryeh JasonDirector
SaleCommon Stock 4,000 $176.47 $705,898.80
Disclosure

SEC source: 0000886163-18-000046 · edgardoc.xml · nonDerivative · entry 2

Aryeh Jason · CIK 0001376960 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect

Disclosed balance after: 79,334

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.99 to $177.49, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: All securities disclosed in this Form 4 are owned by certain funds managed by JALAA Equities, LP, JLV Investments, LP and affiliates (the "Funds"). Jason Aryeh is the General Partner of JALAA Equities, LP and a partner of JLV Investments, LP. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, JALAA Equities, LP, JLV Investments, LP and affiliates and Mr. Aryeh may be deemed to be the beneficial owners of the securities beneficially owned by the Funds.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 23:28 UTC
Aryeh JasonDirector
SaleCommon Stock 3,500 $174.88 $612,095.05
Disclosure

SEC source: 0000886163-18-000046 · edgardoc.xml · nonDerivative · entry 1

Aryeh Jason · CIK 0001376960 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect

Disclosed balance after: 83,334

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.49 to $175.24, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: All securities disclosed in this Form 4 are owned by certain funds managed by JALAA Equities, LP, JLV Investments, LP and affiliates (the "Funds"). Jason Aryeh is the General Partner of JALAA Equities, LP and a partner of JLV Investments, LP. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, JALAA Equities, LP, JLV Investments, LP and affiliates and Mr. Aryeh may be deemed to be the beneficial owners of the securities beneficially owned by the Funds.

Read SEC document
March 06, 2018 Filed Mar 6, 2018 23:36 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
Tax withholdingCommon Stock 550 $165.87 $91,228.50
Disclosure

SEC source: 0000886163-18-000038 · edgardoc.xml · nonDerivative · entry 3

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,215

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/11/2016.

Read SEC document
March 06, 2018 Filed Mar 6, 2018 23:36 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
GrantCommon Stock 2,004 $0.00 $0.00
Disclosure

SEC source: 0000886163-18-000038 · edgardoc.xml · nonDerivative · entry 2

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,765

F1 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer?s common stock. The PSUs were originally granted on 02/11/2016 and were eligible to vest based on the Issuer?s achievement of certain performance objectives during the two-year performance period ending December 31, 2017. On March 05, 2018, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer?s achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
March 06, 2018 Filed Mar 6, 2018 23:36 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 392 $165.87 $65,021.04
Disclosure

SEC source: 0000886163-18-000041 · edgardoc.xml · nonDerivative · entry 3

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,583

F2 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

Read SEC document
March 06, 2018 Filed Mar 6, 2018 23:36 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
GrantCommon Stock 1,136 $0.00 $0.00
Disclosure

SEC source: 0000886163-18-000041 · edgardoc.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,975

F1 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer?s common stock. The PSUs were originally granted on 02/11/2016 and were eligible to vest based on the Issuer?s achievement of certain performance objectives during the two-year performance period ending December 31, 2017. On March 05, 2018, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer?s achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
March 06, 2018 Filed Mar 6, 2018 23:36 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,982 $165.87 $494,624.34
Disclosure

SEC source: 0000886163-18-000040 · edgardoc.xml · nonDerivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,419

F2 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

Read SEC document
March 06, 2018 Filed Mar 6, 2018 23:36 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
GrantCommon Stock 6,015 $0.00 $0.00
Disclosure

SEC source: 0000886163-18-000040 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,401

F1 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer?s common stock. The PSUs were originally granted on 02/11/2016 and were eligible to vest based on the Issuer?s achievement of certain performance objectives during the two-year performance period ending December 31, 2017. On March 05, 2018, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer?s achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
March 06, 2018 Filed Mar 6, 2018 23:36 UTC
FOEHR MATTHEW WPresident and COO
Tax withholdingCommon Stock 1,457 $165.87 $241,672.59
Disclosure

SEC source: 0000886163-18-000039 · edgardoc.xml · nonDerivative · entry 3

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,201

F2 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

Read SEC document
March 06, 2018 Filed Mar 6, 2018 23:36 UTC
FOEHR MATTHEW WPresident and COO
GrantCommon Stock 2,940 $0.00 $0.00
Disclosure

SEC source: 0000886163-18-000039 · edgardoc.xml · nonDerivative · entry 2

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,658

F1 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer?s common stock. The PSUs were originally granted on 02/11/2016 and were eligible to vest based on the Issuer?s achievement of certain performance objectives during the two-year performance period ending December 31, 2017. On March 05, 2018, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer?s achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 23:36 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,335 $0.00 Strike: $10.12 $0.00
Disclosure

SEC source: 0000886163-18-000042 · edgardoc.xml · derivative · entry 3

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,335 shares

Expires 2021-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 05, 2017, in accordance with Rule 10b5-1.

