Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2021 Filed Jan 4, 2022 14:25 UTC |
SHARKEY DANIEL PDirector
|
GrantOptions to Purchase · Derivative | 3,268 | $0.00 Strike: $3.06 | $0.00 |
DisclosureSEC source: 0001213900-22-000440 · ownership.xml · derivative · entry 1 SHARKEY DANIEL P · CIK 0001136882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,499 Underlying: Common Stock · 3,268 shares Expires 2031-12-30 F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended December 31, 2021. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 14:26 UTC |
Curtis Robert ArthurDirector
|
GrantOptions to Purchase · Derivative | 3,268 | $0.00 Strike: $3.06 | $0.00 |
DisclosureSEC source: 0001213900-22-000443 · ownership.xml · derivative · entry 1 Curtis Robert Arthur · CIK 0001424540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,499 Underlying: Common Stock · 3,268 shares Expires 2031-12-30 F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended December 31, 2021. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 14:23 UTC |
Gust David RichardDirector
|
GrantOptions to Purchase · Derivative | 3,268 | $0.00 Strike: $3.06 | $0.00 |
DisclosureSEC source: 0001213900-22-000438 · ownership.xml · derivative · entry 1 Gust David Richard · CIK 0001356988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,499 Underlying: Common Stock · 3,268 shares Expires 2031-12-30 F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended December 31, 2021. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 19:22 UTC |
D'Almada-Remedios MichaelDirector
|
GrantOptions to Purchase · Derivative | 3,268 | $0.00 Strike: $3.06 | $0.00 |
DisclosureSEC source: 0001213900-22-000436 · ownership.xml · derivative · entry 1 D'Almada-Remedios Michael · CIK 0001600231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,499 Underlying: Common Stock · 3,268 shares Expires 2031-12-30 F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended December 31, 2021. Read SEC document |
| December 17, 2021 Filed Dec 17, 2021 18:50 UTC |
SHARKEY DANIEL PDirector
|
GrantOptions to Purchase · Derivative | 4,016 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001213900-21-066104 · ownership.xml · derivative · entry 1 SHARKEY DANIEL P · CIK 0001136882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,231 Underlying: Common Stock · 4,016 shares Expires 2031-12-17 F1 · shares: On October 15, 2021 the Issuer effected a 1-for-10 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. F2 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended September 30, 2021. F1 · derivative.underlying_shares: On October 15, 2021 the Issuer effected a 1-for-10 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. F1 · balance_after: On October 15, 2021 the Issuer effected a 1-for-10 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| December 17, 2021 Filed Dec 17, 2021 18:51 UTC |
Curtis Robert ArthurDirector
|
GrantOptions to Purchase · Derivative | 4,016 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001213900-21-066106 · ownership.xml · derivative · entry 1 Curtis Robert Arthur · CIK 0001424540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,231 Underlying: Common Stock · 4,016 shares Expires 2031-12-17 F1 · shares: On October 15, 2021 the Issuer effected a 1-for-10 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. F2 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended September 30, 2021. F1 · derivative.underlying_shares: On October 15, 2021 the Issuer effected a 1-for-10 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. F1 · balance_after: On October 15, 2021 the Issuer effected a 1-for-10 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| December 17, 2021 Filed Dec 17, 2021 18:49 UTC |
Gust David RichardDirector
|
GrantOptions to Purchase · Derivative | 4,016 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001213900-21-066101 · ownership.xml · derivative · entry 1 Gust David Richard · CIK 0001356988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,231 Underlying: Common Stock · 4,016 shares Expires 2031-12-17 F1 · shares: On October 15, 2021 the Issuer effected a 1-for-10 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. F2 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended September 30, 2021. F1 · derivative.underlying_shares: On October 15, 2021 the Issuer effected a 1-for-10 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. F1 · balance_after: On October 15, 2021 the Issuer effected a 1-for-10 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| December 17, 2021 Filed Dec 17, 2021 23:50 UTC |
D'Almada-Remedios MichaelDirector
|
GrantOptions to Purchase · Derivative | 4,016 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001213900-21-066105 · ownership.xml · derivative · entry 1 D'Almada-Remedios Michael · CIK 0001600231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,231 Underlying: Common Stock · 4,016 shares Expires 2031-12-17 F1 · shares: On October 15, 2021 the Issuer effected a 1-for-10 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. F2 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended September 30, 2021. F1 · derivative.underlying_shares: On October 15, 2021 the Issuer effected a 1-for-10 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. F1 · balance_after: On October 15, 2021 the Issuer effected a 1-for-10 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| June 30, 2021 Filed Jul 8, 2021 17:43 UTC |
