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Nasdaq · USD

LFUS

LITTELFUSE INC /DE

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Tapewire entity
3514
SEC CIK
0000889331
Parsed reports
893

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202600
Feb 2026029
Mar 202600
Apr 202603
May 202607
Jun 2026011
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2017 Filed Feb 17, 2017 15:23 UTC SaleCommon Stock 4,100 $161.65 $662,765.00
Disclosure

SEC source: 0001384707-17-000016 · primary_doc.xml · nonDerivative · entry 2

HUNTER GORDON · CIK 0001186518 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,928

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Shares were sold in multiple transactions ranging from $161.07 to $162.00. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
February 16, 2017 Filed Feb 17, 2017 15:23 UTC GiftCommon Stock 510 $0.00 $0.00
Disclosure

SEC source: 0001384707-17-000016 · primary_doc.xml · nonDerivative · entry 1

HUNTER GORDON · CIK 0001186518 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 14,028

Read SEC document
February 15, 2017 Filed Feb 16, 2017 14:34 UTC
Roeder DieterSr. VP & GM Automotive Div.
SaleCommon Stock 4,000 $162.34 $649,360.00
Disclosure

SEC source: 0001599220-17-000004 · primary_doc.xml · nonDerivative · entry 1

Roeder Dieter · CIK 0001408919 · Sr. VP & GM Automotive Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,644

F1 · price: The shares were sold in multiple transactions at prices ranging from $162.29 to $162.48. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 14:15 UTC
Rutz Michael PSr. VP Global Operations
Exercise / conversionStock option (right to buy) · Derivative 2,416 $0.00 Strike: $94.84 $0.00
Disclosure

SEC source: 0001599220-17-000003 · primary_doc.xml · derivative · entry 4

Rutz Michael P · CIK 0001599220 · Sr. VP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,834

Underlying: Common Stock · 2,416 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 14:15 UTC
Rutz Michael PSr. VP Global Operations
SaleCommon Stock 2,416 $163.00 $393,808.00
Disclosure

SEC source: 0001599220-17-000003 · primary_doc.xml · nonDerivative · entry 3

Rutz Michael P · CIK 0001599220 · Sr. VP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,020

Read SEC document
February 15, 2017 Filed Feb 16, 2017 14:15 UTC
Rutz Michael PSr. VP Global Operations
Exercise / conversionCommon Stock 2,416 $94.84 $229,133.44
Disclosure

SEC source: 0001599220-17-000003 · primary_doc.xml · nonDerivative · entry 2

Rutz Michael P · CIK 0001599220 · Sr. VP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 14:15 UTC
Rutz Michael PSr. VP Global Operations
SaleCommon Stock 546 $163.00 $88,998.00
Disclosure

SEC source: 0001599220-17-000003 · primary_doc.xml · nonDerivative · entry 1

Rutz Michael P · CIK 0001599220 · Sr. VP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,020

Read SEC document
February 10, 2017 Filed Mar 1, 2017 18:03 UTC
Rutz Michael PSr. VP Global Operations
Tax withholdingCommon Stock 289 $162.87 $47,069.43
Disclosure

SEC source: 0001599220-17-000005 · primary_doc.xml · nonDerivative · entry 1

Rutz Michael P · CIK 0001599220 · Sr. VP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,731

F1 · price: Closing price per share on date of vesting of restricted stock.

Read SEC document
February 09, 2017 Filed Feb 9, 2017 21:57 UTC
CHUNG T JDirector
Exercise / conversionStock option (right to buy) · Derivative 549 $0.00 Strike: $63.09 $0.00
Disclosure

SEC source: 0001384707-17-000014 · primary_doc.xml · derivative · entry 4

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 549 shares

Expires 2019-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested in increments of one third annually beginning on the first anniversary of the date of grant.

Read SEC document
February 09, 2017 Filed Feb 9, 2017 21:57 UTC
CHUNG T JDirector
SaleCommon Stock 1,543 $164.41 $253,684.63
Disclosure

SEC source: 0001384707-17-000014 · primary_doc.xml · nonDerivative · entry 3

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,905

F2 · price: The shares were sold in multiple transactions at prices ranging from $164.41 to $164.44. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
February 09, 2017 Filed Feb 9, 2017 21:57 UTC
CHUNG T JDirector
SaleCommon Stock 549 $164.32 $90,211.68
Disclosure

SEC source: 0001384707-17-000014 · primary_doc.xml · nonDerivative · entry 2

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,448

Read SEC document
February 09, 2017 Filed Feb 9, 2017 21:57 UTC
CHUNG T JDirector
Exercise / conversionCommon Stock 549 $63.09 $34,636.41
Disclosure

