Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 15 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2020 Filed Mar 27, 2020 22:00 UTC |
TSAI CHIEHChief Product Officer
|
Exercise / conversionCommon Stock | 3,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021478 · doc4.xml · nonDerivative · entry 1 TSAI CHIEH · CIK 0001764126 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 21:58 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,164 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021475 · doc4.xml · derivative · entry 5 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,446 Underlying: Common Stock · 1,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%). F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%). Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 21:58 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
|
Tax withholdingCommon Stock | 373 | $6.04 | $2,252.92 |
DisclosureSEC source: 0001209191-20-021475 · doc4.xml · nonDerivative · entry 2 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,339 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 25, 2020. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 21:58 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
|
Exercise / conversionCommon Stock | 1,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021475 · doc4.xml · nonDerivative · entry 1 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 21:57 UTC |
Griffith JeromeDirector · CEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 18,356 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021474 · doc4.xml · derivative · entry 4 Griffith Jerome · CIK 0001547440 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,667 Underlying: Common Stock · 18,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F2 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%). F2 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%). Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 21:57 UTC |
Griffith JeromeDirector · CEO & President
|
Exercise / conversionCommon Stock | 18,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021474 · doc4.xml · nonDerivative · entry 1 Griffith Jerome · CIK 0001547440 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 21:57 UTC |
GRAY PETER LEVP, CAO, GC & Corp. Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 4,394 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021472 · doc4.xml · derivative · entry 3 GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,569 Underlying: Common Stock · 4,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F2 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%). F2 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%). Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 21:57 UTC |
GRAY PETER LEVP, CAO, GC & Corp. Secretary
|
Exercise / conversionCommon Stock | 4,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021472 · doc4.xml · nonDerivative · entry 1 GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 21:56 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,363 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021471 · doc4.xml · derivative · entry 5 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,047 Underlying: Common Stock · 5,363 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%). F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%). Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 21:56 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Tax withholdingCommon Stock | 2,187 | $6.04 | $13,209.48 |
DisclosureSEC source: 0001209191-20-021471 · doc4.xml · nonDerivative · entry 2 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,309 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 25, 2020. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 21:56 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Exercise / conversionCommon Stock | 5,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021471 · doc4.xml · nonDerivative · entry 1 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:17 UTC |
PATEL JIGNESHDirector
|
GrantCommon Stock | 1,000 | $6.00 | $6,000.00 |
DisclosureSEC source: 0001209191-20-021109 · doc4.xml · nonDerivative · entry 2 PATEL JIGNESH · CIK 0001602758 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:17 UTC |
PATEL JIGNESHDirector
|
GrantCommon Stock | 3,000 | $5.25 | $15,750.00 |
DisclosureSEC source: 0001209191-20-021109 · doc4.xml · nonDerivative · entry 1 PATEL JIGNESH · CIK 0001602758 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), of purchases that were executed at prices ranging from $5.00 to $5.50 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price. Read SEC document |
| March 23, 2020 Filed Mar 27, 2020 21:58 UTC Amendment |
PATEL JIGNESHDirector
|
PurchaseCommon Stock | 1,000 | $6.00 | $6,000.00 |
DisclosureSEC source: 0001209191-20-021476 · doc4a.xml · nonDerivative · entry 2 PATEL JIGNESH · CIK 0001602758 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Read SEC document |
| March 23, 2020 Filed Mar 27, 2020 21:58 UTC Amendment |
PATEL JIGNESHDirector
|
PurchaseCommon Stock | 3,000 | $5.25 | $15,750.00 |
DisclosureSEC source: 0001209191-20-021476 · doc4a.xml · nonDerivative · entry 1 PATEL JIGNESH · CIK 0001602758 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), of purchases that were executed at prices ranging from $5.00 to $5.50 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 20:45 UTC |
PATEL JIGNESHDirector
|
PurchaseCommon Stock | 2,000 | $6.85 | $13,700.00 |
DisclosureSEC source: 0001209191-20-020661 · doc4.xml · nonDerivative · entry 2 PATEL JIGNESH · CIK 0001602758 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 F2 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), of purchases that were executed at prices ranging from $6.75 to $6.95 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:45 UTC |
PATEL JIGNESHDirector
|
PurchaseCommon Stock | 4,000 | $6.55 | $26,182.00 |
DisclosureSEC source: 0001209191-20-020661 · doc4.xml · nonDerivative · entry 1 PATEL JIGNESH · CIK 0001602758 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), of purchases that were executed at prices ranging from $6.19 to $6.9919 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:43 UTC |
