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LEVI

LEVI STRAUSS & CO

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3651
SEC CIK
0000094845
Parsed reports
1,100

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202602
May 202608
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2023 Filed Jan 9, 2024 22:39 UTC GiftClass B Common Stock · Derivative 1,868 $0.00 $0.00
Disclosure

SEC source: 0000935836-24-000019 · ownership.xml · derivative · entry 3

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See note

Disclosed balance after: 31,770

Underlying: Class A Common Stock · 1,869 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: Ms. Haas gifted these shares from her revocable trust to custodial accounts of which Ms. Haas is the custodian.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: Shares held in custodial accounts for the benefit of others. Ms. Haas is the custodian and has sole voting and investment power over the accounts. She disclaims beneficial ownership of these shares.

Read SEC document
January 31, 2023 Filed Jan 9, 2024 22:39 UTC GiftClass B Common Stock · Derivative 1,868 $0.00 $0.00
Disclosure

SEC source: 0000935836-24-000019 · ownership.xml · derivative · entry 2

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,163,626

Underlying: Class A Common Stock · 1,869 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: Ms. Haas gifted these shares from her revocable trust to custodial accounts of which Ms. Haas is the custodian.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2023 Filed Jan 9, 2024 22:39 UTC GiftClass B Common Stock · Derivative 1,869 $0.00 $0.00
Disclosure

SEC source: 0000935836-24-000019 · ownership.xml · derivative · entry 1

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,163,626

Underlying: Class A Common Stock · 1,869 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2023 Filed Jan 9, 2024 22:35 UTC GiftClass B Common Stock · Derivative 14,952 $0.00 $0.00
Disclosure

SEC source: 0000935836-24-000018 · ownership.xml · derivative · entry 1

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,050,357

Underlying: Class A Common Stock · 14,952 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2023 Filed Jan 25, 2024 20:04 UTC GiftClass B Common Stock · Derivative 5,607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-003737 · ownership.xml · derivative · entry 6

Prime Joshua E · CIK 0001768684 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse as custodian

Disclosed balance after: 200,076

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F4 · kind: Gift of shares of from the reporting person's spouse to custodial accounts for the benefit of the children of the reporting person, for which the spouse of the reporting person serves as custodian. Mr. Prime disclaims beneficial ownership of these shares.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2023 Filed Jan 25, 2024 20:04 UTC GiftClass B Common Stock · Derivative 5,607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-003737 · ownership.xml · derivative · entry 5

Prime Joshua E · CIK 0001768684 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 1,382,781

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F4 · kind: Gift of shares of from the reporting person's spouse to custodial accounts for the benefit of the children of the reporting person, for which the spouse of the reporting person serves as custodian. Mr. Prime disclaims beneficial ownership of these shares.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2023 Filed Jan 25, 2024 20:04 UTC GiftClass B Common Stock · Derivative 5,607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-003737 · ownership.xml · derivative · entry 4

Prime Joshua E · CIK 0001768684 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse as custodian

Disclosed balance after: 200,076

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · kind: Gift of shares to custodial accounts for the benefit of the children of the reporting person, for which the spouse of the reporting person serves as custodian. Mr. Prime disclaims beneficial ownership of these shares.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2023 Filed Jan 25, 2024 20:04 UTC GiftClass B Common Stock · Derivative 1,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-003737 · ownership.xml · derivative · entry 3

Prime Joshua E · CIK 0001768684 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 1,382,781

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2023 Filed Jan 25, 2024 20:04 UTC GiftClass B Common Stock · Derivative 0 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-003737 · ownership.xml · derivative · entry 2

Prime Joshua E · CIK 0001768684 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · As trustee

Disclosed balance after: 1,770,362

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: Represents (i) 1,760,362 shares of Class B Common Stock held by grantor retained annuity trusts, for which the reporting person serves as trustee and (ii) 10,000 shares of Class B Common Stock held by Haas Prime Family 2012 Trust, for which the reporting person and his spouse serve as co-trustees. Mr. Prime disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
January 31, 2023 Filed Jan 25, 2024 20:04 UTC GiftClass B Common Stock · Derivative 1,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-003737 · ownership.xml · derivative · entry 1

Prime Joshua E · CIK 0001768684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,826

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 30, 2023 Filed Feb 2, 2023 02:44 UTC
Stirling LisaGlobal Controller
Tax withholdingClass A Common Stock 873 $17.78 $15,521.94
Disclosure

SEC source: 0001209191-23-006060 · doc4.xml · nonDerivative · entry 1

Stirling Lisa · CIK 0001862431 · Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,502

F1 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs.

