LGMK

SEC source: 0001213900-24-085039 · ownership.xml · nonDerivative · entry 1

Simmons Chia-Lin · CIK 0001868194 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,222

F1 · security: Each of the shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"), the Series A Common Stock Purchase Warrants (the "Series A Warrants"), the Series B Common Stock Purchase Warrants (the "Series B Warrants"), and any other securities held by the reporting person that are convertible, exchangeable or exercisable into shares of Common Stock, are subject to the terms and conditions of a lock-up agreement entered into between the issuer (the "Company") and the reporting person, which prevents the offer, sale or other disposition thereof, subject to certain exceptions, for a period of 60 days from the date of the closing of the Company's offering of its securities pursuant to the Company's registration statement on Form S-1, as amended (File No. 333-179133), declared effective by the U.S. Securities and Exchange Commission ("SEC") on August 1, 2024.

SEC source: 0001213900-24-058028 · ownership.xml · derivative · entry 1

GUTIERREZ BARBARA · CIK 0001846501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,393

Underlying: Common Stock · 16,393 shares

Expires 2034-06-30

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended June 30, 2024.

SEC source: 0001213900-24-058031 · ownership.xml · derivative · entry 1

PETTITT JOHN P · CIK 0001064145 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,393

Underlying: Common Stock · 16,393 shares

Expires 2034-06-30

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended June 30, 2024.

SEC source: 0001213900-24-058029 · ownership.xml · derivative · entry 1

Schneider Carine · CIK 0001999633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,393

Underlying: Common Stock · 16,393 shares

Expires 2034-06-30

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended June 30, 2024.

SEC source: 0001213900-24-058030 · ownership.xml · derivative · entry 1

Curtis Robert Arthur · CIK 0001424540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,393

Underlying: Common Stock · 16,393 shares

Expires 2034-06-30

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended June 30, 2024.

SEC source: 0001213900-24-030813 · ownership.xml · derivative · entry 1

GUTIERREZ BARBARA · CIK 0001846501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-04-02

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended December 31, 2023.

SEC source: 0001213900-24-030819 · ownership.xml · derivative · entry 1

PETTITT JOHN P · CIK 0001064145 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-04-02

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended December 31, 2023.

SEC source: 0001213900-24-030815 · ownership.xml · derivative · entry 1

Schneider Carine · CIK 0001999633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-04-02

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended December 31, 2023.

SEC source: 0001213900-24-030820 · ownership.xml · derivative · entry 1

Curtis Robert Arthur · CIK 0001424540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-04-02

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended December 31, 2023.

SEC source: 0001213900-24-030814 · ownership.xml · nonDerivative · entry 1

Simmons Chia-Lin · CIK 0001868194 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,736

F1 · security: Issuable upon the vesting of a restricted stock award ("RSA"), each of which represents the right to receive one share of common stock, par value $0.0001 per share, of the issuer ("Common Stock"), subject to the vesting terms of such RSA.

F2 · shares: The RSA of 46,200 shares of Common Stock was received as compensation for the reporting person's service as an officer pursuant to the issuer's 2023 Stock Incentive Plan. The RSA is subject to vesting over a period commencing on April 3, 2024, with 1/4 of such shares to vest on April 3, 2025, and thereafter, 1/16 of such shares to vest on the first day of each subsequent three-month period until the entire award has vested, so long as the reporting person remains in the service of the issuer for each such quarter.

SEC source: 0001213900-24-005755 · ownership.xml · derivative · entry 1

GUTIERREZ BARBARA · CIK 0001846501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,528

Underlying: Common Stock · 5,618 shares

Expires 2034-01-18

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended September 30, 2023.

SEC source: 0001213900-24-005756 · ownership.xml · derivative · entry 1

PETTITT JOHN P · CIK 0001064145 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,755

Underlying: Common Stock · 5,618 shares

Expires 2034-01-18

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended September 30, 2023.

