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LEVI

LEVI STRAUSS & CO

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Tapewire entity
3651
SEC CIK
0000094845
Parsed reports
1,100

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202602
May 202608
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2022 Filed Jan 9, 2023 20:14 UTC GiftClass B Common Stock · Derivative 1,349 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000931 · ownership.xml · derivative · entry 8

Prime Joshua E · CIK 0001768684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee

Disclosed balance after: 3,337,143

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: Represents (i) 3,327,143 shares of Class B Common Stock held by grantor retained annuity trusts, for which the reporting person serves as trustee and (ii) 10,000 shares of Class B Common Stock held by Haas Prime Family 2012 Trust, for which the reporting person and his spouse serve as co-trustees. Mr. Haas disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
February 10, 2022 Filed Jan 9, 2023 20:14 UTC GiftClass B Common Stock · Derivative 1,349 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000931 · ownership.xml · derivative · entry 7

Prime Joshua E · CIK 0001768684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,957

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 02:18 UTC
Sey Jennifer A.Brand President
SaleClass A Common Stock 28,432 $24.00 $682,368.00
Disclosure

SEC source: 0001209191-22-008642 · doc4.xml · nonDerivative · entry 1

Sey Jennifer A. · CIK 0001835102 · Brand President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,972

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 02:08 UTC
JAFFE SETHEVP & General Counsel
ConversionClass B Common Stock · Derivative 14,602 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006156 · doc4.xml · derivative · entry 8

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 14,602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 02:08 UTC
JAFFE SETHEVP & General Counsel
Disposition to issuerClass B Common Stock · Derivative 23,175 $21.72 $503,361.00
Disclosure

SEC source: 0001209191-22-006156 · doc4.xml · derivative · entry 7

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,082

Underlying: Class A Common Stock · 23,175 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 02:08 UTC
JAFFE SETHEVP & General Counsel
Exercise / conversionClass B Common Stock · Derivative 37,777 $6.10 $230,439.70
Disclosure

SEC source: 0001209191-22-006156 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,257

Underlying: Class A Common Stock · 37,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 02:08 UTC
JAFFE SETHEVP & General Counsel
Exercise / conversionStock Appreciation Rights · Derivative 37,777 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-006156 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,543

Underlying: Class B Common Stock · 37,777 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 02:08 UTC
JAFFE SETHEVP & General Counsel
SaleClass A Common Stock 14,602 $21.67 $316,425.34
Disclosure

SEC source: 0001209191-22-006156 · doc4.xml · nonDerivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,299

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $21.65 to $21.686. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 02:08 UTC
JAFFE SETHEVP & General Counsel
ConversionClass A Common Stock 14,602 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006156 · doc4.xml · nonDerivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
January 30, 2022 Filed Feb 2, 2022 02:14 UTC
Stirling LisaChief Accounting Officer
Tax withholdingClass A Common Stock 2,052 $21.92 $44,979.84
Disclosure

SEC source: 0001209191-22-006162 · doc4.xml · nonDerivative · entry 2

Stirling Lisa · CIK 0001862431 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,949

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2022 Filed Feb 2, 2022 02:13 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
Tax withholdingClass A Common Stock 4,339 $21.92 $95,110.88
Disclosure

SEC source: 0001209191-22-006161 · doc4.xml · nonDerivative · entry 2

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,224

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2022 Filed Feb 2, 2022 02:12 UTC
Sey Jennifer A.Brand President
Tax withholdingClass A Common Stock 3,124 $21.92 $68,478.08
Disclosure

SEC source: 0001209191-22-006159 · doc4.xml · nonDerivative · entry 2

Sey Jennifer A. · CIK 0001835102 · Brand President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,404

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2022 Filed Feb 2, 2022 02:11 UTC
Singh Harmit JExecutive VP and CFO
Tax withholdingClass A Common Stock 8,460 $21.92 $185,443.20
Disclosure

SEC source: 0001209191-22-006158 · doc4.xml · nonDerivative · entry 2

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,187

Read SEC document
January 30, 2022 Filed Feb 2, 2022 02:10 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Tax withholdingClass A Common Stock 6,676 $21.92 $146,337.92
Disclosure

SEC source: 0001209191-22-006157 · doc4.xml · nonDerivative · entry 2

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,946

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2022 Filed Feb 2, 2022 02:08 UTC
JAFFE SETHEVP & General Counsel
Tax withholdingClass A Common Stock 3,968 $21.92 $86,978.56
Disclosure

SEC source: 0001209191-22-006156 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,299

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2022 Filed Feb 2, 2022 02:07 UTC
Bergh Charles VDirector · President and CEO
Tax withholdingClass A Common Stock 35,018 $21.92 $767,594.56
Disclosure

