Tapewire

Nasdaq · USD

LEE

LEE ENTERPRISES, Inc

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Tapewire entity
285
SEC CIK
0000058361
Parsed reports
287

Last 12 months

Inside the activity.

60 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026110
Mar 2026281
Apr 202600
May 2026130
Jun 202681
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2016 Filed Dec 13, 2016 17:57 UTC
Gulledge Michael RVP Ad Sales Leadership & Pub.
Exercise / conversionCommon Stock 70,000 $1.49 $104,300.00
Disclosure

SEC source: 0001140361-16-089480 · doc1.xml · nonDerivative · entry 3

Gulledge Michael R · CIK 0001328427 · VP Ad Sales Leadership & Pub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 17:57 UTC
Gulledge Michael RVP Ad Sales Leadership & Pub.
Exercise / conversionCommon Stock 10,000 $1.13 $11,300.00
Disclosure

SEC source: 0001140361-16-089480 · doc1.xml · nonDerivative · entry 2

Gulledge Michael R · CIK 0001328427 · VP Ad Sales Leadership & Pub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 21:15 UTC
Gulledge Michael RVP Ad Sales Leadership & Pub.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 70,000 $1.49 Strike: $1.49 $104,300.00
Disclosure

SEC source: 0001140361-16-089664 · doc1.xml · derivative · entry 6

Gulledge Michael R · CIK 0001328427 · VP Ad Sales Leadership & Pub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,415

Underlying: Common Stock · 133,415 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 21:15 UTC
Gulledge Michael RVP Ad Sales Leadership & Pub.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001140361-16-089664 · doc1.xml · derivative · entry 5

Gulledge Michael R · CIK 0001328427 · VP Ad Sales Leadership & Pub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 21:15 UTC
Gulledge Michael RVP Ad Sales Leadership & Pub.
SaleCommon Stock 36,581 $3.12 $114,096.14
Disclosure

SEC source: 0001140361-16-089664 · doc1.xml · nonDerivative · entry 2

Gulledge Michael R · CIK 0001328427 · VP Ad Sales Leadership & Pub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,700

Read SEC document
December 12, 2016 Filed Dec 14, 2016 21:15 UTC
Gulledge Michael RVP Ad Sales Leadership & Pub.
SaleCommon Stock 26,100 $3.06 $79,761.60
Disclosure

SEC source: 0001140361-16-089664 · doc1.xml · nonDerivative · entry 1

Gulledge Michael R · CIK 0001328427 · VP Ad Sales Leadership & Pub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,281

Read SEC document
December 09, 2016 Filed Dec 13, 2016 17:59 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
Disposition to issuerCommon Stock 14,680 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089483 · doc1.xml · nonDerivative · entry 3

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,763

F3 · acquired: Disposition to the Company of the Company's restricted common stock in accordance with Rule 16b-3(e) of the Exchange Act.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 17:59 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
GrantCommon Stock 14,680 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089483 · doc1.xml · nonDerivative · entry 2

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,443

F2 · acquired: Award by ECC of non-incentive restricted shares of common stock pursuant to the Issuer's Amended and Restated 1990 Long-Term Incentive Plan. On the transaction date, the closing price on the NYSE of the Company's common stock was $3.35 per share.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 17:59 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089483 · doc1.xml · nonDerivative · entry 1

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,763

F1 · acquired: Award of restricted common stock in accordance with Rule 16b-3(d) of the Exchange Act by the Company's independent Executive Compensation Committee ("ECC") containing vesting restrictions with target amount of restricted common stock, subject to a reduction in share amounts, based on achievement of performance goals established by the ECC under the Issuer's Amended and Restated Incentive Compensation Program (effective as of November 20, 2013).

