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Nasdaq · USD

LFMD

LifeMD, Inc.

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6521
SEC CIK
0000948320
Parsed reports
230

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 11, 2023 Filed Jul 13, 2023 16:02 UTC
Benathen Marc DavidChief Financial Officer
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001362118-23-000047 · primary_doc.xml · nonDerivative · entry 3

Benathen Marc David · CIK 0001845258 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2023 Filed Jul 13, 2023 16:02 UTC
Benathen Marc DavidChief Financial Officer
GrantCommon Stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001362118-23-000047 · primary_doc.xml · nonDerivative · entry 2

Benathen Marc David · CIK 0001845258 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,554

F1 · price: The options are being cancelled in exchange for 125,000 restricted shares, with 50,000 vesting on January 1, 2024 and 75,0000 vesting on January 1, 2025, and performance shares to be reported on settlement. In addition, vesting accelerated immediately on 25,000 restricted stock previously granted to Mr. Benathen on January 27, 2022. The option vested and became exercisable in equal monthly tranches, based on the passage of time, over the 36 months following February 4, 2021.

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June 20, 2023 Filed Jun 22, 2023 21:05 UTC
FEBBO WILLIAM JDirector · Consultant
GrantEmployee Stock Option (Right to Buy) · Derivative 37,500 $0.00 Strike: $3.37 $0.00
Disclosure

SEC source: 0001362118-23-000046 · primary_doc.xml · derivative · entry 2

FEBBO WILLIAM J · CIK 0001413987 · Director · Consultant

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2028-06-20

F2 · derivative.exercise_date: The options vest on the second anniversary of the date of grant.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 21:05 UTC
FEBBO WILLIAM JDirector · Consultant
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001362118-23-000046 · primary_doc.xml · nonDerivative · entry 1

FEBBO WILLIAM J · CIK 0001413987 · Director · Consultant

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

F1 · shares: The grant of restricted stock shares vests 37,500 shares immediately and the remaining 37,500 shares on the second anniversary of the date of grant.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 22:16 UTC
Yecies Eric HaroldGeneral Counsel & CCO
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 200,000 Not disclosed Strike: $7.55 Not disclosed
Disclosure

SEC source: 0001362118-23-000044 · primary_doc.xml · derivative · entry 2

Yecies Eric Harold · CIK 0001834563 · General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · price: The options are being cancelled in exchange for 150,000 restricted shares with 12,500 vesting on June 15, 2023, 37,500 shares on November 20, 2023 and 100,000 shares on January 1, 2024 and performance shares to be reported on settlement. The options vested and became exercisable in equal monthly tranches, based on the passage of time, over the 36 months following November 20, 2020.

F1 · derivative.exercise_date: The options are being cancelled in exchange for 150,000 restricted shares with 12,500 vesting on June 15, 2023, 37,500 shares on November 20, 2023 and 100,000 shares on January 1, 2024 and performance shares to be reported on settlement. The options vested and became exercisable in equal monthly tranches, based on the passage of time, over the 36 months following November 20, 2020.

F1 · derivative.expiration_date: The options are being cancelled in exchange for 150,000 restricted shares with 12,500 vesting on June 15, 2023, 37,500 shares on November 20, 2023 and 100,000 shares on January 1, 2024 and performance shares to be reported on settlement. The options vested and became exercisable in equal monthly tranches, based on the passage of time, over the 36 months following November 20, 2020.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 22:16 UTC
Yecies Eric HaroldGeneral Counsel & CCO
GrantCommon Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001362118-23-000044 · primary_doc.xml · nonDerivative · entry 1

Yecies Eric Harold · CIK 0001834563 · General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,500

F1 · price: The options are being cancelled in exchange for 150,000 restricted shares with 12,500 vesting on June 15, 2023, 37,500 shares on November 20, 2023 and 100,000 shares on January 1, 2024 and performance shares to be reported on settlement. The options vested and became exercisable in equal monthly tranches, based on the passage of time, over the 36 months following November 20, 2020.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 01:27 UTC
Jindal PiyushDirector · Consultant
GrantCommon Stock 225,000 $0.00 $0.00
Disclosure

