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Nasdaq · USD

LFVN

Lifevantage Corp

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Tapewire entity
6941
SEC CIK
0000849146
Parsed reports
418

Last 12 months

Inside the activity.

8 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202510
Jan 202600
Feb 202630
Mar 202620
Apr 202600
May 202600
Jun 202611
Jul 202600
Aug 202600
Sep 202612
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2018 Filed Mar 15, 2018 19:02 UTC
Fife Steven RChief Financial Officer
Tax withholdingCommon Stock 13,227 $4.17 $55,156.59
Disclosure

SEC source: 0000849146-18-000051 · wf-form4_152114052333148.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,773

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:38 UTC
Wach Charles J.Chief Operating Officer
GrantPhantom Shares · Derivative 19,750 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000036 · wf-form4_151795311439191.xml · derivative · entry 2

Wach Charles J. · CIK 0001701034 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,750

Underlying: Common Stock · 19,750 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Phantom Share represents the right to be paid in cash an amount equal to any increase in value of a single share of LFVN common stock, measured from December 31, 2017 to December 31, 2018.

F3 · derivative.exercise_date: Phantom Shares will be settled following certification of achievement of the price-based condition, which will occur no later than March 15, 2019.

F3 · derivative.expiration_date: Phantom Shares will be settled following certification of achievement of the price-based condition, which will occur no later than March 15, 2019.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:38 UTC
Wach Charles J.Chief Operating Officer
GrantStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0000849146-18-000036 · wf-form4_151795311439191.xml · derivative · entry 1

Wach Charles J. · CIK 0001701034 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2028-02-01

F1 · derivative.exercise_date: This stock option will vest as follows: (i) 1/3 of the option vests on January 1, 2019 and (ii) an additional 1/12 of the option vests each quarter for each of the 24 months following January 1, 2019, subject to continued service with the company.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:38 UTC
Jensen Darren JayDirector · Chief Executive Officer
GrantPhantom Shares · Derivative 18,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000035 · wf-form4_151795309625855.xml · derivative · entry 2

Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Phantom Share represents the right to be paid in cash an amount equal to any increase in value of a single share of LFVN common stock, measured from December 31, 2017 to December 31, 2018.

F3 · derivative.exercise_date: Phantom Shares will be settled following certification of achievement of the price-based condition, which will occur no later than March 15, 2019.

F3 · derivative.expiration_date: Phantom Shares will be settled following certification of achievement of the price-based condition, which will occur no later than March 15, 2019.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:38 UTC
Jensen Darren JayDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 136,000 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0000849146-18-000035 · wf-form4_151795309625855.xml · derivative · entry 1

Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,000

Underlying: Common Stock · 136,000 shares

Expires 2028-02-01

F1 · derivative.exercise_date: This stock option will vest as follows: (i) 1/3 of the option vests on January 1, 2019 and (ii) an additional 1/12 of the option vests each quarter for each of the 24 months following January 1, 2019, subject to continued service with the company.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:37 UTC
McMurray KevinGeneral Counsel
GrantPhantom Shares · Derivative 19,750 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000032 · wf-form4_151795303653325.xml · derivative · entry 2

McMurray Kevin · CIK 0001718176 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,750

Underlying: Common Stock · 19,750 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Phantom Share represents the right to be paid in cash an amount equal to any increase in value of a single share of LFVN common stock, measured from December 31, 2017 to December 31, 2018.

F3 · derivative.exercise_date: Phantom Shares will be settled following certification of achievement of the price-based condition, which will occur no later than March 15, 2019.

F3 · derivative.expiration_date: Phantom Shares will be settled following certification of achievement of the price-based condition, which will occur no later than March 15, 2019.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:37 UTC
McMurray KevinGeneral Counsel
GrantStock Option (Right to Buy) · Derivative 39,500 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0000849146-18-000032 · wf-form4_151795303653325.xml · derivative · entry 1

McMurray Kevin · CIK 0001718176 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500

Underlying: Common Stock · 39,500 shares

Expires 2028-02-01

F1 · derivative.exercise_date: This stock option will vest as follows: (i) 1/3 of the option vests on January 1, 2019 and (ii) an additional 1/12 of the option vests each quarter for each of the 24 months following January 1, 2019, subject to continued service with the company.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:38 UTC
Goodwin RyanChief Marketing Officer
GrantPhantom Shares · Derivative 19,750 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000034 · wf-form4_151795307618800.xml · derivative · entry 2

Goodwin Ryan · CIK 0001661428 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,750

Underlying: Common Stock · 19,750 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Phantom Share represents the right to be paid in cash an amount equal to any increase in value of a single share of LFVN common stock, measured from December 31, 2017 to December 31, 2018.

