LFMD

SEC source: 0001362118-21-000015 · primary_doc.xml · nonDerivative · entry 1

Schreiber Justin · CIK 0001720512 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,664

F1 · balance_after: An audit of the reporting person's holdings resulted in changes to shares directly and indirectly beneficially owned and the reported holdings on this Form 4 are the correct shares beneficially owned both directly and indirectly.

SEC source: 0001362118-21-000014 · primary_doc.xml · nonDerivative · entry 1

Galluppi Stefan · CIK 0001722649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,796

SEC source: 0001493152-21-012682 · ownership.xml · nonDerivative · entry 1

Deutsch Corey · CIK 0001843944 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,169

F1 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $8.60 - $9.00. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001362118-21-000003 · primary_doc.xml · derivative · entry 7

Strawn John R Jr · CIK 0001721394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 100,000 shares

Expires 2021-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.underlying_shares: The original grant of 500,000 common stock options was subject to a 1-for-5 reverse stock split in October, 2020. The exercise reported herein is the shares remaining after the split.

SEC source: 0001362118-21-000003 · primary_doc.xml · derivative · entry 6

Strawn John R Jr · CIK 0001721394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 200,000 shares

Expires 2021-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.underlying_shares: The original grant of 1,000,000 common stock options was subject to a 1-for-5 reverse stock split in October, 2020. The exercise reported herein is the shares remaining after the split.

SEC source: 0001362118-21-000003 · primary_doc.xml · nonDerivative · entry 4

Strawn John R Jr · CIK 0001721394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,347

F3 · shares: Reflects 20,060 shares withheld by issuer to fund the cashless exercise of 100,000 options pursuant to the Reporting Person's Stock Option Agreement.

SEC source: 0001362118-21-000003 · primary_doc.xml · nonDerivative · entry 3

Strawn John R Jr · CIK 0001721394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001362118-21-000003 · primary_doc.xml · nonDerivative · entry 2

Strawn John R Jr · CIK 0001721394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,407

F2 · shares: Reflects 20,060 shares withheld by issuer to fund the cashless exercise of 200,000 options pursuant to the Reporting Person's Stock Option Agreement.

SEC source: 0001362118-21-000003 · primary_doc.xml · nonDerivative · entry 1

Strawn John R Jr · CIK 0001721394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Amount of Securities Beneficially Owned reflects a correction of an additional 467 shares from previous Form 3/A filing of the reporting person.

SEC source: 0001493152-21-008135 · ownership.xml · derivative · entry 9

Pineiro Dagnery Juan Manuel · CIK 0001771047 · Former Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 · 4,262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents a cashless exercise of outstanding stock options to purchase 4,566 shares of common stock. Mr. Pineiro Dagnery received 4,262 shares of common stock and surrendered 304 shares of common stock underlying the option in payment of the exercise price. The Options were issued to Mr. Pineiro Dagnery pursuant to the former Employment Agreement by and between Mr. Pineiro Dagnery and the Issuer.

F4 · derivative.exercise_date: Represents a cashless exercise of outstanding stock options to purchase 4,566 shares of common stock. Mr. Pineiro Dagnery received 4,262 shares of common stock and surrendered 304 shares of common stock underlying the option in payment of the exercise price. The Options were issued to Mr. Pineiro Dagnery pursuant to the former Employment Agreement by and between Mr. Pineiro Dagnery and the Issuer.

F4 · derivative.expiration_date: Represents a cashless exercise of outstanding stock options to purchase 4,566 shares of common stock. Mr. Pineiro Dagnery received 4,262 shares of common stock and surrendered 304 shares of common stock underlying the option in payment of the exercise price. The Options were issued to Mr. Pineiro Dagnery pursuant to the former Employment Agreement by and between Mr. Pineiro Dagnery and the Issuer.

F6 · balance_after: On March 31, 2019, in connection with his appointment as Chief Financial Officer of the Company, Mr. Pineiro Dagnery received options to purchase 100,000 shares of common stock of the Issuer (the "Options"). 33,333 Options vested on April 1, 2020. 33,333 Options vested on April 1, 2021. On the Effective Date and in connection with the Resignation, the remaining 33,334 unvested Options were forfeited.