SEC source: 0001362118-23-000042 · primary_doc.xml · nonDerivative · entry 1

Jindal Piyush · CIK 0001752056 · Director · Consultant

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

F1 · shares: The shares vest in four equal installments with 1/4 at the time of grant and the remaining installments at the six month, twelve month and eighteen month anniversaries of the date of grant.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 16:54 UTC PurchaseCommon Stock 3,945 $2.94 $11,579.76
Disclosure

SEC source: 0001362118-23-000040 · primary_doc.xml · nonDerivative · entry 1

Velge Bertrand · CIK 0001758339 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mascot Capital Management, LLC

Disclosed balance after: 212,310

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.905 to $2.999, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 14:16 UTC
Alvarez Nicholas PChief Acquisition Officer
PurchaseCommon Stock 10,712 $2.92 $31,279.04
Disclosure

SEC source: 0001362118-23-000039 · primary_doc.xml · nonDerivative · entry 1

Alvarez Nicholas P · CIK 0001802844 · Chief Acquisition Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Read SEC document
June 14, 2023 Filed Jun 16, 2023 14:36 UTC
BHATIA NAVEENDirector · Consultant
GrantCommon Stock 225,000 $0.00 $0.00
Disclosure

SEC source: 0001362118-23-000043 · primary_doc.xml · nonDerivative · entry 1

BHATIA NAVEEN · CIK 0001452171 · Director · Consultant

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 487,349

F1 · shares: The shares vest in four equal installments with 1/4 at the time of grant and the remaining installments at the six month, twelve month and eighteen month anniversaries of the date of grant.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 12:55 UTC PurchaseCommon Stock 44,365 $2.64 $116,932.83
Disclosure

SEC source: 0001362118-23-000038 · primary_doc.xml · nonDerivative · entry 2

Velge Bertrand · CIK 0001758339 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mascot Capital Management, LLC

Disclosed balance after: 208,365

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.59 to $2.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 12:33 UTC
Yecies Eric HaroldGeneral Counsel & CCO
PurchaseCommon Stock 11,500 $2.60 $29,900.00
Disclosure

SEC source: 0001362118-23-000037 · primary_doc.xml · nonDerivative · entry 1

Yecies Eric Harold · CIK 0001834563 · General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,500

Read SEC document
June 13, 2023 Filed Jun 16, 2023 01:12 UTC Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 200,000 Not disclosed Strike: $7.50 Not disclosed
Disclosure

SEC source: 0001362118-23-000041 · primary_doc.xml · derivative · entry 2

Roberts Brad Michael · CIK 0001844066 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · price: The options are being cancelled in exchange for 150,000 restricted shares vesting on January 1, 2024 and performance shares to be reported until settlement. 35,000 of the stock options vested on January 8, 2021, with the remaining stock options scheduled to vest in equal monthly tranches, based on the passage of time, over the following 30 months.

F1 · derivative.exercise_date: The options are being cancelled in exchange for 150,000 restricted shares vesting on January 1, 2024 and performance shares to be reported until settlement. 35,000 of the stock options vested on January 8, 2021, with the remaining stock options scheduled to vest in equal monthly tranches, based on the passage of time, over the following 30 months.

F1 · derivative.expiration_date: The options are being cancelled in exchange for 150,000 restricted shares vesting on January 1, 2024 and performance shares to be reported until settlement. 35,000 of the stock options vested on January 8, 2021, with the remaining stock options scheduled to vest in equal monthly tranches, based on the passage of time, over the following 30 months.

