Last 12 months
Inside the activity.
8 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2023 Filed Oct 3, 2023 23:17 UTC |
Neufeld AlissaGeneral Counsel
|
Exercise / conversionCommon Stock | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000163 · wk-form4_1696375061.xml · nonDerivative · entry 1 Neufeld Alissa · CIK 0001866289 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 23:17 UTC |
Aure CarlChief Financial Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 2,401 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000162 · wk-form4_1696375020.xml · derivative · entry 2 Aure Carl · CIK 0001891462 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,805 Underlying: Common Stock · 2,401 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance Restricted Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 23:17 UTC |
Aure CarlChief Financial Officer
|
Exercise / conversionCommon Stock | 2,401 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000162 · wk-form4_1696375020.xml · nonDerivative · entry 1 Aure Carl · CIK 0001891462 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the Issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. F2 · balance_after: Includes 3,000 total shares purchased under the Issuer's 2019 Employee Stock Purchase Plan on August 31, 2023. Read SEC document |
| September 22, 2023 Filed Sep 26, 2023 20:06 UTC |
Lewis DarwinDirector
|
PurchaseCommon Stock | 4,124 | $6.94 | $28,631.69 |
DisclosureSEC source: 0000849146-23-000153 · wk-form4_1695758791.xml · nonDerivative · entry 1 Lewis Darwin · CIK 0001698767 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 89,408 F1 · kind: The purchases reported in this Form 4 were effected by an automatic purchase pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.77 to $6.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 20:06 UTC |
Mauro Garry PaulDirector
|
PurchaseCommon Stock | 25 | $7.63 | $190.80 |
DisclosureSEC source: 0000849146-23-000117 · wk-form4_1694117209.xml · nonDerivative · entry 7 Mauro Garry Paul · CIK 0001436020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Garry Paul Mauro SEP IRA Disclosed balance after: 25 Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 20:06 UTC |
Mauro Garry PaulDirector
|
PurchaseCommon Stock | 110 | $7.63 | $839.52 |
DisclosureSEC source: 0000849146-23-000117 · wk-form4_1694117209.xml · nonDerivative · entry 6 Mauro Garry Paul · CIK 0001436020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Alexandra P. Mauro Trust of 2021 Disclosed balance after: 25,280 Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 20:06 UTC |
Mauro Garry PaulDirector
|
PurchaseCommon Stock | 110 | $7.63 | $839.52 |
DisclosureSEC source: 0000849146-23-000117 · wk-form4_1694117209.xml · nonDerivative · entry 5 Mauro Garry Paul · CIK 0001436020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Dominic C. Mauro Trust of 2021 Disclosed balance after: 25,280 Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 20:06 UTC |
Mauro Garry PaulDirector
|
PurchaseCommon Stock | 110 | $7.63 | $839.52 |
DisclosureSEC source: 0000849146-23-000117 · wk-form4_1694117209.xml · nonDerivative · entry 4 Mauro Garry Paul · CIK 0001436020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The David W.B. Mauro Trust of 2021 Disclosed balance after: 25,280 Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 20:06 UTC |
Mauro Garry PaulDirector
|
PurchaseCommon Stock | 110 | $7.63 | $839.52 |
DisclosureSEC source: 0000849146-23-000117 · wk-form4_1694117209.xml · nonDerivative · entry 3 Mauro Garry Paul · CIK 0001436020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Andrew H. Mauro Trust of 2021 Disclosed balance after: 25,280 Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 20:06 UTC |
Mauro Garry PaulDirector
|
PurchaseCommon Stock | 110 | $7.63 | $839.52 |
DisclosureSEC source: 0000849146-23-000117 · wk-form4_1694117209.xml · nonDerivative · entry 2 Mauro Garry Paul · CIK 0001436020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Francesco A. Mauro Trust of 2021 Disclosed balance after: 25,280 Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 20:06 UTC |
Mauro Garry PaulDirector
|
PurchaseCommon Stock | 425 | $7.63 | $3,243.60 |
DisclosureSEC source: 0000849146-23-000117 · wk-form4_1694117209.xml · nonDerivative · entry 1 Mauro Garry Paul · CIK 0001436020 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,189 Read SEC document |
| August 25, 2023 Filed Aug 25, 2023 21:36 UTC |
Dayton JuddSee Footnote 1
Sudbury Capital Fund, LPSee Footnote 1
Sudbury Capital GP, LPSee Footnote 1
Sudbury Holdings, LLCSee Footnote 1
Sudbury Capital Management, LLCSee Footnote 1
|
PurchaseCommon Stock | 5,490 | $4.95 | $27,186.48 |