SEC source: 0001493152-21-008135 · ownership.xml · nonDerivative · entry 5

Pineiro Dagnery Juan Manuel · CIK 0001771047 · Former Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,182

F5 · price: On April 2, 2021 (the "Effective Date"), Mr. Pineiro Dagnery and the Issuer entered into a Resignation and Release Agreement, whereby in connection with his resignation as Chief Revenue Officer of the Issuer (the "Resignation"), Mr. Pineiro Dagnery will receive, within sixty (60) of the Effective Date, equity severance of 10,000 shares of common stock of the Company (the "Severance Shares").

SEC source: 0001493152-21-008135 · ownership.xml · nonDerivative · entry 4

Pineiro Dagnery Juan Manuel · CIK 0001771047 · Former Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents a cashless exercise of outstanding stock options to purchase 4,566 shares of common stock. Mr. Pineiro Dagnery received 4,262 shares of common stock and surrendered 304 shares of common stock underlying the option in payment of the exercise price. The Options were issued to Mr. Pineiro Dagnery pursuant to the former Employment Agreement by and between Mr. Pineiro Dagnery and the Issuer.

SEC source: 0001362118-21-000051 · primary_doc.xml · derivative · entry 14

Velge Bertrand · CIK 0001758339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2026-03-31

F4 · shares: Issued as director's compensation.

SEC source: 0001493152-21-004851 · ownership.xml · nonDerivative · entry 2

Yecies Eric Harold · CIK 0001834563 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

SEC source: 0001493152-21-004851 · ownership.xml · nonDerivative · entry 1

Yecies Eric Harold · CIK 0001834563 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

SEC source: 0001493152-21-004847 · ownership.xml · nonDerivative · entry 1

Roberts Brad Michael · CIK 0001844066 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

SEC source: 0001493152-21-010259 · ownership.xml · nonDerivative · entry 1

Roberts Brad Michael · CIK 0001844066 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,632

F1 · balance_after: This Form 4 amendment is being filed to correct the number of shares directly owned Mr. Roberts as of February 25, 2021.

SEC source: 0001493152-21-004878 · ownership.xml · nonDerivative · entry 2

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,336,300

F4 · shares: Reflects distribution of 800,000 of Reporting Person's indirectly owned shares on October 17, 2020, by Blue Horizon Consulting LLC to Reporting Person as sole owner of Blue Horizon, resulting in a mere change of Reporting Person's ownership from indirect to direct. This distribution was not reportable when made, being only a change in form of ownership, with no change in Reporting Person's pecuniary interest and, therefore, exempt from reporting at time of distribution by SEC Rule 16a-13 and Exchange Act Release No. 34-37260, note 117 (1996).

F5 · balance_after: Number of shares currently reported as directly owned by Reporting Person consists of the 800,000 shares previously reported as indirectly and now directly owned, plus the 536,300 shares previously reported as directly owned by Reporting Person in Form 4 filings prior to October 17, 2020.

SEC source: 0001493152-21-004878 · ownership.xml · nonDerivative · entry 1

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Blue Horizon Consulting, LLC

Disclosed balance after: 1,200,000

F1 · shares: 800,000 not then but now issuable shares deemed acquired from Issuer by Blue Horizon Consulting LLC in October 2020, as a result of Issuer's attainment of specified revenue targets at that time, and 400,000 not then but now issuable shares deemed acquired from Issuer by Blue Horizon Consulting LLC in December 2020, as a result of Issuer's attainment of specified revenue targets at that time, pursuant to a Consulting Agreement between Blue Horizon and Issuer (the "Agreement") in conjunction with Issuer's equity incentive performance share Award grant to Reporting Person pursuant to the Agreement, all as approved in advance by Issuer's Board of Directors. These transactions are exempt from Section 16(b) by virtue of SEC Rule 16b-3(d).