Read SEC document
December 09, 2016 Filed Dec 13, 2016 17:58 UTC
MAYO RONALD A.Vice Pres., CFO and Treasurer
GrantCommon Stock 59,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089482 · doc1.xml · nonDerivative · entry 1

MAYO RONALD A. · CIK 0001641038 · Vice Pres., CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,445

Read SEC document
December 09, 2016 Filed Dec 13, 2016 17:58 UTC
JUNCK MARY EDirector · Dir. & Executive Chairman
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089481 · doc1.xml · nonDerivative · entry 1

JUNCK MARY E · CIK 0001086997 · Director · Dir. & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670,972

F1 · acquired: Award of restricted common stock in accordance with Rule 16b-3(d) of the Exchange Act by the Company's independent Executive Compensation Committee ("ECC") containing vesting restrictions with target amount of restricted common stock, subject to a reduction in share amounts, based on achievement of performance goals established by the ECC under the Issuer's Amended and Restated Incentive Compensation Program (effective as of November 20, 2013). On the transaction date, the closing price on the NYSE of the Company's common stock was $3.35 per share.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 17:57 UTC
Gulledge Michael RVP Ad Sales Leadership & Pub.
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089480 · doc1.xml · nonDerivative · entry 1

Gulledge Michael R · CIK 0001328427 · VP Ad Sales Leadership & Pub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,381

Read SEC document
December 09, 2016 Filed Dec 13, 2016 17:56 UTC
GREEN JAMES A.Vice President - Digital
GrantCommon Stock 19,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089479 · doc1.xml · nonDerivative · entry 1

GREEN JAMES A. · CIK 0001628235 · Vice President - Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,163

Read SEC document
December 09, 2016 Filed Dec 13, 2016 17:55 UTC
Farrell Paul M.Vice President - Digital Sales
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089478 · doc1.xml · nonDerivative · entry 1

Farrell Paul M. · CIK 0001545708 · Vice President - Digital Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,269

Read SEC document
November 27, 2016 Filed Nov 29, 2016 20:48 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
Tax withholdingCommon Stock 16,675 $2.95 $49,191.25
Disclosure

SEC source: 0001140361-16-088055 · doc1.xml · nonDerivative · entry 1

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,763

F1 · acquired: Exercise of tax withholding right in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to LEE.

Read SEC document
November 27, 2016 Filed Nov 29, 2016 20:55 UTC
Farrell Paul M.Vice President - Digital Sales
Tax withholdingCommon Stock 7,337 $2.95 $21,644.15
Disclosure

SEC source: 0001140361-16-088060 · doc1.xml · nonDerivative · entry 1

Farrell Paul M. · CIK 0001545708 · Vice President - Digital Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,269

F1 · acquired: Exercise of tax withholding right in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to LEE.

Read SEC document
November 27, 2016 Filed Nov 29, 2016 20:51 UTC
GREEN JAMES A.Vice President - Digital
Tax withholdingCommon Stock 7,337 $2.95 $21,644.15
Disclosure

SEC source: 0001140361-16-088057 · doc1.xml · nonDerivative · entry 1

GREEN JAMES A. · CIK 0001628235 · Vice President - Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,163

F1 · acquired: Exercise of tax withholding right in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to LEE.

Read SEC document
November 27, 2016 Filed Nov 29, 2016 20:52 UTC
Gulledge Michael RVP Ad Sales Leadership & Pub.
Tax withholdingCommon Stock 7,337 $2.95 $21,644.15
Disclosure

SEC source: 0001140361-16-088059 · doc1.xml · nonDerivative · entry 1

Gulledge Michael R · CIK 0001328427 · VP Ad Sales Leadership & Pub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,381

F1 · acquired: Exercise of tax withholding right in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to LEE.

Read SEC document
November 27, 2016 Filed Nov 29, 2016 20:50 UTC
JUNCK MARY EDirector · Dir. & Executive Chairman
Tax withholdingCommon Stock 66,700 $2.95 $196,765.00
Disclosure

SEC source: 0001140361-16-088056 · doc1.xml · nonDerivative · entry 1

JUNCK MARY E · CIK 0001086997 · Director · Dir. & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470,972

F1 · acquired: Exercise of tax withholding right in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to LEE.

