Tapewire

NYSE · USD

LEVI

LEVI STRAUSS & CO

Export transactions ↓
Tapewire entity
3651
SEC CIK
0000094845
Parsed reports
1,100

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202602
May 202608
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2020 Filed Nov 13, 2020 00:15 UTC ConversionClass B Common Stock · Derivative 12,404 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021173 · ownership.xml · derivative · entry 21

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 4,964,379

Underlying: Class A Common stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 00:15 UTC SaleClass A Common Stock 12,404 $16.50 $204,677.16
Disclosure

SEC source: 0001493152-20-021173 · ownership.xml · nonDerivative · entry 8

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 0

F5 · price: Price represents the weighted average sale price of the shares sold on November 12, 2020. The sale price ranged from $16.255 to $16.685 per share. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 00:15 UTC ConversionClass A Common Stock 12,404 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021173 · ownership.xml · nonDerivative · entry 7

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 12,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 19:25 UTC ConversionClass B Common Stock · Derivative 8,335 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-019805 · doc1.xml · derivative · entry 5

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,937,942

Underlying: Class A Common Stock · 8,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 19:25 UTC SaleClass A Common Stock 8,335 $16.50 $137,535.00
Disclosure

SEC source: 0001567619-20-019805 · doc1.xml · nonDerivative · entry 2

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.255 to $16.685 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 19:25 UTC ConversionClass A Common Stock 8,335 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-019805 · doc1.xml · nonDerivative · entry 1

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 00:28 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
ConversionClass B Common Stock · Derivative 56,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058158 · doc4.xml · derivative · entry 7

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 59,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 00:28 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
SaleClass A Common Stock 56,946 $17.10 $973,776.60
Disclosure

SEC source: 0001209191-20-058158 · doc4.xml · nonDerivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,502

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $17.00 to $17.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 00:28 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
ConversionClass A Common Stock 56,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058158 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 00:15 UTC ConversionClass B Common Stock · Derivative 112,769 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021173 · ownership.xml · derivative · entry 17

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 4,976,783

Underlying: Class A Common stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 00:15 UTC SaleClass A Common Stock 112,769 $16.94 $1,909,979.83
Disclosure

SEC source: 0001493152-20-021173 · ownership.xml · nonDerivative · entry 6

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 0

F4 · price: Price represents the weighted average sale price of the shares sold on November 11, 2020. The sale price ranged from $16.72 to $17.38 per share. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 00:15 UTC ConversionClass A Common Stock 112,769 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021173 · ownership.xml · nonDerivative · entry 5

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 112,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 00:27 UTC
Singh Harmit JExecutive VP and CFO
ConversionClass B Common Stock · Derivative 123,150 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058157 · doc4.xml · derivative · entry 6

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,946

Underlying: Class A Common Stock · 123,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 00:27 UTC
Singh Harmit JExecutive VP and CFO
SaleClass A Common Stock 123,150 $17.05 $2,099,707.50
Disclosure

SEC source: 0001209191-20-058157 · doc4.xml · nonDerivative · entry 2

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,859

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.97 to $17.37. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 00:27 UTC
Singh Harmit JExecutive VP and CFO
ConversionClass A Common Stock 123,150 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058157 · doc4.xml · nonDerivative · entry 1

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 16:27 UTC ConversionClass B Common Stock · Derivative 75,782 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-019219 · doc1.xml · derivative · entry 10

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,946,277

Underlying: Class A Common Stock · 75,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 16:27 UTC SaleClass A Common Stock 75,782 $16.94 $1,283,527.31
Disclosure

SEC source: 0001567619-20-019219 · doc1.xml · nonDerivative · entry 6

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.72 to $17.38 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 16:27 UTC ConversionClass A Common Stock 75,782 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-019219 · doc1.xml · nonDerivative · entry 5

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 00:28 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
Disposition to issuerClass B Common Stock · Derivative 117,404 $17.32 $2,033,437.28
Disclosure

SEC source: 0001209191-20-058158 · doc4.xml · derivative · entry 6

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,946

Underlying: Class A Common Stock · 117,404 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 00:28 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
Exercise / conversionClass B Common Stock · Derivative 174,350 $6.10 $1,063,535.00
Disclosure

SEC source: 0001209191-20-058158 · doc4.xml · derivative · entry 5

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,350

Underlying: Class A Common Stock · 174,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 00:28 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
Exercise / conversionStock Appreciation Rights · Derivative 174,350 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-20-058158 · doc4.xml · derivative · entry 4

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,830

Underlying: Class B Common Stock · 174,350 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 00:15 UTC ConversionClass B Common Stock · Derivative 371,947 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021173 · ownership.xml · derivative · entry 13

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 5,089,552

Underlying: Class A Common stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 00:15 UTC SaleClass A Common Stock 371,947 $17.29 $6,430,145.35
Disclosure

SEC source: 0001493152-20-021173 · ownership.xml · nonDerivative · entry 4

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 0

F3 · price: Price represents the weighted average sale price of the shares sold on November 10, 2020. The sale price ranged from $16.91 to $17.55 per share. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 00:15 UTC ConversionClass A Common Stock 371,947 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021173 · ownership.xml · nonDerivative · entry 3

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 371,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 00:27 UTC
Singh Harmit JExecutive VP and CFO
Disposition to issuerClass B Common Stock · Derivative 451,694 $17.32 $7,823,340.08
Disclosure

