Tapewire

Nasdaq · USD

LFVN

Lifevantage Corp

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Tapewire entity
6941
SEC CIK
0000849146
Parsed reports
418

Last 12 months

Inside the activity.

8 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202510
Jan 202600
Feb 202630
Mar 202620
Apr 202600
May 202600
Jun 202611
Jul 202600
Aug 202600
Sep 202612
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2023 Filed May 12, 2023 20:11 UTC PurchaseCommon Stock 170 $4.08 $693.58
Disclosure

SEC source: 0000849146-23-000056 · wf-form4_168392229927656.xml · nonDerivative · entry 3

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Francesco A. Mauro Trust of 2021

Disclosed balance after: 25,170

Read SEC document
May 10, 2023 Filed May 12, 2023 20:11 UTC PurchaseCommon Stock 3,650 $4.08 $14,891.64
Disclosure

SEC source: 0000849146-23-000056 · wf-form4_168392229927656.xml · nonDerivative · entry 1

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,614

Read SEC document
May 09, 2023 Filed May 11, 2023 11:11 UTC
Lewis DarwinDirector
PurchaseCommon Stock 1,000 $3.88 $3,878.40
Disclosure

SEC source: 0000849146-23-000054 · wf-form4_168380348896731.xml · nonDerivative · entry 1

Lewis Darwin · CIK 0001698767 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,284

Read SEC document
April 28, 2023 Filed May 2, 2023 20:05 UTC
Cunningham KristenChief Sales Officer
Tax withholdingCommon Stock 2,875 $3.30 $9,487.50
Disclosure

SEC source: 0000849146-23-000047 · wf-form4_168305790724596.xml · nonDerivative · entry 1

Cunningham Kristen · CIK 0001938042 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,842

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on April 28, 2022.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 20:05 UTC
Neufeld AlissaGeneral Counsel
Tax withholdingCommon Stock 3,450 $3.32 $11,454.00
Disclosure

SEC source: 0000849146-23-000045 · wf-form4_168271230842617.xml · nonDerivative · entry 1

Neufeld Alissa · CIK 0001866289 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,152

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on April 26, 2021.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:43 UTC
Cunningham KristenChief Sales Officer
Tax withholdingCommon Stock 25 $3.59 $89.75
Disclosure

SEC source: 0000849146-23-000040 · wf-form4_168064095695106.xml · nonDerivative · entry 1

Cunningham Kristen · CIK 0001938042 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,717

F1 · price: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:42 UTC
Cooley MatthewChief Operating Officer
Tax withholdingCommon Stock 559 $3.59 $2,006.81
Disclosure

SEC source: 0000849146-23-000039 · wf-form4_168064093933430.xml · nonDerivative · entry 1

Cooley Matthew · CIK 0001866253 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,111

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:42 UTC
Neufeld AlissaGeneral Counsel
Tax withholdingCommon Stock 317 $3.59 $1,138.03
Disclosure

SEC source: 0000849146-23-000038 · wf-form4_168064092333266.xml · nonDerivative · entry 1

Neufeld Alissa · CIK 0001866289 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,602

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:41 UTC
Fife Steven RDirector · President and CEO
Tax withholdingCommon Stock 3,421 $3.59 $12,281.39
Disclosure

SEC source: 0000849146-23-000037 · wf-form4_168064090433975.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,039

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 28, 2020, September 3, 2020, and August 12, 2021.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:09 UTC GiftCommon Stock 195 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000024 · wf-form4_167882456177342.xml · nonDerivative · entry 1

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,964

F1 · security: On March 10, 2023, the Reporting Person received 195 shares as a gift from one of his adult children.

F1 · shares: On March 10, 2023, the Reporting Person received 195 shares as a gift from one of his adult children.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 21:06 UTC
Boyster JulieChief Marketing Officer
Tax withholdingCommon Stock 3,450 $3.99 $13,765.50
Disclosure

SEC source: 0000849146-23-000022 · wf-form4_167701353197485.xml · nonDerivative · entry 1

Boyster Julie · CIK 0001964003 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,603

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on February 17, 2022.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:07 UTC
Cunningham KristenChief Sales Officer
Tax withholdingCommon Stock 25 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000010 · wf-form4_167286643591029.xml · nonDerivative · entry 1

Cunningham Kristen · CIK 0001938042 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,742

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:07 UTC
Neufeld AlissaGeneral Counsel
Tax withholdingCommon Stock 317 $3.72 $1,179.24
Disclosure

SEC source: 0000849146-23-000009 · wf-form4_167286641126563.xml · nonDerivative · entry 1

Neufeld Alissa · CIK 0001866289 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,919