Read SEC document
September 02, 2016 Filed Nov 29, 2016 20:29 UTC Tax withholdingCommon Stock 11,844 $3.22 $38,137.68
Disclosure

SEC source: 0001140361-16-088052 · doc1.xml · nonDerivative · entry 1

SCHERMER GREGORY P · CIK 0001054511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060,211

Read SEC document
May 08, 2015 Filed Nov 29, 2016 20:52 UTC
Gulledge Michael RVP Ad Sales Leadership & Pub.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001140361-16-088059 · doc1.xml · derivative · entry 3

Gulledge Michael R · CIK 0001328427 · VP Ad Sales Leadership & Pub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 60,000 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
March 01, 2014 Filed Nov 29, 2016 20:51 UTC
GREEN JAMES A.Vice President - Digital
GrantEmployee Stock Options (Right to Buy) · Derivative 51,250 $1.20 Strike: $1.20 $61,500.00
Disclosure

SEC source: 0001140361-16-088057 · doc1.xml · derivative · entry 2

GREEN JAMES A. · CIK 0001628235 · Vice President - Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,250

Underlying: Common Stock · 51,250 shares

Expires 2023-03-01

F2 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
March 01, 2014 Filed Dec 13, 2016 17:56 UTC
GREEN JAMES A.Vice President - Digital
GrantEmployee Stock Options (Right to Buy) · Derivative 51,250 $1.20 Strike: $1.20 $61,500.00
Disclosure

SEC source: 0001140361-16-089479 · doc1.xml · derivative · entry 2

GREEN JAMES A. · CIK 0001628235 · Vice President - Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,250

Underlying: Common Stock · 51,250 shares

Expires 2023-03-01

F1 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
March 01, 2014 Filed Dec 12, 2017 17:48 UTC
GREEN JAMES A.Vice President - Digital
GrantEmployee Stock Options (Right to Buy) · Derivative 51,250 $1.20 Strike: $1.20 $61,500.00
Disclosure

SEC source: 0001140361-17-045809 · doc1.xml · derivative · entry 2

GREEN JAMES A. · CIK 0001628235 · Vice President - Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,250

Underlying: Common Stock · 51,250 shares

Expires 2023-03-01

F1 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
March 01, 2014 Filed Dec 13, 2017 22:29 UTC
GREEN JAMES A.Vice President - Digital
GrantEmployee Stock Options (Right to Buy) · Derivative 51,250 $1.20 Strike: $1.20 $61,500.00
Disclosure

SEC source: 0001140361-17-046083 · doc1.xml · derivative · entry 2

GREEN JAMES A. · CIK 0001628235 · Vice President - Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,250

Underlying: Common Stock · 51,250 shares

Expires 2023-03-01

F2 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
March 01, 2014 Filed Dec 10, 2018 23:50 UTC
GREEN JAMES A.Vice President - Digital
GrantEmployee Stock Options (Right to Buy) · Derivative 51,250 $1.20 Strike: $1.20 $61,500.00
Disclosure

SEC source: 0001567619-18-007645 · doc1.xml · derivative · entry 2

GREEN JAMES A. · CIK 0001628235 · Vice President - Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,250

Underlying: Common Stock · 51,250 shares

Expires 2023-03-01

F1 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
March 01, 2014 Filed Dec 13, 2018 17:22 UTC
GREEN JAMES A.Vice President - Digital
GrantEmployee Stock Options (Right to Buy) · Derivative 51,250 $1.20 Strike: $1.20 $61,500.00
Disclosure

SEC source: 0001567619-18-007826 · doc1.xml · derivative · entry 2

GREEN JAMES A. · CIK 0001628235 · Vice President - Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,250

Underlying: Common Stock · 51,250 shares

Expires 2023-03-01

F2 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
March 01, 2014 Filed Dec 16, 2019 20:02 UTC
GREEN JAMES A.Vice President - Digital
GrantEmployee Stock Options (Right to Buy) · Derivative 51,250 $1.20 Strike: $1.20 $61,500.00
Disclosure

SEC source: 0001567619-19-023120 · doc1.xml · derivative · entry 2

GREEN JAMES A. · CIK 0001628235 · Vice President - Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,250

Underlying: Common Stock · 51,250 shares

Expires 2023-03-01

F2 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
March 01, 2014 Filed Dec 17, 2019 21:39 UTC
GREEN JAMES A.Vice President - Digital
GrantEmployee Stock Options (Right to Buy) · Derivative 51,250 $1.20 Strike: $1.20 $61,500.00
Disclosure

SEC source: 0001567619-19-023259 · doc1.xml · derivative · entry 2

GREEN JAMES A. · CIK 0001628235 · Vice President - Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,250

