Last 12 months
Inside the activity.
0 purchase rows · 22 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 10 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2017 Filed Feb 8, 2017 22:08 UTC |
Murawski James LVP, Corporate Controller & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008742 · doc4.xml · derivative · entry 3 Murawski James L · CIK 0001319901 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested and settled in common stock on February 6, 2017. F1 · derivative.exercise_date: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested and settled in common stock on February 6, 2017. F1 · derivative.expiration_date: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested and settled in common stock on February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:08 UTC |
Murawski James LVP, Corporate Controller & CAO
|
Tax withholdingCommon Stock | 476 | $141.40 | $67,306.40 |
DisclosureSEC source: 0001209191-17-008742 · doc4.xml · nonDerivative · entry 2 Murawski James L · CIK 0001319901 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,565 F2 · kind: Shares withheld by the Company to satisfy minimum tax withholding requirements. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:08 UTC |
Murawski James LVP, Corporate Controller & CAO
|
Exercise / conversionCommon Stock | 1,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008742 · doc4.xml · nonDerivative · entry 1 Murawski James L · CIK 0001319901 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested and settled in common stock on February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:03 UTC |
BURGESS SHARI LVP Treas & Chief Diversity Off
|
Exercise / conversionRestricted Stock Units · Derivative | 1,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008723 · doc4.xml · derivative · entry 3 BURGESS SHARI L · CIK 0001193771 · VP Treas & Chief Diversity Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested and settled in common stock on February 6, 2017. F1 · derivative.exercise_date: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested and settled in common stock on February 6, 2017. F1 · derivative.expiration_date: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested and settled in common stock on February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:03 UTC |
BURGESS SHARI LVP Treas & Chief Diversity Off
|
Tax withholdingCommon Stock | 489 | $141.40 | $69,144.60 |
DisclosureSEC source: 0001209191-17-008723 · doc4.xml · nonDerivative · entry 2 BURGESS SHARI L · CIK 0001193771 · VP Treas & Chief Diversity Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,028 F2 · kind: Shares withheld by the Company to satisfy minimum tax withholding requirements. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:03 UTC |
BURGESS SHARI LVP Treas & Chief Diversity Off
|
Exercise / conversionCommon Stock | 1,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008723 · doc4.xml · nonDerivative · entry 1 BURGESS SHARI L · CIK 0001193771 · VP Treas & Chief Diversity Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested and settled in common stock on February 6, 2017. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 19:10 UTC |
Bott Richard HaroldDirector
|
GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-155592 · doc4.xml · nonDerivative · entry 1 Bott Richard Harold · CIK 0001559364 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 21:59 UTC |
Larkin Terrence BEVP, Business Dev & Gen Cnsl
|
SaleCommon Stock | 4,020 | $134.24 | $539,644.80 |
DisclosureSEC source: 0001209191-16-154954 · doc4.xml · nonDerivative · entry 3 Larkin Terrence B · CIK 0001422012 · EVP, Business Dev & Gen Cnsl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,081 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.23 to $134.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 11, 2016 Filed Dec 13, 2016 21:59 UTC |
Larkin Terrence BEVP, Business Dev & Gen Cnsl
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154954 · doc4.xml · derivative · entry 4 Larkin Terrence B · CIK 0001422012 · EVP, Business Dev & Gen Cnsl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,473 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. These 2012 and 2013 "Career Share" restricted stock units vested and settled in common stock on December 11, 2016. F1 · derivative.exercise_date: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. These 2012 and 2013 "Career Share" restricted stock units vested and settled in common stock on December 11, 2016. F1 · derivative.expiration_date: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. These 2012 and 2013 "Career Share" restricted stock units vested and settled in common stock on December 11, 2016. Read SEC document |
| December 11, 2016 Filed Dec 13, 2016 21:59 UTC |
Larkin Terrence BEVP, Business Dev & Gen Cnsl
|
Tax withholdingCommon Stock | 3,453 | $138.80 | $479,276.40 |
DisclosureSEC source: 0001209191-16-154954 · doc4.xml · nonDerivative · entry 2 Larkin Terrence B · CIK 0001422012 · EVP, Business Dev & Gen Cnsl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,101 F2 · kind: Shares withheld by the Company to satisfy minimum tax withholding requirements. Read SEC document |
| December 11, 2016 Filed Dec 13, 2016 21:59 UTC |
Larkin Terrence BEVP, Business Dev & Gen Cnsl
|
Exercise / conversionCommon Stock | 7,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154954 · doc4.xml · nonDerivative · entry 1 Larkin Terrence B · CIK 0001422012 · EVP, Business Dev & Gen Cnsl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. These 2012 and 2013 "Career Share" restricted stock units vested and settled in common stock on December 11, 2016. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 18:20 UTC |
RUNKLE DONALD LDirector
|
SaleCommon Stock | 3,900 | $132.22 | $515,658.00 |
DisclosureSEC source: 0001209191-16-154074 · doc4.xml · nonDerivative · entry 1 RUNKLE DONALD L · CIK 0001189322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,944 Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 14:49 UTC |
CAPO THOMAS PDirector
|
GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153201 · doc4.xml · nonDerivative · entry 3 CAPO THOMAS P · CIK 0001163959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,845 Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 14:49 UTC |
CAPO THOMAS PDirector
|
SaleCommon Stock | 400 | $131.82 | $52,728.00 |
DisclosureSEC source: 0001209191-16-153201 · doc4.xml · nonDerivative · entry 2 CAPO THOMAS P · CIK 0001163959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,245 Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 14:49 UTC |
CAPO THOMAS PDirector
|
SaleCommon Stock | 600 | $131.81 | $79,088.40 |
DisclosureSEC source: 0001209191-16-153201 · doc4.xml · nonDerivative · entry 1 CAPO THOMAS P · CIK 0001163959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,645 Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 18:46 UTC |
STEPHENS MELSVP Comm, Facilities & Inv Rel
|
GrantRestricted Stock Units · Derivative | 1,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151122 · doc4.xml · derivative · entry 1 STEPHENS MEL · CIK 0001193797 · SVP Comm, Facilities & Inv Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,188 Underlying: Common Stock · 1,188 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. F2 · derivative.expiration_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 18:43 UTC |
SCOTT RAYMOND EEVP & President, Seating
|
GrantRestricted Stock Units · Derivative | 2,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151119 · doc4.xml · derivative · entry 1 SCOTT RAYMOND E · CIK 0001193791 · EVP & President, Seating 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,179 Underlying: Common Stock · 2,179 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. F2 · derivative.expiration_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 18:48 UTC |
Vanneste Jeffrey H.Sr. VP and CFO
|
GrantRestricted Stock Units · Derivative | 2,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151123 · doc4.xml · derivative · entry 1 Vanneste Jeffrey H. · CIK 0001544854 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,179 Underlying: Common Stock · 2,179 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. F2 · derivative.expiration_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 18:44 UTC |
Simoncini MatthewDirector · President & CEO
|
GrantRestricted Stock Units · Derivative | 5,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151121 · doc4.xml · derivative · entry 1 Simoncini Matthew · CIK 0001354501 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,151 Underlying: Common Stock · 5,151 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. F2 · derivative.expiration_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 18:41 UTC |
