Tapewire

Nasdaq · USD

LGND

LIGAND PHARMACEUTICALS INC

Export transactions ↓
Tapewire entity
3825
SEC CIK
0000886163
Parsed reports
442

Last 12 months

Inside the activity.

0 purchase rows · 131 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202508
Jan 202605
Feb 202605
Mar 2026032
Apr 2026011
May 2026014
Jun 2026016
Jul 202608
Aug 2026012
Sep 202606
Oct 202606

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2019 Filed May 16, 2019 19:54 UTC
Aryeh JasonDirector
PurchaseCommon Stock 250 $112.51 $28,127.50
Disclosure

SEC source: 0000886163-19-000083 · edgardoc.xml · nonDerivative · entry 1

Aryeh Jason · CIK 0001376960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,368

F1 · shares: The purchase(s) reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on March 15, 2019, in accordance with Rule 10b5-1.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 18:00 UTC
FOEHR MATTHEW WPresident and COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,894 $0.00 Strike: $9.97 $0.00
Disclosure

SEC source: 0000886163-19-000055 · edgardoc.xml · derivative · entry 2

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,001

Underlying: Common Stock · 14,894 shares

Expires 2021-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant was 04/18/11.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 18:00 UTC
FOEHR MATTHEW WPresident and COO
Exercise / conversionCommon Stock 14,894 $9.97 $148,493.18
Disclosure

SEC source: 0000886163-19-000055 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:59 UTC
Aryeh JasonDirector
PurchaseCommon Stock 202 $112.51 $22,727.02
Disclosure

SEC source: 0000886163-19-000054 · edgardoc.xml · nonDerivative · entry 1

Aryeh Jason · CIK 0001376960 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect

Disclosed balance after: 51,594

F1 · ownership.nature: All securities disclosed in this Form 4 are owned by certain funds managed by JALAA Equities, LP, JLV Investments, LP and affiliates (the "Funds"). Jason Aryeh is the General Partner of JALAA Equities, LP and a partner of JLV Investments, LP. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, JALAA Equities, LP, JLV Investments, LP and affiliates and Mr. Aryeh may be deemed to be the beneficial owners of the securities beneficially owned by the Funds.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:58 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
PurchaseCommon Stock 2,500 $114.29 $285,725.00
Disclosure

SEC source: 0000886163-19-000053 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,399

Read SEC document
February 15, 2019 Filed Apr 24, 2020 23:24 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
Tax withholdingCommon Stock 435 $120.86 $52,574.10
Disclosure

SEC source: 0000886163-20-000052 · edgardoc.xml · nonDerivative · entry 3

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,303

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 03/02/2018.

Read SEC document
February 15, 2019 Filed Apr 24, 2020 23:24 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
Tax withholdingCommon Stock 377 $120.86 $45,564.22
Disclosure

SEC source: 0000886163-20-000052 · edgardoc.xml · nonDerivative · entry 2

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,738

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/24/2017.

Read SEC document
February 15, 2019 Filed Apr 24, 2020 23:24 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
Tax withholdingCommon Stock 354 $120.86 $42,784.44
Disclosure

SEC source: 0000886163-20-000052 · edgardoc.xml · nonDerivative · entry 1

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,115

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/11/2016.

Read SEC document
February 15, 2019 Filed Apr 24, 2020 23:22 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,310 $120.86 $158,326.60
Disclosure

SEC source: 0000886163-20-000050 · edgardoc.xml · nonDerivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,982

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 03/02/2018.

Read SEC document
February 15, 2019 Filed Apr 24, 2020 23:22 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,689 $120.86 $204,132.54
Disclosure

SEC source: 0000886163-20-000050 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,292

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/24/2017.

Read SEC document
February 15, 2019 Filed Apr 24, 2020 23:22 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,918 $120.86 $231,809.48
Disclosure

SEC source: 0000886163-20-000050 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,981

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/11/2016.

Read SEC document
February 15, 2019 Filed Apr 24, 2020 23:23 UTC
FOEHR MATTHEW WPresident and COO
Tax withholdingCommon Stock 642 $120.86 $77,592.12
Disclosure

SEC source: 0000886163-20-000051 · edgardoc.xml · nonDerivative · entry 3

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,727

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 03/02/2018.

Read SEC document
February 15, 2019 Filed Apr 24, 2020 23:23 UTC
FOEHR MATTHEW WPresident and COO
Tax withholdingCommon Stock 1,246 $120.86 $150,591.56
Disclosure

SEC source: 0000886163-20-000051 · edgardoc.xml · nonDerivative · entry 2

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,369

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/24/2017.