F3 · derivative.exercise_date: Phantom Shares will be settled following certification of achievement of the price-based condition, which will occur no later than March 15, 2019.

F3 · derivative.expiration_date: Phantom Shares will be settled following certification of achievement of the price-based condition, which will occur no later than March 15, 2019.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:38 UTC
Goodwin RyanChief Marketing Officer
GrantStock Option (Right to Buy) · Derivative 42,000 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0000849146-18-000034 · wf-form4_151795307618800.xml · derivative · entry 1

Goodwin Ryan · CIK 0001661428 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2028-02-01

F1 · derivative.exercise_date: This stock option will vest as follows: (i) 1/3 of the option vests on January 1, 2019 and (ii) an additional 1/12 of the option vests each quarter for each of the 24 months following January 1, 2019, subject to continued service with the company.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:37 UTC
Fife Steven RChief Financial Officer
GrantPhantom Shares · Derivative 19,750 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000033 · wf-form4_151795305804093.xml · derivative · entry 2

Fife Steven R · CIK 0001408954 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,750

Underlying: Common Stock · 19,750 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Phantom Share represents the right to be paid in cash an amount equal to any increase in value of a single share of LFVN common stock, measured from December 31, 2017 to December 31, 2018.

F3 · derivative.exercise_date: Phantom Shares will be settled following certification of achievement of the price-based condition, which will occur no later than March 15, 2019.

F3 · derivative.expiration_date: Phantom Shares will be settled following certification of achievement of the price-based condition, which will occur no later than March 15, 2019.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:37 UTC
Fife Steven RChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 44,000 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0000849146-18-000033 · wf-form4_151795305804093.xml · derivative · entry 1

Fife Steven R · CIK 0001408954 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Stock · 44,000 shares

Expires 2028-02-01

F1 · derivative.exercise_date: This stock option will vest as follows: (i) 1/3 of the option vests on January 1, 2019 and (ii) an additional 1/12 of the option vests each quarter for each of the 24 months following January 1, 2019, subject to continued service with the company.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:37 UTC
Rose JustinChief Sales Officer
GrantPhantom Shares · Derivative 19,750 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000031 · wf-form4_151795301508669.xml · derivative · entry 2

Rose Justin · CIK 0001649432 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,750

Underlying: Common Stock · 19,750 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Phantom Share represents the right to be paid in cash an amount equal to any increase in value of a single share of LFVN common stock, measured from December 31, 2017 to December 31, 2018.

F3 · derivative.exercise_date: Phantom Shares will be settled following certification of achievement of the price-based condition, which will occur no later than March 15, 2019.

F3 · derivative.expiration_date: Phantom Shares will be settled following certification of achievement of the price-based condition, which will occur no later than March 15, 2019.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:37 UTC
Rose JustinChief Sales Officer
GrantStock Option (Right to Buy) · Derivative 39,500 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0000849146-18-000031 · wf-form4_151795301508669.xml · derivative · entry 1

Rose Justin · CIK 0001649432 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500

Underlying: Common Stock · 39,500 shares

Expires 2028-02-01

F1 · derivative.exercise_date: This stock option will vest as follows: (i) 1/3 of the option vests on January 1, 2019 and (ii) an additional 1/12 of the option vests each quarter for each of the 24 months following January 1, 2019, subject to continued service with the company.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:36 UTC GrantCommon Stock 15,957 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000030 · wf-form4_151795299358887.xml · nonDerivative · entry 1

Metzger George · CIK 0001539711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,594

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program. The award compensates the reporting person for his service on the Board of Directors from the date of his re-election as a director at the annual meeting of shareholders held on February 16, 2017, through the following annual meeting of shareholders, which was held on February 2, 2018, and as such was fully vested at grant.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:36 UTC GrantCommon Stock 15,957 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000029 · wf-form4_151795297570341.xml · nonDerivative · entry 1

TOOLE DAVID J · CIK 0000939496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,619