Orsini Frank CSr. VP & President, EPMS
|
GrantRestricted Stock Units · Derivative | 1,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151117 · doc4.xml · derivative · entry 1 Orsini Frank C · CIK 0001533483 · Sr. VP & President, EPMS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,386 Underlying: Common Stock · 1,386 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. F2 · derivative.expiration_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 18:39 UTC |
Murawski James LVP, Corporate Controller & CAO
|
GrantRestricted Stock Units · Derivative | 713 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151115 · doc4.xml · derivative · entry 1 Murawski James L · CIK 0001319901 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713 Underlying: Common Stock · 713 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. F2 · derivative.expiration_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 18:35 UTC |
Larkin Terrence BEVP, Business Dev & Gen Cnsl
|
GrantRestricted Stock Units · Derivative | 2,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151114 · doc4.xml · derivative · entry 1 Larkin Terrence B · CIK 0001422012 · EVP, Business Dev & Gen Cnsl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,179 Underlying: Common Stock · 2,179 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. F2 · derivative.expiration_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 18:34 UTC |
Kunkel Jay K.President, Asia Pacific Ops
|
GrantRestricted Stock Units · Derivative | 1,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151113 · doc4.xml · derivative · entry 1 Kunkel Jay K. · CIK 0001592005 · President, Asia Pacific Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,981 Underlying: Common Stock · 1,981 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. F2 · derivative.expiration_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 18:33 UTC |
DiDonato Thomas ASr VP, Human Resources
|
GrantRestricted Stock Units · Derivative | 2,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151112 · doc4.xml · derivative · entry 1 DiDonato Thomas A · CIK 0001344040 · Sr VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,179 Underlying: Common Stock · 2,179 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. F2 · derivative.expiration_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 18:31 UTC |
BURGESS SHARI LVP Treas & Chief Diversity Off
|
GrantRestricted Stock Units · Derivative | 673 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151111 · doc4.xml · derivative · entry 1 BURGESS SHARI L · CIK 0001193771 · VP Treas & Chief Diversity Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673 Underlying: Common Stock · 673 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. F2 · derivative.expiration_date: These "Career Share" RSUs vest on the third anniversary of the grant date but are not converted into shares of common stock until or after age 62 or a qualifying retirement and remain subject to forfeiture for a voluntary termination prior to meeting retirement eligibility requirements. Read SEC document |
| November 13, 2016 Filed Nov 15, 2016 13:09 UTC |
Murawski James LVP, Corporate Controller & CAO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149993 · doc4.xml · derivative · entry 3 Murawski James L · CIK 0001319901 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. These "Career Share" restricted stock units vested and settled in common stock on November 13, 2016. F1 · derivative.exercise_date: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. These "Career Share" restricted stock units vested and settled in common stock on November 13, 2016. F1 · derivative.expiration_date: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. These "Career Share" restricted stock units vested and settled in common stock on November 13, 2016. Read SEC document |
| November 13, 2016 Filed Nov 15, 2016 13:09 UTC |
Murawski James LVP, Corporate Controller & CAO
|
Tax withholdingCommon Stock | 583 | $119.05 | $69,406.15 |
DisclosureSEC source: 0001209191-16-149993 · doc4.xml · nonDerivative · entry 2 Murawski James L · CIK 0001319901 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,596 F2 · kind: Shares withheld by the Company to satisfy minimum tax withholding requirements. Read SEC document |
| November 13, 2016 Filed Nov 15, 2016 13:09 UTC |
Murawski James LVP, Corporate Controller & CAO
|
Exercise / conversionCommon Stock | 1,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149993 · doc4.xml · nonDerivative · entry 1 Murawski James L · CIK 0001319901 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. These "Career Share" restricted stock units vested and settled in common stock on November 13, 2016. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 19:45 UTC |
FOSTER JONATHAN FDirector
|
SaleCommon Stock | 1,500 | $119.24 | $178,855.80 |
DisclosureSEC source: 0001209191-16-143273 · doc4.xml · nonDerivative · entry 1 FOSTER JONATHAN F · CIK 0001122068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,025 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.2301 to $119.2437, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 28, 2014 Filed Mar 16, 2017 23:36 UTC |
MALLETT CONRAD L JRDirector
|
SaleCommon Stock | 78 | $90.56 | $7,063.68 |
DisclosureSEC source: 0001209191-17-021210 · doc4.xml · nonDerivative · entry 10 MALLETT CONRAD L JR · CIK 0001193785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3 Read SEC document |
| July 29, 2014 Filed Mar 16, 2017 23:36 UTC |
MALLETT CONRAD L JRDirector
|
SaleCommon Stock | 408 | $98.85 | $40,330.80 |
DisclosureSEC source: 0001209191-17-021210 · doc4.xml · nonDerivative · entry 9 MALLETT CONRAD L JR · CIK 0001193785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81 Read SEC document |
| April 28, 2014 Filed Mar 16, 2017 23:36 UTC |
MALLETT CONRAD L JRDirector
|
SaleCommon Stock | 73 | $83.74 | $6,113.02 |
DisclosureSEC source: 0001209191-17-021210 · doc4.xml · nonDerivative · entry 8 MALLETT CONRAD L JR · CIK 0001193785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489 Read SEC document |
| March 05, 2014 Filed Mar 16, 2017 23:36 UTC |
MALLETT CONRAD L JRDirector
|
SaleCommon Stock | 85 | $83.26 | $7,077.10 |
DisclosureSEC source: 0001209191-17-021210 · doc4.xml · nonDerivative · entry 7 MALLETT CONRAD L JR · CIK 0001193785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562 Read SEC document |
| February 11, 2014 Filed Mar 16, 2017 23:36 UTC |
MALLETT CONRAD L JRDirector
|
SaleCommon Stock | 41 | $75.13 | $3,080.33 |
DisclosureSEC source: 0001209191-17-021210 · doc4.xml · nonDerivative · entry 6 MALLETT CONRAD L JR · CIK 0001193785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647 Read SEC document |
| November 07, 2013 Filed Mar 16, 2017 23:36 UTC |
MALLETT CONRAD L JRDirector
|
SaleCommon Stock | 92 | $77.09 | $7,092.28 |
DisclosureSEC source: 0001209191-17-021210 · doc4.xml · nonDerivative · entry 5 MALLETT CONRAD L JR · CIK 0001193785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688 Read SEC document |
| January 25, 2013 Filed Mar 16, 2017 23:36 UTC |
MALLETT CONRAD L JRDirector
|
SaleCommon Stock | 103 | $48.92 | $5,038.76 |
DisclosureSEC source: 0001209191-17-021210 · doc4.xml · nonDerivative · entry 4 MALLETT CONRAD L JR · CIK 0001193785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 780 Read SEC document |
| October 22, 2012 Filed Mar 16, 2017 23:36 UTC |
MALLETT CONRAD L JRDirector
|
SaleCommon Stock | 485 | $41.44 | $20,098.40 |
DisclosureSEC source: 0001209191-17-021210 · doc4.xml · nonDerivative · entry 3 MALLETT CONRAD L JR · CIK 0001193785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 883 Read SEC document |
| April 16, 2012 Filed Mar 16, 2017 23:36 UTC |
MALLETT CONRAD L JRDirector
|
SaleCommon Stock | 174 | $43.67 | $7,598.58 |
DisclosureSEC source: 0001209191-17-021210 · doc4.xml · nonDerivative · entry 2 MALLETT CONRAD L JR · CIK 0001193785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,368 Read SEC document |
| November 09, 2009 Filed Mar 16, 2017 23:36 UTC |
MALLETT CONRAD L JRDirector
|