SEC source: 0001209191-22-006154 · doc4.xml · nonDerivative · entry 2

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370,222

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 02:14 UTC
Stirling LisaChief Accounting Officer
Tax withholdingClass A Common Stock 1,383 $21.92 $30,315.36
Disclosure

SEC source: 0001209191-22-006162 · doc4.xml · nonDerivative · entry 1

Stirling Lisa · CIK 0001862431 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,001

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 02:13 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
Tax withholdingClass A Common Stock 1,452 $21.92 $31,827.84
Disclosure

SEC source: 0001209191-22-006161 · doc4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,563

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 02:12 UTC
Sey Jennifer A.Brand President
Tax withholdingClass A Common Stock 1,013 $21.92 $22,204.96
Disclosure

SEC source: 0001209191-22-006159 · doc4.xml · nonDerivative · entry 1

Sey Jennifer A. · CIK 0001835102 · Brand President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,528

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 02:11 UTC
Singh Harmit JExecutive VP and CFO
Tax withholdingClass A Common Stock 3,066 $21.92 $67,206.72
Disclosure

SEC source: 0001209191-22-006158 · doc4.xml · nonDerivative · entry 1

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,647

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 02:10 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Tax withholdingClass A Common Stock 2,775 $21.92 $60,828.00
Disclosure

SEC source: 0001209191-22-006157 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,662

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 02:08 UTC
JAFFE SETHEVP & General Counsel
Tax withholdingClass A Common Stock 1,525 $21.92 $33,428.00
Disclosure

SEC source: 0001209191-22-006156 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,267

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 02:07 UTC
Bergh Charles VDirector · President and CEO
Tax withholdingClass A Common Stock 22,443 $21.92 $491,950.56
Disclosure

SEC source: 0001209191-22-006154 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,405,240

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 22:56 UTC
JAFFE SETHEVP & General Counsel
Tax withholdingClass A Common Stock 1,263 $22.02 $27,811.26
Disclosure

SEC source: 0001209191-22-005726 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,792

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 22:54 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
Tax withholdingClass A Common Stock 1,531 $22.02 $33,712.62
Disclosure

SEC source: 0001209191-22-005725 · doc4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,015

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 22:52 UTC
Stirling LisaChief Accounting Officer
Tax withholdingClass A Common Stock 912 $22.02 $20,082.24
Disclosure

SEC source: 0001209191-22-005723 · doc4.xml · nonDerivative · entry 1

Stirling Lisa · CIK 0001862431 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,384

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 22:53 UTC
Sey Jennifer A.Brand President
Tax withholdingClass A Common Stock 801 $22.02 $17,638.02
Disclosure

SEC source: 0001209191-22-005724 · doc4.xml · nonDerivative · entry 1

Sey Jennifer A. · CIK 0001835102 · Brand President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,541

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 22:51 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Tax withholdingClass A Common Stock 1,998 $22.02 $43,995.96
Disclosure

SEC source: 0001209191-22-005722 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,397

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 22:49 UTC
Singh Harmit JExecutive VP and CFO
Tax withholdingClass A Common Stock 2,909 $22.02 $64,056.18
Disclosure

SEC source: 0001209191-22-005720 · doc4.xml · nonDerivative · entry 1

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,713

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 00:57 UTC
Bergh Charles VDirector · President and CEO
GrantStock Appreciation Rights · Derivative 316,548 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001209191-22-005120 · doc4.xml · derivative · entry 7

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,548

Underlying: Class A Common Stock · 316,548 shares

Expires 2032-01-25

F7 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 00:57 UTC
Bergh Charles VDirector · President and CEO
GrantClass A Common Stock 127,976 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005120 · doc4.xml · nonDerivative · entry 3

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,427,683

F3 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 01:03 UTC
Stirling LisaChief Accounting Officer
GrantClass A Common Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005126 · doc4.xml · nonDerivative · entry 1

Stirling Lisa · CIK 0001862431 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,296

F1 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 01:02 UTC
Sey Jennifer A.Brand President
GrantStock Appreciation Rights · Derivative 32,391 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001209191-22-005125 · doc4.xml · derivative · entry 4

Sey Jennifer A. · CIK 0001835102 · Brand President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,391

Underlying: Class A Common Stock · 32,391 shares

Expires 2032-01-25

F4 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 01:02 UTC
Sey Jennifer A.Brand President
GrantClass A Common Stock 13,095 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005125 · doc4.xml · nonDerivative · entry 3

Sey Jennifer A. · CIK 0001835102 · Brand President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,342

F3 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 01:01 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
GrantStock Appreciation Rights · Derivative 32,391 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001209191-22-005124 · doc4.xml · derivative · entry 4