F2 · price: Shares issued for no consideration upon satisfaction of performance criteria underlying Award of performance shares.

F3 · ownership.direct: Newly issued shares beneficially owned by Reporting Person, as sole owner and President of Blue Horizon Consulting LLC, and, hence, reported as owned indirectly by him.

SEC source: 0001493152-21-008135 · ownership.xml · derivative · entry 8

Pineiro Dagnery Juan Manuel · CIK 0001771047 · Former Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,900

Underlying: Common Stock, par value $0.001 · 59,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents a cashless exercise of outstanding stock options to purchase 62,100 shares of common stock. Mr. Pineiro Dagnery received 59,421 shares of common stock and surrendered 2,680 shares of common stock underlying the option in payment of the exercise price. The Options were issued to Mr. Pineiro Dagnery pursuant to the former Employment Agreement by and between Mr. Pineiro Dagnery and the Issuer.

F3 · derivative.exercise_date: Represents a cashless exercise of outstanding stock options to purchase 62,100 shares of common stock. Mr. Pineiro Dagnery received 59,421 shares of common stock and surrendered 2,680 shares of common stock underlying the option in payment of the exercise price. The Options were issued to Mr. Pineiro Dagnery pursuant to the former Employment Agreement by and between Mr. Pineiro Dagnery and the Issuer.

F3 · derivative.expiration_date: Represents a cashless exercise of outstanding stock options to purchase 62,100 shares of common stock. Mr. Pineiro Dagnery received 59,421 shares of common stock and surrendered 2,680 shares of common stock underlying the option in payment of the exercise price. The Options were issued to Mr. Pineiro Dagnery pursuant to the former Employment Agreement by and between Mr. Pineiro Dagnery and the Issuer.

SEC source: 0001493152-21-008135 · ownership.xml · derivative · entry 7

Pineiro Dagnery Juan Manuel · CIK 0001771047 · Former Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 · 13,874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. Mr. Pineiro Dagnery received 13,874 shares of common stock and surrendered 1,126 shares of common stock underlying the option in payment of the exercise price. The options were issued to Mr. Pineiro Dagnery pursuant to the former Consultant Agreement by and between Mr. Pineiro Dagnery and the Issuer.

F2 · derivative.exercise_date: Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. Mr. Pineiro Dagnery received 13,874 shares of common stock and surrendered 1,126 shares of common stock underlying the option in payment of the exercise price. The options were issued to Mr. Pineiro Dagnery pursuant to the former Consultant Agreement by and between Mr. Pineiro Dagnery and the Issuer.

F2 · derivative.expiration_date: Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. Mr. Pineiro Dagnery received 13,874 shares of common stock and surrendered 1,126 shares of common stock underlying the option in payment of the exercise price. The options were issued to Mr. Pineiro Dagnery pursuant to the former Consultant Agreement by and between Mr. Pineiro Dagnery and the Issuer.

SEC source: 0001493152-21-008135 · ownership.xml · derivative · entry 6

Pineiro Dagnery Juan Manuel · CIK 0001771047 · Former Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $0.001 · 9,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a cashless exercise of outstanding stock options to purchase 10,000 shares of common stock. Mr. Pineiro Dagnery received 9,625 shares of common stock and surrendered 375 shares of common stock underlying the option in payment of the exercise price. The options were issued to Mr. Pineiro Dagnery pursuant to the former Consultant Agreement by and between Mr. Pineiro Dagnery and the Issuer.

F1 · derivative.exercise_date: Represents a cashless exercise of outstanding stock options to purchase 10,000 shares of common stock. Mr. Pineiro Dagnery received 9,625 shares of common stock and surrendered 375 shares of common stock underlying the option in payment of the exercise price. The options were issued to Mr. Pineiro Dagnery pursuant to the former Consultant Agreement by and between Mr. Pineiro Dagnery and the Issuer.