SEC source: 0001213900-24-005757 · ownership.xml · derivative · entry 1

Curtis Robert Arthur · CIK 0001424540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,630

Underlying: Common Stock · 5,618 shares

Expires 2034-01-18

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended September 30, 2023.

SEC source: 0001213900-24-005743 · ownership.xml · derivative · entry 1

GUTIERREZ BARBARA · CIK 0001846501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,910

Underlying: Common Stock · 9,434 shares

Expires 2034-01-01

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended December 31, 2023, and have an exercise price of $1.06 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share ("Common Stock"), on December 29, 2023.

F2 · balance_after: The number of shares of Common Stock underlying stock options beneficially owned has been decreased by thirty-four from the number of shares underlying stock options reported as beneficially owned in the Form 4 filed by the reporting person on August 10, 2023 in order to correct an inadvertent administrative error in such prior Form 4 to fully reflect the effect on such number of shares due to the issuer's 1-for-20 reverse stock split of outstanding shares of Common Stock on April 21, 2023.

SEC source: 0001213900-24-005741 · ownership.xml · derivative · entry 1

PETTITT JOHN P · CIK 0001064145 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,137

Underlying: Common Stock · 9,434 shares

Expires 2034-01-01

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended December 31, 2023, and have an exercise price of $1.06 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share ("Common Stock"), on December 29, 2023.

F2 · balance_after: The number of shares of Common Stock underlying stock options beneficially owned has been decreased by thirty-four from the number of shares underlying stock options reported as beneficially owned in the Form 4 filed by the reporting person on August 10, 2023 in order to correct an inadvertent administrative error in such prior Form 4 to fully reflect the effect on such number of shares due to the issuer's 1-for-20 reverse stock split of outstanding shares of Common Stock on April 21, 2023.

SEC source: 0001213900-24-005742 · ownership.xml · derivative · entry 1

Schneider Carine · CIK 0001999633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,918

Underlying: Common Stock · 6,918 shares

Expires 2034-01-01

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended December 31, 2023, and have an exercise price of $1.06 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share, on December 29, 2023.

SEC source: 0001213900-24-005738 · ownership.xml · derivative · entry 1

Wilkinson Thomas Wiley · CIK 0001667502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,918

Underlying: Common Stock · 6,918 shares

Expires 2034-01-01

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended December 31, 2023, and have an exercise price of $1.06 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share, on December 29, 2023.

SEC source: 0001213900-24-005739 · ownership.xml · derivative · entry 1

Curtis Robert Arthur · CIK 0001424540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,012

Underlying: Common Stock · 9,434 shares

Expires 2034-01-01

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended December 31, 2023, and have an exercise price of $1.06 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share ("Common Stock"), on December 29, 2023.

F2 · balance_after: The number of shares of Common Stock underlying stock options beneficially owned has been decreased by thirty-four from the number of shares underlying stock options reported as beneficially owned in the Form 4 filed by the reporting person on August 10, 2023 in order to correct an inadvertent administrative error in such prior Form 4 to fully reflect the effect on such number of shares due to the issuer's 1-for-20 reverse stock split of outstanding shares of Common Stock on April 21, 2023.

SEC source: 0001213900-23-065814 · ownership.xml · derivative · entry 1

GUTIERREZ BARBARA · CIK 0001846501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,510

Underlying: Common Stock · 3,425 shares

Expires 2033-08-06

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended June 30, 2023, and have an exercise price of $2.92 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share ("Common Stock"), on such date.

F2 · balance_after: On April 21, 2023, the issuer effected a 1-for-20 reverse stock split of its outstanding shares of Common Stock. The number of shares of Common Stock reported on this Form 4 have been adjusted to reflect such reverse stock split as it pertained to the number of shares of Common Stock that the reporting person held immediately following the grant of the stock options.

SEC source: 0001213900-23-065815 · ownership.xml · derivative · entry 1

PETTITT JOHN P · CIK 0001064145 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,737

Underlying: Common Stock · 3,425 shares

Expires 2033-08-06

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended June 30, 2023, and have an exercise price of $2.92 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share ("Common Stock"), on such date.