DisclosureSEC source: 0000921895-23-002084 · form409076057jud_08252023.xml · nonDerivative · entry 3 Dayton Judd · CIK 0001643192 · See Footnote 1 Sudbury Capital Fund, LP · CIK 0001554334 · See Footnote 1 Sudbury Capital GP, LP · CIK 0001989433 · See Footnote 1 Sudbury Holdings, LLC · CIK 0001989435 · See Footnote 1 Sudbury Capital Management, LLC · CIK 0001989436 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sudbury Capital Fund, LP Disclosed balance after: 749,325 F1 · security: This Form 4 is filed jointly by Sudbury Capital Fund, LP ("Sudbury Fund"), Sudbury Capital GP, LP ("Sudbury GP"), Sudbury Holdings, LLC ("Sudbury Holdings"), Sudbury Capital Management, LLC ("Sudbury Management") and Dayton Judd (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by the other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by Sudbury Fund. Sudbury GP, as the general partner of Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Holdings, as the general partner of Sudbury GP, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Management, as the investment adviser to Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Mr. Judd, as the Sole Member of Sudbury Holdings and Managing Member of Sudbury Management, may be deemed to beneficially own the securities owned by Sudbury Fund. Read SEC document |
| August 24, 2023 Filed Aug 25, 2023 21:36 UTC |
Dayton JuddSee Footnote 1
Sudbury Capital Fund, LPSee Footnote 1
Sudbury Capital GP, LPSee Footnote 1
Sudbury Holdings, LLCSee Footnote 1
Sudbury Capital Management, LLCSee Footnote 1
|
PurchaseCommon Stock | 7,226 | $4.82 | $34,836.55 |
DisclosureSEC source: 0000921895-23-002084 · form409076057jud_08252023.xml · nonDerivative · entry 2 Dayton Judd · CIK 0001643192 · See Footnote 1 Sudbury Capital Fund, LP · CIK 0001554334 · See Footnote 1 Sudbury Capital GP, LP · CIK 0001989433 · See Footnote 1 Sudbury Holdings, LLC · CIK 0001989435 · See Footnote 1 Sudbury Capital Management, LLC · CIK 0001989436 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sudbury Capital Fund, LP Disclosed balance after: 743,835 F1 · security: This Form 4 is filed jointly by Sudbury Capital Fund, LP ("Sudbury Fund"), Sudbury Capital GP, LP ("Sudbury GP"), Sudbury Holdings, LLC ("Sudbury Holdings"), Sudbury Capital Management, LLC ("Sudbury Management") and Dayton Judd (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by the other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by Sudbury Fund. Sudbury GP, as the general partner of Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Holdings, as the general partner of Sudbury GP, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Management, as the investment adviser to Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Mr. Judd, as the Sole Member of Sudbury Holdings and Managing Member of Sudbury Management, may be deemed to beneficially own the securities owned by Sudbury Fund. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:22 UTC |
Fife Steven RDirector · President and CEO
|
GrantPerformance Restricted Stock Units · Derivative | 151,196 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000109 · wk-form4_1693257748.xml · derivative · entry 2 Fife Steven R · CIK 0001408954 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,196 Underlying: Common Stock · 151,196 shares Expires not disclosed F2 · security: Each PRSU represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units. F3 · derivative.exercise_price: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 50% of the earned award will vest on August 31, 2024 (ii) 30% of the earned award will vest on August 31, 2025 and (iii) 20% of the earned award will vest on August 31, 2026. F3 · derivative.exercise_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 50% of the earned award will vest on August 31, 2024 (ii) 30% of the earned award will vest on August 31, 2025 and (iii) 20% of the earned award will vest on August 31, 2026. F3 · derivative.expiration_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 50% of the earned award will vest on August 31, 2024 (ii) 30% of the earned award will vest on August 31, 2025 and (iii) 20% of the earned award will vest on August 31, 2026. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:22 UTC |
Fife Steven RDirector · President and CEO
|
GrantCommon Stock | 151,196 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000109 · wk-form4_1693257748.xml · nonDerivative · entry 1 Fife Steven R · CIK 0001408954 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 543,772 F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the total number of units will vest on August 31, 2024 and (ii) the remaining units will vest in equal installments as of the first day of each of the eight calendar quarters thereafter. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:21 UTC |
Aure CarlChief Financial Officer
|
GrantPerformance Restricted Stock Units · Derivative | 24,655 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000108 · wk-form4_1693257702.xml · derivative · entry 2 Aure Carl · CIK 0001891462 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,655 Underlying: Common Stock · 24,655 shares Expires not disclosed F2 · security: Each PRSU represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units. F3 · derivative.exercise_price: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 50% of the earned award will vest on August 31, 2024 (ii) 30% of the earned award will vest on August 31, 2025 and (iii) 20% of the earned award will vest on August 31, 2026. F3 · derivative.exercise_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 50% of the earned award will vest on August 31, 2024 (ii) 30% of the earned award will vest on August 31, 2025 and (iii) 20% of the earned award will vest on August 31, 2026. F3 · derivative.expiration_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 50% of the earned award will vest on August 31, 2024 (ii) 30% of the earned award will vest on August 31, 2025 and (iii) 20% of the earned award will vest on August 31, 2026. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:21 UTC |