OtherCommon Stock | 2,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021210 · doc4.xml · nonDerivative · entry 1 MALLETT CONRAD L JR · CIK 0001193785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,542 F1 · kind: A reconciliation of current broker statements to Mr. Mallett's most recent Form 4 indicates an unreported difference of 2,697 shares of Common Stock as a result of one or more transactions in Lear Corporation (the "Company") Common Stock that occurred on or after November 9, 2009, the date that the Company emerged from bankruptcy. The date(s) of such transactions(s) and price(s) at which Common Stock was bought or sold are unknown. F1 · price: A reconciliation of current broker statements to Mr. Mallett's most recent Form 4 indicates an unreported difference of 2,697 shares of Common Stock as a result of one or more transactions in Lear Corporation (the "Company") Common Stock that occurred on or after November 9, 2009, the date that the Company emerged from bankruptcy. The date(s) of such transactions(s) and price(s) at which Common Stock was bought or sold are unknown. Read SEC document |
| November 03, 2008 Filed Nov 3, 2008 22:23 UTC |
ICAHN CARL C10% owner · see footnotes 1 - 7
HIGH RIVER LIMITED PARTNERSHIPsee footnotes 1 - 7
KOALA HOLDING LPsee footnotes 1- 7
ICAHN PARTNERS MASTER FUND LPsee footnotes 1 - 7
ICAHN PARTNERS LPsee footnotes 1 - 7
AREP CAR HOLDINGS CORP.see footnotes 1 - 7
|
SaleCommon Stock, par value $0.01 per share ("Common Stock") | 8,500,000 | $1.90 | $16,150,000.00 |
DisclosureSEC source: 0000928475-08-000374 · form4110408_ex.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner · see footnotes 1 - 7 HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · see footnotes 1 - 7 KOALA HOLDING LLC · CIK 0001366162 · see footnotes 1- 7 ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · see footnotes 1 - 7 ICAHN PARTNERS LP · CIK 0001313666 · see footnotes 1 - 7 AREP CAR HOLDINGS CORP. · CIK 0001411060 · see footnotes 1 - 7 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnotes 1 - 7 Disclosed balance after: 3,830,515 F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 659,860 shares of Common Stock, Koala Holding LP ("Koala") directly beneficially owns 247,745 shares of Common Stock, Icahn Partners LP ("Icahn Partners") directly beneficially owns 1,228,028 shares of Common Stock, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 1,567,926 shares of Common Stock, and AREP Car Holdings Corp. ("AREP Car") directly beneficially owns 126,956 shares of Common Stock. F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper") and the sole stockholder of Koala Holding GP Corp. ("Koala GP"). Hopper is the general partner of High River and Koala GP is the general partner of Koala. Icahn Onshore LP ("Icahn Onshore") is the general partner of Icahn Partners and Icahn Offshore LP ("Icahn Offshore") is the general partner of Icahn Master. Icahn Capital LP ("Icahn Capital") is the general partner of each of Icahn Onshore and Icahn Offshore. IPH GP LLC ("IPH") is the general partner of Icahn Capital. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of each of Icahn Enterprises L.P. ("IEP") and Icahn Enterprises Holdings L.P. ("IEP Holdings"). Carl C. Icahn is the indirect holder of approximately 91% of the outstanding depositary units representing limited partnership interests in IEP. IEP is the sole limited partner of IEP Holdings, which is the sole member of IPH and the sole stockholder of AREP Car. Carl C. Icahn is the sole stockholder of each of Barberry and Beckton. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by all of the foregoing entities. F4 · ownership.nature: Each of Hopper, Barberry and Mr. Icahn, by virtue of their relationship to High River, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Each of Koala GP, Barberry and Mr. Icahn, by virtue of their relationship to Koala, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Koala owns. Each of Koala GP, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of its pecuniary interest therein. F5 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Partners, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Master, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to AREP Car, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which AREP Car owns. Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 20:35 UTC |
ICAHN CARL C10% owner · see footnotes 1 - 9
HIGH RIVER LIMITED PARTNERSHIPsee footnotes 1 - 9
KOALA HOLDING LPsee footnotes 1 - 9
ICAHN PARTNERS MASTER FUND LPsee footnotes 1 - 9
ICAHN PARTNERS LPsee footnotes 1 - 9
AREP CAR HOLDINGS CORP.see footnotes 1 - 9
|
OtherTotal Return Swap · Derivative | 1 | Not disclosed Strike: $20.00 | Not disclosed |
DisclosureSEC source: 0000928475-08-000290 · form4080108_ex.xml · derivative · entry 18 ICAHN CARL C · CIK 0000921669 · 10% owner · see footnotes 1 - 9 HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · see footnotes 1 - 9 KOALA HOLDING LLC · CIK 0001366162 · see footnotes 1 - 9 ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · see footnotes 1 - 9 ICAHN PARTNERS LP · CIK 0001313666 · see footnotes 1 - 9 AREP CAR HOLDINGS CORP. · CIK 0001411060 · see footnotes 1 - 9 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2008-07-31 F15 · kind: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on September 6, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 200,000 shares of Common Stock subject to the Swap, the decrease between $20.00 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F15 · price: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on September 6, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 200,000 shares of Common Stock subject to the Swap, the decrease between $20.00 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F15 · derivative.exercise_date: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on September 6, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 200,000 shares of Common Stock subject to the Swap, the decrease between $20.00 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 659,860 shares of Common Stock, Koala Holding LP ("Koala") directly beneficially owns 1,739,131 shares of Common Stock, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,069,719 shares of Common Stock, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 5,526,235 shares of Common Stock, and AREP Car Holdings Corp. ("AREP Car") directly beneficially owns 335,570 shares of Common Stock. F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper") and the sole stockholder of Koala Holding GP Corp. ("Koala GP"). Hopper is the general partner of High River and Koala GP is the general partner of Koala. Icahn Onshore LP ("Icahn Onshore") is the general partner of Icahn Partners and Icahn Offshore LP ("Icahn Offshore") is the general partner of Icahn Master. Icahn Capital LP ("Icahn Capital") is the general partner of each of Icahn Onshore and Icahn Offshore. IPH GP LLC ("IPH") is the general partner of Icahn Capital. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of each of Icahn Enterprises L.P. ("IEP") and Icahn Enterprises Holdings L.P. ("IEP Holdings"). Carl C. Icahn is the indirect holder of approximately 91% of the outstanding depositary units representing limited partnership interests in IEP. IEP is the sole limited partner of IEP Holdings, which is the sole member of IPH and the sole stockholder of AREP Car. Carl C. Icahn is the sole stockholder of each of Barberry and Beckton. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by all of the foregoing entities. F4 · ownership.nature: Each of Hopper, Barberry and Mr. Icahn, by virtue of their relationship to High River, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Each of Koala GP, Barberry and Mr. Icahn, by virtue of their relationship to Koala, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Koala owns. Each of Koala GP, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of its pecuniary interest therein. F5 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Partners, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Master, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to AREP Car, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which AREP Car owns. Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Each of High River, Icahn Partners and Icahn Master has entered into various cash-settled total return swap agreements (each a "Swap") with fixed termination dates and with respect to a notional number of shares of Common Stock ("reference shares") of Lear as set forth in Table II of the Form 3 filed by the Reporting Persons on October 27, 2006 (the "Form 3") and the applicable footnotes thereto. Generally, under each Swap, at termination, the counterparty is obligated to pay to High River, Icahn Partners or Icahn Master, as applicable, in cash, amounts that are determined in part by reference to any increase between an initial reference price per share as set forth in Table II of the Form 3 and the market value of such reference shares on the applicable termination date. F9 · ownership.nature: In addition, generally, under each Swap, each of High River, Icahn Partners or Icahn Master, as applicable, is obligated to pay to the counterparty, in cash, amounts that are determined in part by reference to any decrease between the initial reference price per share set forth in Table II of the Form 3 and the market value of such reference shares on the applicable termination date. None of the Swaps provides for any of the Reporting Persons to have direct or indirect voting, investment or dispositive control over any reference shares and, accordingly, the Reporting Persons disclaim any beneficial ownership in any reference shares or other securities, if any, which may be owned by the counterparties to such Swaps. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 20:35 UTC |