Underlying: Common Stock · 51,250 shares

Expires 2023-03-01

F1 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
March 01, 2014 Filed Dec 15, 2020 22:22 UTC
GREEN JAMES A.Vice President - Digital
GrantEmployee Stock Options (Right to Buy) · Derivative 51,250 $1.20 Strike: $1.20 $61,500.00
Disclosure

SEC source: 0001567619-20-021133 · doc1.xml · derivative · entry 2

GREEN JAMES A. · CIK 0001628235 · Vice President - Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,250

Underlying: Common Stock · 51,250 shares

Expires 2023-03-01

F1 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
March 01, 2014 Filed Dec 15, 2020 22:16 UTC
GREEN JAMES A.Vice President - Digital
GrantEmployee Stock Options (Right to Buy) · Derivative 51,250 $1.20 Strike: $1.20 $61,500.00
Disclosure

SEC source: 0001567619-20-021122 · doc1.xml · derivative · entry 2

GREEN JAMES A. · CIK 0001628235 · Vice President - Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,250

Underlying: Common Stock · 51,250 shares

Expires 2023-03-01

F2 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
March 01, 2014 Filed Dec 9, 2021 20:56 UTC
GREEN JAMES A.Vice President - Digital
GrantEmployee Stock Options (Right to Buy) · Derivative 5,125 $11.20 Strike: $11.20 $57,400.00
Disclosure

SEC source: 0001567619-21-021825 · doc1.xml · derivative · entry 2

GREEN JAMES A. · CIK 0001628235 · Vice President - Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,125

Underlying: Common Stock · 5,125 shares

Expires 2023-03-01

F2 · derivative.exercise_price: This Form 4 adjusts the Amount of Securities Beneficially Owned by the Reporting Person and Exercise Price of Derivative Security, the value of which was adjusted following the Issuer effectuating a one-for-ten (1:10) reverse stock split on March 12, 2021.

F2 · derivative.underlying_shares: This Form 4 adjusts the Amount of Securities Beneficially Owned by the Reporting Person and Exercise Price of Derivative Security, the value of which was adjusted following the Issuer effectuating a one-for-ten (1:10) reverse stock split on March 12, 2021.

F3 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
March 01, 2014 Filed Dec 14, 2021 20:33 UTC
GREEN JAMES A.Vice President - Digital
GrantEmployee Stock Options (Right to Buy) · Derivative 5,125 $11.20 Strike: $11.20 $57,400.00
Disclosure

SEC source: 0001567619-21-022011 · doc1.xml · derivative · entry 2

GREEN JAMES A. · CIK 0001628235 · Vice President - Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,125

Underlying: Common Stock · 5,125 shares

Expires 2023-03-01

F1 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
September 20, 2012 Filed Nov 29, 2016 20:52 UTC
Gulledge Michael RVP Ad Sales Leadership & Pub.
GrantEmployee Stock Option (Right to Buy) · Derivative 133,415 $1.49 Strike: $1.49 $198,788.35
Disclosure

SEC source: 0001140361-16-088059 · doc1.xml · derivative · entry 4

Gulledge Michael R · CIK 0001328427 · VP Ad Sales Leadership & Pub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,415

Underlying: Common Stock · 133,415 shares

Expires 2022-09-20

F2 · derivative.exercise_date: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
April 30, 2012 Filed Nov 29, 2016 20:48 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 80,000 $1.13 Strike: $1.13 $90,400.00
Disclosure

SEC source: 0001140361-16-088055 · doc1.xml · derivative · entry 3

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2022-04-30

F2 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
April 30, 2012 Filed Nov 29, 2016 20:29 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 40,000 $1.13 Strike: $1.13 $45,200.00
Disclosure

SEC source: 0001140361-16-088052 · doc1.xml · derivative · entry 9

SCHERMER GREGORY P · CIK 0001054511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2022-04-30

F2 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
April 30, 2012 Filed Dec 13, 2016 17:59 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 80,000 $1.13 Strike: $1.13 $90,400.00
Disclosure

SEC source: 0001140361-16-089483 · doc1.xml · derivative · entry 5

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2022-04-30

F4 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
April 30, 2012 Filed Jun 2, 2017 22:06 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 40,000 $1.13 Strike: $1.13 $45,200.00
Disclosure