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:06 UTC
Fife Steven RDirector · President and CEO
Tax withholdingCommon Stock 3,908 $3.72 $14,537.76
Disclosure

SEC source: 0000849146-23-000008 · wf-form4_167286636660012.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,460

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 28, 2020, September 3, 2020, and August 12, 2021.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:06 UTC
Cooley MatthewChief Operating Officer
Tax withholdingCommon Stock 558 $3.72 $2,075.76
Disclosure

SEC source: 0000849146-23-000007 · wf-form4_167286632152218.xml · nonDerivative · entry 1

Cooley Matthew · CIK 0001866253 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,670

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 21:49 UTC GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000002 · wf-form4_167278252520746.xml · nonDerivative · entry 6

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Alexandra P. Mauro Trust of 2021

Disclosed balance after: 25,000

F6 · ownership.nature: These shares are held by The Alexandra P. Mauro Trust of 2021, of which the Reporting Person is trustee and his adult child is beneficiary. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 21:49 UTC GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000002 · wf-form4_167278252520746.xml · nonDerivative · entry 5

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The David W.B. Mauro Trust of 2021

Disclosed balance after: 25,000

F5 · ownership.nature: These shares are held by The David W.B. Mauro Trust of 2021, of which the Reporting Person is trustee and his adult child is beneficiary. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 21:49 UTC GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000002 · wf-form4_167278252520746.xml · nonDerivative · entry 4

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Dominic C. Mauro Trust of 2021

Disclosed balance after: 25,000

F4 · ownership.nature: These shares are held by The Dominic C. Mauro Trust of 2021, of which the Reporting Person is trustee and his adult child is beneficiary. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 21:49 UTC GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000002 · wf-form4_167278252520746.xml · nonDerivative · entry 3

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Andrew H. Mauro Trust of 2021

Disclosed balance after: 25,000

F3 · ownership.nature: These shares are held by The Andrew H. Mauro Trust of 2021, of which the Reporting Person is trustee and his adult child is beneficiary. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 21:49 UTC GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000002 · wf-form4_167278252520746.xml · nonDerivative · entry 2

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Francesco A. Mauro Trust of 2021

Disclosed balance after: 25,000

F2 · ownership.nature: These shares are held by The Francesco A. Mauro Trust of 2021, of which the Reporting Person is trustee and his adult child is beneficiary. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 21:49 UTC GiftCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-23-000002 · wf-form4_167278252520746.xml · nonDerivative · entry 1

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,769

F1 · shares: On December 29, 2022, the Reporting Person transferred 25,000 shares of the Issuer's common stock to each of five irrevocable trusts of which the Reporting Person is the trustee and his adult children are beneficiaries.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC
Lewis DarwinDirector
GrantCommon Stock 19,430 $3.85 $74,805.50
Disclosure

SEC source: 0000849146-22-000091 · wf-form4_166854653264826.xml · nonDerivative · entry 1

Lewis Darwin · CIK 0001698767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,284

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 10, 2023, subject to continued service through such date.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:10 UTC GrantCommon Stock 19,430 $3.85 $74,805.50
Disclosure

SEC source: 0000849146-22-000094 · wf-form4_166854660643527.xml · nonDerivative · entry 1

Latham Cynthia · CIK 0001910316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,794

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 10, 2023, subject to continued service through such date.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:10 UTC GrantCommon Stock 19,430 $3.85 $74,805.50
Disclosure

SEC source: 0000849146-22-000093 · wf-form4_166854658658653.xml · nonDerivative · entry 1

BEINDORFF MICHAEL A · CIK 0001309611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,742

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 10, 2023, subject to continued service through such date.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC
Fife Steven RDirector · President and CEO
GrantPerformance Stock Units · Derivative 29,145 $0.00 $0.00
Disclosure

SEC source: 0000849146-22-000092 · wf-form4_166854656003590.xml · derivative · entry 2

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,390

Underlying: Common Stock · 29,145 shares

Expires not disclosed

F2 · security: Each PRSU represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units.

F3 · derivative.exercise_price: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the seven calendar quarters thereafter.

F3 · derivative.exercise_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the seven calendar quarters thereafter.