F2 · balance_after: On April 21, 2023, the issuer effected a 1-for-20 reverse stock split of its outstanding shares of Common Stock. The number of shares of Common Stock reported on this Form 4 have been adjusted to reflect such reverse stock split as it pertained to the number of shares of Common Stock that the reporting person held immediately following the grant of the stock options.

SEC source: 0001213900-23-065813 · ownership.xml · derivative · entry 1

Curtis Robert Arthur · CIK 0001424540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,612

Underlying: Common Stock · 3,425 shares

Expires 2033-08-06

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended June 30, 2023, and have an exercise price of $2.92 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share ("Common Stock"), on such date.

F2 · balance_after: On April 21, 2023, the issuer effected a 1-for-20 reverse stock split of its outstanding shares of Common Stock. The number of shares of Common Stock reported on this Form 4 have been adjusted to reflect such reverse stock split as it pertained to the number of shares of Common Stock that the reporting person held immediately following the grant of the stock options.

SEC source: 0001213900-23-065213 · ownership.xml · nonDerivative · entry 2

Archer Mark · CIK 0001913913 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By FLG Partners, LLC

Disclosed balance after: 1,441

F1 · security: Issuable upon the vesting of a restricted stock award ("RSA"), each of which represents the right to receive one share of common stock, par value $0.0001 per share, of the issuer ("Common Stock"), subject to the vesting terms of such RSA.

F2 · shares: The RSA of 22,000 shares of Common Stock was received as compensation for the reporting person's service as an officer pursuant to the issuer's 2023 Stock Incentive Plan. The RSA is subject to vesting commencing on July 3, 2023, with 1/4 of such shares to vest on July 3, 2024, and thereafter, 1/16 of such shares to vest on the first day of each subsequent three-month period until the entire award has vested, so long as the reporting person remains in the service of the issuer for each such quarter.

F3 · balance_after: On April 21, 2023, the issuer effected a 1-for-20 reverse stock split of its outstanding shares of Common Stock. The number of shares of Common Stock reported on this Form 4 have been adjusted to reflect such reverse stock split as it pertained to the number of shares of Common Stock that the reporting person held immediately following the grant of the RSA and such reverse stock split, as applicable.

F4 · balance_after: The reporting person is a partner at FLG but disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all such reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001213900-23-065213 · ownership.xml · nonDerivative · entry 1

Archer Mark · CIK 0001913913 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,370

F1 · security: Issuable upon the vesting of a restricted stock award ("RSA"), each of which represents the right to receive one share of common stock, par value $0.0001 per share, of the issuer ("Common Stock"), subject to the vesting terms of such RSA.

F2 · shares: The RSA of 22,000 shares of Common Stock was received as compensation for the reporting person's service as an officer pursuant to the issuer's 2023 Stock Incentive Plan. The RSA is subject to vesting commencing on July 3, 2023, with 1/4 of such shares to vest on July 3, 2024, and thereafter, 1/16 of such shares to vest on the first day of each subsequent three-month period until the entire award has vested, so long as the reporting person remains in the service of the issuer for each such quarter.

F3 · balance_after: On April 21, 2023, the issuer effected a 1-for-20 reverse stock split of its outstanding shares of Common Stock. The number of shares of Common Stock reported on this Form 4 have been adjusted to reflect such reverse stock split as it pertained to the number of shares of Common Stock that the reporting person held immediately following the grant of the RSA and such reverse stock split, as applicable.

SEC source: 0001213900-23-065198 · ownership.xml · nonDerivative · entry 1

Simmons Chia-Lin · CIK 0001868194 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,536

F1 · security: Issuable upon the vesting of a restricted stock award ("RSA"), each of which represents the right to receive one share of common stock, par value $0.0001 per share, of the issuer ("Common Stock"), subject to the vesting terms of such RSA.