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program. The award compensates the reporting person for his service on the Board of Directors from the date of his re-election as a director at the annual meeting of shareholders held on February 16, 2017, through the following annual meeting of shareholders, which was held on February 2, 2018, and as such was fully vested at grant.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:36 UTC
Lewis DarwinDirector
GrantCommon Stock 31,914 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000028 · wf-form4_151795295804569.xml · nonDerivative · entry 1

Lewis Darwin · CIK 0001698767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,414

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program. The award compensates the reporting person for his service on the Board of Directors from the date of his initial election as a director at the annual meeting of shareholders held on February 16, 2017, through the one year anniversary of his initial election as a director, and will be fully vested on February 16, 2018 subject to his continued service as a director through such date.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:35 UTC GrantCommon Stock 31,914 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000027 · wf-form4_151795293979933.xml · nonDerivative · entry 1

Hegde Vinayak · CIK 0001698764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,914

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program. The award compensates the reporting person for his service on the Board of Directors from the date of his initial election as a director at the annual meeting of shareholders held on February 16, 2017, through the one year anniversary of his initial election as a director, and will be fully vested on February 16, 2018 subject to his continued service as a director through such date.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:35 UTC GrantCommon Stock 15,957 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000026 · wf-form4_151795291889877.xml · nonDerivative · entry 1

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,678

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program. The award compensates the reporting person for his service on the Board of Directors from the date of his re-election as a director at the annual meeting of shareholders held on February 16, 2017, through the following annual meeting of shareholders, which was held on February 2, 2018, and as such was fully vested at grant.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:35 UTC GrantCommon Stock 15,957 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000025 · wf-form4_151795290046154.xml · nonDerivative · entry 1

BEINDORFF MICHAEL A · CIK 0001309611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,822

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program. The award compensates the reporting person for his service on the Board of Directors from the date of his re-election as a director at the annual meeting of shareholders held on February 16, 2017, through the following annual meeting of shareholders, which was held on February 2, 2018, and as such was fully vested at grant.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:34 UTC GrantCommon Stock 31,914 $0.00 $0.00
Disclosure

SEC source: 0000849146-18-000024 · wf-form4_151795288057138.xml · nonDerivative · entry 1

Greer Raymond B · CIK 0001332013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,914

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program. The award compensates the reporting person for his service on the Board of Directors from the date of his initial election as a director at the annual meeting of shareholders held on February 16, 2017, through the one year anniversary of his initial election as a director, and will be fully vested on February 16, 2018 subject to his continued service as a director through such date.

Read SEC document
November 16, 2017 Filed Nov 16, 2017 22:11 UTC
McMurray KevinGeneral Counsel
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-17-000122 · wf-form4_151087030436091.xml · nonDerivative · entry 1

McMurray Kevin · CIK 0001718176 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: These shares were acquired pursuant to a restricted stock award granted November 16, 2017, which vests on the anniversary of reporting person's hire date in three equal installments, September 26, 2018, September 26, 2019, and September 26, 2020, subject to continued service with the Company.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 18:24 UTC
Jensen Darren JayDirector · Chief Executive Officer
PurchaseCommon Stock 2,000 $5.06 $10,129.80
Disclosure

SEC source: 0000849146-17-000120 · wf-form4_151068384915418.xml · nonDerivative · entry 1

Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,358

F1 · price: The purchase price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $4.999 to $5.07, inclusive. The reporting person undertakes to provide to LifeVantage Corporation, any security holder of LifeVantage Corporation, or the staff of the Securities and Exchanges Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
October 19, 2017 Filed Oct 20, 2017 16:58 UTC
Goodwin RyanChief Marketing Officer
Tax withholdingCommon Stock 2,364 $6.10 $14,420.40
Disclosure

SEC source: 0000849146-17-000107 · wf-form4_150851865707846.xml · nonDerivative · entry 1

Goodwin Ryan · CIK 0001661428 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,779

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted on January 4, 2016.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 21:15 UTC
Lewis DarwinDirector
PurchaseCommon Stock 3,500 $4.29 $15,015.00
Disclosure

SEC source: 0000849146-17-000101 · wf-form4_150576930711545.xml · nonDerivative · entry 1

Lewis Darwin · CIK 0001698767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Read SEC document
September 15, 2017 Filed Sep 18, 2017 21:13 UTC PurchaseCommon Stock 3,500 $4.20 $14,700.00
Disclosure