F3 · derivative.expiration_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the seven calendar quarters thereafter.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC
Fife Steven RDirector · President and CEO
GrantCommon Stock 29,145 $0.00 $0.00
Disclosure

SEC source: 0000849146-22-000092 · wf-form4_166854656003590.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,368

F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the total number of units will vest on the first anniversary of the grant date and (ii) the remaining units will vest in equal installments as of the first day of each of the seven calendar quarters thereafter.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:08 UTC GrantCommon Stock 19,430 $3.85 $74,805.50
Disclosure

SEC source: 0000849146-22-000090 · wf-form4_166854650390908.xml · nonDerivative · entry 1

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,981

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 10, 2023, subject to continued service through such date.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:08 UTC GrantCommon Stock 19,430 $3.85 $74,805.50
Disclosure

SEC source: 0000849146-22-000089 · wf-form4_166854647751275.xml · nonDerivative · entry 1

Greer Raymond B · CIK 0001332013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,284

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 10, 2023, subject to continued service through such date.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:07 UTC GrantCommon Stock 19,430 $3.85 $74,805.50
Disclosure

SEC source: 0000849146-22-000088 · wf-form4_166854644277313.xml · nonDerivative · entry 1

Brockovich Erin · CIK 0001324073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,758

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program and will vest in a single installment on November 10, 2023, subject to continued service through such date.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:13 UTC
Cunningham KristenChief Sales Officer
Tax withholdingCommon Stock 20 $3.75 $75.00
Disclosure

SEC source: 0000849146-22-000071 · wf-form4_166491437175802.xml · nonDerivative · entry 1

Cunningham Kristen · CIK 0001938042 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,767

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:12 UTC
Fife Steven RDirector · President and CEO
Tax withholdingCommon Stock 3,421 $3.75 $12,828.75
Disclosure

SEC source: 0000849146-22-000070 · wf-form4_166491428039952.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,223

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 28, 2020, September 3, 2020, and August 12, 2021.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:11 UTC
Neufeld AlissaGeneral Counsel
Tax withholdingCommon Stock 268 $3.75 $1,005.00
Disclosure

SEC source: 0000849146-22-000069 · wf-form4_166491423376162.xml · nonDerivative · entry 1

Neufeld Alissa · CIK 0001866289 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,236

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:10 UTC
Cooley MatthewChief Operating Officer
Tax withholdingCommon Stock 473 $3.75 $1,773.75
Disclosure

SEC source: 0000849146-22-000068 · wf-form4_166491420952070.xml · nonDerivative · entry 1

Cooley Matthew · CIK 0001866253 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,228

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 21:37 UTC
Cunningham KristenChief Sales Officer
GrantPerformance Restricted Stock Units · Derivative 27,043 $0.00 $0.00
Disclosure

SEC source: 0000849146-22-000052 · wf-form4_166120422645894.xml · derivative · entry 2

Cunningham Kristen · CIK 0001938042 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,043

Underlying: Common Stock · 27,043 shares

Expires not disclosed

F2 · security: Each PRSU represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units.

F3 · derivative.exercise_price: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

F3 · derivative.exercise_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

F3 · derivative.expiration_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 21:37 UTC
Cunningham KristenChief Sales Officer
GrantCommon Stock 27,043 $0.00 $0.00
Disclosure

SEC source: 0000849146-22-000052 · wf-form4_166120422645894.xml · nonDerivative · entry 1

Cunningham Kristen · CIK 0001938042 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,787

F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the total number of units will vest on the first anniversary of the grant date and (ii) the remaining units will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 21:37 UTC
Cooley MatthewChief Operating Officer
GrantPerformance Restricted Stock Units · Derivative 21,635 $0.00 $0.00
Disclosure

SEC source: 0000849146-22-000051 · wf-form4_166120420149743.xml · derivative · entry 2

Cooley Matthew · CIK 0001866253 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,635

Underlying: Common Stock · 21,635 shares

Expires not disclosed

F2 · security: Each PRSU represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units.

F3 · derivative.exercise_price: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

F3 · derivative.exercise_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

F3 · derivative.expiration_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 21:37 UTC
Cooley MatthewChief Operating Officer
GrantCommon Stock 21,635 $0.00 $0.00
Disclosure

SEC source: 0000849146-22-000051 · wf-form4_166120420149743.xml · nonDerivative · entry 1

Cooley Matthew · CIK 0001866253 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,701

F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the total number of units will vest on the first anniversary of the grant date and (ii) the remaining units will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 21:36 UTC
Neufeld AlissaGeneral Counsel
GrantPerformance Restricted Stock Units · Derivative 24,039 $0.00 $0.00
Disclosure

SEC source: 0000849146-22-000050 · wf-form4_166120417335419.xml · derivative · entry 2

Neufeld Alissa · CIK 0001866289 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,039

Underlying: Performance Restricted Stock Units · 24,039 shares

Expires not disclosed

F2 · security: Each PRSU represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units.