F1 · derivative.expiration_date: Represents a cashless exercise of outstanding stock options to purchase 10,000 shares of common stock. Mr. Pineiro Dagnery received 9,625 shares of common stock and surrendered 375 shares of common stock underlying the option in payment of the exercise price. The options were issued to Mr. Pineiro Dagnery pursuant to the former Consultant Agreement by and between Mr. Pineiro Dagnery and the Issuer.

SEC source: 0001493152-21-008135 · ownership.xml · nonDerivative · entry 3

Pineiro Dagnery Juan Manuel · CIK 0001771047 · Former Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents a cashless exercise of outstanding stock options to purchase 62,100 shares of common stock. Mr. Pineiro Dagnery received 59,421 shares of common stock and surrendered 2,680 shares of common stock underlying the option in payment of the exercise price. The Options were issued to Mr. Pineiro Dagnery pursuant to the former Employment Agreement by and between Mr. Pineiro Dagnery and the Issuer.

SEC source: 0001493152-21-008135 · ownership.xml · nonDerivative · entry 2

Pineiro Dagnery Juan Manuel · CIK 0001771047 · Former Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. Mr. Pineiro Dagnery received 13,874 shares of common stock and surrendered 1,126 shares of common stock underlying the option in payment of the exercise price. The options were issued to Mr. Pineiro Dagnery pursuant to the former Consultant Agreement by and between Mr. Pineiro Dagnery and the Issuer.

SEC source: 0001493152-21-008135 · ownership.xml · nonDerivative · entry 1

Pineiro Dagnery Juan Manuel · CIK 0001771047 · Former Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a cashless exercise of outstanding stock options to purchase 10,000 shares of common stock. Mr. Pineiro Dagnery received 9,625 shares of common stock and surrendered 375 shares of common stock underlying the option in payment of the exercise price. The options were issued to Mr. Pineiro Dagnery pursuant to the former Consultant Agreement by and between Mr. Pineiro Dagnery and the Issuer.

SEC source: 0001493152-21-002381 · ownership.xml · nonDerivative · entry 1

Schreiber Justin · CIK 0001720512 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · JOJ Holdings, LLC

Disclosed balance after: 3,040,763

F1 · kind: The shares were given as a bona fide gift.

SEC source: 0001493152-21-006707 · ownership.xml · nonDerivative · entry 1

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,107,260

F1 · shares: Shares previously issued to Blue Horizon Consulting, LLC, wholly owned by Reporting Person, including all voting and dispositive interests therein, and previously reported as indirectly owned.

F2 · shares: Reflects distribution of all 1,200,000 of Reporting Person's indirectly-owned shares on December 31, 2020, by Blue Horizon Consulting, LLC to Reporting Person, as sole owner of Blue Horizon, resulting in a mere change of Reporting Person's ownership from indirect to direct. This distribution was not reportable when made, having been only a change in form of ownership, with no change in Reporting Person's pecuniary interest and, therefore, exempt from reporting at time of distribution by SEC Rule 16a-13 and Exchange Act Release No. 34-37260, note 17 (1996).

F3 · balance_after: Number of shares voluntarily reported herein as directly owned by Reporting Person consists of the 907,260 shares previously reported as directly owned, plus the 1,200,000 shares previously reported as indirectly owned by him prior to the reported transaction.

SEC source: 0001362118-21-000051 · primary_doc.xml · derivative · entry 13

Velge Bertrand · CIK 0001758339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2025-12-31

F4 · shares: Issued as director's compensation.

SEC source: 0001493152-20-023420 · ownership.xml · nonDerivative · entry 1

Galluppi Stefan · CIK 0001722649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · American Nutra Tech, LLC.

Disclosed balance after: 1,749,000

F1 · kind: The shares were issued to Mr. Galluppi for having achieved certain performance milestones pursuant to a Membership Interest Purchase Agreement, dated April 25, 2019, by and between the Issuer, Conversion Labs PR LLC, Taggart International Trust, and American Nutra Tech LLC, an entity controlled by Mr. Galluppi.

