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Nasdaq · USD

LGND

LIGAND PHARMACEUTICALS INC

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Tapewire entity
3825
SEC CIK
0000886163
Parsed reports
442

Last 12 months

Inside the activity.

0 purchase rows · 131 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202508
Jan 202605
Feb 202605
Mar 2026032
Apr 2026011
May 2026014
Jun 2026016
Jul 202608
Aug 2026012
Sep 202606
Oct 202606

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2022 Filed Jun 14, 2022 21:55 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
GrantCommon Stock 5,375 $0.00 $0.00
Disclosure

SEC source: 0000886163-22-000093 · edgardoc.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,769

Read SEC document
June 10, 2022 Filed Jun 14, 2022 21:55 UTC
FOEHR MATTHEW WPresident and COO
GrantCommon Stock 9,137 $0.00 $0.00
Disclosure

SEC source: 0000886163-22-000092 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,491

Read SEC document
June 10, 2022 Filed Jun 14, 2022 21:55 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
GrantCommon Stock 20,423 $0.00 $0.00
Disclosure

SEC source: 0000886163-22-000091 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,016

Read SEC document
June 10, 2022 Filed Jun 14, 2022 21:54 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
GrantCommon Stock 8,062 $0.00 $0.00
Disclosure

SEC source: 0000886163-22-000090 · edgardoc.xml · nonDerivative · entry 1

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,368

Read SEC document
June 10, 2022 Filed Jun 14, 2022 19:56 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 4,340 $0.00 Strike: $79.29 $0.00
Disclosure

SEC source: 0001104659-22-070992 · tm2218418-1_4seq1.xml · derivative · entry 2

Sabba Stephen L · CIK 0001442372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,340

Underlying: Common Stock · 4,340 shares

Expires 2032-06-10

F2 · security: These securities, as represented in Column 5, were acquired by a grant of 4,340 shares approved by the Board of Directors of the Company at the 2022 Meeting. That grant (a) vests in full on the earlier of (i) the date of the next annual meeting of the Company stockholders following the grant date or (ii) on the first anniversary of the grant date, and (b) will vest immediately (i) upon a change in control or a hostile takeover of the Company or (ii) the death or permanent disability of the grantee if still serving at that time.

F2 · derivative.exercise_date: These securities, as represented in Column 5, were acquired by a grant of 4,340 shares approved by the Board of Directors of the Company at the 2022 Meeting. That grant (a) vests in full on the earlier of (i) the date of the next annual meeting of the Company stockholders following the grant date or (ii) on the first anniversary of the grant date, and (b) will vest immediately (i) upon a change in control or a hostile takeover of the Company or (ii) the death or permanent disability of the grantee if still serving at that time.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 19:56 UTC GrantCommon Stock 1,004 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-070992 · tm2218418-1_4seq1.xml · nonDerivative · entry 1

Sabba Stephen L · CIK 0001442372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,065

F1 · security: These securities, as represented in Column 5, include a grant of 1,004 restricted share units approved by the Board of Directors of the Company at the 2022 Meeting, which shares will vest in full on the earlier of (a) the date of the next annual meeting of the Company stockholders following the grant date or (b) on the first anniversary of the grant date.

Read SEC document
May 13, 2022 Filed May 13, 2022 23:05 UTC
FOEHR MATTHEW WPresident and COO
PurchaseCommon Stock 2,500 $82.76 $206,909.50
Disclosure

SEC source: 0000886163-22-000062 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,354

Read SEC document
May 10, 2022 Filed May 10, 2022 21:33 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Sale0.75% Convertible Senior Notes due 2023 · Derivative Not disclosed $429,159.38 Strike: $248.48 $450,000.00
Disclosure

SEC source: 0000886163-22-000060 · edgardoc.xml · derivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2023-05-15

F1 · derivative.exercise_date: The notes are convertible at any time prior to the close of business on November 14, 2022 (1) during any fiscal quarter (and only during such fiscal quarter) commencing after September 30, 2018, if, for at least 20 trading days (whether or not consecutive) during the 30 consecutive trading day period ending on the last trading day of the immediately preceding fiscal quarter, the last reported sale price of the Issuer?s common stock on such trading day is greater than 130% of the conversion price on such trading day; (2) during the five business day period immediately following any 10 consecutive trading day period, in which the trading price per $1,000 principal amount of notes was less than 98% of the product of the last reported sale price of our common stock on such trading day and the conversion rate on each such trading day; or (3) upon the occurrence of certain specified corporate events as specified in the indenture governing the notes.