SEC source: 0000849146-17-000099 · wf-form4_150576920170278.xml · nonDerivative · entry 1

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,721

Read SEC document
September 12, 2017 Filed Sep 12, 2017 20:10 UTC
Jensen Darren JayDirector · Chief Executive Officer
PurchaseCommon Stock 100 $4.20 $420.00
Disclosure

SEC source: 0000849146-17-000097 · wf-form4_150524699667030.xml · nonDerivative · entry 2

Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,358

Read SEC document
September 12, 2017 Filed Sep 12, 2017 20:10 UTC
Jensen Darren JayDirector · Chief Executive Officer
PurchaseCommon Stock 2,300 $4.22 $9,706.00
Disclosure

SEC source: 0000849146-17-000097 · wf-form4_150524699667030.xml · nonDerivative · entry 1

Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,258

Read SEC document
July 27, 2017 Filed Jul 28, 2017 16:06 UTC
Rose JustinChief Sales Officer
Tax withholdingCommon Stock 2,478 $3.86 $9,565.08
Disclosure

SEC source: 0000849146-17-000086 · wf-form4_150125797292347.xml · nonDerivative · entry 1

Rose Justin · CIK 0001649432 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,316

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted on July 27, 2015.

Read SEC document
May 18, 2017 Filed May 19, 2017 15:24 UTC
Jensen Darren JayDirector · Chief Executive Officer
PurchaseCommon Stock 2,000 $4.34 $8,680.00
Disclosure

SEC source: 0000849146-17-000084 · wf-form4_149520744956595.xml · nonDerivative · entry 1

Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,958

F1 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $4.32 to $4.36. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 28, 2017 Filed Mar 29, 2017 20:33 UTC
Rose JustinChief Sales Officer
GrantPerformance Stock Units · Derivative 46,700 $0.00 $0.00
Disclosure

SEC source: 0000849146-17-000074 · wf-form4_149081957406673.xml · derivative · entry 1

Rose Justin · CIK 0001649432 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,700

Underlying: Common Stock · 46,700 shares

Expires 2019-12-31

F1 · derivative.exercise_price: The Performance Stock Units ("PSUs") are subject to a three-year performance period of 1/1/2017 through 12/31/2019, subject to earlier expiration upon a change in control of the issuer ("Performance Period"). Subject generally to the reporting person's continued service with the issuer, each PSU represents a contingent right for such person to receive, within 30 days after the end of the Performance Period, a distribution of common shares of the issuer equal to 0% to 200% of the reported target number of PSUs. The actual number of shares distributed will be based on the issuer's total stockholder return (TSR) performance during the Performance Period. Vesting for 50% of the target PSUs is based upon the issuer's absolute TSR for the Performance Period as compared to a matrix of fixed numeric values and the vesting for the other 50% of the target PSUs is based upon a relative comparison of the issuer's TSR to the Vanguard Russell 2000 exchange traded fund TSR for such period.

F1 · derivative.exercise_date: The Performance Stock Units ("PSUs") are subject to a three-year performance period of 1/1/2017 through 12/31/2019, subject to earlier expiration upon a change in control of the issuer ("Performance Period"). Subject generally to the reporting person's continued service with the issuer, each PSU represents a contingent right for such person to receive, within 30 days after the end of the Performance Period, a distribution of common shares of the issuer equal to 0% to 200% of the reported target number of PSUs. The actual number of shares distributed will be based on the issuer's total stockholder return (TSR) performance during the Performance Period. Vesting for 50% of the target PSUs is based upon the issuer's absolute TSR for the Performance Period as compared to a matrix of fixed numeric values and the vesting for the other 50% of the target PSUs is based upon a relative comparison of the issuer's TSR to the Vanguard Russell 2000 exchange traded fund TSR for such period.