F2 · shares: The RSA of 62,000 shares of Common Stock was received as compensation for the reporting person's service as an officer pursuant to the issuer's 2023 Stock Incentive Plan. The RSA is subject to vesting over a period commencing on July 3, 2023, with 1/4 of such shares to vest on July 3, 2024, and thereafter, 1/16 of such shares to vest on the first day of each subsequent three-month period until the entire award has vested, so long as the reporting person remains in the service of the issuer for each such quarter.

F3 · balance_after: On April 21, 2023, the issuer effected a 1-for-20 reverse stock split of its outstanding shares of Common Stock. The number of shares of Common Stock reported on this Form 4 have been adjusted to reflect such reverse stock split as it pertained to the number of shares of Common Stock that the reporting person held immediately following the grant of the RSA.

SEC source: 0001213900-23-027618 · ownership.xml · derivative · entry 1

GUTIERREZ BARBARA · CIK 0001846501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,683

Underlying: Common Stock · 66,666 shares

Expires 2033-04-03

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended March 31, 2023, and have an exercise price of $0.15 per share, which was based on the closing price of the issuer's common stock, par value $0.0001 per share, on such date.

SEC source: 0001213900-23-027623 · ownership.xml · derivative · entry 1

PETTITT JOHN P · CIK 0001064145 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,229

Underlying: Common Stock · 66,666 shares

Expires 2033-04-03

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended March 31, 2023, and have an exercise price of $0.15 per share, which was based on the closing price of the issuer's common stock, par value $0.0001 per share, on such date.

SEC source: 0001213900-23-027626 · ownership.xml · derivative · entry 1

Curtis Robert Arthur · CIK 0001424540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,731

Underlying: Common Stock · 66,666 shares

Expires 2033-04-03

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended March 31, 2023, and have an exercise price of $0.15 per share, which was based on the closing price of the issuer's common stock, par value $0.0001 per share, on such date.

SEC source: 0001213900-23-027630 · ownership.xml · derivative · entry 1

Torres Sherice · CIK 0001882738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,229

Underlying: Common Stock · 66,666 shares

Expires 2024-04-06

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended March 31, 2023, and have an exercise price of $0.15 per share, which was based on the closing price of the issuer's common stock, par value $0.0001 per share, on such date.

SEC source: 0001213900-23-015524 · ownership.xml · derivative · entry 1

GUTIERREZ BARBARA · CIK 0001846501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,017

Underlying: Common Stock · 52,632 shares

Expires 2033-02-24

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended December 31, 2022, and have an exercise price of $0.19 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share, on February 23, 2023.

SEC source: 0001213900-23-015529 · ownership.xml · derivative · entry 1

PETTITT JOHN P · CIK 0001064145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,563

Underlying: Common Stock · 52,632 shares

Expires 2033-02-24

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended December 31, 2022, and have an exercise price of $0.19 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share, on February 23, 2023.

SEC source: 0001213900-23-015518 · ownership.xml · derivative · entry 1

Curtis Robert Arthur · CIK 0001424540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,065

Underlying: Common Stock · 52,632 shares

Expires 2033-02-24

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended December 31, 2022, and have an exercise price of $0.19 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share, on February 23, 2023.

SEC source: 0001213900-23-015533 · ownership.xml · derivative · entry 1

Torres Sherice · CIK 0001882738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,563

Underlying: Common Stock · 52,632 shares

Expires 2033-02-24

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended December 31, 2022, and have an exercise price of $0.19 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share, on February 23, 2023.

SEC source: 0001213900-22-062270 · ownership.xml · derivative · entry 1

GUTIERREZ BARBARA · CIK 0001846501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,385

Underlying: Common Stock · 13,210 shares

Expires 2032-10-03

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended September 30, 2022, and have an exercise price of $0.757 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share, on such date.

SEC source: 0001213900-22-062275 · ownership.xml · derivative · entry 1

PETTITT JOHN P · CIK 0001064145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,931

Underlying: Common Stock · 13,210 shares

Expires 2032-10-03

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended September 30, 2022, and have an exercise price of $0.757 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share, on such date.