Read SEC document
May 09, 2022 Filed May 10, 2022 21:33 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $21.92 $0.00
Disclosure

SEC source: 0000886163-22-000060 · edgardoc.xml · derivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,616

Underlying: Common Stock · 8,000 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant was 02/15/13.

Read SEC document
May 09, 2022 Filed May 10, 2022 21:33 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Exercise / conversionCommon Stock 8,000 $21.92 $175,360.00
Disclosure

SEC source: 0000886163-22-000060 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 10, 2022 00:10 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
GrantEmployee Stock Option (right to buy) · Derivative 20,126 $0.00 Strike: $90.68 $0.00
Disclosure

SEC source: 0000886163-22-000057 · edgardoc.xml · derivative · entry 1

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,126

Underlying: Common Stock · 20,126 shares

Expires 2032-05-05

F1 · derivative.exercise_date: Grant to reporting person of options to purchase shares of common stock ("Option Shares"), exerciseable over a 3-year, 9-month period measured from the date of grant, 12-1/2% after three months, then 1/48th of the Option Shares per month thereafter. The date of grant is 05/05/2022.

Read SEC document
May 05, 2022 Filed May 10, 2022 00:10 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
GrantEmployee Stock Option (right to buy) · Derivative 30,189 $0.00 Strike: $90.68 $0.00
Disclosure

SEC source: 0000886163-22-000056 · edgardoc.xml · derivative · entry 1

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,189

Underlying: Common Stock · 30,189 shares

Expires 2032-05-05

F1 · derivative.exercise_date: Grant to reporting person of options to purchase shares of common stock ("Option Shares"), exerciseable over a 3-year, 9-month period measured from the date of grant, 12-1/2% after three months, then 1/48th of the Option Shares per month thereafter. The date of grant is 05/05/2022.

Read SEC document
May 05, 2022 Filed May 10, 2022 00:10 UTC
FOEHR MATTHEW WPresident and COO
GrantEmployee Stock Option (right to buy) · Derivative 34,214 $0.00 Strike: $90.68 $0.00
Disclosure

SEC source: 0000886163-22-000055 · edgardoc.xml · derivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,214

Underlying: Common Stock · 34,214 shares

Expires 2032-05-05

F1 · derivative.exercise_date: Grant to reporting person of options to purchase shares of common stock ("Option Shares"), exerciseable over a 3-year, 9-month period measured from the date of grant, 12-1/2% after three months, then 1/48th of the Option Shares per month thereafter. The date of grant is 05/05/2022.

Read SEC document
May 05, 2022 Filed May 10, 2022 00:09 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 76,478 $0.00 Strike: $90.68 $0.00
Disclosure

SEC source: 0000886163-22-000054 · edgardoc.xml · derivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,478

Underlying: Common Stock · 76,478 shares

Expires 2032-05-05

F1 · derivative.exercise_date: Grant to reporting person of options to purchase shares of common stock ("Option Shares"), exerciseable over a 3-year, 9-month period measured from the date of grant, 12-1/2% after three months, then 1/48th of the Option Shares per month thereafter. The date of grant is 05/05/2022.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 21:34 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,335 $0.00 Strike: $12.53 $0.00
Disclosure

SEC source: 0000886163-22-000033 · edgardoc.xml · derivative · entry 3

KOZARICH JOHN W · CIK 0001223000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,335 shares

Expires 2022-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Acquired by a grant of the Board of Directors of the Company at their annual meeting on May 31, 2012, and fully vested on the first anniversary of the grant date.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 21:34 UTC SaleCommon Stock 908 $102.62 $93,178.96
Disclosure

SEC source: 0000886163-22-000033 · edgardoc.xml · nonDerivative · entry 2

KOZARICH JOHN W · CIK 0001223000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,209

Read SEC document
February 28, 2022 Filed Mar 1, 2022 21:34 UTC Exercise / conversionCommon Stock 7,335 $12.53 $91,907.55
Disclosure

SEC source: 0000886163-22-000033 · edgardoc.xml · nonDerivative · entry 1

KOZARICH JOHN W · CIK 0001223000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:24 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 577 $123.68 $71,363.36
Disclosure

SEC source: 0000886163-22-000024 · edgardoc.xml · nonDerivative · entry 3

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,394

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/03/2021.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:24 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 633 $123.68 $78,289.44
Disclosure

SEC source: 0000886163-22-000024 · edgardoc.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,971

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/13/2020.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:24 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 368 $123.68 $45,514.24
Disclosure

SEC source: 0000886163-22-000024 · edgardoc.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,604

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/11/2019.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:23 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
Tax withholdingCommon Stock 1,532 $123.68 $189,477.76
Disclosure

