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LANDS' END, INC.

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5747
SEC CIK
0000799288
Parsed reports
306

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 2026015
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 30, 2021 Filed Aug 3, 2021 20:19 UTC GrantCommon Stock 130 $38.33 $4,982.90
Disclosure

SEC source: 0001209191-21-049317 · doc4.xml · nonDerivative · entry 1

MULLEN MAUREEN · CIK 0001745196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,558

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election under the Lands' End, Inc. Director Compensation Policy to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:17 UTC GrantCommon Stock 332 $38.33 $12,725.56
Disclosure

SEC source: 0001209191-21-049308 · doc4.xml · nonDerivative · entry 1

Galvin Robert · CIK 0001553095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,158

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election under the Lands' End, Inc. Director Compensation Policy to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

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July 01, 2021 Filed Jul 2, 2021 20:10 UTC
Griffith JeromeDirector · Chief Executive Officer
SaleCommon Stock 400 $41.26 $16,504.00
Disclosure

SEC source: 0001209191-21-044916 · doc4.xml · nonDerivative · entry 4

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerome Griffith Revocable Trust

Disclosed balance after: 318,472

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person March 25, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on the Transaction Date at prices ranging from $41.18 to $41.31, inclusive.

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July 01, 2021 Filed Jul 2, 2021 20:10 UTC
Griffith JeromeDirector · Chief Executive Officer
SaleCommon Stock 6,200 $40.78 $252,836.00
Disclosure

SEC source: 0001209191-21-044916 · doc4.xml · nonDerivative · entry 3

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerome Griffith Revocable Trust

Disclosed balance after: 318,872

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person March 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on the Transaction Date at prices ranging from $40.15 to $41.14, inclusive.

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July 01, 2021 Filed Jul 2, 2021 20:10 UTC
Griffith JeromeDirector · Chief Executive Officer
SaleCommon Stock 1,600 $39.50 $63,200.00
Disclosure

SEC source: 0001209191-21-044916 · doc4.xml · nonDerivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerome Griffith Revocable Trust

Disclosed balance after: 325,072

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person March 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on the Transaction Date at prices ranging from $39.08 to $40.07, inclusive.

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July 01, 2021 Filed Jul 2, 2021 20:10 UTC
Griffith JeromeDirector · Chief Executive Officer
SaleCommon Stock 1,800 $38.67 $69,606.00
Disclosure

SEC source: 0001209191-21-044916 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerome Griffith Revocable Trust

Disclosed balance after: 326,672

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person March 25, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on the Transaction Date at prices ranging from $38.08 to $39.07, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per share and the number of shares sold at each price within the ranges set forth in footnote (2), footnote (3), footnote (4) and footnote (5) to this Form 4.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 20:50 UTC
Griffith JeromeDirector · Chief Executive Officer
SaleCommon Stock 21,238 $35.14 $746,303.32
Disclosure

SEC source: 0001209191-21-038656 · doc4.xml · nonDerivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerome Griffith Revocable Trust

Disclosed balance after: 328,472

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person March 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on the Transaction Date at prices ranging from $35.00 to $35.32, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per share and the number of shares sold at each price.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:50 UTC
Griffith JeromeDirector · Chief Executive Officer
SaleCommon Stock 8,762 $35.03 $306,932.86
Disclosure

SEC source: 0001209191-21-038656 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerome Griffith Revocable Trust

Disclosed balance after: 349,710

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person March 25, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on the Transaction Date at prices ranging from $35.00 to $35.14, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per share and the number of shares sold at each price.

F3 · balance_after: The reporting person contributed 96,968 shares to the Jerome Griffith Revocable Trust on April 9, 2021 in a transaction that resulted in a change in the form of beneficial ownership from direct to indirect.

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May 08, 2021 Filed May 11, 2021 20:17 UTC
GRAY PETER LEVP, CAO and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 5,684 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031642 · doc4.xml · derivative · entry 3

GRAY PETER L · CIK 0001229628 · EVP, CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,339

Underlying: Common Stock · 5,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on May 8, 2017, with vesting in four installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%) and May 8, 2021 (25%).

F3 · derivative.expiration_date: This RSU award was granted on May 8, 2017, with vesting in four installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%) and May 8, 2021 (25%).