F1 · price: The shares were issued to Mr. Galluppi for having achieved certain performance milestones pursuant to a Membership Interest Purchase Agreement, dated April 25, 2019, by and between the Issuer, Conversion Labs PR LLC, Taggart International Trust, and American Nutra Tech LLC, an entity controlled by Mr. Galluppi.

SEC source: 0001493152-20-023417 · ownership.xml · nonDerivative · entry 1

Schreiber Justin · CIK 0001720512 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · JOJ Holdings, LLC

Disclosed balance after: 3,040,783

F1 · kind: The shares were issued to Mr. Schreiber for having achieved certain performance milestones pursuant to a Membership Interest Purchase Agreement, dated April 25, 2019, by and between the Issuer, Conversion Labs PR LLC, American Nutra Tech LLC, and Taggart International Trust, an entity controlled by Mr. Schreiber.

F1 · price: The shares were issued to Mr. Schreiber for having achieved certain performance milestones pursuant to a Membership Interest Purchase Agreement, dated April 25, 2019, by and between the Issuer, Conversion Labs PR LLC, American Nutra Tech LLC, and Taggart International Trust, an entity controlled by Mr. Schreiber.

SEC source: 0001493152-20-023414 · ownership.xml · derivative · entry 1

Alvarez Nicholas P · CIK 0001802844 · Chief Acquisition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock, par value $0.001 · 200,000 shares

Expires not disclosed

F1 · shares: The Options were issued to Mr. Alvarez pursuant to the terms of an amended and restated employment agreement, dated December 8, 2020 (the "Effective Date"), by and between Mr. Alvarez and the Issuer. The options shall vest at a rate of 5,555 options each month for thirty-five (35) consecutive months beginning on the Effective Date, with the final 5,575 shares vesting on December 8, 2023.

F1 · price: The Options were issued to Mr. Alvarez pursuant to the terms of an amended and restated employment agreement, dated December 8, 2020 (the "Effective Date"), by and between Mr. Alvarez and the Issuer. The options shall vest at a rate of 5,555 options each month for thirty-five (35) consecutive months beginning on the Effective Date, with the final 5,575 shares vesting on December 8, 2023.

F1 · derivative.exercise_date: The Options were issued to Mr. Alvarez pursuant to the terms of an amended and restated employment agreement, dated December 8, 2020 (the "Effective Date"), by and between Mr. Alvarez and the Issuer. The options shall vest at a rate of 5,555 options each month for thirty-five (35) consecutive months beginning on the Effective Date, with the final 5,575 shares vesting on December 8, 2023.

F1 · derivative.expiration_date: The Options were issued to Mr. Alvarez pursuant to the terms of an amended and restated employment agreement, dated December 8, 2020 (the "Effective Date"), by and between Mr. Alvarez and the Issuer. The options shall vest at a rate of 5,555 options each month for thirty-five (35) consecutive months beginning on the Effective Date, with the final 5,575 shares vesting on December 8, 2023.

SEC source: 0001493152-20-022775 · ownership.xml · derivative · entry 2

Alvarez Nicholas P · CIK 0001802844 · Chief Acquisition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 · 105,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a cashless exercise of outstanding stock options to purchase 120,000 shares of common stock. Mr. Alvarez received 105,288 shares of common stock and surrendered 14,712 shares of common stock underlying the option in payment of the exercise price. The Options were issued to Mr. Alvarez pursuant to the terms of an employment agreement, dated July 26, 2018, by and between Mr. Alvarez and the Issuer.

F1 · derivative.exercise_date: Represents a cashless exercise of outstanding stock options to purchase 120,000 shares of common stock. Mr. Alvarez received 105,288 shares of common stock and surrendered 14,712 shares of common stock underlying the option in payment of the exercise price. The Options were issued to Mr. Alvarez pursuant to the terms of an employment agreement, dated July 26, 2018, by and between Mr. Alvarez and the Issuer.

F1 · derivative.expiration_date: Represents a cashless exercise of outstanding stock options to purchase 120,000 shares of common stock. Mr. Alvarez received 105,288 shares of common stock and surrendered 14,712 shares of common stock underlying the option in payment of the exercise price. The Options were issued to Mr. Alvarez pursuant to the terms of an employment agreement, dated July 26, 2018, by and between Mr. Alvarez and the Issuer.