Aure CarlChief Financial Officer
|
GrantCommon Stock | 24,655 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000108 · wk-form4_1693257702.xml · nonDerivative · entry 1 Aure Carl · CIK 0001891462 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,391 F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the total number of units will vest on August 31, 2024 and (ii) the remaining units will vest in equal installments as of the first day of each of the eight calendar quarters thereafter. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:21 UTC |
Boyster JulieChief Marketing Officer
|
GrantPerformance Restricted Stock Units · Derivative | 31,558 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000107 · wk-form4_1693257661.xml · derivative · entry 2 Boyster Julie · CIK 0001964003 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,558 Underlying: Common Stock · 31,558 shares Expires not disclosed F2 · security: Each PRSU represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units. F3 · derivative.exercise_price: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 50% of the earned award will vest on August 31, 2024 (ii) 30% of the earned award will vest on August 31, 2025 and (iii) 20% of the earned award will vest on August 31, 2026. F3 · derivative.exercise_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 50% of the earned award will vest on August 31, 2024 (ii) 30% of the earned award will vest on August 31, 2025 and (iii) 20% of the earned award will vest on August 31, 2026. F3 · derivative.expiration_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 50% of the earned award will vest on August 31, 2024 (ii) 30% of the earned award will vest on August 31, 2025 and (iii) 20% of the earned award will vest on August 31, 2026. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:21 UTC |
Boyster JulieChief Marketing Officer
|
GrantCommon Stock | 31,558 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000107 · wk-form4_1693257661.xml · nonDerivative · entry 1 Boyster Julie · CIK 0001964003 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,379 F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the total number of units will vest on August 31, 2024 and (ii) the remaining units will vest in equal installments as of the first day of each of the eight calendar quarters thereafter. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:20 UTC |
Cunningham KristenChief Sales Officer
|
GrantPerformance Restricted Stock Units · Derivative | 29,586 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000106 · wk-form4_1693257616.xml · derivative · entry 2 Cunningham Kristen · CIK 0001938042 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,586 Underlying: Common Stock · 29,586 shares Expires not disclosed F2 · security: Each PRSU represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units. F3 · derivative.exercise_price: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 50% of the earned award will vest on August 31, 2024 (ii) 30% of the earned award will vest on August 31, 2025 and (iii) 20% of the earned award will vest on August 31, 2026. F3 · derivative.exercise_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 50% of the earned award will vest on August 31, 2024 (ii) 30% of the earned award will vest on August 31, 2025 and (iii) 20% of the earned award will vest on August 31, 2026. F3 · derivative.expiration_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 50% of the earned award will vest on August 31, 2024 (ii) 30% of the earned award will vest on August 31, 2025 and (iii) 20% of the earned award will vest on August 31, 2026. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:20 UTC |
Cunningham KristenChief Sales Officer
|
GrantCommon Stock | 29,586 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000106 · wk-form4_1693257616.xml · nonDerivative · entry 1 Cunningham Kristen · CIK 0001938042 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,313 F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the total number of units will vest on August 31, 2024 and (ii) the remaining units will vest in equal installments as of the first day of each of the eight calendar quarters thereafter. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:17 UTC |
Neufeld AlissaGeneral Counsel
|