SHARKEY DANIEL PDirector
|
GrantOptions to Purchase · Derivative | 11,236 | $0.00 Strike: $0.89 | $0.00 |
DisclosureSEC source: 0001213900-21-036227 · ownership.xml · derivative · entry 1 SHARKEY DANIEL P · CIK 0001136882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,146 Underlying: Common Stock · 11,236 shares Expires 2031-06-30 F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended June 30, 2021. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| June 30, 2021 Filed Jul 8, 2021 15:36 UTC |
Gust David RichardDirector
|
GrantOptions to Purchase · Derivative | 11,236 | $0.00 Strike: $0.89 | $0.00 |
DisclosureSEC source: 0001213900-21-036144 · ownership.xml · derivative · entry 1 Gust David Richard · CIK 0001356988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,146 Underlying: Common Stock · 11,236 shares Expires 2031-06-30 F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended June 30, 2021. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| June 30, 2021 Filed Jul 8, 2021 17:41 UTC |
Curtis Robert ArthurDirector
|
GrantOptions to Purchase · Derivative | 11,236 | $0.00 Strike: $0.89 | $0.00 |
DisclosureSEC source: 0001213900-21-036225 · ownership.xml · derivative · entry 1 Curtis Robert Arthur · CIK 0001424540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,146 Underlying: Common Stock · 11,236 shares Expires 2031-06-30 F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended June 30, 2021. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| June 30, 2021 Filed Jul 9, 2021 18:47 UTC |
D'Almada-Remedios MichaelDirector
|
GrantOptions to Purchase · Derivative | 11,236 | $0.00 Strike: $0.89 | $0.00 |
DisclosureSEC source: 0001213900-21-036319 · ownership.xml · derivative · entry 10 D'Almada-Remedios Michael · CIK 0001600231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,146 Underlying: Common Stock · 11,236 shares Expires 2031-07-01 F10 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended June 30, 2021. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| June 14, 2021 Filed Jun 23, 2021 22:18 UTC |
Simmons Chia-LinDirector · Chief Executive Officer
|
GrantCommon Stock | 2,665,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-033839 · ownership.xml · nonDerivative · entry 1 Simmons Chia-Lin · CIK 0001868194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,665,595 F1 · shares: The reporting person was granted 2,665,595 shares (the "Shares") of common stock, par value $0.0001 per share, of the issuer, which were issued in accordance with Nasdaq Listing Rule 5635(c)(4) outside of the issuer's 2017 Stock Incentive Plan and 2013 Long-Term Stock Incentive Plan. The Shares are subject to vesting over a period of 48 months commencing on June 14, 2021, with 1/4 of the Shares to vest on June 14, 2022, and thereafter, 1/36 of the Shares to vest on the first day of each subsequent month until all such Shares have vested. Read SEC document |
| March 31, 2021 Filed May 4, 2021 20:34 UTC |
Curtis Robert ArthurDirector
|
GrantOptions to Purchase · Derivative | 7,092 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001213900-21-024576 · ownership.xml · derivative · entry 4 Curtis Robert Arthur · CIK 0001424540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,910 Underlying: Common Stock · 7,092 shares Expires 2031-03-31 F4 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2021. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| March 31, 2021 Filed May 5, 2021 17:00 UTC |
SHARKEY DANIEL PDirector
|
GrantOptions to Purchase · Derivative | 7,092 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001213900-21-024715 · ownership.xml · derivative · entry 4 SHARKEY DANIEL P · CIK 0001136882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,910 Underlying: Common Stock · 7,092 shares Expires 2031-03-31 F4 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2021. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| March 31, 2021 Filed May 5, 2021 17:17 UTC |
Gust David RichardDirector
|
GrantOptions to Purchase · Derivative | 7,092 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001213900-21-024725 · ownership.xml · derivative · entry 4 Gust David Richard · CIK 0001356988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,910 Underlying: Common Stock · 7,092 shares Expires 2031-03-31 F4 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2021. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| March 31, 2021 Filed Jul 9, 2021 18:47 UTC |
D'Almada-Remedios MichaelDirector
|