SEC source: 0001493152-20-022775 · ownership.xml · nonDerivative · entry 1

Alvarez Nicholas P · CIK 0001802844 · Chief Acquisition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a cashless exercise of outstanding stock options to purchase 120,000 shares of common stock. Mr. Alvarez received 105,288 shares of common stock and surrendered 14,712 shares of common stock underlying the option in payment of the exercise price. The Options were issued to Mr. Alvarez pursuant to the terms of an employment agreement, dated July 26, 2018, by and between Mr. Alvarez and the Issuer.

SEC source: 0001493152-20-019616 · ownership.xml · nonDerivative · entry 1

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Blue Horizon Consulting, LLC

Disclosed balance after: 800,000

F1 · date: The shares were issued to Blue Horizon Consulting, LLC ("Blue Horizon") by virtue of the Issuer's attainment of specified revenue targets, pursuant to a consulting agreement by and between Blue Horizon and the Issuer (the "Agreement"), and in accordance with the Issuer's equity incentive performance share grant to Reporting Person pursuant to such Agreement, approved in advance by the Board of Directors of the Issuer. Transaction exempt from Section 16(b) of the Securities Exchange Act by virtue of SEC Rule 16b-3(d).

F2 · price: Shares acquired for no consideration upon the satisfaction of performance criteria underlying award of performance shares.

F3 · ownership.nature: Mr. Walters is the sole owner of of Blue Horizon Consulting, LLC and serves as its President.

SEC source: 0001362118-21-000051 · primary_doc.xml · derivative · entry 12

Velge Bertrand · CIK 0001758339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2025-09-30

F4 · shares: Issued as director's compensation.

SEC source: 0001493152-20-018295 · ownership.xml · nonDerivative · entry 1

Galluppi Stefan · CIK 0001722649 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · American Nutra Tech, LLC.

Disclosed balance after: 749,000

F1 · ownership.nature: Mr. Galluppi has sole voting and dispositive power over American Nutra Tech, LLC

SEC source: 0001362118-21-000051 · primary_doc.xml · derivative · entry 11

Velge Bertrand · CIK 0001758339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2024-09-22

SEC source: 0001362118-21-000051 · primary_doc.xml · nonDerivative · entry 4

Velge Bertrand · CIK 0001758339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,666

F3 · price: Issued in connection with Exchange Agreement dated September 22, 2020 whereby shares of common stock and warrants were exchanged for outstanding debt.

SEC source: 0001493152-20-016256 · ownership.xml · nonDerivative · entry 4

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,300

SEC source: 0001493152-20-016256 · ownership.xml · nonDerivative · entry 3

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,273

SEC source: 0001493152-20-016256 · ownership.xml · nonDerivative · entry 2

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,073

SEC source: 0001493152-20-016256 · ownership.xml · nonDerivative · entry 1

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,073

SEC source: 0001493152-20-016131 · ownership.xml · nonDerivative · entry 6

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,300

SEC source: 0001493152-20-016131 · ownership.xml · nonDerivative · entry 5

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,072

SEC source: 0001493152-20-016131 · ownership.xml · nonDerivative · entry 4

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,407

SEC source: 0001493152-20-016131 · ownership.xml · nonDerivative · entry 3

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,926

SEC source: 0001493152-20-016131 · ownership.xml · nonDerivative · entry 2

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,300

SEC source: 0001493152-20-016131 · ownership.xml · nonDerivative · entry 1

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,800

SEC source: 0001362118-21-000051 · primary_doc.xml · nonDerivative · entry 3

Velge Bertrand · CIK 0001758339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,743

F5 · shares: Issued pursuant to anti-dilution provisions contained in the Securities Purchase Agreement dated May 31, 2019.

SEC source: 0001493152-20-013555 · ownership.xml · nonDerivative · entry 2

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,300