GrantPerformance Restricted Stock Units · Derivative | 24,162 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000104 · wk-form4_1693257462.xml · derivative · entry 2 Neufeld Alissa · CIK 0001866289 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,162 Underlying: Common Stock · 24,162 shares Expires not disclosed F2 · security: Each PRSU represents a right to receive one share of issuer common stock, with the total number of units reflecting the number that are eligible to be earned at target-level performance achievement. Upon achievement of the maximum level of the applicable performance criteria, the reporting person may become eligible to earn 200% of the target number of units. F3 · derivative.exercise_price: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 50% of the earned award will vest on August 31, 2024 (ii) 30% of the earned award will vest on August 31, 2025 and (iii) 20% of the earned award will vest on August 31, 2026. F3 · derivative.exercise_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 50% of the earned award will vest on August 31, 2024 (ii) 30% of the earned award will vest on August 31, 2025 and (iii) 20% of the earned award will vest on August 31, 2026. F3 · derivative.expiration_date: The PRSUs will vest only to the extent the specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 50% of the earned award will vest on August 31, 2024 (ii) 30% of the earned award will vest on August 31, 2025 and (iii) 20% of the earned award will vest on August 31, 2026. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:17 UTC |
Neufeld AlissaGeneral Counsel
|
GrantCommon Stock | 24,162 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000104 · wk-form4_1693257462.xml · nonDerivative · entry 1 Neufeld Alissa · CIK 0001866289 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,298 F1 · security: This reflects a stock unit award, in which each stock unit represents a right to receive one share of issuer common stock, which award will vest, subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the total number of units will vest on August 31, 2024 and (ii) the remaining units will vest in equal installments as of the first day of each of the eight calendar quarters thereafter. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 21:36 UTC |
Dayton JuddSee Footnote 1
Sudbury Capital Fund, LPSee Footnote 1
Sudbury Capital GP, LPSee Footnote 1
Sudbury Holdings, LLCSee Footnote 1
Sudbury Capital Management, LLCSee Footnote 1
|
PurchaseCommon Stock | 3,788 | $4.76 | $18,048.68 |
DisclosureSEC source: 0000921895-23-002084 · form409076057jud_08252023.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · See Footnote 1 Sudbury Capital Fund, LP · CIK 0001554334 · See Footnote 1 Sudbury Capital GP, LP · CIK 0001989433 · See Footnote 1 Sudbury Holdings, LLC · CIK 0001989435 · See Footnote 1 Sudbury Capital Management, LLC · CIK 0001989436 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sudbury Capital Fund, LP Disclosed balance after: 736,609 F1 · security: This Form 4 is filed jointly by Sudbury Capital Fund, LP ("Sudbury Fund"), Sudbury Capital GP, LP ("Sudbury GP"), Sudbury Holdings, LLC ("Sudbury Holdings"), Sudbury Capital Management, LLC ("Sudbury Management") and Dayton Judd (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by the other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by Sudbury Fund. Sudbury GP, as the general partner of Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Holdings, as the general partner of Sudbury GP, may be deemed to beneficially own the securities owned by Sudbury Fund. Sudbury Management, as the investment adviser to Sudbury Fund, may be deemed to beneficially own the securities owned by Sudbury Fund. Mr. Judd, as the Sole Member of Sudbury Holdings and Managing Member of Sudbury Management, may be deemed to beneficially own the securities owned by Sudbury Fund. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:08 UTC |
Boyster JulieChief Marketing Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 14,668 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000086 · wk-form4_1692734906.xml · derivative · entry 3 Boyster Julie · CIK 0001964003 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,339 Underlying: Common Stock · 14,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. F1 · balance_after: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:08 UTC |
Boyster JulieChief Marketing Officer
|
Tax withholdingCommon Stock | 7,450 | $5.21 | $38,814.50 |
DisclosureSEC source: 0000849146-23-000086 · wk-form4_1692734906.xml · nonDerivative · entry 2 Boyster Julie · CIK 0001964003 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,821 F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of PSU awards and stock unit awards granted to the reporting person on August 18, 2022. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:08 UTC |
Boyster JulieChief Marketing Officer
|
Exercise / conversionCommon Stock | 14,668 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000086 · wk-form4_1692734906.xml · nonDerivative · entry 1 Boyster Julie · CIK 0001964003 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:09 UTC |
Neufeld AlissaGeneral Counsel
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 10,668 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000087 · wk-form4_1692734952.xml · derivative · entry 3 Neufeld Alissa · CIK 0001866289 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,338 Underlying: Performance Restricted Stock Units · 10,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:09 UTC |
Neufeld AlissaGeneral Counsel
|
Tax withholdingCommon Stock | 5,418 | $5.21 | $28,227.78 |
DisclosureSEC source: 0000849146-23-000087 · wk-form4_1692734952.xml · nonDerivative · entry 2 Neufeld Alissa · CIK 0001866289 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,136 F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of PSU awards and stock unit awards granted to the reporting person on August 18, 2022. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:09 UTC |