Read SEC document
February 15, 2019 Filed Apr 24, 2020 23:23 UTC
FOEHR MATTHEW WPresident and COO
Tax withholdingCommon Stock 938 $120.86 $113,366.68
Disclosure

SEC source: 0000886163-20-000051 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,615

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/11/2016.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:35 UTC
FOEHR MATTHEW WPresident and COO
GrantEmployee Stock Option (right to buy) · Derivative 34,181 $0.00 Strike: $117.97 $0.00
Disclosure

SEC source: 0000886163-19-000036 · edgardoc.xml · derivative · entry 2

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,181

Underlying: Common Stock · 34,181 shares

Expires 2029-03-02

F1 · derivative.exercise_date: Grant to reporting person of options to purchase shares of common stock ("Option Shares"), exerciseable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/11/19.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:35 UTC
FOEHR MATTHEW WPresident and COO
GrantCommon Stock 7,472 $0.00 $0.00
Disclosure

SEC source: 0000886163-19-000036 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,553

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:35 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
GrantEmployee Stock Option (right to buy) · Derivative 29,298 $0.00 Strike: $117.97 $0.00
Disclosure

SEC source: 0000886163-19-000037 · edgardoc.xml · derivative · entry 2

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,298

Underlying: Common Stock · 29,298 shares

Expires 2029-03-02

F1 · derivative.exercise_date: Grant to reporting person of options to purchase shares of common stock ("Option Shares"), exerciseable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/11/19.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:35 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
GrantCommon Stock 6,404 $0.00 $0.00
Disclosure

SEC source: 0000886163-19-000037 · edgardoc.xml · nonDerivative · entry 1

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,469

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:35 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 58,596 $0.00 Strike: $117.97 $0.00
Disclosure

SEC source: 0000886163-19-000035 · edgardoc.xml · derivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,596

Underlying: Common Stock · 58,596 shares

Expires 2029-03-02

F1 · derivative.exercise_date: Grant to reporting person of options to purchase shares of common stock ("Option Shares"), exerciseable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/11/19.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:35 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
GrantCommon Stock 12,809 $0.00 $0.00
Disclosure

SEC source: 0000886163-19-000035 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,899

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:34 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
GrantEmployee Stock Option (right to buy) · Derivative 14,649 $0.00 Strike: $117.97 $0.00
Disclosure

SEC source: 0000886163-19-000034 · edgardoc.xml · derivative · entry 2

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,649

Underlying: Common Stock · 14,649 shares

Expires 2029-03-02

F1 · derivative.exercise_date: Grant to reporting person of options to purchase shares of common stock ("Option Shares"), exerciseable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/11/19.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:34 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
GrantCommon Stock 3,202 $0.00 $0.00
Disclosure

SEC source: 0000886163-19-000034 · edgardoc.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,897

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:32 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
GrantCommon Stock 1,412 $0.00 $0.00
Disclosure

SEC source: 0000886163-19-000019 · edgardoc.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,695

F2 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer common stock. The PSUs were originally granted on 03/29/2017 and were eligible to vest based on the Issuer achievement of certain performance objectives during the two-year performance period ending December 31, 2018. On January 23, 2019, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:32 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
GrantCommon Stock 1,370 $0.00 $0.00
Disclosure

SEC source: 0000886163-19-000019 · edgardoc.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,283

F1 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer common stock. The PSUs were originally granted on 02/11/2016 and were eligible to vest based on the Issuer achievement of certain performance objectives during the three-year performance period ending December 31, 2018. On January 23, 2019, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:31 UTC
FOEHR MATTHEW WPresident and COO
Tax withholdingCommon Stock 1,284 $111.78 $143,525.52
Disclosure

SEC source: 0000886163-19-000018 · edgardoc.xml · nonDerivative · entry 4

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,081

F2 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:31 UTC
FOEHR MATTHEW WPresident and COO
GrantCommon Stock 3,715 $0.00 $0.00
Disclosure

SEC source: 0000886163-19-000018 · edgardoc.xml · nonDerivative · entry 3

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,365

F3 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer common stock. The PSUs were originally granted on 03/29/2017 and were eligible to vest based on the Issuer achievement of certain performance objectives during the two-year performance period ending December 31, 2018. On January 23, 2019, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:31 UTC
FOEHR MATTHEW WPresident and COO
Tax withholdingCommon Stock 1,284 $111.78 $143,525.52
Disclosure

SEC source: 0000886163-19-000018 · edgardoc.xml · nonDerivative · entry 2

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,650

F2 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:31 UTC
FOEHR MATTHEW WPresident and COO
GrantCommon Stock 3,547 $0.00 $0.00
Disclosure

SEC source: 0000886163-19-000018 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,934

F1 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer common stock. The PSUs were originally granted on 02/11/2016 and were eligible to vest based on the Issuer achievement of certain performance objectives during the three-year performance period ending December 31, 2018. On January 23, 2019, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:31 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,168 $111.78 $354,119.04
Disclosure

SEC source: 0000886163-19-000017 · edgardoc.xml · nonDerivative · entry 4

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,090

F2 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:31 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
GrantCommon Stock 6,390 $0.00 $0.00
Disclosure