Read SEC document
March 28, 2017 Filed Mar 29, 2017 20:34 UTC
Washington BeatryxSenior VP and General Counsel
GrantPerformance Stock Units · Derivative 46,700 $0.00 $0.00
Disclosure

SEC source: 0000849146-17-000076 · wf-form4_149081967192569.xml · derivative · entry 1

Washington Beatryx · CIK 0001698608 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,700

Underlying: Common Stock · 46,700 shares

Expires 2019-12-31

F1 · derivative.exercise_price: The Performance Stock Units ("PSUs") are subject to a three-year performance period of 1/1/2017 through 12/31/2019, subject to earlier expiration upon a change in control of the issuer ("Performance Period"). Subject generally to the reporting person's continued service with the issuer, each PSU represents a contingent right for such person to receive, within 30 days after the end of the Performance Period, a distribution of common shares of the issuer equal to 0% to 200% of the reported target number of PSUs. The actual number of shares distributed will be based on the issuer's total stockholder return (TSR) performance during the Performance Period. Vesting for 50% of the target PSUs is based upon the issuer's absolute TSR for the Performance Period as compared to a matrix of fixed numeric values and the vesting for the other 50% of the target PSUs is based upon a relative comparison of the issuer's TSR to the Vanguard Russell 2000 exchange traded fund TSR for such period.

F1 · derivative.exercise_date: The Performance Stock Units ("PSUs") are subject to a three-year performance period of 1/1/2017 through 12/31/2019, subject to earlier expiration upon a change in control of the issuer ("Performance Period"). Subject generally to the reporting person's continued service with the issuer, each PSU represents a contingent right for such person to receive, within 30 days after the end of the Performance Period, a distribution of common shares of the issuer equal to 0% to 200% of the reported target number of PSUs. The actual number of shares distributed will be based on the issuer's total stockholder return (TSR) performance during the Performance Period. Vesting for 50% of the target PSUs is based upon the issuer's absolute TSR for the Performance Period as compared to a matrix of fixed numeric values and the vesting for the other 50% of the target PSUs is based upon a relative comparison of the issuer's TSR to the Vanguard Russell 2000 exchange traded fund TSR for such period.

Read SEC document
March 28, 2017 Filed Mar 29, 2017 20:34 UTC
Goodwin RyanChief Marketing Officer
GrantPerformance Stock Units · Derivative 46,700 $0.00 $0.00
Disclosure

SEC source: 0000849146-17-000075 · wf-form4_149081962456419.xml · derivative · entry 1

Goodwin Ryan · CIK 0001661428 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,700

Underlying: Common Stock · 46,700 shares

Expires 2019-12-31

F1 · derivative.exercise_price: The Performance Stock Units ("PSUs") are subject to a three-year performance period of 1/1/2017 through 12/31/2019, subject to earlier expiration upon a change in control of the issuer ("Performance Period"). Subject generally to the reporting person's continued service with the issuer, each PSU represents a contingent right for such person to receive, within 30 days after the end of the Performance Period, a distribution of common shares of the issuer equal to 0% to 200% of the reported target number of PSUs. The actual number of shares distributed will be based on the issuer's total stockholder return (TSR) performance during the Performance Period. Vesting for 50% of the target PSUs is based upon the issuer's absolute TSR for the Performance Period as compared to a matrix of fixed numeric values and the vesting for the other 50% of the target PSUs is based upon a relative comparison of the issuer's TSR to the Vanguard Russell 2000 exchange traded fund TSR for such period.

F1 · derivative.exercise_date: The Performance Stock Units ("PSUs") are subject to a three-year performance period of 1/1/2017 through 12/31/2019, subject to earlier expiration upon a change in control of the issuer ("Performance Period"). Subject generally to the reporting person's continued service with the issuer, each PSU represents a contingent right for such person to receive, within 30 days after the end of the Performance Period, a distribution of common shares of the issuer equal to 0% to 200% of the reported target number of PSUs. The actual number of shares distributed will be based on the issuer's total stockholder return (TSR) performance during the Performance Period. Vesting for 50% of the target PSUs is based upon the issuer's absolute TSR for the Performance Period as compared to a matrix of fixed numeric values and the vesting for the other 50% of the target PSUs is based upon a relative comparison of the issuer's TSR to the Vanguard Russell 2000 exchange traded fund TSR for such period.