Read SEC document
January 30, 2023 Filed Feb 2, 2023 02:43 UTC
Singh Harmit JExecutive VP and CFO
Tax withholdingClass A Common Stock 3,518 $17.78 $62,550.04
Disclosure

SEC source: 0001209191-23-006059 · doc4.xml · nonDerivative · entry 1

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,371

F1 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs.

Read SEC document
January 30, 2023 Filed Feb 2, 2023 02:42 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
Tax withholdingClass A Common Stock 1,453 $17.78 $25,834.34
Disclosure

SEC source: 0001209191-23-006058 · doc4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,199

F1 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs.

Read SEC document
January 30, 2023 Filed Feb 2, 2023 02:41 UTC
JAFFE SETHEVP & General Counsel
Tax withholdingClass A Common Stock 1,083 $17.78 $19,255.74
Disclosure

SEC source: 0001209191-23-006057 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,732

F1 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs.

Read SEC document
January 30, 2023 Filed Feb 2, 2023 02:40 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Tax withholdingClass A Common Stock 1,928 $17.78 $34,279.84
Disclosure

SEC source: 0001209191-23-006056 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,575

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2023 Filed Feb 2, 2023 02:39 UTC
Bergh Charles VDirector · President and CEO
Tax withholdingClass A Common Stock 15,267 $17.78 $271,447.26
Disclosure

SEC source: 0001209191-23-006055 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,336

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 28, 2023 Filed Jan 31, 2023 23:21 UTC
Bergh Charles VDirector · President and CEO
Tax withholdingClass A Common Stock 11,530 $17.79 $205,118.70
Disclosure

SEC source: 0001209191-23-005793 · doc4.xml · nonDerivative · entry 3

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,353

F2 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:24 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Tax withholdingClass A Common Stock 5,586 $17.79 $99,374.94
Disclosure

SEC source: 0001209191-23-005800 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,503

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:23 UTC
Stirling LisaGlobal Controller
Tax withholdingClass A Common Stock 3,514 $17.79 $62,514.06
Disclosure

SEC source: 0001209191-23-005799 · doc4.xml · nonDerivative · entry 2

Stirling Lisa · CIK 0001862431 · Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,375

F2 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:23 UTC
Stirling LisaGlobal Controller
GrantClass A Common Stock 11,242 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-005799 · doc4.xml · nonDerivative · entry 1

Stirling Lisa · CIK 0001862431 · Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,889

F1 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 26, 2024, January 24, 2025, January 30, 2026, and January 29, 2027, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:23 UTC
JAFFE SETHEVP & General Counsel
GrantStock Appreciation Rights · Derivative 42,372 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001209191-23-005798 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,372

Underlying: Class A Common Stock · 42,372 shares

Expires 2033-01-26

F3 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 26, 2024, January 24, 2025, January 30, 2026, and January 29, 2027, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:23 UTC
JAFFE SETHEVP & General Counsel
Tax withholdingClass A Common Stock 2,987 $17.79 $53,138.73
Disclosure

SEC source: 0001209191-23-005798 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,815

F2 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:23 UTC
JAFFE SETHEVP & General Counsel
GrantClass A Common Stock 16,863 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-005798 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,802

F1 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 26, 2024, January 24, 2025, January 30, 2026, and January 29, 2027, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:22 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
GrantStock Appreciation Rights · Derivative 44,138 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001209191-23-005797 · doc4.xml · derivative · entry 3

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,138

Underlying: Class A Common Stock · 44,138 shares

Expires 2033-01-26

F3 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 26, 2024, January 24, 2025, January 30, 2026, and January 29, 2027, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:22 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
Tax withholdingClass A Common Stock 3,214 $17.79 $57,177.06
Disclosure