ICAHN CARL C10% owner · see footnotes 1 - 9
HIGH RIVER LIMITED PARTNERSHIPsee footnotes 1 - 9
KOALA HOLDING LPsee footnotes 1 - 9
ICAHN PARTNERS MASTER FUND LPsee footnotes 1 - 9
ICAHN PARTNERS LPsee footnotes 1 - 9
AREP CAR HOLDINGS CORP.see footnotes 1 - 9
|
OtherTotal Return Swap · Derivative | 1 | Not disclosed Strike: $20.24 | Not disclosed |
DisclosureSEC source: 0000928475-08-000290 · form4080108_ex.xml · derivative · entry 17 ICAHN CARL C · CIK 0000921669 · 10% owner · see footnotes 1 - 9 HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · see footnotes 1 - 9 KOALA HOLDING LLC · CIK 0001366162 · see footnotes 1 - 9 ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · see footnotes 1 - 9 ICAHN PARTNERS LP · CIK 0001313666 · see footnotes 1 - 9 AREP CAR HOLDINGS CORP. · CIK 0001411060 · see footnotes 1 - 9 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 0 Underlying: Common Stock · 67,700 shares Expires 2008-07-31 F14 · kind: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on September 5, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 67,700 shares of Common Stock subject to the Swap, the decrease between $20.24 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F14 · price: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on September 5, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 67,700 shares of Common Stock subject to the Swap, the decrease between $20.24 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F14 · derivative.exercise_date: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on September 5, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 67,700 shares of Common Stock subject to the Swap, the decrease between $20.24 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 659,860 shares of Common Stock, Koala Holding LP ("Koala") directly beneficially owns 1,739,131 shares of Common Stock, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,069,719 shares of Common Stock, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 5,526,235 shares of Common Stock, and AREP Car Holdings Corp. ("AREP Car") directly beneficially owns 335,570 shares of Common Stock. F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper") and the sole stockholder of Koala Holding GP Corp. ("Koala GP"). Hopper is the general partner of High River and Koala GP is the general partner of Koala. Icahn Onshore LP ("Icahn Onshore") is the general partner of Icahn Partners and Icahn Offshore LP ("Icahn Offshore") is the general partner of Icahn Master. Icahn Capital LP ("Icahn Capital") is the general partner of each of Icahn Onshore and Icahn Offshore. IPH GP LLC ("IPH") is the general partner of Icahn Capital. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of each of Icahn Enterprises L.P. ("IEP") and Icahn Enterprises Holdings L.P. ("IEP Holdings"). Carl C. Icahn is the indirect holder of approximately 91% of the outstanding depositary units representing limited partnership interests in IEP. IEP is the sole limited partner of IEP Holdings, which is the sole member of IPH and the sole stockholder of AREP Car. Carl C. Icahn is the sole stockholder of each of Barberry and Beckton. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by all of the foregoing entities. F4 · ownership.nature: Each of Hopper, Barberry and Mr. Icahn, by virtue of their relationship to High River, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Each of Koala GP, Barberry and Mr. Icahn, by virtue of their relationship to Koala, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Koala owns. Each of Koala GP, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of its pecuniary interest therein. F5 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Partners, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Master, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to AREP Car, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which AREP Car owns. Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Each of High River, Icahn Partners and Icahn Master has entered into various cash-settled total return swap agreements (each a "Swap") with fixed termination dates and with respect to a notional number of shares of Common Stock ("reference shares") of Lear as set forth in Table II of the Form 3 filed by the Reporting Persons on October 27, 2006 (the "Form 3") and the applicable footnotes thereto. Generally, under each Swap, at termination, the counterparty is obligated to pay to High River, Icahn Partners or Icahn Master, as applicable, in cash, amounts that are determined in part by reference to any increase between an initial reference price per share as set forth in Table II of the Form 3 and the market value of such reference shares on the applicable termination date. F9 · ownership.nature: In addition, generally, under each Swap, each of High River, Icahn Partners or Icahn Master, as applicable, is obligated to pay to the counterparty, in cash, amounts that are determined in part by reference to any decrease between the initial reference price per share set forth in Table II of the Form 3 and the market value of such reference shares on the applicable termination date. None of the Swaps provides for any of the Reporting Persons to have direct or indirect voting, investment or dispositive control over any reference shares and, accordingly, the Reporting Persons disclaim any beneficial ownership in any reference shares or other securities, if any, which may be owned by the counterparties to such Swaps. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 20:35 UTC |
ICAHN CARL C10% owner · see footnotes 1 - 9
HIGH RIVER LIMITED PARTNERSHIPsee footnotes 1 - 9
KOALA HOLDING LPsee footnotes 1 - 9
ICAHN PARTNERS MASTER FUND LPsee footnotes 1 - 9
ICAHN PARTNERS LPsee footnotes 1 - 9
AREP CAR HOLDINGS CORP.see footnotes 1 - 9
|
OtherTotal Return Swap · Derivative | 1 | Not disclosed Strike: $20.23 | Not disclosed |
DisclosureSEC source: 0000928475-08-000290 · form4080108_ex.xml · derivative · entry 16 ICAHN CARL C · CIK 0000921669 · 10% owner · see footnotes 1 - 9 HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · see footnotes 1 - 9 KOALA HOLDING LLC · CIK 0001366162 · see footnotes 1 - 9 ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · see footnotes 1 - 9 ICAHN PARTNERS LP · CIK 0001313666 · see footnotes 1 - 9 AREP CAR HOLDINGS CORP. · CIK 0001411060 · see footnotes 1 - 9 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 0 Underlying: Common Stock · 243,800 shares Expires 2008-07-31 F13 · kind: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on September 1, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 243,800 shares of Common Stock subject to the Swap, the decrease between $20.23 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F13 · price: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on September 1, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 243,800 shares of Common Stock subject to the Swap, the decrease between $20.23 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F13 · derivative.exercise_date: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on September 1, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 243,800 shares of Common Stock subject to the Swap, the decrease between $20.23 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 659,860 shares of Common Stock, Koala Holding LP ("Koala") directly beneficially owns 1,739,131 shares of Common Stock, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,069,719 shares of Common Stock, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 5,526,235 shares of Common Stock, and AREP Car Holdings Corp. ("AREP Car") directly beneficially owns 335,570 shares of Common Stock. F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper") and the sole stockholder of Koala Holding GP Corp. ("Koala GP"). Hopper is the general partner of High River and Koala GP is the general partner of Koala. Icahn Onshore LP ("Icahn Onshore") is the general partner of Icahn Partners and Icahn Offshore LP ("Icahn Offshore") is the general partner of Icahn Master. Icahn Capital LP ("Icahn Capital") is the general partner of each of Icahn Onshore and Icahn Offshore. IPH GP LLC ("IPH") is the general partner of Icahn Capital. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of each of Icahn Enterprises L.P. ("IEP") and Icahn Enterprises Holdings L.P. ("IEP Holdings"). Carl C. Icahn is the indirect holder of approximately 91% of the outstanding depositary units representing limited partnership interests in IEP. IEP is the sole limited partner of IEP Holdings, which is the sole member of IPH and the sole stockholder of AREP Car. Carl C. Icahn is the sole stockholder of each of Barberry and Beckton. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by all of the foregoing entities. F4 · ownership.nature: Each of Hopper, Barberry and Mr. Icahn, by virtue of their relationship to High River, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Each of Koala GP, Barberry and Mr. Icahn, by virtue of their relationship to Koala, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Koala owns. Each of Koala GP, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of its pecuniary interest therein. F5 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Partners, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Master, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to AREP Car, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which AREP Car owns. Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Each of High River, Icahn Partners and Icahn Master has entered into various cash-settled total return swap agreements (each a "Swap") with fixed termination dates and with respect to a notional number of shares of Common Stock ("reference shares") of Lear as set forth in Table II of the Form 3 filed by the Reporting Persons on October 27, 2006 (the "Form 3") and the applicable footnotes thereto. Generally, under each Swap, at termination, the counterparty is obligated to pay to High River, Icahn Partners or Icahn Master, as applicable, in cash, amounts that are determined in part by reference to any increase between an initial reference price per share as set forth in Table II of the Form 3 and the market value of such reference shares on the applicable termination date. F9 · ownership.nature: In addition, generally, under each Swap, each of High River, Icahn Partners or Icahn Master, as applicable, is obligated to pay to the counterparty, in cash, amounts that are determined in part by reference to any decrease between the initial reference price per share set forth in Table II of the Form 3 and the market value of such reference shares on the applicable termination date. None of the Swaps provides for any of the Reporting Persons to have direct or indirect voting, investment or dispositive control over any reference shares and, accordingly, the Reporting Persons disclaim any beneficial ownership in any reference shares or other securities, if any, which may be owned by the counterparties to such Swaps. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 20:35 UTC |
ICAHN CARL C10% owner · see footnotes 1 - 9
HIGH RIVER LIMITED PARTNERSHIPsee footnotes 1 - 9
KOALA HOLDING LPsee footnotes 1 - 9
ICAHN PARTNERS MASTER FUND LPsee footnotes 1 - 9
ICAHN PARTNERS LPsee footnotes 1 - 9
AREP CAR HOLDINGS CORP.see footnotes 1 - 9
|
OtherTotal Return Swap · Derivative | 1 | Not disclosed Strike: $20.23 | Not disclosed |
DisclosureSEC source: 0000928475-08-000290 · form4080108_ex.xml · derivative · entry 15 ICAHN CARL C · CIK 0000921669 · 10% owner · see footnotes 1 - 9 HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · see footnotes 1 - 9 KOALA HOLDING LLC · CIK 0001366162 · see footnotes 1 - 9 ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · see footnotes 1 - 9 ICAHN PARTNERS LP · CIK 0001313666 · see footnotes 1 - 9 AREP CAR HOLDINGS CORP. · CIK 0001411060 · see footnotes 1 - 9 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 0 Underlying: Common Stock · 121,600 shares Expires 2008-07-31 F12 · kind: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on August 31, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 121,600 shares of Common Stock subject to the Swap, the decrease between $20.23 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F12 · price: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on August 31, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 121,600 shares of Common Stock subject to the Swap, the decrease between $20.23 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F12 · derivative.exercise_date: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on August 31, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 121,600 shares of Common Stock subject to the Swap, the decrease between $20.23 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 659,860 shares of Common Stock, Koala Holding LP ("Koala") directly beneficially owns 1,739,131 shares of Common Stock, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,069,719 shares of Common Stock, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 5,526,235 shares of Common Stock, and AREP Car Holdings Corp. ("AREP Car") directly beneficially owns 335,570 shares of Common Stock. F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper") and the sole stockholder of Koala Holding GP Corp. ("Koala GP"). Hopper is the general partner of High River and Koala GP is the general partner of Koala. Icahn Onshore LP ("Icahn Onshore") is the general partner of Icahn Partners and Icahn Offshore LP ("Icahn Offshore") is the general partner of Icahn Master. Icahn Capital LP ("Icahn Capital") is the general partner of each of Icahn Onshore and Icahn Offshore. IPH GP LLC ("IPH") is the general partner of Icahn Capital. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of each of Icahn Enterprises L.P. ("IEP") and Icahn Enterprises Holdings L.P. ("IEP Holdings"). Carl C. Icahn is the indirect holder of approximately 91% of the outstanding depositary units representing limited partnership interests in IEP. IEP is the sole limited partner of IEP Holdings, which is the sole member of IPH and the sole stockholder of AREP Car. Carl C. Icahn is the sole stockholder of each of Barberry and Beckton. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by all of the foregoing entities. F4 · ownership.nature: Each of Hopper, Barberry and Mr. Icahn, by virtue of their relationship to High River, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Each of Koala GP, Barberry and Mr. Icahn, by virtue of their relationship to Koala, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Koala owns. Each of Koala GP, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of its pecuniary interest therein. F5 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Partners, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Master, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to AREP Car, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which AREP Car owns. Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Each of High River, Icahn Partners and Icahn Master has entered into various cash-settled total return swap agreements (each a "Swap") with fixed termination dates and with respect to a notional number of shares of Common Stock ("reference shares") of Lear as set forth in Table II of the Form 3 filed by the Reporting Persons on October 27, 2006 (the "Form 3") and the applicable footnotes thereto. Generally, under each Swap, at termination, the counterparty is obligated to pay to High River, Icahn Partners or Icahn Master, as applicable, in cash, amounts that are determined in part by reference to any increase between an initial reference price per share as set forth in Table II of the Form 3 and the market value of such reference shares on the applicable termination date. F9 · ownership.nature: In addition, generally, under each Swap, each of High River, Icahn Partners or Icahn Master, as applicable, is obligated to pay to the counterparty, in cash, amounts that are determined in part by reference to any decrease between the initial reference price per share set forth in Table II of the Form 3 and the market value of such reference shares on the applicable termination date. None of the Swaps provides for any of the Reporting Persons to have direct or indirect voting, investment or dispositive control over any reference shares and, accordingly, the Reporting Persons disclaim any beneficial ownership in any reference shares or other securities, if any, which may be owned by the counterparties to such Swaps. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 20:35 UTC |