SEC source: 0001213900-22-062273 · ownership.xml · derivative · entry 1

Curtis Robert Arthur · CIK 0001424540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,433

Underlying: Common Stock · 13,210 shares

Expires 2032-10-03

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended September 30, 2022, and have an exercise price of $0.757 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share, on such date.

SEC source: 0001213900-22-062277 · ownership.xml · derivative · entry 1

Torres Sherice · CIK 0001882738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,931

Underlying: Common Stock · 13,210 shares

Expires 2032-10-03

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended September 30, 2022, and have an exercise price of $0.757 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share, on such date.

SEC source: 0001213900-22-037523 · ownership.xml · derivative · entry 1

GUTIERREZ BARBARA · CIK 0001846501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,175

Underlying: Common Stock · 9,175 shares

Expires 2032-06-30

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended June 30, 2022, and have an exercise price of $1.09 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share, on such date.

SEC source: 0001213900-22-037530 · ownership.xml · derivative · entry 1

PETTITT JOHN P · CIK 0001064145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,721

Underlying: Common Stock · 9,175 shares

Expires 2032-06-30

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended June 30, 2022, and have an exercise price of $1.09 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share, on such date.

SEC source: 0001213900-22-037528 · ownership.xml · derivative · entry 1

SHARKEY DANIEL P · CIK 0001136882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,223

Underlying: Common Stock · 9,175 shares

Expires 2032-06-30

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended June 30, 2022, and have an exercise price of $1.09 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share (the "Common Stock"), on such date.

F2 · balance_after: The number of shares of Common Stock underlying stock options beneficially owned has been increased by three shares to correct an inadvertent administrative error in such number of shares underlying stock options reported as beneficially owned in the Form 4 filed by the reporting person on April 5, 2022.

SEC source: 0001213900-22-037534 · ownership.xml · derivative · entry 1

Curtis Robert Arthur · CIK 0001424540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,223

Underlying: Common Stock · 9,175 shares

Expires 2032-06-30

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended June 30, 2022, and have an exercise price of $1.09 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share (the "Common Stock"), on such date.

F2 · balance_after: The number of shares of Common Stock underlying stock options beneficially owned has been increased by three shares to correct an inadvertent administrative error in such number of shares underlying stock options reported as beneficially owned in the Form 4 filed by the reporting person on April 5, 2022.

SEC source: 0001213900-22-037538 · ownership.xml · derivative · entry 1

Torres Sherice · CIK 0001882738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,721

Underlying: Common Stock · 9,175 shares

Expires 2032-06-30

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer for the quarter ended June 30, 2022, and have an exercise price of $1.09 per share, which was the closing price of the issuer's common stock, par value $0.0001 per share, on such date.

SEC source: 0001213900-22-034878 · ownership.xml · nonDerivative · entry 1

Curtis Robert Arthur · CIK 0001424540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,645

F1 · shares: Open market purchase by the reporting person of 10,000 shares (the "Shares") of common stock, par value $0.0001 per share (the "Common Stock").

F2 · price: Reflects the weighted average price of the Shares purchased on the open market in multiple transactions on the same day at prices ranging from $1.13 to $1.15 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within such range.

F3 · balance_after: On October 15, 2021, the issuer effected a 1-for-10 reverse stock split of its outstanding shares of Common Stock. The number of shares of Common Stock reported as beneficially owned on this Form 4 have been adjusted to reflect such reverse stock split.

SEC source: 0001213900-22-018195 · ownership.xml · derivative · entry 1

PETTITT JOHN P · CIK 0001064145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,546

Underlying: Common Stock · 4,546 shares

Expires 2032-04-01

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2022.

SEC source: 0001213900-22-018191 · ownership.xml · derivative · entry 1

SHARKEY DANIEL P · CIK 0001136882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,045

Underlying: Common Stock · 4,546 shares

Expires 2032-04-01

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2022.