F3 · derivative.exercise_price: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

F3 · derivative.exercise_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

F3 · derivative.expiration_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

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August 18, 2022 Filed Aug 22, 2022 21:36 UTC
Neufeld AlissaGeneral Counsel
GrantCommon Stock 24,039 $0.00 $0.00
Disclosure

SEC source: 0000849146-22-000050 · wf-form4_166120417335419.xml · nonDerivative · entry 1

Neufeld Alissa · CIK 0001866289 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,504

F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the total number of units will vest on the first anniversary of the grant date and (ii) the remaining units will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

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August 18, 2022 Filed Aug 22, 2022 21:36 UTC
Aure CarlChief Financial Officer
GrantPerformance Restricted Stock Units · Derivative 21,635 $0.00 $0.00
Disclosure

SEC source: 0000849146-22-000049 · wf-form4_166120415037738.xml · derivative · entry 2

Aure Carl · CIK 0001891462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,635

Underlying: Common Stock · 21,635 shares

Expires not disclosed

F2 · security: Each PRSU represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units.

F3 · derivative.exercise_price: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

F3 · derivative.exercise_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

F3 · derivative.expiration_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

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August 18, 2022 Filed Aug 22, 2022 21:36 UTC
Aure CarlChief Financial Officer
GrantCommon Stock 21,635 $0.00 $0.00
Disclosure

SEC source: 0000849146-22-000049 · wf-form4_166120415037738.xml · nonDerivative · entry 1

Aure Carl · CIK 0001891462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,135

F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the total number of units will vest on the first anniversary of the grant date and (ii) the remaining units will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 21:35 UTC
Fife Steven RDirector · President and CEO
GrantPerformance Stock Units · Derivative 153,245 $0.00 $0.00
Disclosure

SEC source: 0000849146-22-000048 · wf-form4_166120412224744.xml · derivative · entry 2

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,245

Underlying: Common Stock · 153,245 shares

Expires not disclosed

F2 · security: Each PRSU represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units.

F3 · derivative.exercise_price: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

F3 · derivative.exercise_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

F3 · derivative.expiration_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award will vest on the first anniversary of the grant date and (ii) the remainder of the earned award will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 21:35 UTC
Fife Steven RDirector · President and CEO
GrantCommon Stock 153,245 $0.00 $0.00
Disclosure

SEC source: 0000849146-22-000048 · wf-form4_166120412224744.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,644

F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the total number of units will vest on the first anniversary of the grant date and (ii) the remaining units will vest in equal installments as of the first day of each of the eight calendar quarters thereafter.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:41 UTC
Fife Steven RDirector · President and CEO
Tax withholdingCommon Stock 8,021 $4.19 $33,607.99
Disclosure

SEC source: 0000849146-22-000042 · wf-form4_166068244635867.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,399

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021.

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August 12, 2022 Filed Aug 16, 2022 20:40 UTC
Cunningham KristenChief Sales Officer
Tax withholdingCommon Stock 97 $4.19 $406.43
Disclosure

SEC source: 0000849146-22-000041 · wf-form4_166068242312574.xml · nonDerivative · entry 1

Cunningham Kristen · CIK 0001938042 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,744

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:40 UTC
Cooley MatthewChief Operating Officer
Tax withholdingCommon Stock 1,889 $4.19 $7,914.91
Disclosure

SEC source: 0000849146-22-000040 · wf-form4_166068240272671.xml · nonDerivative · entry 1

Cooley Matthew · CIK 0001866253 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,066

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:39 UTC
Neufeld AlissaGeneral Counsel
Tax withholdingCommon Stock 1,071 $4.19 $4,487.49
Disclosure

SEC source: 0000849146-22-000039 · wf-form4_166068237406352.xml · nonDerivative · entry 1

Neufeld Alissa · CIK 0001866289 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,465

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:08 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionPerformance Stock Units · Derivative 659 $0.00 $0.00
Disclosure

SEC source: 0000849146-22-000032 · wf-form4_165714167771755.xml · derivative · entry 3

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 659 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units.

F1 · derivative.expiration_date: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units.

F1 · derivative.underlying_shares: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:08 UTC
Fife Steven RDirector · President and CEO
Tax withholdingCommon Stock 2,142 $4.51 $9,660.42
Disclosure

SEC source: 0000849146-22-000032 · wf-form4_165714167771755.xml · nonDerivative · entry 2

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,420

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of PSU awards and stock unit awards granted to the reporting person on December 5, 2019, August 28, 2020 and September 3, 2020.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:08 UTC
Fife Steven RDirector · President and CEO
Exercise / conversionCommon Stock 659 $0.00 $0.00
Disclosure

SEC source: 0000849146-22-000032 · wf-form4_165714167771755.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 5, 2019 the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 5/12 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level below target; accordingly, the reporting person is eligible to earn 50.99% of the target number of units. The actual number of shares that vested on the reported transaction date was 50.99% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect 50.99% of the target number of units.

F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.