SEC source: 0001140361-17-023658 · doc1.xml · derivative · entry 9

SCHERMER GREGORY P · CIK 0001054511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2022-04-30

F2 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
April 30, 2012 Filed Dec 13, 2017 22:31 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 80,000 $1.13 Strike: $1.13 $90,400.00
Disclosure

SEC source: 0001140361-17-046088 · doc1.xml · derivative · entry 3

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2022-04-30

F2 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

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April 30, 2012 Filed Jun 4, 2018 22:12 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 40,000 $1.13 Strike: $1.13 $45,200.00
Disclosure

SEC source: 0001140361-18-027213 · doc1.xml · derivative · entry 9

SCHERMER GREGORY P · CIK 0001054511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2022-04-30

F2 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

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April 30, 2012 Filed Dec 10, 2018 23:53 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 80,000 $1.13 Strike: $1.13 $90,400.00
Disclosure

SEC source: 0001567619-18-007649 · doc1.xml · derivative · entry 3

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2022-04-30

F2 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

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April 30, 2012 Filed Dec 13, 2018 17:45 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 80,000 $1.13 Strike: $1.13 $90,400.00
Disclosure

SEC source: 0001567619-18-007836 · doc1.xml · derivative · entry 3

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2022-04-30

F2 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

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April 30, 2012 Filed Dec 16, 2019 20:10 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 80,000 $1.13 Strike: $1.13 $90,400.00
Disclosure

SEC source: 0001567619-19-023123 · doc1.xml · derivative · entry 3

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2022-04-30

F2 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

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April 30, 2012 Filed Dec 17, 2019 21:41 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 80,000 $1.13 Strike: $1.13 $90,400.00
Disclosure

SEC source: 0001567619-19-023262 · doc1.xml · derivative · entry 3

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2022-04-30

F1 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

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April 30, 2012 Filed Jan 17, 2020 20:08 UTC Amendment
MOWBRAY KEVINDirector · Dir., President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 80,000 $1.13 Strike: $1.13 $90,400.00
Disclosure

SEC source: 0001567619-20-001226 · doc1.xml · derivative · entry 3

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2022-04-30

F2 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
April 30, 2012 Filed Jan 17, 2020 20:03 UTC Amendment
MOWBRAY KEVINDirector · Dir., President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 80,000 $1.13 Strike: $1.13 $90,400.00
Disclosure

SEC source: 0001567619-20-001224 · doc1.xml · derivative · entry 3

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2022-04-30

F3 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

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April 30, 2012 Filed Dec 15, 2020 22:25 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 80,000 $1.13 Strike: $1.13 $90,400.00
Disclosure

SEC source: 0001567619-20-021137 · doc1.xml · derivative · entry 2

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2022-04-30

F1 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
April 30, 2012 Filed Dec 15, 2020 22:17 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 80,000 $1.13 Strike: $1.13 $90,400.00
Disclosure

SEC source: 0001567619-20-021128 · doc1.xml · derivative · entry 2

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2022-04-30

F2 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
April 30, 2012 Filed Dec 9, 2021 21:04 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 8,000 $11.30 Strike: $11.30 $90,400.00
Disclosure

SEC source: 0001567619-21-021829 · doc1.xml · derivative · entry 2

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2022-04-30

F2 · derivative.exercise_price: This Form 4 adjusts the Amount of Securities Beneficially Owned by the Reporting Person and Exercise Price of Derivative Security, the value of which was adjusted following the Issuer effectuating a one-for-ten (1:10) reverse stock split on March 12, 2021.

F2 · derivative.underlying_shares: This Form 4 adjusts the Amount of Securities Beneficially Owned by the Reporting Person and Exercise Price of Derivative Security, the value of which was adjusted following the Issuer effectuating a one-for-ten (1:10) reverse stock split on March 12, 2021.

F3 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

Read SEC document
April 30, 2012 Filed Dec 14, 2021 21:08 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 8,000 $11.30 Strike: $11.30 $90,400.00
Disclosure

SEC source: 0001567619-21-022024 · doc1.xml · derivative · entry 2

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2022-04-30

F1 · derivative.underlying_shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.