GrantOptions to Purchase · Derivative | 7,092 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001213900-21-036319 · ownership.xml · derivative · entry 9 D'Almada-Remedios Michael · CIK 0001600231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,910 Underlying: Common Stock · 7,092 shares Expires 2031-03-31 F9 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2021. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| December 31, 2020 Filed May 4, 2021 20:34 UTC |
Curtis Robert ArthurDirector
|
GrantOptions to Purchase · Derivative | 6,250 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001213900-21-024576 · ownership.xml · derivative · entry 3 Curtis Robert Arthur · CIK 0001424540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,818 Underlying: Common Stock · 6,250 shares Expires 2030-12-31 F3 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended December 31, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| December 31, 2020 Filed May 5, 2021 17:00 UTC |
SHARKEY DANIEL PDirector
|
GrantOptions to Purchase · Derivative | 6,250 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001213900-21-024715 · ownership.xml · derivative · entry 3 SHARKEY DANIEL P · CIK 0001136882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,818 Underlying: Common Stock · 6,250 shares Expires 2030-12-31 F3 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended December 31, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| December 31, 2020 Filed May 5, 2021 17:17 UTC |
Gust David RichardDirector
|
GrantOptions to Purchase · Derivative | 6,250 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001213900-21-024725 · ownership.xml · derivative · entry 3 Gust David Richard · CIK 0001356988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,818 Underlying: Common Stock · 6,250 shares Expires 2030-12-31 F3 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended December 31, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| December 31, 2020 Filed Jul 9, 2021 18:47 UTC |
D'Almada-Remedios MichaelDirector
|
GrantOptions to Purchase · Derivative | 6,250 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001213900-21-036319 · ownership.xml · derivative · entry 8 D'Almada-Remedios Michael · CIK 0001600231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,818 Underlying: Common Stock · 6,250 shares Expires 2030-12-31 F8 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended December 31, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| September 30, 2020 Filed May 4, 2021 20:34 UTC |
Curtis Robert ArthurDirector
|
GrantOptions to Purchase · Derivative | 29,155 | $0.00 Strike: $0.34 | $0.00 |
DisclosureSEC source: 0001213900-21-024576 · ownership.xml · derivative · entry 2 Curtis Robert Arthur · CIK 0001424540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,568 Underlying: Common Stock · 29,155 shares Expires 2030-09-30 F2 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended September 30, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| September 30, 2020 Filed May 5, 2021 17:00 UTC |
SHARKEY DANIEL PDirector
|
GrantOptions to Purchase · Derivative | 29,155 | $0.00 Strike: $0.34 | $0.00 |
DisclosureSEC source: 0001213900-21-024715 · ownership.xml · derivative · entry 2 SHARKEY DANIEL P · CIK 0001136882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,568 Underlying: Common Stock · 29,155 shares Expires 2030-09-30 F2 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended September 30, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| September 30, 2020 Filed May 5, 2021 17:17 UTC |
Gust David RichardDirector
|
GrantOptions to Purchase · Derivative | 29,155 | $0.00 Strike: $0.34 | $0.00 |
DisclosureSEC source: 0001213900-21-024725 · ownership.xml · derivative · entry 2 Gust David Richard · CIK 0001356988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,568 Underlying: Common Stock · 29,155 shares Expires 2030-09-30 F2 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended September 30, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| September 30, 2020 Filed Jul 9, 2021 18:47 UTC |
D'Almada-Remedios MichaelDirector
|
GrantOptions to Purchase · Derivative | 29,155 | $0.00 Strike: $0.34 | $0.00 |
DisclosureSEC source: 0001213900-21-036319 · ownership.xml · derivative · entry 7 D'Almada-Remedios Michael · CIK 0001600231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,568 Underlying: Common Stock · 29,155 shares Expires 2030-09-30 F7 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended September 30, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| June 30, 2020 Filed May 4, 2021 20:34 UTC |
Curtis Robert ArthurDirector
|
GrantOptions to Purchase · Derivative | 19,841 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001213900-21-024576 · ownership.xml · derivative · entry 1 Curtis Robert Arthur · CIK 0001424540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,413 Underlying: Common Stock · 19,841 shares Expires 2030-06-30 F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended June 30, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| June 30, 2020 Filed May 5, 2021 17:00 UTC |
SHARKEY DANIEL PDirector
|