SEC source: 0001209191-23-005797 · doc4.xml · nonDerivative · entry 2

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,652

F2 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:22 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
GrantClass A Common Stock 17,566 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-005797 · doc4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,866

F1 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 26, 2024, January 24, 2025, January 30, 2026, and January 29, 2027, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:22 UTC
Singh Harmit JExecutive VP and CFO
GrantStock Appreciation Rights · Derivative 88,276 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001209191-23-005796 · doc4.xml · derivative · entry 3

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,276

Underlying: Class A Common Stock · 88,276 shares

Expires 2033-01-26

F3 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 26, 2024, January 24, 2025, January 30, 2026, and January 29, 2027, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:22 UTC
Singh Harmit JExecutive VP and CFO
Tax withholdingClass A Common Stock 9,870 $17.79 $175,587.30
Disclosure

SEC source: 0001209191-23-005796 · doc4.xml · nonDerivative · entry 2

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,889

F2 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:22 UTC
Singh Harmit JExecutive VP and CFO
GrantClass A Common Stock 175,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-005796 · doc4.xml · nonDerivative · entry 1

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 774,759

F1 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 140,528 of the RSUs vest on January 27, 2026. 35,132 of the RSUs vest in four equal installments of 25% on each of January 26, 2024, January 24, 2025, January 30, 2026, and January 29, 2027, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:21 UTC
Gass MichelleDirector · President
GrantStock Appreciation Rights · Derivative 266,596 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001209191-23-005794 · doc4.xml · derivative · entry 2

Gass Michelle · CIK 0001450262 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,596

Underlying: Class A Common Stock · 266,596 shares

Expires 2033-01-26

F2 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 26, 2024, January 24, 2025, January 30, 2026, and January 29, 2027, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:21 UTC
Gass MichelleDirector · President
GrantClass A Common Stock 106,098 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-005794 · doc4.xml · nonDerivative · entry 1

Gass Michelle · CIK 0001450262 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,005

F1 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 26, 2024, January 24, 2025, January 30, 2026, and January 29, 2027, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:21 UTC
Bergh Charles VDirector · President and CEO
GrantStock Appreciation Rights · Derivative 406,073 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001209191-23-005793 · doc4.xml · derivative · entry 9

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,073

Underlying: Class A Common Stock · 406,073 shares

Expires 2033-01-26

F8 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 26, 2024, January 24, 2025, January 30, 2026, and January 29, 2027, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:21 UTC
Bergh Charles VDirector · President and CEO
Disposition to issuerClass B Common Stock · Derivative 194,663 $17.73 $3,451,374.99
Disclosure

SEC source: 0001209191-23-005793 · doc4.xml · derivative · entry 8

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,259,438

Underlying: Class A Common Stock · 194,663 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · kind: Represents shares withheld by the company for exercise price upon exercise of a stock appreciation right.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:21 UTC
Bergh Charles VDirector · President and CEO
Exercise / conversionClass B Common Stock · Derivative 565,795 $6.10 $3,451,349.50
Disclosure

SEC source: 0001209191-23-005793 · doc4.xml · derivative · entry 7

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454,101

Underlying: Class A Common Stock · 565,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:21 UTC
Bergh Charles VDirector · President and CEO
Exercise / conversionStock Appreciation Rights · Derivative 565,795 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-23-005793 · doc4.xml · derivative · entry 6

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,795

Underlying: Class B Common Stock · 565,795 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

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January 27, 2023 Filed Jan 31, 2023 23:21 UTC
Bergh Charles VDirector · President and CEO
Tax withholdingClass A Common Stock 28,327 $17.79 $503,937.33
Disclosure

SEC source: 0001209191-23-005793 · doc4.xml · nonDerivative · entry 2

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,883

F2 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs.

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January 27, 2023 Filed Jan 31, 2023 23:21 UTC
Bergh Charles VDirector · President and CEO
GrantClass A Common Stock 161,607 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-005793 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,210

F1 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 26, 2024, January 24, 2025, January 30, 2026, and January 29, 2027, subject to Participant's Continuous Service through each such vesting date.