ICAHN CARL C10% owner · see footnotes 1 - 9
HIGH RIVER LIMITED PARTNERSHIPsee footnotes 1 - 9
KOALA HOLDING LPsee footnotes 1 - 9
ICAHN PARTNERS MASTER FUND LPsee footnotes 1 - 9
ICAHN PARTNERS LPsee footnotes 1 - 9
AREP CAR HOLDINGS CORP.see footnotes 1 - 9
|
OtherTotal Return Swap · Derivative | 1 | Not disclosed Strike: $21.95 | Not disclosed |
DisclosureSEC source: 0000928475-08-000290 · form4080108_ex.xml · derivative · entry 14 ICAHN CARL C · CIK 0000921669 · 10% owner · see footnotes 1 - 9 HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · see footnotes 1 - 9 KOALA HOLDING LLC · CIK 0001366162 · see footnotes 1 - 9 ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · see footnotes 1 - 9 ICAHN PARTNERS LP · CIK 0001313666 · see footnotes 1 - 9 AREP CAR HOLDINGS CORP. · CIK 0001411060 · see footnotes 1 - 9 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 0 Underlying: Common Stock · 78,800 shares Expires 2008-07-31 F11 · kind: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on July 24, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 78,800 shares of Common Stock subject to the Swap, the decrease between $21.95 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F11 · price: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on July 24, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 78,800 shares of Common Stock subject to the Swap, the decrease between $21.95 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F11 · derivative.exercise_date: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on July 24, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 78,800 shares of Common Stock subject to the Swap, the decrease between $21.95 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 659,860 shares of Common Stock, Koala Holding LP ("Koala") directly beneficially owns 1,739,131 shares of Common Stock, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,069,719 shares of Common Stock, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 5,526,235 shares of Common Stock, and AREP Car Holdings Corp. ("AREP Car") directly beneficially owns 335,570 shares of Common Stock. F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper") and the sole stockholder of Koala Holding GP Corp. ("Koala GP"). Hopper is the general partner of High River and Koala GP is the general partner of Koala. Icahn Onshore LP ("Icahn Onshore") is the general partner of Icahn Partners and Icahn Offshore LP ("Icahn Offshore") is the general partner of Icahn Master. Icahn Capital LP ("Icahn Capital") is the general partner of each of Icahn Onshore and Icahn Offshore. IPH GP LLC ("IPH") is the general partner of Icahn Capital. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of each of Icahn Enterprises L.P. ("IEP") and Icahn Enterprises Holdings L.P. ("IEP Holdings"). Carl C. Icahn is the indirect holder of approximately 91% of the outstanding depositary units representing limited partnership interests in IEP. IEP is the sole limited partner of IEP Holdings, which is the sole member of IPH and the sole stockholder of AREP Car. Carl C. Icahn is the sole stockholder of each of Barberry and Beckton. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by all of the foregoing entities. F4 · ownership.nature: Each of Hopper, Barberry and Mr. Icahn, by virtue of their relationship to High River, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Each of Koala GP, Barberry and Mr. Icahn, by virtue of their relationship to Koala, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Koala owns. Each of Koala GP, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of its pecuniary interest therein. F5 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Partners, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Master, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to AREP Car, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which AREP Car owns. Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Each of High River, Icahn Partners and Icahn Master has entered into various cash-settled total return swap agreements (each a "Swap") with fixed termination dates and with respect to a notional number of shares of Common Stock ("reference shares") of Lear as set forth in Table II of the Form 3 filed by the Reporting Persons on October 27, 2006 (the "Form 3") and the applicable footnotes thereto. Generally, under each Swap, at termination, the counterparty is obligated to pay to High River, Icahn Partners or Icahn Master, as applicable, in cash, amounts that are determined in part by reference to any increase between an initial reference price per share as set forth in Table II of the Form 3 and the market value of such reference shares on the applicable termination date. F9 · ownership.nature: In addition, generally, under each Swap, each of High River, Icahn Partners or Icahn Master, as applicable, is obligated to pay to the counterparty, in cash, amounts that are determined in part by reference to any decrease between the initial reference price per share set forth in Table II of the Form 3 and the market value of such reference shares on the applicable termination date. None of the Swaps provides for any of the Reporting Persons to have direct or indirect voting, investment or dispositive control over any reference shares and, accordingly, the Reporting Persons disclaim any beneficial ownership in any reference shares or other securities, if any, which may be owned by the counterparties to such Swaps. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 20:35 UTC |
ICAHN CARL C10% owner · see footnotes 1 - 9
HIGH RIVER LIMITED PARTNERSHIPsee footnotes 1 - 9
KOALA HOLDING LPsee footnotes 1 - 9
ICAHN PARTNERS MASTER FUND LPsee footnotes 1 - 9
ICAHN PARTNERS LPsee footnotes 1 - 9
AREP CAR HOLDINGS CORP.see footnotes 1 - 9
|
OtherTotal Return Swap · Derivative | 1 | Not disclosed Strike: $20.81 | Not disclosed |
DisclosureSEC source: 0000928475-08-000290 · form4080108_ex.xml · derivative · entry 13 ICAHN CARL C · CIK 0000921669 · 10% owner · see footnotes 1 - 9 HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · see footnotes 1 - 9 KOALA HOLDING LLC · CIK 0001366162 · see footnotes 1 - 9 ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · see footnotes 1 - 9 ICAHN PARTNERS LP · CIK 0001313666 · see footnotes 1 - 9 AREP CAR HOLDINGS CORP. · CIK 0001411060 · see footnotes 1 - 9 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 0 Underlying: Common Stock · 307,200 shares Expires 2008-07-31 F10 · kind: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on July 21, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 307,200 shares of Common Stock subject to the Swap, the decrease between $20.81 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F10 · price: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on July 21, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 307,200 shares of Common Stock subject to the Swap, the decrease between $20.81 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F10 · derivative.exercise_date: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on July 21, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 307,200 shares of Common Stock subject to the Swap, the decrease between $20.81 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 659,860 shares of Common Stock, Koala Holding LP ("Koala") directly beneficially owns 1,739,131 shares of Common Stock, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,069,719 shares of Common Stock, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 5,526,235 shares of Common Stock, and AREP Car Holdings Corp. ("AREP Car") directly beneficially owns 335,570 shares of Common Stock. F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper") and the sole stockholder of Koala Holding GP Corp. ("Koala GP"). Hopper is the general partner of High River and Koala GP is the general partner of Koala. Icahn Onshore LP ("Icahn Onshore") is the general partner of Icahn Partners and Icahn Offshore LP ("Icahn Offshore") is the general partner of Icahn Master. Icahn Capital LP ("Icahn Capital") is the general partner of each of Icahn Onshore and Icahn Offshore. IPH GP LLC ("IPH") is the general partner of Icahn Capital. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of each of Icahn Enterprises L.P. ("IEP") and Icahn Enterprises Holdings L.P. ("IEP Holdings"). Carl C. Icahn is the indirect holder of approximately 91% of the outstanding depositary units representing limited partnership interests in IEP. IEP is the sole limited partner of IEP Holdings, which is the sole member of IPH and the sole stockholder of AREP Car. Carl C. Icahn is the sole stockholder of each of Barberry and Beckton. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by all of the foregoing entities. F4 · ownership.nature: Each of Hopper, Barberry and Mr. Icahn, by virtue of their relationship to High River, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Each of Koala GP, Barberry and Mr. Icahn, by virtue of their relationship to Koala, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Koala owns. Each of Koala GP, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of its pecuniary interest therein. F5 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Partners, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Master, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to AREP Car, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which AREP Car owns. Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Each of High River, Icahn Partners and Icahn Master has entered into various cash-settled total return swap agreements (each a "Swap") with fixed termination dates and with respect to a notional number of shares of Common Stock ("reference shares") of Lear as set forth in Table II of the Form 3 filed by the Reporting Persons on October 27, 2006 (the "Form 3") and the applicable footnotes thereto. Generally, under each Swap, at termination, the counterparty is obligated to pay to High River, Icahn Partners or Icahn Master, as applicable, in cash, amounts that are determined in part by reference to any increase between an initial reference price per share as set forth in Table II of the Form 3 and the market value of such reference shares on the applicable termination date. F9 · ownership.nature: In addition, generally, under each Swap, each of High River, Icahn Partners or Icahn Master, as applicable, is obligated to pay to the counterparty, in cash, amounts that are determined in part by reference to any decrease between the initial reference price per share set forth in Table II of the Form 3 and the market value of such reference shares on the applicable termination date. None of the Swaps provides for any of the Reporting Persons to have direct or indirect voting, investment or dispositive control over any reference shares and, accordingly, the Reporting Persons disclaim any beneficial ownership in any reference shares or other securities, if any, which may be owned by the counterparties to such Swaps. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 20:35 UTC |
ICAHN CARL C10% owner · see footnotes 1 - 9
HIGH RIVER LIMITED PARTNERSHIPsee footnotes 1 - 9
KOALA HOLDING LPsee footnotes 1 - 9
ICAHN PARTNERS MASTER FUND LPsee footnotes 1 - 9
ICAHN PARTNERS LPsee footnotes 1 - 9
AREP CAR HOLDINGS CORP.see footnotes 1 - 9
|
OtherCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000928475-08-000290 · form4080108_ex.xml · nonDerivative · entry 12 ICAHN CARL C · CIK 0000921669 · 10% owner · see footnotes 1 - 9 HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · see footnotes 1 - 9 KOALA HOLDING LLC · CIK 0001366162 · see footnotes 1 - 9 ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · see footnotes 1 - 9 ICAHN PARTNERS LP · CIK 0001313666 · see footnotes 1 - 9 AREP CAR HOLDINGS CORP. · CIK 0001411060 · see footnotes 1 - 9 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 12,330,515 F15 · kind: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on September 6, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 200,000 shares of Common Stock subject to the Swap, the decrease between $20.00 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F15 · price: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on September 6, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 200,000 shares of Common Stock subject to the Swap, the decrease between $20.00 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 659,860 shares of Common Stock, Koala Holding LP ("Koala") directly beneficially owns 1,739,131 shares of Common Stock, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,069,719 shares of Common Stock, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 5,526,235 shares of Common Stock, and AREP Car Holdings Corp. ("AREP Car") directly beneficially owns 335,570 shares of Common Stock. F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper") and the sole stockholder of Koala Holding GP Corp. ("Koala GP"). Hopper is the general partner of High River and Koala GP is the general partner of Koala. Icahn Onshore LP ("Icahn Onshore") is the general partner of Icahn Partners and Icahn Offshore LP ("Icahn Offshore") is the general partner of Icahn Master. Icahn Capital LP ("Icahn Capital") is the general partner of each of Icahn Onshore and Icahn Offshore. IPH GP LLC ("IPH") is the general partner of Icahn Capital. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of each of Icahn Enterprises L.P. ("IEP") and Icahn Enterprises Holdings L.P. ("IEP Holdings"). Carl C. Icahn is the indirect holder of approximately 91% of the outstanding depositary units representing limited partnership interests in IEP. IEP is the sole limited partner of IEP Holdings, which is the sole member of IPH and the sole stockholder of AREP Car. Carl C. Icahn is the sole stockholder of each of Barberry and Beckton. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by all of the foregoing entities. F4 · ownership.nature: Each of Hopper, Barberry and Mr. Icahn, by virtue of their relationship to High River, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Each of Koala GP, Barberry and Mr. Icahn, by virtue of their relationship to Koala, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Koala owns. Each of Koala GP, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of its pecuniary interest therein. F5 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Partners, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Master, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to AREP Car, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which AREP Car owns. Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 20:35 UTC |
ICAHN CARL C10% owner · see footnotes 1 - 9
HIGH RIVER LIMITED PARTNERSHIPsee footnotes 1 - 9
KOALA HOLDING LPsee footnotes 1 - 9
ICAHN PARTNERS MASTER FUND LPsee footnotes 1 - 9
ICAHN PARTNERS LPsee footnotes 1 - 9
AREP CAR HOLDINGS CORP.see footnotes 1 - 9
|
OtherCommon Stock | 200,000 | $20.00 | $4,000,000.00 |
DisclosureSEC source: 0000928475-08-000290 · form4080108_ex.xml · nonDerivative · entry 11 ICAHN CARL C · CIK 0000921669 · 10% owner · see footnotes 1 - 9 HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · see footnotes 1 - 9 KOALA HOLDING LLC · CIK 0001366162 · see footnotes 1 - 9 ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · see footnotes 1 - 9 ICAHN PARTNERS LP · CIK 0001313666 · see footnotes 1 - 9 AREP CAR HOLDINGS CORP. · CIK 0001411060 · see footnotes 1 - 9 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 12,530,515 F15 · kind: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on September 6, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 200,000 shares of Common Stock subject to the Swap, the decrease between $20.00 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 659,860 shares of Common Stock, Koala Holding LP ("Koala") directly beneficially owns 1,739,131 shares of Common Stock, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,069,719 shares of Common Stock, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 5,526,235 shares of Common Stock, and AREP Car Holdings Corp. ("AREP Car") directly beneficially owns 335,570 shares of Common Stock. F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper") and the sole stockholder of Koala Holding GP Corp. ("Koala GP"). Hopper is the general partner of High River and Koala GP is the general partner of Koala. Icahn Onshore LP ("Icahn Onshore") is the general partner of Icahn Partners and Icahn Offshore LP ("Icahn Offshore") is the general partner of Icahn Master. Icahn Capital LP ("Icahn Capital") is the general partner of each of Icahn Onshore and Icahn Offshore. IPH GP LLC ("IPH") is the general partner of Icahn Capital. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of each of Icahn Enterprises L.P. ("IEP") and Icahn Enterprises Holdings L.P. ("IEP Holdings"). Carl C. Icahn is the indirect holder of approximately 91% of the outstanding depositary units representing limited partnership interests in IEP. IEP is the sole limited partner of IEP Holdings, which is the sole member of IPH and the sole stockholder of AREP Car. Carl C. Icahn is the sole stockholder of each of Barberry and Beckton. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by all of the foregoing entities. F4 · ownership.nature: Each of Hopper, Barberry and Mr. Icahn, by virtue of their relationship to High River, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Each of Koala GP, Barberry and Mr. Icahn, by virtue of their relationship to Koala, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Koala owns. Each of Koala GP, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of its pecuniary interest therein. F5 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Partners, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Master, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to AREP Car, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which AREP Car owns. Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 20:35 UTC |