Read SEC document
June 13, 2023 Filed Jun 16, 2023 01:12 UTC GrantCommon Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001362118-23-000041 · primary_doc.xml · nonDerivative · entry 1

Roberts Brad Michael · CIK 0001844066 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,632

F1 · price: The options are being cancelled in exchange for 150,000 restricted shares vesting on January 1, 2024 and performance shares to be reported until settlement. 35,000 of the stock options vested on January 8, 2021, with the remaining stock options scheduled to vest in equal monthly tranches, based on the passage of time, over the following 30 months.

Read SEC document
June 13, 2023 Filed Sep 1, 2023 11:38 UTC Amendment PurchaseCommon Stock 49,465 $2.64 $130,374.90
Disclosure

SEC source: 0001362118-23-000054 · primary_doc.xml · nonDerivative · entry 2

Velge Bertrand · CIK 0001758339 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mascot Capital Management, LLC

Disclosed balance after: 213,465

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.59 to $2.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the numbers of shares purchased at each separate price with the ranges set forth.

Read SEC document
June 07, 2023 Filed Jun 14, 2023 12:55 UTC PurchaseCommon Stock 24,500 $2.19 $53,547.20
Disclosure

SEC source: 0001362118-23-000038 · primary_doc.xml · nonDerivative · entry 1

Velge Bertrand · CIK 0001758339 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mascot Capital Management, LLC

Disclosed balance after: 164,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.17 to $2.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth.

Read SEC document
June 07, 2023 Filed Sep 1, 2023 11:38 UTC Amendment PurchaseCommon Stock 24,500 $2.19 $53,547.20
Disclosure

SEC source: 0001362118-23-000054 · primary_doc.xml · nonDerivative · entry 1

Velge Bertrand · CIK 0001758339 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mascot Capital Management, LLC

Disclosed balance after: 164,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.17 to $2.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the numbers of shares purchased at each separate price with the ranges set forth.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 21:27 UTC PurchaseCommon Stock 129,117 $2.18 $281,397.59
Disclosure

SEC source: 0001362118-23-000036 · primary_doc.xml · nonDerivative · entry 2

Velge Bertrand · CIK 0001758339 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mascot Capital Management, LLC

Disclosed balance after: 139,500

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.14 to $2.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 21:27 UTC PurchaseCommon Stock 10,383 $2.17 $22,480.23
Disclosure

SEC source: 0001362118-23-000036 · primary_doc.xml · nonDerivative · entry 1

Velge Bertrand · CIK 0001758339 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mascot Capital Management, LLC

Disclosed balance after: 10,383

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.15 to $2.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth.

Read SEC document
May 26, 2023 Filed May 30, 2023 19:30 UTC
Roberts Brad MichaelChief Operating Officer
PurchaseCommon Stock, par value $0.01 30,000 $2.19 $65,706.00
Disclosure

SEC source: 0001362118-23-000034 · primary_doc.xml · nonDerivative · entry 1

Roberts Brad Michael · CIK 0001844066 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,632

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.1798 to $2.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 23, 2023 Filed May 23, 2023 19:28 UTC
Galluppi StefanChief Innovation Officer
PurchaseCommon Stock, par value $0.01 10,000 $2.17 $21,700.00
Disclosure

SEC source: 0001362118-23-000032 · primary_doc.xml · nonDerivative · entry 1

Galluppi Stefan · CIK 0001722649 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,841

Read SEC document
May 23, 2023 Filed May 24, 2023 13:16 UTC PurchaseCommon Stock, par value $0.01 32,336 $2.06 $66,612.16
Disclosure

SEC source: 0001362118-23-000033 · primary_doc.xml · nonDerivative · entry 2

Schreiber Justin · CIK 0001720512 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,844,620

F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $1.995 to $2.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 23, 2023 Filed May 31, 2023 11:15 UTC Amendment
Galluppi StefanChief Innovation Officer
PurchaseCommon Stock, par value $0.01 4,608 $2.17 $9,999.36
Disclosure

SEC source: 0001362118-23-000035 · primary_doc.xml · nonDerivative · entry 1

Galluppi Stefan · CIK 0001722649 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,449

F1 · shares: This Form 4 corrects the number of shares purchased.