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March 28, 2017 Filed Mar 29, 2017 20:32 UTC
Jensen Darren JayDirector · Chief Executive Officer
GrantPerformance Stock Units · Derivative 93,300 $0.00 $0.00
Disclosure

SEC source: 0000849146-17-000073 · wf-form4_149081952648932.xml · derivative · entry 1

Jensen Darren Jay · CIK 0001642848 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,300

Underlying: Common Stock · 93,300 shares

Expires 2019-12-31

F1 · derivative.exercise_price: The Performance Stock Units ("PSUs") are subject to a three-year performance period of 1/1/2017 through 12/31/2019, subject to earlier expiration upon a change in control of the issuer ("Performance Period"). Subject generally to the reporting person's continued service with the issuer, each PSU represents a contingent right for such person to receive, within 30 days after the end of the Performance Period, a distribution of common shares of the issuer equal to 0% to 200% of the reported target number of PSUs. The actual number of shares distributed will be based on the issuer's total stockholder return (TSR) performance during the Performance Period. Vesting for 50% of the target PSUs is based upon the issuer's absolute TSR for the Performance Period as compared to a matrix of fixed numeric values and the vesting for the other 50% of the target PSUs is based upon a relative comparison of the issuer's TSR to the Vanguard Russell 2000 exchange traded fund TSR for such period.

F1 · derivative.exercise_date: The Performance Stock Units ("PSUs") are subject to a three-year performance period of 1/1/2017 through 12/31/2019, subject to earlier expiration upon a change in control of the issuer ("Performance Period"). Subject generally to the reporting person's continued service with the issuer, each PSU represents a contingent right for such person to receive, within 30 days after the end of the Performance Period, a distribution of common shares of the issuer equal to 0% to 200% of the reported target number of PSUs. The actual number of shares distributed will be based on the issuer's total stockholder return (TSR) performance during the Performance Period. Vesting for 50% of the target PSUs is based upon the issuer's absolute TSR for the Performance Period as compared to a matrix of fixed numeric values and the vesting for the other 50% of the target PSUs is based upon a relative comparison of the issuer's TSR to the Vanguard Russell 2000 exchange traded fund TSR for such period.

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March 28, 2017 Filed Mar 29, 2017 20:31 UTC
Wach Charles J.Chief Operating Officer
GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-17-000072 · wf-form4_149081946758045.xml · nonDerivative · entry 1

Wach Charles J. · CIK 0001701034 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: These shares were acquired pursuant to a restricted stock award granted March 28, 2017, which vests on the anniversary date of reporting person's hire date in two equal annual installments, March 13, 2018, and March 13, 2019, subject to continued service with the Company.

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March 28, 2017 Filed Mar 29, 2017 20:30 UTC
Fife Steven RChief Financial Officer
GrantCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0000849146-17-000071 · wf-form4_149081940535790.xml · nonDerivative · entry 1

Fife Steven R · CIK 0001408954 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

F1 · shares: These shares were acquired pursuant to a restricted stock award granted March 28, 2017, which vests on the anniversary date of reporting person's hire date in three equal annual installments, March 13, 2018, March 13, 2019, and March 13, 2020, subject to continued service with the Company.

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February 16, 2017 Filed Feb 21, 2017 22:11 UTC GrantCommon Stock 7,708 $0.00 $0.00
Disclosure

SEC source: 0000849146-17-000037 · wf-form4_148771507368046.xml · nonDerivative · entry 1

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,221

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program. The award compensates the reporting person for his service on the Board of Directors from the date of his re-election as a director at the annual meeting of shareholders held on October 15, 2015, through the following annual meeting of shareholders, which was held on February 16, 2017, and as such was fully vested at grant.

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February 16, 2017 Filed Feb 21, 2017 22:14 UTC
Manovich DaveFormer Director
GrantCommon Stock 7,708 $0.00 $0.00
Disclosure

SEC source: 0000849146-17-000041 · wf-form4_148771526969839.xml · nonDerivative · entry 1

Manovich Dave · CIK 0001539712 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,423

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program. The award compensates the reporting person for his service on the Board of Directors from the date of his re-election as a director at the annual meeting of shareholders held on October 15, 2015, through the following annual meeting of shareholders, which was held on February 16, 2017, and as such was fully vested at grant.

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February 16, 2017 Filed Feb 21, 2017 22:13 UTC GrantCommon Stock 7,708 $0.00 $0.00
Disclosure

SEC source: 0000849146-17-000040 · wf-form4_148771522303503.xml · nonDerivative · entry 1

OKUMOTO RICHARD Y · CIK 0001226754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,708

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program. The award compensates the reporting person for his service on the Board of Directors from the date of his re-election as a director at the annual meeting of shareholders held on October 15, 2015, through the following annual meeting of shareholders, which was held on February 16, 2017, and as such was fully vested at grant.