SEC source: 0001209191-20-058157 · doc4.xml · derivative · entry 5

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,096

Underlying: Class A Common Stock · 451,694 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 00:27 UTC
Singh Harmit JExecutive VP and CFO
Exercise / conversionClass B Common Stock · Derivative 660,790 $6.45 $4,262,095.50
Disclosure

SEC source: 0001209191-20-058157 · doc4.xml · derivative · entry 4

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,790

Underlying: Class A Common Stock · 660,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 00:27 UTC
Singh Harmit JExecutive VP and CFO
Exercise / conversionStock Appreciation Rights · Derivative 660,790 $0.00 Strike: $6.45 $0.00
Disclosure

SEC source: 0001209191-20-058157 · doc4.xml · derivative · entry 3

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 660,790 shares

Expires 2021-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:23 UTC
Haas Miriam L10% owner
ConversionClass B Common Stock · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-030848 · doc4.xml · derivative · entry 3

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,459,262

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:23 UTC
Haas Miriam L10% owner
SaleClass A Common Stock 300,000 $17.20 $5,160,000.00
Disclosure

SEC source: 0000899243-20-030848 · doc4.xml · nonDerivative · entry 2

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $17.00 to $17.55 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:23 UTC
Haas Miriam L10% owner
ConversionClass A Common Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-030848 · doc4.xml · nonDerivative · entry 1

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:27 UTC ConversionClass B Common Stock · Derivative 56,896 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-019219 · doc1.xml · derivative · entry 9

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,022,059

Underlying: Class A Common Stock · 56,896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:27 UTC SaleClass A Common Stock 56,896 $17.29 $983,606.67
Disclosure

SEC source: 0001567619-20-019219 · doc1.xml · nonDerivative · entry 4

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighed average price. These shares were sold in multiple transaction at prices ranging from $16.91 to $17.55 per share Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:27 UTC ConversionClass A Common Stock 56,896 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-019219 · doc1.xml · nonDerivative · entry 3

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 00:15 UTC ConversionClass B Common Stock · Derivative 187,327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021173 · ownership.xml · derivative · entry 9

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 5,461,499

Underlying: Class A Common stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 00:15 UTC SaleClass A Common Stock 187,327 $16.59 $3,108,167.05
Disclosure

SEC source: 0001493152-20-021173 · ownership.xml · nonDerivative · entry 2

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 0

F2 · price: Price represents the weighted average sale price of the shares sold on November 9, 2020. The sale price ranged from $16.07 to $16.90 per share. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 00:15 UTC ConversionClass A Common Stock 187,327 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-021173 · ownership.xml · nonDerivative · entry 1

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 187,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:27 UTC ConversionClass B Common Stock · Derivative 125,883 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-019219 · doc1.xml · derivative · entry 8

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,078,955

Underlying: Class A Common Stock · 125,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:27 UTC SaleClass A Common Stock 125,883 $16.59 $2,088,675.91
Disclosure

SEC source: 0001567619-20-019219 · doc1.xml · nonDerivative · entry 2

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.90 to $16.07 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:27 UTC ConversionClass A Common Stock 125,883 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-019219 · doc1.xml · nonDerivative · entry 1

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 21:00 UTC
Haas Miriam L10% owner
ConversionClass B Common Stock · Derivative 102,780 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028744 · doc4.xml · derivative · entry 9

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,759,262

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 21:00 UTC
Haas Miriam L10% owner
SaleClass A Common Stock 102,780 $16.25 $1,670,175.00
Disclosure

SEC source: 0000899243-20-028744 · doc4.xml · nonDerivative · entry 6

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $16.02 to $16.50 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 21:00 UTC
Haas Miriam L10% owner
ConversionClass A Common Stock 102,780 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028744 · doc4.xml · nonDerivative · entry 5

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 21:00 UTC
Haas Miriam L10% owner
ConversionClass B Common Stock · Derivative 16,621 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028744 · doc4.xml · derivative · entry 8

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,862,042

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 21:00 UTC
Haas Miriam L10% owner
SaleClass A Common Stock 16,621 $16.03 $266,434.63
Disclosure

SEC source: 0000899243-20-028744 · doc4.xml · nonDerivative · entry 4

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $16.00 to $16.05 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 21:00 UTC
Haas Miriam L10% owner
ConversionClass A Common Stock 16,621 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028744 · doc4.xml · nonDerivative · entry 3

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 21:00 UTC
Haas Miriam L10% owner
ConversionClass B Common Stock · Derivative 5,599 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028744 · doc4.xml · derivative · entry 7

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,878,663

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 21:00 UTC
Haas Miriam L10% owner
SaleClass A Common Stock 5,599 $15.86 $88,800.14
Disclosure

SEC source: 0000899243-20-028744 · doc4.xml · nonDerivative · entry 2

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.85 to $15.88 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 21:00 UTC
Haas Miriam L10% owner
ConversionClass A Common Stock 5,599 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028744 · doc4.xml · nonDerivative · entry 1

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:00 UTC
Haas Miriam L10% owner
ConversionClass B Common Stock · Derivative 63,982 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028511 · doc4.xml · derivative · entry 6

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,884,262

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:00 UTC
Haas Miriam L10% owner
SaleClass A Common Stock 63,982 $15.67 $1,002,597.94
Disclosure

SEC source: 0000899243-20-028511 · doc4.xml · nonDerivative · entry 4

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.60 to $15.77 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.