F3 · derivative.exercise_date: Acquired by a grant of the Board of Directors of the Company at their annual meeting on June 01, 2011, and fully vested on the first anniversary of the grant date.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 23:36 UTC SaleCommon Stock 3,335 $160.90 $536,603.83
Disclosure

SEC source: 0000886163-18-000042 · edgardoc.xml · nonDerivative · entry 2

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,956

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 05, 2017, in accordance with Rule 10b5-1.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.03 to $161.94, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 23:36 UTC Exercise / conversionCommon Stock 3,335 $10.12 $33,750.20
Disclosure

SEC source: 0000886163-18-000042 · edgardoc.xml · nonDerivative · entry 1

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 05, 2017, in accordance with Rule 10b5-1.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:36 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
GrantEmployee Stock Option (right to buy) · Derivative 16,050 $0.00 Strike: $159.01 $0.00
Disclosure

SEC source: 0000886163-18-000038 · edgardoc.xml · derivative · entry 4

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,050

Underlying: Common Stock · 16,050 shares

Expires 2028-03-02

F3 · derivative.exercise_date: Grant to reporting person of options to purchase shares of common stock ("Option Shares"), exerciseable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 03/02/18.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:36 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
GrantCommon Stock 3,074 $0.00 $0.00
Disclosure

SEC source: 0000886163-18-000038 · edgardoc.xml · nonDerivative · entry 1

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,761

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:36 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
GrantEmployee Stock Option (right to buy) · Derivative 9,292 $0.00 Strike: $159.01 $0.00
Disclosure

SEC source: 0000886163-18-000041 · edgardoc.xml · derivative · entry 4

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,292

Underlying: Common Stock · 9,292 shares

Expires 2028-03-02

F3 · derivative.exercise_date: Grant to reporting person of options to purchase shares of common stock ("Option Shares"), exerciseable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 03/02/18.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:36 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
GrantCommon Stock 1,780 $0.00 $0.00
Disclosure

SEC source: 0000886163-18-000041 · edgardoc.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,839

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:36 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 41,392 $0.00 Strike: $159.01 $0.00
Disclosure

SEC source: 0000886163-18-000040 · edgardoc.xml · derivative · entry 4

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,392

Underlying: Common Stock · 41,392 shares

Expires 2028-03-02

F3 · derivative.exercise_date: Grant to reporting person of options to purchase shares of common stock ("Option Shares"), exerciseable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 03/02/18.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:36 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
GrantCommon Stock 7,928 $0.00 $0.00
Disclosure

SEC source: 0000886163-18-000040 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,386

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:36 UTC
FOEHR MATTHEW WPresident and COO
GrantEmployee Stock Option (right to buy) · Derivative 20,274 $0.00 Strike: $159.01 $0.00
Disclosure

SEC source: 0000886163-18-000039 · edgardoc.xml · derivative · entry 4

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,274

Underlying: Common Stock · 20,274 shares

Expires 2028-03-02

F3 · derivative.exercise_date: Grant to reporting person of options to purchase shares of common stock ("Option Shares"), exerciseable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 03/02/18.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:36 UTC
FOEHR MATTHEW WPresident and COO
GrantCommon Stock 3,883 $0.00 $0.00
Disclosure

SEC source: 0000886163-18-000039 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,718

Read SEC document
February 27, 2018 Filed Feb 27, 2018 23:39 UTC
Davis Todd CDirector
SaleCommon Stock 12,335 $151.90 $1,873,708.70
Disclosure

SEC source: 0000886163-18-000027 · edgardoc.xml · nonDerivative · entry 2

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,563

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.38 to $152.68, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:40 UTC
Aryeh JasonDirector
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000886163-18-000028 · edgardoc.xml · nonDerivative · entry 1

Aryeh Jason · CIK 0001376960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,625

F1 · price: Charitable gift to a third party.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:39 UTC
Davis Todd CDirector
SaleCommon Stock 4,835 $153.58 $742,535.61
Disclosure

SEC source: 0000886163-18-000027 · edgardoc.xml · nonDerivative · entry 1

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,898

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.00 to $154.66, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:40 UTC
Aryeh JasonDirector
SaleCommon Stock 3,417 $155.00 $529,635.00
Disclosure

SEC source: 0000886163-18-000028 · edgardoc.xml · nonDerivative · entry 2

Aryeh Jason · CIK 0001376960 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect

Disclosed balance after: 86,834

F2 · ownership.nature: All securities disclosed in this Form 4 are owned by certain funds managed by JALAA Equities, LP, JLV Investments, LP and affiliates (the "Funds"). Jason Aryeh is the General Partner of JALAA Equities, LP and a partner of JLV Investments, LP. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, JALAA Equities, LP, JLV Investments, LP and affiliates and Mr. Aryeh may be deemed to be the beneficial owners of the securities beneficially owned by the Funds.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:39 UTC
FOEHR MATTHEW WPresident and COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,444 $0.00 Strike: $14.47 $0.00
Disclosure