Neufeld AlissaGeneral Counsel
|
Exercise / conversionCommon Stock | 10,668 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000087 · wk-form4_1692734952.xml · nonDerivative · entry 1 Neufeld Alissa · CIK 0001866289 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:07 UTC |
Cunningham KristenChief Sales Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000085 · wk-form4_1692734861.xml · derivative · entry 3 Cunningham Kristen · CIK 0001938042 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,005 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. F1 · balance_after: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:07 UTC |
Cunningham KristenChief Sales Officer
|
Tax withholdingCommon Stock | 6,095 | $5.21 | $31,754.95 |
DisclosureSEC source: 0000849146-23-000085 · wk-form4_1692734861.xml · nonDerivative · entry 2 Cunningham Kristen · CIK 0001938042 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,727 F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of PSU awards and stock unit awards granted to the reporting person on August 18, 2022. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:07 UTC |
Cunningham KristenChief Sales Officer
|
Exercise / conversionCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000085 · wk-form4_1692734861.xml · nonDerivative · entry 1 Cunningham Kristen · CIK 0001938042 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:06 UTC |
Aure CarlChief Financial Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 9,601 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000083 · wk-form4_1692734778.xml · derivative · entry 2 Aure Carl · CIK 0001891462 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,206 Underlying: Common Stock · 9,601 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. F1 · balance_after: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:06 UTC |
Aure CarlChief Financial Officer
|
Exercise / conversionCommon Stock | 9,601 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000083 · wk-form4_1692734778.xml · nonDerivative · entry 1 Aure Carl · CIK 0001891462 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. F2 · balance_after: Includes 6,000 total shares purchased under the Employee Stock Purchase Plan on August 31, 2022 and February 28, 2023. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:07 UTC |
Fife Steven RDirector · President and CEO
|
Exercise / conversionPerformance Stock Units · Derivative | 68,003 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000084 · wk-form4_1692734813.xml · derivative · entry 3 Fife Steven R · CIK 0001408954 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,831 Underlying: Common Stock · 68,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. F1 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. F1 · balance_after: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:07 UTC |
Fife Steven RDirector · President and CEO
|
Tax withholdingCommon Stock | 44,063 | $5.21 | $229,568.23 |
DisclosureSEC source: 0000849146-23-000084 · wk-form4_1692734813.xml · nonDerivative · entry 2 Fife Steven R · CIK 0001408954 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 392,576 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of a PSU award and stock unit award granted to the reporting person on August 18, 2022. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:07 UTC |
Fife Steven RDirector · President and CEO
|
Exercise / conversionCommon Stock | 68,003 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000084 · wk-form4_1692734813.xml · nonDerivative · entry 1 Fife Steven R · CIK 0001408954 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 436,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. F2 · price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| August 18, 2023 Filed Aug 23, 2023 21:24 UTC Amendment |
Fife Steven RDirector · President and CEO
|
Exercise / conversionPerformance Stock Units · Derivative | 68,003 | $0.00 | $0.00 |
DisclosureSEC source: 0000849146-23-000088 · wk-form4a_1692825881.xml · derivative · entry 1 Fife Steven R · CIK 0001408954 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,011 Underlying: Common Stock · 68,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance Stock Units ("PSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. F2 · derivative.expiration_date: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. F2 · balance_after: On August 18, 2022, the reporting person was granted PSUs which vest only to the extent specified financial performance criteria are achieved and subject to the reporting person's continued service with the issuer, as follows: (i) 1/3 of the earned award vested on the first anniversary of the grant date and (ii) an additional 1/12 of the earned award will vest on the first day of each calendar quarter thereafter. The reporting person initially reported the number of shares that were eligible to be earned at target-level performance achievement. The performance criteria were achieved at a level above target; accordingly, the reporting person is eligible to earn 133.13% of the target number of units. The actual number of shares that vested on the reported transaction date was 133.13% of the at-target number of shares subject to vesting on that date and the number of PSUs beneficially owned following the reported transaction has been updated to reflect the new target number of units. F3 · balance_after: The prior Form 4 incorrectly reported the number of shares beneficially owned following reported transaction as 142,831 shares. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 20:15 UTC |