SEC source: 0001384707-17-000014 · primary_doc.xml · nonDerivative · entry 1

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 9, 2017 20:56 UTC
Nayar DeepakSr. VP & GM Electronics Div.
SaleCommon Stock 1,329 $163.71 $217,570.59
Disclosure

SEC source: 0001384707-17-000013 · primary_doc.xml · nonDerivative · entry 1

Nayar Deepak · CIK 0001526287 · Sr. VP & GM Electronics Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,571

F1 · price: The shares were sold in multiple transactions at prices ranging from $163.69 to $164.27. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
February 09, 2017 Filed Feb 9, 2017 20:28 UTC Exercise / conversionStock option (right to buy) · Derivative 1,504 $0.00 Strike: $42.13 $0.00
Disclosure

SEC source: 0001384707-17-000012 · primary_doc.xml · derivative · entry 3

SCHUBEL RONALD L · CIK 0001144957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,504 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 9, 2017 20:28 UTC SaleCommon Stock 1,504 $163.00 $245,152.00
Disclosure

SEC source: 0001384707-17-000012 · primary_doc.xml · nonDerivative · entry 2

SCHUBEL RONALD L · CIK 0001144957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,290

Read SEC document
February 09, 2017 Filed Feb 9, 2017 20:28 UTC Exercise / conversionCommon Stock 1,504 $42.13 $63,363.52
Disclosure

SEC source: 0001384707-17-000012 · primary_doc.xml · nonDerivative · entry 1

SCHUBEL RONALD L · CIK 0001144957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:50 UTC Exercise / conversionStock option (right to buy) · Derivative 220 $0.00 Strike: $42.13 $0.00
Disclosure

SEC source: 0001384707-17-000011 · primary_doc.xml · derivative · entry 5

SCHUBEL RONALD L · CIK 0001144957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504

Underlying: Common Stock · 220 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:50 UTC Exercise / conversionStock option (right to buy) · Derivative 1,000 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001384707-17-000011 · primary_doc.xml · derivative · entry 4

SCHUBEL RONALD L · CIK 0001144957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2017-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:50 UTC SaleCommon Stock 1,220 $163.00 $198,860.00
Disclosure

SEC source: 0001384707-17-000011 · primary_doc.xml · nonDerivative · entry 3

SCHUBEL RONALD L · CIK 0001144957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,290

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:50 UTC Exercise / conversionCommon Stock 220 $42.13 $9,268.60
Disclosure

SEC source: 0001384707-17-000011 · primary_doc.xml · nonDerivative · entry 2

SCHUBEL RONALD L · CIK 0001144957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:50 UTC Exercise / conversionCommon Stock 1,000 $23.48 $23,480.00
Disclosure

SEC source: 0001384707-17-000011 · primary_doc.xml · nonDerivative · entry 1

SCHUBEL RONALD L · CIK 0001144957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned includes a total of 42 shares acquired on December 12, 2016, pursuant to reporting person's reinvestment of dividends.

Read SEC document
January 27, 2017 Filed Jan 30, 2017 18:26 UTC GrantCommon Stock 101 $157.00 $15,857.00
Disclosure

SEC source: 0001384707-17-000004 · primary_doc.xml · nonDerivative · entry 1

GRILLO ANTHONY · CIK 0001070847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,940

F1 · shares: Represents shares acquired pursuant to deferred compensation plan.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 13:44 UTC
Heinzmann David WDirector · President & CEO
Tax withholdingCommon Stock 707 $150.45 $106,368.15
Disclosure

SEC source: 0001643464-17-000003 · primary_doc.xml · nonDerivative · entry 1

HEINZMANN DAVID W · CIK 0001279765 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,516

F1 · price: Closing price per share on date of vesting of restricted stock.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 16:38 UTC
Heinzmann David WDirector · President & CEO
GrantCommon Stock 6,963 $0.00 $0.00
Disclosure

SEC source: 0001643464-17-000002 · primary_doc.xml · nonDerivative · entry 1

HEINZMANN DAVID W · CIK 0001279765 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,223

F1 · shares: Represents the grant of restricted stock units to the reporting person under the Littelfuse Long Term Incentive Plan. The grant vests 100% on January 3, 2020.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 16:24 UTC GrantCommon Stock 14,856 $0.00 $0.00
Disclosure

SEC source: 0001643464-17-000001 · primary_doc.xml · nonDerivative · entry 1

HUNTER GORDON · CIK 0001186518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,729

F1 · shares: Represents the grant of restricted stock units to the reporting person under the Littelfuse Long Term Incentive Plan. The grant vests 100% on December 31, 2017.