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,391

Underlying: Class A Common Stock · 32,391 shares

Expires 2032-01-25

F4 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 01:01 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
GrantClass A Common Stock 13,095 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005124 · doc4.xml · nonDerivative · entry 3

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,546

F3 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 01:00 UTC
Ellison Seth M.EVP & Chief Commercial Officer
GrantStock Appreciation Rights · Derivative 61,837 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001209191-22-005123 · doc4.xml · derivative · entry 4

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,837

Underlying: Class A Common Stock · 61,837 shares

Expires 2032-01-25

F4 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 01:00 UTC
Ellison Seth M.EVP & Chief Commercial Officer
GrantClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005123 · doc4.xml · nonDerivative · entry 3

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,395

F3 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 00:59 UTC
Singh Harmit JExecutive VP and CFO
GrantStock Appreciation Rights · Derivative 73,616 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001209191-22-005122 · doc4.xml · derivative · entry 4

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,616

Underlying: Class A Common Stock · 73,616 shares

Expires 2032-01-25

F4 · derivative.exercise_date: Vesta in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to Participant's Continuous Service through each such vesting date.

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January 25, 2022 Filed Jan 27, 2022 00:59 UTC
Singh Harmit JExecutive VP and CFO
GrantClass A Common Stock 29,761 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005122 · doc4.xml · nonDerivative · entry 3

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,622

F3 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to Participant's Continuous Service through each such vesting date.

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January 25, 2022 Filed Jan 27, 2022 00:58 UTC
JAFFE SETHEVP & General Counsel
GrantStock Appreciation Rights · Derivative 32,391 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001209191-22-005121 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,391

Underlying: Class A Common Stock · 32,391 shares

Expires 2032-01-25

F4 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to Participant's Continuous Service through each such vesting date.

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January 25, 2022 Filed Jan 27, 2022 00:58 UTC
JAFFE SETHEVP & General Counsel
GrantClass A Common Stock 13,095 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005121 · doc4.xml · nonDerivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,055

F3 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to Participant's Continuous Service through each such vesting date.

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January 24, 2022 Filed Jan 27, 2022 00:57 UTC
Bergh Charles VDirector · President and CEO
Tax withholdingClass A Common Stock 170,070 $21.79 $3,705,825.30
Disclosure

SEC source: 0001209191-22-005120 · doc4.xml · nonDerivative · entry 2

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,299,707

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

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January 24, 2022 Filed Jan 27, 2022 00:57 UTC
Bergh Charles VDirector · President and CEO
GrantClass A Common Stock 356,731 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005120 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469,777

F1 · kind: On January 30, 2019, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 24, 2022, resulting in the issuance of 356,731 vested PRSUs.

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January 24, 2022 Filed Jan 27, 2022 01:02 UTC
Sey Jennifer A.Brand President
Tax withholdingClass A Common Stock 10,515 $21.79 $229,121.85
Disclosure

SEC source: 0001209191-22-005125 · doc4.xml · nonDerivative · entry 2

Sey Jennifer A. · CIK 0001835102 · Brand President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,247

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

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January 24, 2022 Filed Jan 27, 2022 01:02 UTC
Sey Jennifer A.Brand President
GrantClass A Common Stock 29,613 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005125 · doc4.xml · nonDerivative · entry 1

Sey Jennifer A. · CIK 0001835102 · Brand President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,762

F1 · kind: On January 30, 2019, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 24, 2022, resulting in the issuance of 29,613 vested PRSUs. The shares were converted to Class A Common Stock upon issuance.

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January 24, 2022 Filed Jan 27, 2022 01:01 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
Tax withholdingClass A Common Stock 17,836 $21.79 $388,646.44
Disclosure

SEC source: 0001209191-22-005124 · doc4.xml · nonDerivative · entry 2

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,451

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

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January 24, 2022 Filed Jan 27, 2022 01:01 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
GrantClass A Common Stock 49,369 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005124 · doc4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,287

F1 · kind: On January 30, 2019, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 24, 2022, resulting in the issuance of 49,369 vested PRSUs. The shares were converted to Class A Common Stock upon issuance.

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January 24, 2022 Filed Jan 27, 2022 01:00 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Tax withholdingClass A Common Stock 27,113 $21.79 $590,792.27
Disclosure

SEC source: 0001209191-22-005123 · doc4.xml · nonDerivative · entry 2

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,395

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

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January 24, 2022 Filed Jan 27, 2022 01:00 UTC
Ellison Seth M.EVP & Chief Commercial Officer
GrantClass A Common Stock 64,176 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005123 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,508

F1 · kind: On January 30, 2019, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 24, 2022, resulting in the issuance of 64,176 vested PRSUs. The shares were converted to Class A Common Stock upon issuance.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.