Read SEC document
May 22, 2023 Filed May 24, 2023 13:16 UTC PurchaseCommon Stock, par value $0.01 17,664 $2.15 $38,012.93
Disclosure

SEC source: 0001362118-23-000033 · primary_doc.xml · nonDerivative · entry 1

Schreiber Justin · CIK 0001720512 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,812,284

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.13 to $2.16 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 2,794,620 shares previously reported as held indirectly which were distributed to the Reporting Person and are now held directly.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 16:45 UTC GrantStock Option (Right to Buy) · Derivative 37,500 $0.00 Strike: $1.89 $0.00
Disclosure

SEC source: 0001362118-23-000013 · primary_doc.xml · derivative · entry 2

LAROVERE JOAN · CIK 0001961270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2028-02-09

F2 · derivative.exercise_date: The option vests on the two year anniversary of the date of grant.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 16:45 UTC GrantCommon Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001362118-23-000013 · primary_doc.xml · nonDerivative · entry 1

LAROVERE JOAN · CIK 0001961270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · price: Pursuant to the Company's 2020 Equity and Incentive Plan, as amended, the reporting person received a grant of 75,000 restricted shares, with 37,500 vesting immediately and 37,500 shares vesting on the two year anniversary of the date of grant.

Read SEC document
January 27, 2023 Filed Jul 13, 2023 16:02 UTC
Benathen Marc DavidChief Financial Officer
Exercise / conversionRestricted Stock · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001362118-23-000047 · primary_doc.xml · derivative · entry 5

Benathen Marc David · CIK 0001845258 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted stock vested on January 27, 2023.

F3 · derivative.expiration_date: Restricted stock vested on January 27, 2023.

Read SEC document
January 27, 2023 Filed Jul 13, 2023 16:02 UTC
Benathen Marc DavidChief Financial Officer
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001362118-23-000047 · primary_doc.xml · nonDerivative · entry 1

Benathen Marc David · CIK 0001845258 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 15:41 UTC
FRIEDEMAN JESSICAChief Marketing Officer
GrantCommon Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001362118-23-000002 · primary_doc.xml · nonDerivative · entry 1

FRIEDEMAN JESSICA · CIK 0001960450 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F1 · price: Pursuant to the Company's 2020 Equity and Incentive Plan, as amended, the reporting person received a grant of 150,000 restricted shares, with 50,000 vesting on January 3, 2024, 50,000 vesting on January 3, 2025 and 50,000 vesting on January 3, 2026.

Read SEC document
December 28, 2022 Filed Feb 6, 2023 21:40 UTC
Galluppi StefanChief Innovation Officer
GiftCommon Stock, par value $0.01 5,000 $0.00 $0.00
Disclosure

SEC source: 0001362118-23-000006 · primary_doc.xml · nonDerivative · entry 1

Galluppi Stefan · CIK 0001722649 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By American Nutra Tech, LLC

Disclosed balance after: 1,644,800

Read SEC document
December 15, 2022 Filed Dec 23, 2022 17:44 UTC GrantStock Option (Right to Buy) · Derivative 37,500 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001362118-22-000073 · primary_doc.xml · derivative · entry 2

Walsh Kathleen E · CIK 0001667866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2027-12-15

F2 · derivative.exercise_date: The option vests on December 15, 2024.

Read SEC document
December 15, 2022 Filed Dec 23, 2022 17:44 UTC GrantCommon Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001362118-22-000073 · primary_doc.xml · nonDerivative · entry 1

Walsh Kathleen E · CIK 0001667866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · price: Pursuant to the Company's 2020 Equity and Incentive Plan, as amended, the Director received a one-time grant of 75,000 restricted shares, with 37,500 shares vesting immediately and the remaining 37,500 shares vesting on December 15, 2024.