F2 · balance_after: Amount of securities beneficially owned includes a total of 7 shares acquired on December 12, 2016, pursuant to reporting person's reinvestment of dividends.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 21:35 UTC SaleCommon Stock 5,000 $154.03 $770,150.00
Disclosure

SEC source: 0001643464-16-000002 · primary_doc.xml · nonDerivative · entry 1

GRILLO ANTHONY · CIK 0001070847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,839

F1 · price: The shares were sold in multiple transactions at prices ranging from $154.00 to $154.41. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F2 · balance_after: Amount of securities beneficially owned includes a total of 57 shares acquired on December 12, 2016, pursuant to reporting person's reinvestment of dividends.

Read SEC document
December 12, 2016 Filed Feb 7, 2017 21:49 UTC OtherCommon Stock 5 $155.92 $779.60
Disclosure

SEC source: 0001384707-17-000009 · primary_doc.xml · nonDerivative · entry 1

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,184

F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan.

Read SEC document
December 12, 2016 Filed Feb 7, 2017 21:59 UTC
MAJOR JOHN EDirector
OtherCommon Stock 48 $155.83 $7,479.84
Disclosure

SEC source: 0001384707-17-000010 · primary_doc.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,977

F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan.

Read SEC document
December 12, 2016 Filed Feb 7, 2017 21:39 UTC
CHUNG T JDirector
OtherCommon Stock 17 $155.65 $2,646.05
Disclosure

SEC source: 0001384707-17-000008 · primary_doc.xml · nonDerivative · entry 1

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,448

F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 21:23 UTC
Rutz Michael PSr. VP Global Operations
SaleCommon stock 969 $153.07 $148,321.92
Disclosure

SEC source: 0001209191-16-152465 · doc4.xml · nonDerivative · entry 1

Rutz Michael P · CIK 0001599220 · Sr. VP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,566

Read SEC document
November 25, 2016 Filed Nov 29, 2016 17:05 UTC SaleCommon stock 1,456 $152.00 $221,312.00
Disclosure

SEC source: 0001209191-16-152259 · doc4.xml · nonDerivative · entry 1

SCHUBEL RONALD L · CIK 0001144957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,248

Read SEC document
November 25, 2016 Filed Nov 29, 2016 17:02 UTC
CHUNG T JDirector
Exercise / conversionStock option (right to buy) · Derivative 1,099 $0.00 Strike: $63.09 $0.00
Disclosure

SEC source: 0001209191-16-152258 · doc4.xml · derivative · entry 5

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549

Underlying: Common stock · 1,099 shares

Expires 2019-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest in increments of one third annually beginning on the first anniversary of the date of grant.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 17:02 UTC
CHUNG T JDirector
Exercise / conversionStock option (right to buy) · Derivative 1,763 $0.00 Strike: $62.21 $0.00
Disclosure

SEC source: 0001209191-16-152258 · doc4.xml · derivative · entry 4

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,763 shares

Expires 2018-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest in increments of one third annually beginning on the first anniversary of the date of grant.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 17:02 UTC
CHUNG T JDirector
SaleCommon stock 2,862 $150.00 $429,300.00
Disclosure

SEC source: 0001209191-16-152258 · doc4.xml · nonDerivative · entry 3

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,431

Read SEC document
November 25, 2016 Filed Nov 29, 2016 17:02 UTC
CHUNG T JDirector
Exercise / conversionCommon stock 1,099 $63.09 $69,335.91
Disclosure

SEC source: 0001209191-16-152258 · doc4.xml · nonDerivative · entry 2

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 17:02 UTC
CHUNG T JDirector
Exercise / conversionCommon stock 1,763 $62.21 $109,676.23
Disclosure

SEC source: 0001209191-16-152258 · doc4.xml · nonDerivative · entry 1

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 14:07 UTC
Stafford Ryan KExec VP, Ch Legal & HR Officer
Exercise / conversionStock option (right to buy) · Derivative 13,000 $0.00 Strike: $66.68 $0.00
Disclosure

SEC source: 0001209191-16-151538 · doc4.xml · derivative · entry 4

Stafford Ryan K · CIK 0001384707 · Exec VP, Ch Legal & HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 13,000 shares

Expires 2020-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in increments of one third annually beginning on the first anniversary of the date of grant.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 14:07 UTC
Stafford Ryan KExec VP, Ch Legal & HR Officer
SaleCommon stock 1,300 $151.98 $197,571.40
Disclosure

SEC source: 0001209191-16-151538 · doc4.xml · nonDerivative · entry 3

Stafford Ryan K · CIK 0001384707 · Exec VP, Ch Legal & HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,339

F2 · price: The shares were sold in multiple transactions at prices ranging from $151.90 to $152.072. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 14:07 UTC
Stafford Ryan KExec VP, Ch Legal & HR Officer
SaleCommon stock 11,700 $150.97 $1,766,384.10
Disclosure

