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LEVI

LEVI STRAUSS & CO

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3651
SEC CIK
0000094845
Parsed reports
1,100

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202602
May 202608
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2022 Filed Nov 18, 2022 00:25 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Exercise / conversionStock Appreciation Rights · Derivative 4,500 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-22-057728 · doc4.xml · derivative · entry 5

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,254

Underlying: Class B Common Stock · 4,500 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F5 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 15, 2022 Filed Nov 18, 2022 00:25 UTC
Ellison Seth M.EVP & Chief Commercial Officer
SaleClass A Common Stock 4,315 $16.35 $70,550.25
Disclosure

SEC source: 0001209191-22-057728 · doc4.xml · nonDerivative · entry 2

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,946

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.32 to $16.361. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 15, 2022 Filed Nov 18, 2022 00:25 UTC
Ellison Seth M.EVP & Chief Commercial Officer
ConversionClass A Common Stock 4,315 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057728 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
ConversionClass B Common Stock · Derivative 4,277 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 27

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Disposition to issuerClass B Common Stock · Derivative 7,432 $16.10 $119,655.20
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 26

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,277

Underlying: Class A Common Stock · 7,432 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · kind: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Exercise / conversionClass B Common Stock · Derivative 10,500 $6.10 $64,050.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 25

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,709

Underlying: Class A Common Stock · 10,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Exercise / conversionStock Appreciation Rights · Derivative 10,500 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 24

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,415

Underlying: Class B Common Stock · 10,500 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F9 · derivative.exercise_date: The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Disposition to issuerClass B Common Stock · Derivative 3,291 $16.10 $52,985.10
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 23

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,209

Underlying: Class A Common Stock · 3,291 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · kind: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Exercise / conversionClass B Common Stock · Derivative 4,500 $6.90 $31,050.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 22

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Class A Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Exercise / conversionStock Appreciation Rights · Derivative 4,500 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 21

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,754

Underlying: Class B Common Stock · 4,500 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F6 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
SaleClass A Common Stock 4,277 $16.16 $69,116.32
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · nonDerivative · entry 6

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,946

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.14 to $16.18. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
ConversionClass A Common Stock 4,277 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · nonDerivative · entry 5

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
ConversionClass B Common Stock · Derivative 4,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 20

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Disposition to issuerClass B Common Stock · Derivative 7,506 $15.50 $116,343.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 19

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Class A Common Stock · 7,506 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · kind: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Exercise / conversionClass B Common Stock · Derivative 10,500 $6.10 $64,050.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 18

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,673

Underlying: Class A Common Stock · 10,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Exercise / conversionStock Appreciation Rights · Derivative 10,500 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 17

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,915

Underlying: Class B Common Stock · 10,500 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F9 · derivative.exercise_date: The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Disposition to issuerClass B Common Stock · Derivative 3,327 $15.50 $51,568.50
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 16

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173

Underlying: Class A Common Stock · 3,327 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · kind: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Exercise / conversionClass B Common Stock · Derivative 4,500 $6.90 $31,050.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 15

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Class A Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Exercise / conversionStock Appreciation Rights · Derivative 4,500 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 14

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,254

Underlying: Class B Common Stock · 4,500 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F6 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
SaleClass A Common Stock 4,167 $15.47 $64,463.49
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · nonDerivative · entry 4

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,946

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.46 to $15.495. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
ConversionClass A Common Stock 4,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · nonDerivative · entry 3

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
ConversionClass B Common Stock · Derivative 4,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 13

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Disposition to issuerClass B Common Stock · Derivative 7,551 $15.15 $114,397.65
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 12

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,100

Underlying: Class A Common Stock · 7,551 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · kind: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Exercise / conversionClass B Common Stock · Derivative 10,500 $6.10 $64,050.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 11

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,651

Underlying: Class A Common Stock · 10,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Exercise / conversionStock Appreciation Rights · Derivative 10,500 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 10

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,415

Underlying: Class B Common Stock · 10,500 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F9 · derivative.exercise_date: The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Disposition to issuerClass B Common Stock · Derivative 3,349 $15.15 $50,737.35
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 9

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151

Underlying: Class A Common Stock · 3,349 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · kind: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Exercise / conversionClass B Common Stock · Derivative 4,500 $6.90 $31,050.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 8

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Class A Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Exercise / conversionStock Appreciation Rights · Derivative 4,500 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 7

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,754

Underlying: Class B Common Stock · 4,500 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F6 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
SaleClass A Common Stock 4,100 $15.11 $61,951.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · nonDerivative · entry 2