SEC source: 0000886163-22-000021 · edgardoc.xml · nonDerivative · entry 3

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,306

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/03/2021.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:23 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
Tax withholdingCommon Stock 969 $123.68 $119,845.92
Disclosure

SEC source: 0000886163-22-000021 · edgardoc.xml · nonDerivative · entry 2

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,838

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/13/2020.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:23 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
Tax withholdingCommon Stock 906 $123.68 $112,054.08
Disclosure

SEC source: 0000886163-22-000021 · edgardoc.xml · nonDerivative · entry 1

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,807

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/11/2019.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:23 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,916 $123.68 $236,970.88
Disclosure

SEC source: 0000886163-22-000022 · edgardoc.xml · nonDerivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,593

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/03/2021.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:23 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,061 $123.68 $254,904.48
Disclosure

SEC source: 0000886163-22-000022 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,509

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/13/2020.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:23 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,946 $123.68 $240,681.28
Disclosure

SEC source: 0000886163-22-000022 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,570

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/11/2019.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:24 UTC
FOEHR MATTHEW WPresident and COO
Tax withholdingCommon Stock 1,090 $123.68 $134,811.20
Disclosure

SEC source: 0000886163-22-000023 · edgardoc.xml · nonDerivative · entry 3

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,854

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/03/2021.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:24 UTC
FOEHR MATTHEW WPresident and COO
Tax withholdingCommon Stock 1,222 $123.68 $151,136.96
Disclosure

SEC source: 0000886163-22-000023 · edgardoc.xml · nonDerivative · entry 2

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,944

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/13/2020.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:24 UTC
FOEHR MATTHEW WPresident and COO
Tax withholdingCommon Stock 1,234 $123.68 $152,621.12
Disclosure

SEC source: 0000886163-22-000023 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,166

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/11/2019.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 01:42 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,183 $113.68 $702,883.44
Disclosure

SEC source: 0000886163-22-000013 · edgardoc.xml · nonDerivative · entry 4

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,018

F3 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 01:42 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,060 $113.68 $347,860.80
Disclosure

SEC source: 0000886163-22-000013 · edgardoc.xml · nonDerivative · entry 3

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,201

F3 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 01:42 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
GrantCommon Stock 13,560 $0.00 $0.00
Disclosure

SEC source: 0000886163-22-000013 · edgardoc.xml · nonDerivative · entry 2

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,261

F2 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer common stock. The PSUs were originally granted on 03/09/2020 and were eligible to vest based on the Issuer achievement of certain performance objectives during the two-year performance period ending December 31, 2021. On January 26, 2022, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 01:42 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
GrantCommon Stock 9,606 $0.00 $0.00
Disclosure

SEC source: 0000886163-22-000013 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,701

F1 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer common stock. The PSUs were originally granted on 05/29/2019 and were eligible to vest based on the Issuer achievement of certain performance objectives during the three-year performance period ending December 31, 2021. On January 26, 2022, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 01:43 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
Tax withholdingCommon Stock 2,309 $113.68 $262,487.12
Disclosure

SEC source: 0000886163-22-000014 · edgardoc.xml · nonDerivative · entry 4

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,713

F3 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 01:43 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
Tax withholdingCommon Stock 1,319 $113.68 $149,943.92
Disclosure

SEC source: 0000886163-22-000014 · edgardoc.xml · nonDerivative · entry 3

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,022

F3 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 01:43 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
GrantCommon Stock 6,848 $0.00 $0.00
Disclosure

SEC source: 0000886163-22-000014 · edgardoc.xml · nonDerivative · entry 2

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,341

F2 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer common stock. The PSUs were originally granted on 03/09/2020 and were eligible to vest based on the Issuer achievement of certain performance objectives during the two-year performance period ending December 31, 2021. On January 26, 2022, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 01:43 UTC
Korenberg Matthew EEVP,Finance & Strategy and CFO
GrantCommon Stock 4,803 $0.00 $0.00
Disclosure

SEC source: 0000886163-22-000014 · edgardoc.xml · nonDerivative · entry 1

Korenberg Matthew E · CIK 0001649903 · EVP,Finance & Strategy and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,493

F1 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer common stock. The PSUs were originally granted on 05/29/2019 and were eligible to vest based on the Issuer achievement of certain performance objectives during the three-year performance period ending December 31, 2021. On January 26, 2022, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 01:42 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 1,326 $113.68 $150,739.68
Disclosure

SEC source: 0000886163-22-000012 · edgardoc.xml · nonDerivative · entry 4

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,972

F3 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 01:42 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 830 $113.68 $94,354.40
Disclosure