ICAHN CARL C10% owner · see footnotes 1 - 9
HIGH RIVER LIMITED PARTNERSHIPsee footnotes 1 - 9
KOALA HOLDING LPsee footnotes 1 - 9
ICAHN PARTNERS MASTER FUND LPsee footnotes 1 - 9
ICAHN PARTNERS LPsee footnotes 1 - 9
AREP CAR HOLDINGS CORP.see footnotes 1 - 9
|
OtherCommon Stock | 67,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000928475-08-000290 · form4080108_ex.xml · nonDerivative · entry 10 ICAHN CARL C · CIK 0000921669 · 10% owner · see footnotes 1 - 9 HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · see footnotes 1 - 9 KOALA HOLDING LLC · CIK 0001366162 · see footnotes 1 - 9 ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · see footnotes 1 - 9 ICAHN PARTNERS LP · CIK 0001313666 · see footnotes 1 - 9 AREP CAR HOLDINGS CORP. · CIK 0001411060 · see footnotes 1 - 9 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 12,330,515 F14 · kind: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on September 5, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 67,700 shares of Common Stock subject to the Swap, the decrease between $20.24 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F14 · price: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on September 5, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 67,700 shares of Common Stock subject to the Swap, the decrease between $20.24 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 659,860 shares of Common Stock, Koala Holding LP ("Koala") directly beneficially owns 1,739,131 shares of Common Stock, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,069,719 shares of Common Stock, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 5,526,235 shares of Common Stock, and AREP Car Holdings Corp. ("AREP Car") directly beneficially owns 335,570 shares of Common Stock. F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper") and the sole stockholder of Koala Holding GP Corp. ("Koala GP"). Hopper is the general partner of High River and Koala GP is the general partner of Koala. Icahn Onshore LP ("Icahn Onshore") is the general partner of Icahn Partners and Icahn Offshore LP ("Icahn Offshore") is the general partner of Icahn Master. Icahn Capital LP ("Icahn Capital") is the general partner of each of Icahn Onshore and Icahn Offshore. IPH GP LLC ("IPH") is the general partner of Icahn Capital. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of each of Icahn Enterprises L.P. ("IEP") and Icahn Enterprises Holdings L.P. ("IEP Holdings"). Carl C. Icahn is the indirect holder of approximately 91% of the outstanding depositary units representing limited partnership interests in IEP. IEP is the sole limited partner of IEP Holdings, which is the sole member of IPH and the sole stockholder of AREP Car. Carl C. Icahn is the sole stockholder of each of Barberry and Beckton. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by all of the foregoing entities. F4 · ownership.nature: Each of Hopper, Barberry and Mr. Icahn, by virtue of their relationship to High River, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Each of Koala GP, Barberry and Mr. Icahn, by virtue of their relationship to Koala, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Koala owns. Each of Koala GP, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of its pecuniary interest therein. F5 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Partners, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Master, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to AREP Car, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which AREP Car owns. Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 20:35 UTC |
ICAHN CARL C10% owner · see footnotes 1 - 9
HIGH RIVER LIMITED PARTNERSHIPsee footnotes 1 - 9
KOALA HOLDING LPsee footnotes 1 - 9
ICAHN PARTNERS MASTER FUND LPsee footnotes 1 - 9
ICAHN PARTNERS LPsee footnotes 1 - 9
AREP CAR HOLDINGS CORP.see footnotes 1 - 9
|
OtherCommon Stock | 67,700 | $20.24 | $1,370,248.00 |
DisclosureSEC source: 0000928475-08-000290 · form4080108_ex.xml · nonDerivative · entry 9 ICAHN CARL C · CIK 0000921669 · 10% owner · see footnotes 1 - 9 HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · see footnotes 1 - 9 KOALA HOLDING LLC · CIK 0001366162 · see footnotes 1 - 9 ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · see footnotes 1 - 9 ICAHN PARTNERS LP · CIK 0001313666 · see footnotes 1 - 9 AREP CAR HOLDINGS CORP. · CIK 0001411060 · see footnotes 1 - 9 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 12,398,215 F14 · kind: On July 31, 2008, upon the expiration in accordance with its terms of a Swap entered into by High River, Icahn Partners and Icahn Master and a counterparty on September 5, 2006, High River, Icahn Partners and Icahn Master paid to the counterparty an amount representing, for each of the 67,700 shares of Common Stock subject to the Swap, the decrease between $20.24 (the initial reference price) and $18.025 (the final valuation price). Pursuant to Rule 16a-4(b) under the Exchange Act, the expiration of this Swap is being reported as a simultaneous purchase (which is exempt from the operation of Section 16(b) of the Exchange Act pursuant to Rule 16b-6(b) under the Exchange Act) and sale of the reference shares. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 659,860 shares of Common Stock, Koala Holding LP ("Koala") directly beneficially owns 1,739,131 shares of Common Stock, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,069,719 shares of Common Stock, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 5,526,235 shares of Common Stock, and AREP Car Holdings Corp. ("AREP Car") directly beneficially owns 335,570 shares of Common Stock. F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper") and the sole stockholder of Koala Holding GP Corp. ("Koala GP"). Hopper is the general partner of High River and Koala GP is the general partner of Koala. Icahn Onshore LP ("Icahn Onshore") is the general partner of Icahn Partners and Icahn Offshore LP ("Icahn Offshore") is the general partner of Icahn Master. Icahn Capital LP ("Icahn Capital") is the general partner of each of Icahn Onshore and Icahn Offshore. IPH GP LLC ("IPH") is the general partner of Icahn Capital. F3 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of each of Icahn Enterprises L.P. ("IEP") and Icahn Enterprises Holdings L.P. ("IEP Holdings"). Carl C. Icahn is the indirect holder of approximately 91% of the outstanding depositary units representing limited partnership interests in IEP. IEP is the sole limited partner of IEP Holdings, which is the sole member of IPH and the sole stockholder of AREP Car. Carl C. Icahn is the sole stockholder of each of Barberry and Beckton. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by all of the foregoing entities. F4 · ownership.nature: Each of Hopper, Barberry and Mr. Icahn, by virtue of their relationship to High River, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Each of Koala GP, Barberry and Mr. Icahn, by virtue of their relationship to Koala, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Koala owns. Each of Koala GP, Barberry and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of its pecuniary interest therein. F5 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Partners, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to Icahn Master, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn, by virtue of their relationship to AREP Car, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the shares of Common Stock which AREP Car owns. Each of IEP Holdings, IEP GP, Beckton and Mr. Icahn disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.