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,946

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.104 to $15.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC
Ellison Seth M.EVP & Chief Commercial Officer
ConversionClass A Common Stock 4,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 20:04 UTC
JAFFE SETHEVP & General Counsel
ConversionClass B Common Stock · Derivative 11,266 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055021 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 11,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 20:04 UTC
JAFFE SETHEVP & General Counsel
Disposition to issuerClass B Common Stock · Derivative 26,511 $15.08 $399,785.88
Disclosure

SEC source: 0001209191-22-055021 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,746

Underlying: Class A Common Stock · 26,511 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F6 · kind: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 20:04 UTC
JAFFE SETHEVP & General Counsel
Exercise / conversionClass B Common Stock · Derivative 37,777 $6.10 $230,439.70
Disclosure

SEC source: 0001209191-22-055021 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,257

Underlying: Class A Common Stock · 37,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 20:04 UTC
JAFFE SETHEVP & General Counsel
Exercise / conversionStock Appreciation Rights · Derivative 37,777 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-055021 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,553

Underlying: Class B Common Stock · 37,777 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 20:04 UTC
JAFFE SETHEVP & General Counsel
SaleClass A Common Stock 11,266 $15.03 $169,327.98
Disclosure

SEC source: 0001209191-22-055021 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,299

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.99 to $15.05. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 20:04 UTC
JAFFE SETHEVP & General Counsel
ConversionClass A Common Stock 11,266 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055021 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:12 UTC
JAFFE SETHEVP & General Counsel
ConversionClass B Common Stock · Derivative 11,276 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052192 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 11,276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:12 UTC
JAFFE SETHEVP & General Counsel
Disposition to issuerClass B Common Stock · Derivative 26,500 $15.10 $400,150.00
Disclosure

SEC source: 0001209191-22-052192 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,756

Underlying: Class A Common Stock · 26,500 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · kind: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:12 UTC
JAFFE SETHEVP & General Counsel
Exercise / conversionClass B Common Stock · Derivative 37,776 $6.10 $230,433.60
Disclosure

SEC source: 0001209191-22-052192 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,256

Underlying: Class A Common Stock · 37,776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:12 UTC
JAFFE SETHEVP & General Counsel
Exercise / conversionStock Appreciation Rights · Derivative 37,776 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-052192 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,330

Underlying: Class B Common Stock · 37,776 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:12 UTC
JAFFE SETHEVP & General Counsel
SaleClass A Common Stock 11,276 $14.95 $168,576.20
Disclosure

SEC source: 0001209191-22-052192 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,299

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:12 UTC
JAFFE SETHEVP & General Counsel
ConversionClass A Common Stock 11,276 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052192 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
September 30, 2022 Filed Jan 9, 2023 20:25 UTC OtherClass B Common Stock · Derivative 489,828 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000936 · ownership.xml · derivative · entry 16

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,297,240

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · kind: Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
September 30, 2022 Filed Jan 9, 2023 20:25 UTC OtherClass B Common Stock · Derivative 489,828 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000936 · ownership.xml · derivative · entry 15

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts of spouse

Disclosed balance after: 3,063,090

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · kind: Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
September 30, 2022 Filed Jan 9, 2023 20:25 UTC OtherClass B Common Stock · Derivative 1,407,308 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000936 · ownership.xml · derivative · entry 14

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts of spouse

Disclosed balance after: 3,063,090

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F5 · kind: On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
September 30, 2022 Filed Jan 9, 2023 20:25 UTC OtherClass B Common Stock · Derivative 1,407,308 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000936 · ownership.xml · derivative · entry 13

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F5 · kind: On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
September 30, 2022 Filed Jan 9, 2023 20:25 UTC OtherClass B Common Stock · Derivative 1,407,308 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000936 · ownership.xml · derivative · entry 12

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · kind: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
September 30, 2022 Filed Jan 9, 2023 20:25 UTC OtherClass B Common Stock · Derivative 1,407,308 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000936 · ownership.xml · derivative · entry 11

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts of spouse

Disclosed balance after: 3,063,090

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · kind: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
September 30, 2022 Filed Jan 9, 2023 20:25 UTC OtherClass B Common Stock · Derivative 181,311 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000936 · ownership.xml · derivative · entry 10

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,536,547

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · kind: Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
September 30, 2022 Filed Jan 9, 2023 20:25 UTC OtherClass B Common Stock · Derivative 181,311 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000936 · ownership.xml · derivative · entry 9

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 1,930,451

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · kind: Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.