SEC source: 0000886163-22-000012 · edgardoc.xml · nonDerivative · entry 3

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,298

F3 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 01:42 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
GrantCommon Stock 3,836 $0.00 $0.00
Disclosure

SEC source: 0000886163-22-000012 · edgardoc.xml · nonDerivative · entry 2

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,128

F2 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer common stock. The PSUs were originally granted on 03/09/2020 and were eligible to vest based on the Issuer achievement of certain performance objectives during the two-year performance period ending December 31, 2021. On January 26, 2022, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

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January 26, 2022 Filed Jan 29, 2022 01:42 UTC
Berkman Charles SSVP, Gen. Counsel & Secretary
GrantCommon Stock 2,401 $0.00 $0.00
Disclosure

SEC source: 0000886163-22-000012 · edgardoc.xml · nonDerivative · entry 1

Berkman Charles S · CIK 0001392266 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,292

F1 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer common stock. The PSUs were originally granted on 05/29/2019 and were eligible to vest based on the Issuer achievement of certain performance objectives during the three-year performance period ending December 31, 2021. On January 26, 2022, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

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January 26, 2022 Filed Jan 29, 2022 01:41 UTC
FOEHR MATTHEW WPresident and COO
Tax withholdingCommon Stock 3,188 $113.68 $362,411.84
Disclosure

SEC source: 0000886163-22-000011 · edgardoc.xml · nonDerivative · entry 4

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,400

F3 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

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January 26, 2022 Filed Jan 29, 2022 01:41 UTC
FOEHR MATTHEW WPresident and COO
Tax withholdingCommon Stock 1,937 $113.68 $220,198.16
Disclosure

SEC source: 0000886163-22-000011 · edgardoc.xml · nonDerivative · entry 3

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,588

F3 · shares: Represents shares withheld by the Issuer in payment of the tax liability arising in connection with the settlement of the PSUs.

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January 26, 2022 Filed Jan 29, 2022 01:41 UTC
FOEHR MATTHEW WPresident and COO
GrantCommon Stock 7,396 $0.00 $0.00
Disclosure

SEC source: 0000886163-22-000011 · edgardoc.xml · nonDerivative · entry 2

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,525

F2 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer common stock. The PSUs were originally granted on 03/09/2020 and were eligible to vest based on the Issuer achievement of certain performance objectives during the two-year performance period ending December 31, 2021. On January 26, 2022, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

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January 26, 2022 Filed Jan 29, 2022 01:41 UTC
FOEHR MATTHEW WPresident and COO
GrantCommon Stock 5,604 $0.00 $0.00
Disclosure

SEC source: 0000886163-22-000011 · edgardoc.xml · nonDerivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,129

F1 · shares: Represents the number of shares of common stock issued upon the vesting of performance stock units (PSUs). Each PSU represented a contingent right to receive one share of the Issuer common stock. The PSUs were originally granted on 05/29/2019 and were eligible to vest based on the Issuer achievement of certain performance objectives during the three-year performance period ending December 31, 2021. On January 26, 2022, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer achievement relative to the applicable performance objectives and approved the vesting of the PSUs with respect to these shares.

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November 16, 2021 Filed Nov 17, 2021 22:06 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,835 $0.00 Strike: $32.30 $0.00
Disclosure

SEC source: 0000886163-21-000136 · edgardoc.xml · derivative · entry 3

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,835 shares

Expires 2023-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Acquired by a grant of the Board of Directors of the Company at their annual meeting on June 11, 2013, and fully vested on the first anniversary of the grant date.

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November 16, 2021 Filed Nov 17, 2021 22:06 UTC SaleCommon Stock 4,835 $161.86 $782,579.08
Disclosure

SEC source: 0000886163-21-000136 · edgardoc.xml · nonDerivative · entry 2

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,398

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.36 to $164.12, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 16, 2021 Filed Nov 17, 2021 22:06 UTC Exercise / conversionCommon Stock 4,835 $32.30 $156,170.50
Disclosure

SEC source: 0000886163-21-000136 · edgardoc.xml · nonDerivative · entry 1

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2021 Filed Feb 8, 2022 00:29 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
GiftCommon Stock 2,502 $0.00 $0.00
Disclosure

SEC source: 0000886163-22-000016 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,593

F1 · price: Charitable gift to a third party.

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November 12, 2021 Filed Nov 13, 2021 00:31 UTC
HIGGINS JOHN LDirector · Chief Executive Officer
SaleCommon Stock 3,000 $160.50 $481,500.00
Disclosure

SEC source: 0000886163-21-000134 · edgardoc.xml · nonDerivative · entry 1

HIGGINS JOHN L · CIK 0001208906 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,095

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.