LEVI

SEC source: 0001209191-21-059746 · doc4.xml · derivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 113,203 shares

Expires 2022-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

SEC source: 0001209191-21-059746 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

SEC source: 0001493152-22-000802 · ownership.xml · derivative · entry 28

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 3,070,817

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F4 · kind: On the Transaction Date, the reporting person distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of himself and the remainder beneficiaries.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

SEC source: 0001493152-22-000802 · ownership.xml · derivative · entry 27

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F4 · kind: On the Transaction Date, the reporting person distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of himself and the remainder beneficiaries.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

SEC source: 0001493152-22-000802 · ownership.xml · derivative · entry 26

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · kind: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

SEC source: 0001493152-22-000802 · ownership.xml · derivative · entry 25

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 3,070,817

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · kind: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

SEC source: 0001493152-22-000804 · ownership.xml · derivative · entry 2

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts of spouse

Disclosed balance after: 4,252,141

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · kind: On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

SEC source: 0001493152-22-000804 · ownership.xml · derivative · entry 1

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · kind: On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: Mr. Haas disclaims beneficial ownership of these shares.

SEC source: 0001493152-22-000802 · ownership.xml · derivative · entry 30

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · kind: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: Mr. Haas disclaims beneficial ownership of these shares.

SEC source: 0001493152-22-000802 · ownership.xml · derivative · entry 29

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts of spouse

Disclosed balance after: 4,252,141

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · kind: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

SEC source: 0001209191-23-045436 · doc5.xml · derivative · entry 7

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 1,487,540

Underlying: Class A Common Stock · 170,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

SEC source: 0001209191-23-045436 · doc5.xml · nonDerivative · entry 5

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 214,845

F1 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

SEC source: 0001209191-23-045436 · doc5.xml · nonDerivative · entry 4

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 214,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

SEC source: 0001209191-21-056701 · doc4.xml · nonDerivative · entry 3

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,581

F2 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $26.11 to $26.58. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-21-056701 · doc4.xml · nonDerivative · entry 2

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,581

SEC source: 0001209191-21-056701 · doc4.xml · nonDerivative · entry 1

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 95,751

F1 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

SEC source: 0001209191-21-055747 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,695

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

SEC source: 0001209191-21-054516 · doc4.xml · nonDerivative · entry 1

Rodgers Elliott · CIK 0001835006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,938

F1 · shares: Dividend equivalent rights (DER) which represent a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. With respect to 13 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 15 of the DERs, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock and became exercisable with respect to the RSU. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock.

SEC source: 0001209191-21-054514 · doc4.xml · nonDerivative · entry 1

Prime Joshua E · CIK 0001768684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,137

F1 · shares: Dividend equivalent rights (DER) which represent a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. With respect to 56 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 15 of the DERs, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock and became exercisable with respect to the RSU. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock.

SEC source: 0001209191-21-054513 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,489

F1 · shares: With respect to 110 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. With respect to 167 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 15 of the DERs for Class A Common Stock, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock or Class B Common Stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock or Class B Common Stock, as appropriate.

SEC source: 0001209191-21-054511 · doc4.xml · nonDerivative · entry 1

MING JENNY J · CIK 0001188390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,643

F1 · shares: With respect to 148 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. With respect to 205 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 15 of the DERs for Class A Common Stock, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock or Class B Common Stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock or Class B Common Stock, as appropriate.

SEC source: 0001209191-21-054510 · doc4.xml · nonDerivative · entry 1

McCormick Christopher J · CIK 0001745717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,033

F1 · shares: With respect to 49 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. With respect to 106 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 15 of the DERs for Class A Common Stock, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock or Class B Common Stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock or Class B Common Stock, as appropriate.

SEC source: 0001209191-21-054508 · doc4.xml · nonDerivative · entry 1

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,664

F1 · shares: With respect to 25 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. With respect to 68 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 15 of the DERs for Class A Common Stock, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock or Class B Common Stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock or Class B Common Stock, as appropriate.

SEC source: 0001209191-21-054507 · doc4.xml · nonDerivative · entry 1

Fleischer Spencer C · CIK 0001235824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,440

F1 · shares: With respect to 70 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. With respect to 113 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 15 of the DERs for Class A Common Stock, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock or Class B Common Stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock or Class B Common Stock, as appropriate.