F4 · balance_after: Of the total number of RSUs, 8,789 RSUs will vest on March 25, 2022; 7,694 RSUs will vest on March 19, 2022, and 15,389 RSUs will vest on March 19, 2023; 2,616 RSUs will vest on March 19, 2022, 2,617 RSUs will vest on March 19, 2023, and 5,234 RSUs will vest on March 19, 2024; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

Read SEC document
May 08, 2021 Filed May 11, 2021 20:17 UTC
GRAY PETER LEVP, CAO and General Counsel
Tax withholdingCommon Stock 2,521 $24.27 $61,184.67
Disclosure

SEC source: 0001209191-21-031642 · doc4.xml · nonDerivative · entry 2

GRAY PETER L · CIK 0001229628 · EVP, CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,012

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
May 08, 2021 Filed May 11, 2021 20:17 UTC
GRAY PETER LEVP, CAO and General Counsel
Exercise / conversionCommon Stock 5,684 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031642 · doc4.xml · nonDerivative · entry 1

GRAY PETER L · CIK 0001229628 · EVP, CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:16 UTC GrantCommon Stock 553 $23.04 $12,741.12
Disclosure

SEC source: 0001209191-21-029860 · doc4.xml · nonDerivative · entry 1

Galvin Robert · CIK 0001553095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,826

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election under the Lands' End, Inc. Director Compensation Policy to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:17 UTC GrantCommon Stock 217 $23.04 $4,999.68
Disclosure

SEC source: 0001209191-21-029863 · doc4.xml · nonDerivative · entry 1

MULLEN MAUREEN · CIK 0001745196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,428

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election under the Lands' End, Inc. Director Compensation Policy to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:16 UTC
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
SaleCommon Stock 8,223 $24.59 $202,195.35
Disclosure

SEC source: 0001209191-21-024094 · doc4.xml · nonDerivative · entry 1

Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,223

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.265 to $24.845, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per share and the number of shares sold at each price.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:19 UTC
TSAI CHIEHEVP, Chief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 3,169 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023438 · doc4.xml · derivative · entry 8

TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,376

Underlying: Common Stock · 3,169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F5 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F6 · balance_after: Of the total number of RSUs, 7,947 RSUs will vest on March 25, 2022; 6,749 RSUs will vest on March 19, 2022, and 13,499 RSUs will vest on March 19, 2023; 2,295 RSUs will vest on March 19, 2022, 2,295 RSUs will vest on March 19, 2023, and 4,591 RSUs will vest on March 19, 2024; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:19 UTC
TSAI CHIEHEVP, Chief Product Officer
Tax withholdingCommon Stock 784 $25.24 $19,788.16
Disclosure

SEC source: 0001209191-21-023438 · doc4.xml · nonDerivative · entry 6

TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,556

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:19 UTC
TSAI CHIEHEVP, Chief Product Officer
Exercise / conversionCommon Stock 3,169 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023438 · doc4.xml · nonDerivative · entry 5

TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:19 UTC
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,654 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023436 · doc4.xml · derivative · entry 8

Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,188

Underlying: Common Stock · 2,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F5 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F6 · balance_after: Of the total number of RSUs, 4,173 RSUs will vest on March 25, 2022; 5,737 RSUs will vest on March 19, 2022, and 11,474 RSUs will vest on March 19, 2023; 1,951 RSUs will vest on March 19, 2022, 1,951 RSUs will vest on March 19, 2023, and 3,902 RSUs will vest on March 19, 2024; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:19 UTC
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
Tax withholdingCommon Stock 850 $25.24 $21,454.00
Disclosure

SEC source: 0001209191-21-023436 · doc4.xml · nonDerivative · entry 6

Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,446

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:19 UTC
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
Exercise / conversionCommon Stock 2,654 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023436 · doc4.xml · nonDerivative · entry 5

Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:18 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & Chf Acct Ofc
Exercise / conversionRestricted Stock Units · Derivative 1,622 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023435 · doc4.xml · derivative · entry 8

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & Chf Acct Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,907