Read SEC document
November 22, 2022 Filed Aug 29, 2023 20:33 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-030544 · ownership.xml · nonDerivative · entry 2

Strawn John R Jr · CIK 0001721394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,347

F2 · price: The grant of restricted shares vested incrementally on December 31, 2022 (50%); March 31, 2023 (25%); and June 16, 2023 (25%).

Read SEC document
November 22, 2022 Filed Aug 31, 2023 23:00 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001362118-23-000053 · primary_doc.xml · nonDerivative · entry 1

Velge Bertrand · CIK 0001758339 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Aliunde Ltd.

Disclosed balance after: 926,666

F1 · price: The grant of restricted shares vested incrementally on December 31, 2022 (50%), March 31, 2023 (25%), and June 16, 2023 (25%).

Read SEC document
September 14, 2022 Filed Sep 20, 2022 19:17 UTC GrantStock Option (Right to Buy) · Derivative 37,500 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0001362118-22-000064 · primary_doc.xml · derivative · entry 2

Jindal Piyush · CIK 0001752056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

F2 · derivative.exercise_date: The option vests in four equal installments at 90, 180. 270 and 365 days from the date of grant. The option expires on September 14, 2027.

F2 · derivative.expiration_date: The option vests in four equal installments at 90, 180. 270 and 365 days from the date of grant. The option expires on September 14, 2027.

Read SEC document
September 14, 2022 Filed Sep 20, 2022 19:17 UTC GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001362118-22-000064 · primary_doc.xml · nonDerivative · entry 1

Jindal Piyush · CIK 0001752056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · shares: Pursuant to the Company's 2020 Equity and Incentive Plan, as amended, the Director received a one-time grant of 75,000 restricted shares, with 37,500 shares vesting immediately and the remaining 37,500 shares vesting on September 14, 2024.

Read SEC document
May 18, 2022 Filed May 19, 2022 15:57 UTC PurchaseCommon Stock 50,000 $2.14 $106,800.00
Disclosure

SEC source: 0001362118-22-000048 · primary_doc.xml · nonDerivative · entry 1

BHATIA NAVEEN · CIK 0001452171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,349

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.11 to $2.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Read SEC document
April 04, 2022 Filed Aug 20, 2024 15:10 UTC
Wijnker DennisChief Technology Officer
GrantCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000912282-24-000578 · form4.xml · nonDerivative · entry 1

Wijnker Dennis · CIK 0001902668 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The restricted shares vest in full on April 4, 2025.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 13:32 UTC
Yecies Eric HaroldGeneral Counsel & CCO
PurchaseCommon Stock 5,000 $3.14 $15,700.00
Disclosure

SEC source: 0001362118-22-000022 · primary_doc.xml · nonDerivative · entry 1

Yecies Eric Harold · CIK 0001834563 · General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $3.125 to $3.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 10, 2022 Filed Mar 11, 2022 15:18 UTC PurchaseCommon Stock, par value $0.01 2,000 $3.28 $6,560.00
Disclosure

SEC source: 0001362118-22-000021 · primary_doc.xml · nonDerivative · entry 1

DiTrolio Joseph · CIK 0001721836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,500

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February 11, 2022 Filed Mar 4, 2022 17:30 UTC
Alvarez Nicholas PChief Acquisition Officer
GiftCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001362118-22-000020 · primary_doc.xml · nonDerivative · entry 1

Alvarez Nicholas P · CIK 0001802844 · Chief Acquisition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,288

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February 11, 2022 Filed Mar 4, 2022 17:28 UTC GiftCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001362118-22-000019 · primary_doc.xml · nonDerivative · entry 1

Schreiber Justin · CIK 0001720512 · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JOJ Holdings, LLC

Disclosed balance after: 2,794,620

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February 04, 2022 Filed Feb 8, 2022 19:38 UTC
STAN MARIA E.Principal Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001362118-22-000013 · primary_doc.xml · derivative · entry 3

STAN MARIA E. · CIK 0001908678 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: 5,000 RSUs vested on February 4, 2022. Of the remaining RSUs, 5,000 vest on February 4, 2023 and 5,000 RSUs vest on February 4, 2024.