Radoff Bradley LouisSee Footnote 1
Radoff Family FoundationSee Footnote 1
|
PurchaseCommon Stock | 20,000 | $5.07 | $101,332.00 |
DisclosureSEC source: 0000921895-23-001976 · form409076057_08152023.xml · nonDerivative · entry 1 Radoff Bradley Louis · CIK 0001380585 · See Footnote 1 Radoff Family Foundation · CIK 0001496916 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By The Radoff Family Foundation Disclosed balance after: 50,000 F1 · security: This Form 4 is filed jointly by The Radoff Family Foundation ("Radoff Foundation") and Bradley L. Radoff (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by the other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by Radoff Foundation. Mr. Radoff, as a director of Radoff Foundation, may be deemed the beneficial owner of the securities owned by Radoff Foundation. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 21:30 UTC |
Fife Steven RDirector · President and CEO
|
Tax withholdingCommon Stock | 3,403 | $4.35 | $14,803.05 |
DisclosureSEC source: 0000849146-23-000066 · wf-form4_168859260147312.xml · nonDerivative · entry 1 Fife Steven R · CIK 0001408954 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368,636 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 28, 2020, September 3, 2020, and August 12, 2021. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 21:29 UTC |
Cunningham KristenChief Sales Officer
|
Tax withholdingCommon Stock | 20 | $4.35 | $87.00 |
DisclosureSEC source: 0000849146-23-000065 · wf-form4_168859258462261.xml · nonDerivative · entry 1 Cunningham Kristen · CIK 0001938042 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,822 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 21:29 UTC |
Neufeld AlissaGeneral Counsel
|
Tax withholdingCommon Stock | 266 | $4.35 | $1,157.10 |
DisclosureSEC source: 0000849146-23-000064 · wf-form4_168859256397972.xml · nonDerivative · entry 1 Neufeld Alissa · CIK 0001866289 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,886 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of stock unit awards granted to the reporting person on August 12, 2021. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:09 UTC |
BEINDORFF MICHAEL ADirector
|
PurchaseCommon Stock | 2,000 | $4.21 | $8,420.00 |
DisclosureSEC source: 0000849146-23-000058 · wf-form4_168513165775808.xml · nonDerivative · entry 1 BEINDORFF MICHAEL A · CIK 0001309611 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,742 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.16 to $4.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:09 UTC |
BEINDORFF MICHAEL ADirector
|
PurchaseCommon Stock | 3,000 | $4.40 | $13,200.00 |
DisclosureSEC source: 0000849146-23-000058 · wf-form4_168513165775808.xml · nonDerivative · entry 2 BEINDORFF MICHAEL A · CIK 0001309611 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 4,501 Read SEC document |
| May 12, 2023 Filed May 12, 2023 20:11 UTC |
Mauro Garry PaulDirector
|
PurchaseCommon Stock | 150 | $4.21 | $631.11 |
DisclosureSEC source: 0000849146-23-000056 · wf-form4_168392229927656.xml · nonDerivative · entry 2 Mauro Garry Paul · CIK 0001436020 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,764 Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:11 UTC |
Mauro Garry PaulDirector
|
PurchaseCommon Stock | 170 | $4.08 | $693.58 |
DisclosureSEC source: 0000849146-23-000056 · wf-form4_168392229927656.xml · nonDerivative · entry 7 Mauro Garry Paul · CIK 0001436020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Alexandra P. Mauro Trust of 2021 Disclosed balance after: 25,170 Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:11 UTC |
Mauro Garry PaulDirector
|
PurchaseCommon Stock | 170 | $4.08 | $693.58 |
DisclosureSEC source: 0000849146-23-000056 · wf-form4_168392229927656.xml · nonDerivative · entry 6 Mauro Garry Paul · CIK 0001436020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The David W.B. Mauro Trust of 2021 Disclosed balance after: 25,170 Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:11 UTC |
Mauro Garry PaulDirector
|
PurchaseCommon Stock | 170 | $4.08 | $693.58 |
DisclosureSEC source: 0000849146-23-000056 · wf-form4_168392229927656.xml · nonDerivative · entry 5 Mauro Garry Paul · CIK 0001436020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Dominic C. Mauro Trust of 2021 Disclosed balance after: 25,170 Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:11 UTC |
Mauro Garry PaulDirector
|
PurchaseCommon Stock | 170 | $4.08 | $693.58 |
DisclosureSEC source: 0000849146-23-000056 · wf-form4_168392229927656.xml · nonDerivative · entry 4 Mauro Garry Paul · CIK 0001436020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Andrew H. Mauro Trust of 2021 Disclosed balance after: 25,170 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.