Underlying: Common Stock · 1,622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F5 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F6 · balance_after: Of the total number of RSUs, 2,328 RSUs will vest on March 25, 2022; 2,024 RSUs will vest on March 19, 2022, and 4,051 RSUs will vest on March 19, 2023; 626 RSUs will vest on March 19, 2022, 626 RSUs will vest on March 19, 2023, and 1,252 RSUs will vest on March 19, 2024; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:18 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & Chf Acct Ofc
Tax withholdingCommon Stock 520 $25.24 $13,124.80
Disclosure

SEC source: 0001209191-21-023435 · doc4.xml · nonDerivative · entry 6

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & Chf Acct Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,454

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:18 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & Chf Acct Ofc
Exercise / conversionCommon Stock 1,622 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023435 · doc4.xml · nonDerivative · entry 5

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & Chf Acct Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:18 UTC
Griffith JeromeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 23,858 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023433 · doc4.xml · derivative · entry 9

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,332

Underlying: Common Stock · 23,858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F5 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F6 · balance_after: Of the total number of RSUs, 36,714 RSUs vest will on March 25, 2022; 31,182 RSUs will vest on March 19, 2022, and 62,366 RSUs will vest on March 19, 2023; 10,517 RSUs will vest on March 19, 2022, 10,518 RSUs will vest on March 19, 2023, and 21,035 RSUs will vest on March 19, 2024; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:18 UTC
Griffith JeromeDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,214 $25.24 $283,041.36
Disclosure

SEC source: 0001209191-21-023433 · doc4.xml · nonDerivative · entry 6

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,968

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:18 UTC
Griffith JeromeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 23,858 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023433 · doc4.xml · nonDerivative · entry 5

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:16 UTC
GOOCH JAMES FPresident and CFO
Exercise / conversionRestricted Stock Units · Derivative 7,307 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023430 · doc4.xml · derivative · entry 8

GOOCH JAMES F · CIK 0001250207 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,537

Underlying: Common Stock · 7,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F5 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F6 · balance_after: Of the total number of RSUs, 10,729 RSUs will vest on March 25, 2022; 9,381 RSUs will vest on March 19, 2022, and 18,764 RSUs will vest on March 19, 2023; 3,915 RSUs will vest on March 19, 2022, 3,916 RSUs will vest on March 19, 2023, and 7,832 RSUs will vest on March 19, 2024; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:16 UTC
GOOCH JAMES FPresident and CFO
Tax withholdingCommon Stock 2,025 $25.24 $51,111.00
Disclosure

SEC source: 0001209191-21-023430 · doc4.xml · nonDerivative · entry 6

GOOCH JAMES F · CIK 0001250207 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,075

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:16 UTC
GOOCH JAMES FPresident and CFO
Exercise / conversionCommon Stock 7,307 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023430 · doc4.xml · nonDerivative · entry 5

GOOCH JAMES F · CIK 0001250207 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:17 UTC
GRAY PETER LEVP, CAO and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 5,709 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023431 · doc4.xml · derivative · entry 8

GRAY PETER L · CIK 0001229628 · EVP, CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,023

Underlying: Common Stock · 5,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F5 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F6 · balance_after: Of the total number of RSUs, 5,684 RSUs will vest on May 8, 2021; 8,789 RSUs will vest on March 25, 2022; 7,694 RSUs will vest on March 19, 2022, and 15,389 RSUs will vest on March 19, 2023; 2,616 RSUs will vest on March 19, 2022, 2,617 RSUs will vest on March 19, 2023, and 5,234 RSUs will vest on March 19, 2024; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

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March 26, 2021 Filed Mar 29, 2021 20:17 UTC
GRAY PETER LEVP, CAO and General Counsel
Tax withholdingCommon Stock 1,676 $25.24 $42,302.24
Disclosure

SEC source: 0001209191-21-023431 · doc4.xml · nonDerivative · entry 6

GRAY PETER L · CIK 0001229628 · EVP, CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,849

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

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March 26, 2021 Filed Mar 29, 2021 20:17 UTC
GRAY PETER LEVP, CAO and General Counsel
Exercise / conversionCommon Stock 5,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023431 · doc4.xml · nonDerivative · entry 5

GRAY PETER L · CIK 0001229628 · EVP, CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:19 UTC
TSAI CHIEHEVP, Chief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 3,973 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023438 · doc4.xml · derivative · entry 7

TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,545

Underlying: Common Stock · 3,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:19 UTC
TSAI CHIEHEVP, Chief Product Officer
Tax withholdingCommon Stock 1,739 $25.47 $44,292.33
Disclosure

SEC source: 0001209191-21-023438 · doc4.xml · nonDerivative · entry 4

TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,171

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:19 UTC
TSAI CHIEHEVP, Chief Product Officer
GrantCommon Stock 7,031 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023438 · doc4.xml · nonDerivative · entry 3

TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,910

F3 · shares: Shares issued upon determination that performance criteria, related to performance-based RSUs awarded on March 26, 2018, had been met.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:19 UTC
TSAI CHIEHEVP, Chief Product Officer
Tax withholdingCommon Stock 983 $25.47 $25,037.01
Disclosure

SEC source: 0001209191-21-023438 · doc4.xml · nonDerivative · entry 2

TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,879

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:19 UTC
TSAI CHIEHEVP, Chief Product Officer
Exercise / conversionCommon Stock 3,973 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023438 · doc4.xml · nonDerivative · entry 1

TSAI CHIEH · CIK 0001764126 · EVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:19 UTC
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,085 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023436 · doc4.xml · derivative · entry 7

Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,842

Underlying: Common Stock · 2,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:19 UTC
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
Tax withholdingCommon Stock 1,886 $25.47 $48,036.42
Disclosure

SEC source: 0001209191-21-023436 · doc4.xml · nonDerivative · entry 4

Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,642

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:19 UTC
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
GrantCommon Stock 5,891 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023436 · doc4.xml · nonDerivative · entry 3

Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,528

F3 · shares: Shares issued upon determination that performance criteria, related to performance-based RSUs awarded on March 26, 2018, had been met.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:19 UTC
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
Tax withholdingCommon Stock 668 $25.47 $17,013.96
Disclosure

SEC source: 0001209191-21-023436 · doc4.xml · nonDerivative · entry 2

Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,637

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:19 UTC
Rasmusen Sarah W.EVP, CHIEF CUSTOMER OFFICER
Exercise / conversionCommon Stock 2,085 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023436 · doc4.xml · nonDerivative · entry 1

Rasmusen Sarah W. · CIK 0001850789 · EVP, CHIEF CUSTOMER OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:18 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & Chf Acct Ofc
Exercise / conversionRestricted Stock Units · Derivative 1,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023435 · doc4.xml · derivative · entry 7

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & Chf Acct Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,529

Underlying: Common Stock · 1,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:18 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & Chf Acct Ofc
Tax withholdingCommon Stock 1,162 $25.47 $29,596.14
Disclosure

SEC source: 0001209191-21-023435 · doc4.xml · nonDerivative · entry 4

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & Chf Acct Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,352

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:18 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & Chf Acct Ofc
GrantCommon Stock 3,598 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023435 · doc4.xml · nonDerivative · entry 3

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & Chf Acct Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,514

F3 · shares: Shares issued upon determination that performance criteria, related to performance-based RSUs awarded on March 26, 2018, had been met.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:18 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & Chf Acct Ofc
Tax withholdingCommon Stock 373 $25.47 $9,500.31
Disclosure

SEC source: 0001209191-21-023435 · doc4.xml · nonDerivative · entry 2

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & Chf Acct Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,916

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:18 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & Chf Acct Ofc
Exercise / conversionCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023435 · doc4.xml · nonDerivative · entry 1

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & Chf Acct Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:18 UTC
Griffith JeromeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 18,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023433 · doc4.xml · derivative · entry 8

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,190

Underlying: Common Stock · 18,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:18 UTC
Griffith JeromeDirector · Chief Executive Officer
Tax withholdingCommon Stock 24,894 $25.47 $634,050.18
Disclosure

SEC source: 0001209191-21-023433 · doc4.xml · nonDerivative · entry 4

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,324

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:18 UTC
Griffith JeromeDirector · Chief Executive Officer
GrantCommon Stock 52,964 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023433 · doc4.xml · nonDerivative · entry 3

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,218

F3 · shares: Shares issued upon determination that performance criteria, related to performance-based RSUs awarded on March 26, 2018, had been met.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.