F1 · derivative.expiration_date: 5,000 RSUs vested on February 4, 2022. Of the remaining RSUs, 5,000 vest on February 4, 2023 and 5,000 RSUs vest on February 4, 2024.

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February 04, 2022 Filed Feb 8, 2022 19:38 UTC
STAN MARIA E.Principal Accounting Officer
GrantRestricted Stock Unit · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001362118-22-000013 · primary_doc.xml · derivative · entry 2

STAN MARIA E. · CIK 0001908678 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_date: 5,000 RSUs vested on February 4, 2022. Of the remaining RSUs, 5,000 vest on February 4, 2023 and 5,000 RSUs vest on February 4, 2024.

F1 · derivative.expiration_date: 5,000 RSUs vested on February 4, 2022. Of the remaining RSUs, 5,000 vest on February 4, 2023 and 5,000 RSUs vest on February 4, 2024.

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February 04, 2022 Filed Feb 8, 2022 19:38 UTC
STAN MARIA E.Principal Accounting Officer
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001362118-22-000013 · primary_doc.xml · nonDerivative · entry 1

STAN MARIA E. · CIK 0001908678 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 04, 2022 Filed Apr 3, 2025 18:52 UTC
STAN MARIA E.Chief Accounting Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000369 · form4.xml · nonDerivative · entry 2

STAN MARIA E. · CIK 0001908678 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,500

F2 · price: 5,000 restricted stock units vested on each February 4, 2023 and February 4, 2024.

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January 27, 2022 Filed Jan 28, 2022 19:51 UTC
Yecies Eric HaroldGeneral Counsel & CCO
Exercise / conversionRestricted Stock Unit · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001362118-22-000006 · primary_doc.xml · derivative · entry 3

Yecies Eric Harold · CIK 0001834563 · General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert in common stock on a one-for-one basis.

F1 · derivative.exercise_date: 12,500 RSUs vested on January 27, 2022. Of the remaining RSUs, 12,500 vest on January 27, 2023 and 12,500 RSUs vest on January 27, 2024.

F1 · derivative.expiration_date: 12,500 RSUs vested on January 27, 2022. Of the remaining RSUs, 12,500 vest on January 27, 2023 and 12,500 RSUs vest on January 27, 2024.

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January 27, 2022 Filed Jan 28, 2022 19:51 UTC
Yecies Eric HaroldGeneral Counsel & CCO
GrantRestricted Stock Unit · Derivative 37,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001362118-22-000006 · primary_doc.xml · derivative · entry 2

Yecies Eric Harold · CIK 0001834563 · General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

F1 · derivative.exercise_date: 12,500 RSUs vested on January 27, 2022. Of the remaining RSUs, 12,500 vest on January 27, 2023 and 12,500 RSUs vest on January 27, 2024.

F1 · derivative.expiration_date: 12,500 RSUs vested on January 27, 2022. Of the remaining RSUs, 12,500 vest on January 27, 2023 and 12,500 RSUs vest on January 27, 2024.

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January 27, 2022 Filed Jan 28, 2022 19:51 UTC
Yecies Eric HaroldGeneral Counsel & CCO
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001362118-22-000006 · primary_doc.xml · nonDerivative · entry 1

Yecies Eric Harold · CIK 0001834563 · General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 27, 2022 Filed Jan 28, 2022 19:46 UTC
Benathen Marc DavidChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001362118-22-000005 · primary_doc.xml · derivative · entry 3

Benathen Marc David · CIK 0001845258 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: 25,000 RSUs vested on January 27, 2022. Of the remaining RSUs, 25,000 vest on January 27, 2023 and 25,000 vest on January 27, 2024.

F1 · derivative.expiration_date: 25,000 RSUs vested on January 27, 2022. Of the remaining RSUs, 25,000 vest on January 27, 2023 and 25,000 vest on January 27, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.