SEC source: 0000886163-18-000026 · edgardoc.xml · derivative · entry 5

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,556

Underlying: Common Stock · 5,444 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/09/12.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:39 UTC
FOEHR MATTHEW WPresident and COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,004 $0.00 Strike: $9.97 $0.00
Disclosure

SEC source: 0000886163-18-000026 · edgardoc.xml · derivative · entry 4

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,081

Underlying: Common Stock · 1,004 shares

Expires 2021-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 04/18/11.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:39 UTC
FOEHR MATTHEW WPresident and COO
SaleCommon Stock 5,444 $152.98 $832,823.66
Disclosure

SEC source: 0000886163-18-000026 · edgardoc.xml · nonDerivative · entry 3

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,835

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:39 UTC
FOEHR MATTHEW WPresident and COO
Exercise / conversionCommon Stock 5,444 $14.47 $78,774.68
Disclosure

SEC source: 0000886163-18-000026 · edgardoc.xml · nonDerivative · entry 2

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:39 UTC
FOEHR MATTHEW WPresident and COO
Exercise / conversionCommon Stock 1,004 $9.97 $10,009.88
Disclosure

SEC source: 0000886163-18-000026 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:40 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 260 $157.18 $40,866.80
Disclosure

SEC source: 0000886163-18-000019 · edgardoc.xml · nonDerivative · entry 3

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,059

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/24/2017.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:40 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 252 $157.18 $39,609.36
Disclosure

SEC source: 0000886163-18-000019 · edgardoc.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,319

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/11/2016.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:40 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 524 $157.18 $82,362.32
Disclosure

SEC source: 0000886163-18-000019 · edgardoc.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,571

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/10/2015.

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February 15, 2018 Filed Feb 16, 2018 22:39 UTC
FOEHR MATTHEW WPresident and COO
Tax withholdingCommon Stock 1,246 $157.18 $195,846.28
Disclosure

SEC source: 0000886163-18-000018 · edgardoc.xml · nonDerivative · entry 3

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,831

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/24/2017.

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February 15, 2018 Filed Feb 16, 2018 22:39 UTC
FOEHR MATTHEW WPresident and COO
Tax withholdingCommon Stock 906 $157.18 $142,405.08
Disclosure

SEC source: 0000886163-18-000018 · edgardoc.xml · nonDerivative · entry 2

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,077

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/11/2016.

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February 15, 2018 Filed Feb 16, 2018 22:39 UTC
FOEHR MATTHEW WPresident and COO
Tax withholdingCommon Stock 1,511 $157.18 $237,498.98
Disclosure

SEC source: 0000886163-18-000018 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,983

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/10/2015.

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February 15, 2018 Filed Feb 16, 2018 22:38 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,689 $157.18 $265,477.02
Disclosure

SEC source: 0000886163-18-000017 · edgardoc.xml · nonDerivative · entry 4

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,458

F5 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/24/2017.

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February 15, 2018 Filed Feb 16, 2018 22:38 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,918 $157.18 $301,471.24
Disclosure

SEC source: 0000886163-18-000017 · edgardoc.xml · nonDerivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,147

F4 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/11/2016.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:38 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,635 $157.18 $414,169.30
Disclosure

SEC source: 0000886163-18-000017 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,065

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/10/2015.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:38 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
SaleCommon Stock 9,000 $157.03 $1,413,279.00
Disclosure

SEC source: 0000886163-18-000017 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,700

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 20, 2017, in accordance with Rule 10b5-1.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.09 to $158.88, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 15, 2018 Filed Feb 16, 2018 22:37 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
Tax withholdingCommon Stock 326 $157.18 $51,240.68
Disclosure

SEC source: 0000886163-18-000016 · edgardoc.xml · nonDerivative · entry 2

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,687

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/24/2017.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:37 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
Tax withholdingCommon Stock 354 $157.18 $55,641.72
Disclosure

SEC source: 0000886163-18-000016 · edgardoc.xml · nonDerivative · entry 1

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,013

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/11/2016.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 22:31 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
SaleCommon Stock 22,500 $165.00 $3,712,500.00
Disclosure

SEC source: 0000886163-18-000009 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,700

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 20, 2017, in accordance with Rule 10b5-1.

Read SEC document
January 19, 2018 Filed Jan 23, 2018 00:23 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 16,249 $0.00 Strike: $16.14 $0.00
Disclosure

SEC source: 0000886163-18-000007 · edgardoc.xml · derivative · entry 4

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,195

Underlying: Common Stock · 16,249 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 20, 2017, in accordance with Rule 10b5-1.

F3 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 2/15/09.

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January 19, 2018 Filed Jan 23, 2018 00:23 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
SaleCommon Stock 11,850 $151.92 $1,800,306.51
Disclosure

SEC source: 0000886163-18-000007 · edgardoc.xml · nonDerivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,200

F1 · shares: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 20, 2017, in accordance with Rule 10b5-1.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.81 to $152.24, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.