SEC source: 0001209191-21-054505 · doc4.xml · nonDerivative · entry 1

Beraud Jill · CIK 0001520061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,208

F1 · shares: With respect to 36 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. With respect to 79 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 15 of the DERs for Class A Common Stock, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock or Class B Common Stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock or Class B Common Stock, as appropriate.

SEC source: 0001209191-21-054504 · doc4.xml · nonDerivative · entry 1

ECKERT ROBERT · CIK 0001194256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,522

F1 · shares: With respect to 168 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. With respect to 214 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 26 of the DERs for Class A Common Stock, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock or Class B Common Stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock or Class B Common Stock, as appropriate.

SEC source: 0001209191-21-054503 · doc4.xml · nonDerivative · entry 1

Garten Yael · CIK 0001800786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,361

F1 · shares: Dividend equivalent rights (DER) which represent a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. With respect to 45 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 15 of the DERs, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock and became exercisable with respect to the RSU. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock.

SEC source: 0001209191-21-054502 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,405

F1 · shares: With respect to 121 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. With respect to 164 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 15 of the DERs for Class A Common Stock, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock or Class B Common Stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock or Class B Common Stock, as appropriate.

SEC source: 0001209191-21-052444 · doc4.xml · nonDerivative · entry 3

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,581

F2 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $27.31 to $27.79. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-21-052444 · doc4.xml · nonDerivative · entry 2

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,581

SEC source: 0001209191-21-052444 · doc4.xml · nonDerivative · entry 1

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 120,751

F1 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

SEC source: 0001209191-21-046867 · doc4.xml · derivative · entry 6

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 3,779,924

Underlying: Class A Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust B for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-21-046867 · doc4.xml · derivative · entry 5

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 3,884,408

Underlying: Class A Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust A for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-21-046867 · doc4.xml · nonDerivative · entry 4

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust B for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-21-046867 · doc4.xml · nonDerivative · entry 3

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 0

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.020 to $30.050 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust B for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-21-046867 · doc4.xml · nonDerivative · entry 2

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust A for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-21-046867 · doc4.xml · nonDerivative · entry 1

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 0

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.020 to $30.050 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust A for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001567619-21-013547 · doc1.xml · derivative · entry 6

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 24,228,400

Underlying: Class A Common Stock · 51 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.

SEC source: 0001567619-21-013547 · doc1.xml · nonDerivative · entry 4

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.02 to $30.05 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.

F3 · ownership.nature: The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.

SEC source: 0001567619-21-013547 · doc1.xml · nonDerivative · entry 3

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 51

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.

SEC source: 0001567619-21-013546 · doc1.xml · derivative · entry 6

Haas Margaret E. · CIK 0001771089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,219,430

Underlying: Class A Common Stock · 15 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair, for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares.

SEC source: 0001567619-21-013546 · doc1.xml · nonDerivative · entry 4

Haas Margaret E. · CIK 0001771089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.02 to $30.05 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.

F3 · ownership.nature: The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair, for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares.

SEC source: 0001567619-21-013546 · doc1.xml · nonDerivative · entry 3

Haas Margaret E. · CIK 0001771089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair, for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares.

SEC source: 0001567619-21-013545 · doc1.xml · derivative · entry 3

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,163,624

Underlying: Class A Common Stock · 14 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

SEC source: 0001567619-21-013545 · doc1.xml · nonDerivative · entry 2

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.02 to $30.05 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001567619-21-013545 · doc1.xml · nonDerivative · entry 1

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

SEC source: 0001567619-21-013544 · doc1.xml · derivative · entry 6

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,608,880

Underlying: Class A Common Stock · 28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

SEC source: 0001567619-21-013544 · doc1.xml · nonDerivative · entry 4

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.02 to $30.05 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001567619-21-013544 · doc1.xml · nonDerivative · entry 3

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

SEC source: 0001209191-21-047323 · doc4.xml · nonDerivative · entry 1

Rodgers Elliott · CIK 0001835006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,910

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will vest in full on July 15, 2022.