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February 16, 2017 Filed Feb 21, 2017 22:13 UTC GrantCommon Stock 7,708 $0.00 $0.00
Disclosure

SEC source: 0000849146-17-000039 · wf-form4_148771517480142.xml · nonDerivative · entry 1

Metzger George · CIK 0001539711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,637

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program. The award compensates the reporting person for his service on the Board of Directors from the date of his re-election as a director at the annual meeting of shareholders held on October 15, 2015, through the following annual meeting of shareholders, which was held on February 16, 2017, and as such was fully vested at grant.

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February 16, 2017 Filed Feb 21, 2017 22:12 UTC GrantCommon Stock 7,708 $0.00 $0.00
Disclosure

SEC source: 0000849146-17-000038 · wf-form4_148771512738477.xml · nonDerivative · entry 1

BEINDORFF MICHAEL A · CIK 0001309611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,865

F1 · shares: These shares were granted to the reporting person pursuant to the issuer's outside director compensation program. The award compensates the reporting person for his service on the Board of Directors from the date of his re-election as a director at the annual meeting of shareholders held on October 15, 2015, through the following annual meeting of shareholders, which was held on February 16, 2017, and as such was fully vested at grant.

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February 14, 2017 Filed Feb 15, 2017 22:13 UTC PurchaseCommon Stock 80 $6.53 $522.40
Disclosure

SEC source: 0000849146-17-000031 · wf-form4_148719679989464.xml · nonDerivative · entry 2

BEINDORFF MICHAEL A · CIK 0001309611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse as Custodian for Minor Children

Disclosed balance after: 326

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February 14, 2017 Filed Feb 15, 2017 22:13 UTC PurchaseCommon Stock 358 $6.47 $2,316.26
Disclosure

SEC source: 0000849146-17-000031 · wf-form4_148719679989464.xml · nonDerivative · entry 1

BEINDORFF MICHAEL A · CIK 0001309611 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,501

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February 13, 2017 Filed Feb 14, 2017 21:33 UTC PurchaseCommon Stock 2,300 $6.79 $15,617.00
Disclosure

SEC source: 0000849146-17-000020 · wf-form4_148710769881887.xml · nonDerivative · entry 1

BEINDORFF MICHAEL A · CIK 0001309611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,157

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February 13, 2017 Filed Feb 15, 2017 00:19 UTC PurchaseCommon Stock 170 $6.75 $1,147.50
Disclosure

SEC source: 0000849146-17-000029 · wf-form4_148711795830636.xml · nonDerivative · entry 5

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son (A.M.)

Disclosed balance after: 195

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February 13, 2017 Filed Feb 15, 2017 00:19 UTC PurchaseCommon Stock 170 $6.75 $1,147.50
Disclosure

SEC source: 0000849146-17-000029 · wf-form4_148711795830636.xml · nonDerivative · entry 4

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son (D.M.)

Disclosed balance after: 195

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February 13, 2017 Filed Feb 15, 2017 00:19 UTC PurchaseCommon Stock 170 $6.75 $1,147.50
Disclosure

SEC source: 0000849146-17-000029 · wf-form4_148711795830636.xml · nonDerivative · entry 3

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son (F.M.)

Disclosed balance after: 196

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February 13, 2017 Filed Feb 15, 2017 00:19 UTC PurchaseCommon Stock 225 $6.75 $1,518.75
Disclosure

SEC source: 0000849146-17-000029 · wf-form4_148711795830636.xml · nonDerivative · entry 2

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 225

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February 13, 2017 Filed Feb 15, 2017 00:19 UTC PurchaseCommon Stock 1,700 $6.71 $11,407.00
Disclosure

SEC source: 0000849146-17-000029 · wf-form4_148711795830636.xml · nonDerivative · entry 1

Mauro Garry Paul · CIK 0001436020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,513

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February 13, 2017 Filed Feb 14, 2017 23:11 UTC PurchaseCommon Stock 2,000 $6.68 $13,360.00
Disclosure

SEC source: 0000849146-17-000027 · wf-form4_148711388069381.xml · nonDerivative · entry 1

TOOLE DAVID J · CIK 0000939496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,662

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February 13, 2017 Filed Feb 14, 2017 22:49 UTC PurchaseCommon Stock 1,000 $6.63 $6,630.00
Disclosure

SEC source: 0000849146-17-000025 · wf-form4_148711256917104.xml · nonDerivative · entry 1

Metzger George · CIK 0001539711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,929

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.