GrantOptions to Purchase · Derivative | 19,841 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001213900-21-024715 · ownership.xml · derivative · entry 1 SHARKEY DANIEL P · CIK 0001136882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,413 Underlying: Common Stock · 19,841 shares Expires 2030-06-30 F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended June 30, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| June 30, 2020 Filed May 5, 2021 17:17 UTC |
Gust David RichardDirector
|
GrantOptions to Purchase · Derivative | 19,841 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001213900-21-024725 · ownership.xml · derivative · entry 1 Gust David Richard · CIK 0001356988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,413 Underlying: Common Stock · 19,841 shares Expires 2030-06-30 F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended June 30, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| June 30, 2020 Filed Jul 9, 2021 18:47 UTC |
D'Almada-Remedios MichaelDirector
|
GrantOptions to Purchase · Derivative | 19,841 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001213900-21-036319 · ownership.xml · derivative · entry 6 D'Almada-Remedios Michael · CIK 0001600231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,413 Underlying: Common Stock · 19,841 shares Expires 2030-06-30 F6 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended June 30, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 15, 2020 21:58 UTC |
Curtis Robert ArthurDirector
|
GrantOptions to Purchase · Derivative | 28,572 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001213900-20-009285 · ownership.xml · derivative · entry 5 Curtis Robert Arthur · CIK 0001424540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,572 Underlying: Common Stock · 28,572 shares Expires 2030-03-31 F5 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 16, 2020 09:07 UTC |
SHARKEY DANIEL PDirector
|
GrantOptions to Purchase · Derivative | 28,572 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001213900-20-009299 · ownership.xml · derivative · entry 5 SHARKEY DANIEL P · CIK 0001136882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,572 Underlying: Common Stock · 28,572 shares Expires 2030-03-31 F5 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 21, 2020 10:12 UTC |
Gust David RichardDirector
|
GrantOptions to Purchase · Derivative | 28,572 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001213900-20-009669 · ownership.xml · derivative · entry 5 Gust David Richard · CIK 0001356988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,572 Underlying: Common Stock · 28,572 shares Expires 2020-03-31 F5 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| March 31, 2020 Filed Jul 9, 2021 18:47 UTC |
D'Almada-Remedios MichaelDirector
|
GrantOptions to Purchase · Derivative | 28,572 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001213900-21-036319 · ownership.xml · derivative · entry 5 D'Almada-Remedios Michael · CIK 0001600231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,572 Underlying: Common Stock · 28,572 shares Expires 2030-03-31 F5 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| December 31, 2019 Filed Apr 15, 2020 21:58 UTC |
Curtis Robert ArthurDirector
|
GrantCommon Stock | 44,444 | $0.45 | $19,999.80 |
DisclosureSEC source: 0001213900-20-009285 · ownership.xml · nonDerivative · entry 4 Curtis Robert Arthur · CIK 0001424540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,420 F4 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended December 31, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| December 31, 2019 Filed Apr 16, 2020 09:07 UTC |
SHARKEY DANIEL PDirector
|
GrantCommon Stock | 44,444 | $0.45 | $19,999.80 |
DisclosureSEC source: 0001213900-20-009299 · ownership.xml · nonDerivative · entry 4 SHARKEY DANIEL P · CIK 0001136882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,511 F4 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended December 31, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| December 31, 2019 Filed Apr 21, 2020 10:12 UTC |
Gust David RichardDirector
|
GrantCommon Stock | 44,444 | $0.45 | $19,999.80 |
DisclosureSEC source: 0001213900-20-009669 · ownership.xml · nonDerivative · entry 4 Gust David Richard · CIK 0001356988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,523 F4 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended December 31, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| December 31, 2019 Filed Jul 9, 2021 18:47 UTC |
D'Almada-Remedios MichaelDirector
|
GrantCommon Stock | 44,444 | $0.45 | $19,999.80 |
DisclosureSEC source: 0001213900-21-036319 · ownership.xml · nonDerivative · entry 4 D'Almada-Remedios Michael · CIK 0001600231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,891 F4 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended December 31, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| September 30, 2019 Filed Apr 15, 2020 21:58 UTC |
Curtis Robert ArthurDirector
|
GrantCommon Stock | 37,736 | $0.53 | $20,000.08 |