SEC source: 0001213900-22-018197 · ownership.xml · derivative · entry 1

Curtis Robert Arthur · CIK 0001424540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,045

Underlying: Common Stock · 4,546 shares

Expires 2032-04-01

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2022.

SEC source: 0001213900-22-018194 · ownership.xml · derivative · entry 1

Gust David Richard · CIK 0001356988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,045

Underlying: Common Stock · 4,546 shares

Expires 2032-04-01

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2022.

SEC source: 0001213900-22-018198 · ownership.xml · derivative · entry 1

Torres Sherice · CIK 0001882738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,546

Underlying: Common Stock · 4,546 shares

Expires 2032-04-01

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2022.

SEC source: 0001213900-22-018196 · ownership.xml · derivative · entry 1

D'Almada-Remedios Michael · CIK 0001600231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,045

Underlying: Common Stock · 4,546 shares

Expires 2032-04-01

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2022.

SEC source: 0001213900-22-000546 · ownership.xml · nonDerivative · entry 1

Simmons Chia-Lin · CIK 0001868194 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,741

F1 · security: Issuable upon settlement of restricted stock units of the Issuer ("RSUs"), each of which represents the right to receive one share of common stock, par value $0.0001 per share, of the Issuer, subject to the vesting terms of such RSUs.

F2 · date: The grant of such RSUs was authorized by the Issuer's compensation committee on December 17, 2021. The RSUs were granted pursuant to an RSU Agreement between the Reporting Person and the Company on January 3, 2022, which was formally approved on such date.

F3 · shares: 204,145 RSUs were received as compensation for the reporting person's service as an officer pursuant to the Issuer's 2013 Long-Term Stock Incentive Plan. The RSUs are subject to vesting over a period of 36 months commencing on January 3, 2022, with 34,045 of the RSUs to vest on July 3, 2022, and thereafter, 170,100 of the RSUs to vest on the first day of each subsequent month until all such RSUs are vested, so long as the reporting person remains in the service of the Issuer for each such month. Pursuant to the rules promulgated under Section 13 of the Securities Exchange Act of 1934, as amended, the Reporting Person is not deemed to be the beneficial owner of any of the RSUs until 60 days prior to the applicable vesting dates.

F4 · balance_after: On October 15, 2021, the Issuer effected a 1-for-10 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the Issuer that the Reporting Person held prior to the grant of the RSUs.

SEC source: 0001213900-22-008497 · ownership.xml · nonDerivative · entry 1

Simmons Chia-Lin · CIK 0001868194 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,705

F1 · security: This amendment is being filed to correct inadvertent typographical errors in the original Form 4. The original Form 4 mis-calculated the aggregate number of shares of common stock, par value $0.0001 per share, of the issuer ("Common Stock") beneficially owned post-reverse split as well as mis-identified the reporting person's award as a restricted stock unit with monthly vesting rather than a restricted stock award with quarterly vesting.

F2 · security: Issuable upon the vesting of a restricted stock award in Common Stock ("RSA"), each of which represents the right to receive one share of Common Stock, subject to the vesting terms of such RSA.

F3 · shares: The RSA of 204,145 shares of Common Stock was received as compensation for the reporting person's service as an officer pursuant to the issuer's 2013 Long-Term Stock Incentive Plan. The RSA is subject to vesting over a period of 3 years commencing on January 3, 2022, with 34,045 shares of the RSA to vest on July 3, 2022, and thereafter, 17,010 shares of the RSA will vest on the first day of each subsequent quarter until the entire award has vested, so long as the reporting person remains in the service of the issuer for each such quarter.

F4 · balance_after: On October 15, 2021, the issuer effected a 1-for-10 reverse stock split of its outstanding shares of Common Stock. The number of shares of Common Stock reported on this Form 4 have been adjusted to reflect such reverse stock split as it pertained to the number of shares of Common Stock that the reporting person held prior to the grant of the RSA.