SEC source: 0001209191-16-151538 · doc4.xml · nonDerivative · entry 2

Stafford Ryan K · CIK 0001384707 · Exec VP, Ch Legal & HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,639

F1 · price: The shares were sold in multiple transactions at prices ranging from $150.66 to $151.475. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 14:07 UTC
Stafford Ryan KExec VP, Ch Legal & HR Officer
Exercise / conversionCommon stock 13,000 $66.68 $866,840.00
Disclosure

SEC source: 0001209191-16-151538 · doc4.xml · nonDerivative · entry 1

Stafford Ryan K · CIK 0001384707 · Exec VP, Ch Legal & HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 14:06 UTC
Roeder DieterSr. VP & G.M. Automotive Div.
Exercise / conversionStock option (right to buy) · Derivative 2,933 $0.00 Strike: $66.68 $0.00
Disclosure

SEC source: 0001209191-16-151537 · doc4.xml · derivative · entry 7

Roeder Dieter · CIK 0001408919 · Sr. VP & G.M. Automotive Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,933 shares

Expires 2020-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest in increments of one third annually beginning on the first anniversary of the date of grant.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 14:06 UTC
Roeder DieterSr. VP & G.M. Automotive Div.
Exercise / conversionStock option (right to buy) · Derivative 2,740 $0.00 Strike: $94.84 $0.00
Disclosure

SEC source: 0001209191-16-151537 · doc4.xml · derivative · entry 6

Roeder Dieter · CIK 0001408919 · Sr. VP & G.M. Automotive Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,740

Underlying: Common stock · 2,740 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest in increments of one third annually beginning on the first anniversary of the date of grant.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 14:06 UTC
Roeder DieterSr. VP & G.M. Automotive Div.
Exercise / conversionStock option (right to buy) · Derivative 3,084 $0.00 Strike: $96.15 $0.00
Disclosure

SEC source: 0001209191-16-151537 · doc4.xml · derivative · entry 5

Roeder Dieter · CIK 0001408919 · Sr. VP & G.M. Automotive Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,166

Underlying: Common stock · 3,084 shares

Expires 2022-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest in increments of one third annually beginning on the first anniversary of the date of grant.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 14:06 UTC
Roeder DieterSr. VP & G.M. Automotive Div.
SaleCommon stock 16,827 $149.02 $2,507,559.54
Disclosure

SEC source: 0001209191-16-151537 · doc4.xml · nonDerivative · entry 4

Roeder Dieter · CIK 0001408919 · Sr. VP & G.M. Automotive Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,644

Read SEC document
November 18, 2016 Filed Nov 22, 2016 14:06 UTC
Roeder DieterSr. VP & G.M. Automotive Div.
Exercise / conversionCommon stock 2,933 $66.68 $195,572.44
Disclosure

SEC source: 0001209191-16-151537 · doc4.xml · nonDerivative · entry 3

Roeder Dieter · CIK 0001408919 · Sr. VP & G.M. Automotive Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2016 Filed Nov 22, 2016 14:06 UTC
Roeder DieterSr. VP & G.M. Automotive Div.
Exercise / conversionCommon stock 2,740 $94.84 $259,861.60
Disclosure

SEC source: 0001209191-16-151537 · doc4.xml · nonDerivative · entry 2

Roeder Dieter · CIK 0001408919 · Sr. VP & G.M. Automotive Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2016 Filed Nov 22, 2016 14:06 UTC
Roeder DieterSr. VP & G.M. Automotive Div.
Exercise / conversionCommon stock 3,084 $96.15 $296,526.60
Disclosure

SEC source: 0001209191-16-151537 · doc4.xml · nonDerivative · entry 1

Roeder Dieter · CIK 0001408919 · Sr. VP & G.M. Automotive Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2016 Filed Nov 22, 2016 14:06 UTC
MUCHONEY MARY SCorporate Secretary
SaleCommon stock 500 $150.00 $75,000.00
Disclosure

SEC source: 0001209191-16-151536 · doc4.xml · nonDerivative · entry 1

MUCHONEY MARY S · CIK 0001182090 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,597

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November 18, 2016 Filed Nov 22, 2016 14:05 UTC
MAJOR JOHN EDirector
Exercise / conversionStock option (right to buy) · Derivative 1,724 $0.00 Strike: $42.13 $0.00
Disclosure

SEC source: 0001209191-16-151535 · doc4.xml · derivative · entry 6

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,724 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2016 Filed Nov 22, 2016 14:05 UTC
MAJOR JOHN EDirector
Exercise / conversionStock option (right to buy) · Derivative 1,763 $0.00 Strike: $62.21 $0.00
Disclosure

SEC source: 0001209191-16-151535 · doc4.xml · derivative · entry 5

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,763 shares

Expires 2018-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.