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January 23, 2023 Filed Jan 25, 2023 23:57 UTC
Singh Harmit JExecutive VP and CFO
Tax withholdingClass A Common Stock 19,334 $16.82 $325,197.88
Disclosure

SEC source: 0001209191-23-004906 · doc4.xml · nonDerivative · entry 2

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,099

F2 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs.

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January 23, 2023 Filed Jan 25, 2023 23:57 UTC
Singh Harmit JExecutive VP and CFO
GrantClass A Common Stock 36,932 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004906 · doc4.xml · nonDerivative · entry 1

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,433

F1 · kind: On January 27, 2020, the reporting person was granted performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class A common stock upon settlement and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 23, 2023, resulting in the issuance of 36,932 vested PRSUs.

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January 23, 2023 Filed Jan 25, 2023 23:54 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
Tax withholdingClass A Common Stock 7,440 $16.82 $125,140.80
Disclosure

SEC source: 0001209191-23-004902 · doc4.xml · nonDerivative · entry 2

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,300

F2 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs.

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January 23, 2023 Filed Jan 25, 2023 23:54 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
GrantClass A Common Stock 20,516 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004902 · doc4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,740

F1 · kind: On January 27, 2020, the reporting person was granted performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class A common stock upon settlement and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 23, 2023, resulting in the issuance of 20,516 vested PRSUs.

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January 23, 2023 Filed Jan 25, 2023 23:53 UTC
JAFFE SETHEVP & General Counsel
Tax withholdingClass A Common Stock 7,465 $16.82 $125,561.30
Disclosure

SEC source: 0001209191-23-004899 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,939

F2 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 23:53 UTC
JAFFE SETHEVP & General Counsel
GrantClass A Common Stock 20,516 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004899 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,404

F1 · kind: On January 27, 2020, the reporting person was granted performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class A common stock upon settlement and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 23, 2023, resulting in the issuance of 20,516 vested PRSUs.

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January 23, 2023 Filed Jan 25, 2023 23:52 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Tax withholdingClass A Common Stock 11,885 $16.82 $199,905.70
Disclosure

SEC source: 0001209191-23-004897 · doc4.xml · nonDerivative · entry 2

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,089

F2 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 23:52 UTC
Ellison Seth M.EVP & Chief Commercial Officer
GrantClass A Common Stock 30,776 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004897 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,974

F1 · kind: On January 27, 2020, the reporting person was granted performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class A common stock upon settlement and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 23, 2023, resulting in the issuance of 30,776 vested PRSUs.

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January 23, 2023 Filed Jan 25, 2023 23:51 UTC
Bergh Charles VDirector · President and CEO
Tax withholdingClass A Common Stock 80,230 $16.82 $1,349,468.60
Disclosure

SEC source: 0001209191-23-004895 · doc4.xml · nonDerivative · entry 2

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,603

F2 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 23:51 UTC
Bergh Charles VDirector · President and CEO
GrantClass A Common Stock 152,382 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004895 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,833

F1 · kind: On January 28, 2020, the reporting person was granted performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class A common stock upon settlement and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 23, 2023, resulting in the issuance of 152,382 vested PRSUs.

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January 13, 2023 Filed Jan 13, 2023 21:23 UTC
Singh Harmit JExecutive VP and CFO
ConversionClass B Common Stock · Derivative 106,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003285 · doc4.xml · derivative · entry 5

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 106,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 13, 2023 Filed Jan 13, 2023 21:23 UTC
Singh Harmit JExecutive VP and CFO
ConversionClass A Common Stock 106,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003285 · doc4.xml · nonDerivative · entry 1

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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January 11, 2023 Filed Jan 13, 2023 21:23 UTC
Singh Harmit JExecutive VP and CFO
Disposition to issuerClass B Common Stock · Derivative 214,530 $17.10 $3,668,463.00
Disclosure

SEC source: 0001209191-23-003285 · doc4.xml · derivative · entry 4

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,860

Underlying: Class A Common Stock · 214,530 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · kind: Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.