TSAI CHIEHChief Product Officer
|
GrantRestricted Stock Units · Derivative | 26,997 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020655 · doc4.xml · derivative · entry 1 TSAI CHIEH · CIK 0001764126 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,324 Underlying: Common Stock · 26,997 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F2 · derivative.exercise_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F2 · derivative.expiration_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F3 · balance_after: Of the total number of RSUs, 1,682 RSUs will vest on May 1, 2020; 1,583 RSUs will vest on March 26, 2020; 3,169 RSUs will vest on March 26, 2021; 15,893 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%); and 26,997 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:42 UTC |
RITCHIE KELLYSVP, Employee Services
|
GrantRestricted Stock Units · Derivative | 22,138 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020654 · doc4.xml · derivative · entry 1 RITCHIE KELLY · CIK 0001602765 · SVP, Employee Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,764 Underlying: Common Stock · 22,138 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F2 · derivative.exercise_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F2 · derivative.expiration_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F3 · balance_after: Of the total number of RSUs, 2,248 RSUs will vest on March 26, 2020; 4,499 RSUs will vest on March 26, 2021; 3,974 RSUs will vest on May 1, 2020; 12,905 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%); and 22,138 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:41 UTC |
Griffith JeromeDirector · CEO & President
|
GrantRestricted Stock Units · Derivative | 124,730 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020653 · doc4.xml · derivative · entry 1 Griffith Jerome · CIK 0001547440 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,023 Underlying: Common Stock · 124,730 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F2 · derivative.exercise_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F2 · derivative.expiration_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F3 · balance_after: Of the total number of RSUs, 11,929 RSUs will vest on March 26, 2020; 23,858 RSUs will vest on March 26, 2021; 19,669 RSUs will vest on May 1, 2020; 29,411 RSUs will vest on March 6, 2021; 73,426 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%); and 124,730 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:39 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
|
GrantRestricted Stock Units · Derivative | 8,099 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020652 · doc4.xml · derivative · entry 1 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,610 Underlying: Common Stock · 8,099 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F2 · derivative.exercise_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F2 · derivative.expiration_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F3 · balance_after: Of the total number of RSUs, 810 RSUs will vest on March 26, 2020; 1,622 RSUs will vest on March 26, 2021; 1,423 RSUs will vest on May 1, 2020; 4,656 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%); and 8,099 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:38 UTC |
GRAY PETER LEVP, CAO, GC & Corp. Secretary
|
GrantRestricted Stock Units · Derivative | 30,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020651 · doc4.xml · derivative · entry 1 GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,963 Underlying: Common Stock · 30,777 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F2 · derivative.exercise_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F2 · derivative.expiration_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F3 · balance_after: Of the total number of RSUs, 2,853 RSUs will vest on March 26, 2020; 5,709 RSUs will vest on March 26, 2021; 5,682 RSUs will vest on May 1, 2020; 5,681 RSUs will vest on May 8, 2020; 5,684 RSUs will vest on May 8, 2021; 17,577 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%); and 30,777 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:37 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
GrantRestricted Stock Units · Derivative | 37,526 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020649 · doc4.xml · derivative · entry 1 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,410 Underlying: Common Stock · 37,526 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F2 · derivative.exercise_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F2 · derivative.expiration_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%). F3 · balance_after: Of the total number of RSUs, 3,652 RSUs will vest on March 26, 2020; 7,307 will vest on March 26, 2021; 6,470 RSUs will vest on May 1, 2020; 21,455 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%); and 37,526 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:19 UTC |
Griffith JeromeDirector · CEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 29,412 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017657 · doc4.xml · derivative · entry 3 Griffith Jerome · CIK 0001547440 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,293 Underlying: Common Stock · 29,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019, (25%) March 6, 2020 (25%) and March 6, 2021 (25%). F3 · derivative.expiration_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019, (25%) March 6, 2020 (25%) and March 6, 2021 (25%). F4 · balance_after: Of the total number of RSUs, 11,929 RSUs will vest on March 26, 2020; 23,858 RSUs will vest on March 26, 2021; 19,669 RSUs will vest on May 1, 2020; 29,411 RSUs will vest on March 6, 2021; and 73,426 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%), subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:19 UTC |
Griffith JeromeDirector · CEO & President
|
Exercise / conversionCommon Stock | 29,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017657 · doc4.xml · nonDerivative · entry 1 Griffith Jerome · CIK 0001547440 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 00:33 UTC |