SEC source: 0000886163-19-000017 · edgardoc.xml · nonDerivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,258

F3 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer common stock. The PSUs were originally granted on 03/29/2017 and were eligible to vest based on the Issuer achievement of certain performance objectives during the two-year performance period ending December 31, 2018. On January 23, 2019, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:31 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,597 $111.78 $402,072.66
Disclosure

SEC source: 0000886163-19-000017 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,868

F2 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:31 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
GrantCommon Stock 7,256 $0.00 $0.00
Disclosure

SEC source: 0000886163-19-000017 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,465

F1 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer common stock. The PSUs were originally granted on 02/11/2016 and were eligible to vest based on the Issuer achievement of certain performance objectives during the three-year performance period ending December 31, 2018. On January 23, 2019, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:30 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
Tax withholdingCommon Stock 612 $111.78 $68,409.36
Disclosure

SEC source: 0000886163-19-000016 · edgardoc.xml · nonDerivative · entry 4

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,065

F2 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:30 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
GrantCommon Stock 2,230 $0.00 $0.00
Disclosure

SEC source: 0000886163-19-000016 · edgardoc.xml · nonDerivative · entry 3

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,677

F3 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer common stock. The PSUs were originally granted on 03/29/2017 and were eligible to vest based on the Issuer achievement of certain performance objectives during the two-year performance period ending December 31, 2018. On January 23, 2019, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:30 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
Tax withholdingCommon Stock 713 $111.78 $79,699.14
Disclosure

SEC source: 0000886163-19-000016 · edgardoc.xml · nonDerivative · entry 2

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,447

F2 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:30 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
GrantCommon Stock 2,418 $0.00 $0.00
Disclosure

SEC source: 0000886163-19-000016 · edgardoc.xml · nonDerivative · entry 1

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,160

F1 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer common stock. The PSUs were originally granted on 02/11/2016 and were eligible to vest based on the Issuer achievement of certain performance objectives during the three-year performance period ending December 31, 2018. On January 23, 2019, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 14:16 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $16.14 $0.00
Disclosure

SEC source: 0000886163-19-000004 · edgardoc.xml · derivative · entry 4

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant was 2/15/09.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 14:16 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 29,790 $0.00 Strike: $16.14 $0.00
Disclosure

SEC source: 0000886163-19-000004 · edgardoc.xml · derivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,790 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant was 2/15/09.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 14:16 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Exercise / conversionCommon Stock 29,790 $16.14 $480,810.60
Disclosure

SEC source: 0000886163-19-000004 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 14:16 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,000 $16.14 $64,560.00
Disclosure

SEC source: 0000886163-19-000004 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 14:17 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,931 $0.00 Strike: $74.42 $0.00
Disclosure

SEC source: 0000886163-19-000005 · edgardoc.xml · derivative · entry 6

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,931 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant was 02/12/14.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 14:17 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 675 $0.00 Strike: $56.26 $0.00
Disclosure

SEC source: 0000886163-19-000005 · edgardoc.xml · derivative · entry 5

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,617

Underlying: Common Stock · 675 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant was 02/10/15.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 14:17 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 244 $0.00 Strike: $21.92 $0.00
Disclosure

SEC source: 0000886163-19-000005 · edgardoc.xml · derivative · entry 4

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 244 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant was 02/15/13.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 14:17 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 675 $56.26 $37,975.50
Disclosure

SEC source: 0000886163-19-000005 · edgardoc.xml · nonDerivative · entry 3

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 14:17 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 1,931 $74.42 $143,705.02
Disclosure

SEC source: 0000886163-19-000005 · edgardoc.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 14:17 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 244 $21.92 $5,348.48
Disclosure

SEC source: 0000886163-19-000005 · edgardoc.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 00:58 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,400 $0.00 Strike: $21.92 $0.00
Disclosure

SEC source: 0000886163-18-000172 · edgardoc.xml · derivative · entry 2

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244

Underlying: Common Stock · 3,400 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant was 02/15/13.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 00:58 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 3,400 $21.92 $74,528.00
Disclosure

SEC source: 0000886163-18-000172 · edgardoc.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2018 Filed Dec 12, 2018 22:32 UTC
FOEHR MATTHEW WPresident and COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,999 $0.00 Strike: $9.97 $0.00
Disclosure

SEC source: 0000886163-18-000168 · edgardoc.xml · derivative · entry 2

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,895

Underlying: Common Stock · 7,999 shares

Expires 2021-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant was 04/18/11.

Read SEC document
December 12, 2018 Filed Dec 12, 2018 22:32 UTC
FOEHR MATTHEW WPresident and COO
Exercise / conversionCommon Stock 7,999 $9.97 $79,750.03
Disclosure

SEC source: 0000886163-18-000168 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.