DisclosureSEC source: 0001213900-20-009285 · ownership.xml · nonDerivative · entry 3 Curtis Robert Arthur · CIK 0001424540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,976 F3 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended September 30, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| September 30, 2019 Filed Apr 16, 2020 09:07 UTC |
SHARKEY DANIEL PDirector
|
GrantCommon Stock | 37,736 | $0.53 | $20,000.08 |
DisclosureSEC source: 0001213900-20-009299 · ownership.xml · nonDerivative · entry 3 SHARKEY DANIEL P · CIK 0001136882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,067 F3 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended September 30, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| September 30, 2019 Filed Apr 21, 2020 10:12 UTC |
Gust David RichardDirector
|
GrantCommon Stock | 37,736 | $0.53 | $20,000.08 |
DisclosureSEC source: 0001213900-20-009669 · ownership.xml · nonDerivative · entry 3 Gust David Richard · CIK 0001356988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,079 F3 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended September 30, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| September 30, 2019 Filed Jul 9, 2021 18:47 UTC |
D'Almada-Remedios MichaelDirector
|
GrantCommon Stock | 37,736 | $0.53 | $20,000.08 |
DisclosureSEC source: 0001213900-21-036319 · ownership.xml · nonDerivative · entry 3 D'Almada-Remedios Michael · CIK 0001600231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,447 F3 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended September 30, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| June 30, 2019 Filed Apr 15, 2020 21:58 UTC |
Curtis Robert ArthurDirector
|
GrantCommon Stock | 27,064 | $0.74 | $20,000.30 |
DisclosureSEC source: 0001213900-20-009285 · ownership.xml · nonDerivative · entry 2 Curtis Robert Arthur · CIK 0001424540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,240 F2 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended June 30, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| June 30, 2019 Filed Apr 16, 2020 09:07 UTC |
SHARKEY DANIEL PDirector
|
GrantCommon Stock | 27,064 | $0.74 | $20,000.30 |
DisclosureSEC source: 0001213900-20-009299 · ownership.xml · nonDerivative · entry 2 SHARKEY DANIEL P · CIK 0001136882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,331 F2 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended June 30, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| June 30, 2019 Filed Apr 21, 2020 10:12 UTC |
Gust David RichardDirector
|
GrantCommon Stock | 27,064 | $0.74 | $20,000.30 |
DisclosureSEC source: 0001213900-20-009669 · ownership.xml · nonDerivative · entry 2 Gust David Richard · CIK 0001356988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,343 F2 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended June 30, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| June 30, 2019 Filed Jul 9, 2021 18:47 UTC |
D'Almada-Remedios MichaelDirector
|
GrantCommon Stock | 27,064 | $0.74 | $20,000.30 |
DisclosureSEC source: 0001213900-21-036319 · ownership.xml · nonDerivative · entry 2 D'Almada-Remedios Michael · CIK 0001600231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,711 F2 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended June 30, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| March 31, 2019 Filed Apr 15, 2020 21:58 UTC |
Curtis Robert ArthurDirector
|
GrantCommon Stock | 22,497 | $0.89 | $19,999.83 |
DisclosureSEC source: 0001213900-20-009285 · ownership.xml · nonDerivative · entry 1 Curtis Robert Arthur · CIK 0001424540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,176 F1 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| March 31, 2019 Filed Apr 16, 2020 09:07 UTC |
SHARKEY DANIEL PDirector
|
GrantCommon Stock | 22,497 | $0.89 | $19,999.83 |
DisclosureSEC source: 0001213900-20-009299 · ownership.xml · nonDerivative · entry 1 SHARKEY DANIEL P · CIK 0001136882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,267 F1 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| March 31, 2019 Filed Apr 21, 2020 10:12 UTC |
Gust David RichardDirector
|
GrantCommon Stock | 22,497 | $0.89 | $19,999.83 |
DisclosureSEC source: 0001213900-20-009669 · ownership.xml · nonDerivative · entry 1 Gust David Richard · CIK 0001356988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,279 F1 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| March 31, 2019 Filed Jul 9, 2021 18:47 UTC |
D'Almada-Remedios MichaelDirector
|
GrantCommon Stock | 22,497 | $0.89 | $19,999.83 |
DisclosureSEC source: 0001213900-21-036319 · ownership.xml · nonDerivative · entry 1 D'Almada-Remedios Michael · CIK 0001600231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,647 F1 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| December 31, 2018 Filed Jan 7, 2019 13:30 UTC |
SHARKEY DANIEL PDirector
|
GrantCommon Stock | 29,412 | $0.68 | $20,000.16 |
DisclosureSEC source: 0001213900-19-000263 · ownership.xml · nonDerivative · entry 1 SHARKEY DANIEL P · CIK 0001136882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,770 F1 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended December 31, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.