MULLEN MAUREENDirector
|
GrantCommon Stock | 858 | $11.65 | $9,995.70 |
DisclosureSEC source: 0001209191-20-006122 · doc4.xml · nonDerivative · entry 1 MULLEN MAUREEN · CIK 0001745196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,285 F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 00:28 UTC |
Galvin RobertDirector
|
GrantCommon Stock | 737 | $11.65 | $8,586.05 |
DisclosureSEC source: 0001209191-20-006121 · doc4.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,994 F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 21:19 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,977 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005135 · doc4.xml · derivative · entry 3 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,884 Underlying: Common Stock · 7,977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on January 27, 2016, with vesting in three installments on January 27, 2018 (25%), January 27, 2019 (25%) and January 27, 2020 (50%). F3 · derivative.expiration_date: This RSU award was granted on January 27, 2016, with vesting in three installments on January 27, 2018 (25%), January 27, 2019 (25%) and January 27, 2020 (50%). F4 · balance_after: Of the total number of RSUs, 3,652 RSUs will vest on March 26, 2020; 7,307 will vest on March 26, 2021; 6,470 RSUs will vest on May 1, 2020; and 21,455 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%), subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 21:19 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Tax withholdingCommon Stock | 2,607 | $13.26 | $34,568.82 |
DisclosureSEC source: 0001209191-20-005135 · doc4.xml · nonDerivative · entry 2 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,133 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on January 27, 2020. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 21:19 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Exercise / conversionCommon Stock | 7,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005135 · doc4.xml · nonDerivative · entry 1 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| December 09, 2019 Filed Dec 11, 2019 23:04 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
OtherCommon Stock, par value $0.01 per share | 74,944 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-028955 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,496,726 F1 · shares: Represents shares of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2019 to redeem a portion of their interest in Partners. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:29 UTC |
Galvin RobertDirector
|
GrantCommon Stock | 737 | $11.66 | $8,593.42 |
DisclosureSEC source: 0000799288-19-000081 · wf-form4_157298937125143.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,257 F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:30 UTC |
MULLEN MAUREENDirector
|
GrantCommon Stock | 857 | $11.66 | $9,992.62 |
DisclosureSEC source: 0000799288-19-000082 · wf-form4_157298939140093.xml · nonDerivative · entry 1 MULLEN MAUREEN · CIK 0001745196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,427 F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 21:14 UTC |
Galvin RobertDirector
|
GrantCommon Stock | 850 | $10.10 | $8,585.00 |
DisclosureSEC source: 0000799288-19-000072 · wf-form4_156512607190265.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,520 F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. 2017 Amended and Restated Stock Plan. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 21:14 UTC |
MULLEN MAUREENDirector
|
GrantCommon Stock | 990 | $10.10 | $9,999.00 |
DisclosureSEC source: 0000799288-19-000071 · wf-form4_156512605108484.xml · nonDerivative · entry 1 MULLEN MAUREEN · CIK 0001745196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,570 F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:44 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
OtherCommon Stock, par value $0.01 per share | 1,072,693 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-013489 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,571,670 F1 · shares: Represents shares of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2018 to redeem all or a portion of their interest in Partners. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| May 08, 2019 Filed May 9, 2019 20:29 UTC |
GRAY PETER LEVP, CAO & General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 5,681 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-19-000048 · wf-form4_155743375576590.xml · derivative · entry 3 GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,186 Underlying: Common Stock · 5,681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on May 8, 2017, with vesting in four installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%), and May 8, 2021 (25%). F3 · derivative.expiration_date: This RSU award was granted on May 8, 2017, with vesting in four installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%), and May 8, 2021 (25%). F4 · balance_after: Of the total number of RSUs, 2,853 RSUs will vest on March 26, 2020; 5,709 RSUs will vest on March 26, 2021; 5,682 RSUs will vest on May 1, 2020; 5,681 RSUs will vest on May 8, 2020; 5,684 RSUs will vest on May 8, 2021; and 17,577 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| May 08, 2019 Filed May 9, 2019 20:29 UTC |
GRAY PETER LEVP, CAO & General Counsel
|
Tax withholdingCommon Stock | 1,818 | $16.41 | $29,833.38 |
DisclosureSEC source: 0000799288-19-000048 · wf-form4_155743375576590.xml · nonDerivative · entry 2 GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,360 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 8, 2019. Read SEC document |
| May 08, 2019 Filed May 9, 2019 20:29 UTC |
GRAY PETER LEVP, CAO & General Counsel
|
Exercise / conversionCommon Stock | 5,681 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-19-000048 · wf-form4_155743375576590.xml · nonDerivative · entry 1 GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 03, 2019 Filed May 7, 2019 20:18 UTC |
MULLEN MAUREENDirector
|
GrantCommon Stock | 580 | $17.23 | $9,993.40 |
DisclosureSEC source: 0000799288-19-000046 · wf-form4_155726031301845.xml · nonDerivative · entry 1 MULLEN MAUREEN · CIK 0001745196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580 F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. 2017 Stock Plan. Read SEC document |
| May 03, 2019 Filed May 7, 2019 20:18 UTC |
Galvin RobertDirector
|
GrantCommon Stock | 498 | $17.23 | $8,580.54 |
DisclosureSEC source: 0000799288-19-000045 · wf-form4_155726028534468.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670 F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. 2017 Stock Plan. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:18 UTC |
TSAI CHIEHChief Product Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,092 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-19-000039 · wf-form4_155691468982317.xml · derivative · entry 6 TSAI CHIEH · CIK 0001764126 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,327 Underlying: Common Stock · 2,092 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F5 · derivative.exercise_date: This RSU award was granted on May 16, 2016, with vesting in three installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%). F5 · derivative.expiration_date: This RSU award was granted on May 16, 2016, with vesting in three installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%). F6 · balance_after: Of the total number of RSUs, 1,682 RSUs will vest on May 1, 2020; 1,583 RSUs will vest on March 26, 2020; 3,169 RSUs will vest on March 26, 2021; and 15,893 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%), subject to satisfaction of vesting conditions, including continued employment. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:18 UTC |
TSAI CHIEHChief Product Officer
|
Tax withholdingCommon Stock | 670 | $16.85 | $11,289.50 |
DisclosureSEC source: 0000799288-19-000039 · wf-form4_155691468982317.xml · nonDerivative · entry 4 TSAI CHIEH · CIK 0001764126 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,923 F3 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 2, 2019. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:18 UTC |
TSAI CHIEHChief Product Officer
|
Exercise / conversionCommon Stock | 2,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-19-000039 · wf-form4_155691468982317.xml · nonDerivative · entry 3 TSAI CHIEH · CIK 0001764126 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:20 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,373 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-19-000042 · wf-form4_155691481014365.xml · derivative · entry 6 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,861 Underlying: Common Stock · 6,373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F5 · derivative.exercise_date: This RSU award was granted on May 2, 2016, with vesting in three installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%). F5 · derivative.expiration_date: This RSU award was granted on May 2, 2016, with vesting in three installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%). F6 · balance_after: Of the total number of RSUs, 3,652 RSUs will vest on March 26, 2020; 7,307 will vest on March 26, 2021; 6,470 RSUs will vest on May 1, 2020; 7,977 RSUs will vest on January 27, 2020; and 21,455 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%), subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:20 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Tax withholdingCommon Stock | 1,823 | $16.85 | $30,717.55 |
DisclosureSEC source: 0000799288-19-000042 · wf-form4_155691481014365.xml · nonDerivative · entry 4 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,763 F3 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 2, 2019. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:20 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Exercise / conversionCommon Stock | 6,373 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-19-000042 · wf-form4_155691481014365.xml · nonDerivative · entry 3 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:17 UTC |
RITCHIE KELLYSVP, Employee & Cust Services
|
Exercise / conversionRestricted Stock Units · Derivative | 3,914 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-19-000038 · wf-form4_155691464652026.xml · derivative · entry 4 RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,626 Underlying: Common Stock · 3,914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on May 2, 2016, with vesting in three installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%). F3 · derivative.expiration_date: This RSU award was granted on May 2, 2016, with vesting in three installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%). F4 · balance_after: Of the total number of RSUs, 2,248 RSUs will vest on March 26, 2020; 4,499 RSUs will vest on March 26, 2021; 3,974 RSUs will vest on May 1, 2020; and 12,905 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%), subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:17 UTC |
RITCHIE KELLYSVP, Employee & Cust Services
|
Exercise / conversionCommon Stock | 3,914 | $0.00 | $0.00 |
DisclosureSEC source: 0000799288-19-000038 · wf-form4_155691464652026.xml · nonDerivative · entry 2 RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:16 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,402 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000799288-19-000037 · wf-form4_155691460249355.xml · derivative · entry 6 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,511 Underlying: Common Stock · 1,402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F5 · derivative.exercise_date: This RSU award was granted on May 2, 2016, with vesting in three installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%). F5 · derivative.expiration_date: This RSU award was granted on May 2, 2016, with vesting in three installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%). F6 · balance_after: Of the total number of RSUs, 810 RSUs will vest on March 26, 2020; 1,622 RSUs will vest on March 26, 2021; 1,423 RSUs will vest on May 1, 2020; and 4,656 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%), subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.