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LANDS' END, INC.

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5747
SEC CIK
0000799288
Parsed reports
306

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 2026015
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2020 Filed Mar 27, 2020 22:00 UTC
TSAI CHIEHChief Product Officer
Exercise / conversionCommon Stock 3,973 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021478 · doc4.xml · nonDerivative · entry 1

TSAI CHIEH · CIK 0001764126 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:58 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 1,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021475 · doc4.xml · derivative · entry 5

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,446

Underlying: Common Stock · 1,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:58 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
Tax withholdingCommon Stock 373 $6.04 $2,252.92
Disclosure

SEC source: 0001209191-20-021475 · doc4.xml · nonDerivative · entry 2

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,339

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 25, 2020.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:58 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
Exercise / conversionCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021475 · doc4.xml · nonDerivative · entry 1

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:57 UTC
Griffith JeromeDirector · CEO & President
Exercise / conversionRestricted Stock Units · Derivative 18,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021474 · doc4.xml · derivative · entry 4

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,667

Underlying: Common Stock · 18,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F2 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:57 UTC
Griffith JeromeDirector · CEO & President
Exercise / conversionCommon Stock 18,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021474 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:57 UTC
GRAY PETER LEVP, CAO, GC & Corp. Secretary
Exercise / conversionRestricted Stock Units · Derivative 4,394 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021472 · doc4.xml · derivative · entry 3

GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,569

Underlying: Common Stock · 4,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F2 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:57 UTC
GRAY PETER LEVP, CAO, GC & Corp. Secretary
Exercise / conversionCommon Stock 4,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021472 · doc4.xml · nonDerivative · entry 1

GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:56 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 5,363 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021471 · doc4.xml · derivative · entry 5

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,047

Underlying: Common Stock · 5,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:56 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Tax withholdingCommon Stock 2,187 $6.04 $13,209.48
Disclosure

SEC source: 0001209191-20-021471 · doc4.xml · nonDerivative · entry 2

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,309

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 25, 2020.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:56 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Exercise / conversionCommon Stock 5,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021471 · doc4.xml · nonDerivative · entry 1

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:17 UTC GrantCommon Stock 1,000 $6.00 $6,000.00
Disclosure

SEC source: 0001209191-20-021109 · doc4.xml · nonDerivative · entry 2

PATEL JIGNESH · CIK 0001602758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:17 UTC GrantCommon Stock 3,000 $5.25 $15,750.00
Disclosure

SEC source: 0001209191-20-021109 · doc4.xml · nonDerivative · entry 1

PATEL JIGNESH · CIK 0001602758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), of purchases that were executed at prices ranging from $5.00 to $5.50 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.

Read SEC document
March 23, 2020 Filed Mar 27, 2020 21:58 UTC Amendment PurchaseCommon Stock 1,000 $6.00 $6,000.00
Disclosure

SEC source: 0001209191-20-021476 · doc4a.xml · nonDerivative · entry 2

PATEL JIGNESH · CIK 0001602758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Read SEC document
March 23, 2020 Filed Mar 27, 2020 21:58 UTC Amendment PurchaseCommon Stock 3,000 $5.25 $15,750.00
Disclosure

SEC source: 0001209191-20-021476 · doc4a.xml · nonDerivative · entry 1

PATEL JIGNESH · CIK 0001602758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), of purchases that were executed at prices ranging from $5.00 to $5.50 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:45 UTC PurchaseCommon Stock 2,000 $6.85 $13,700.00
Disclosure

SEC source: 0001209191-20-020661 · doc4.xml · nonDerivative · entry 2

PATEL JIGNESH · CIK 0001602758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F2 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), of purchases that were executed at prices ranging from $6.75 to $6.95 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 20:45 UTC PurchaseCommon Stock 4,000 $6.55 $26,182.00
Disclosure

SEC source: 0001209191-20-020661 · doc4.xml · nonDerivative · entry 1

PATEL JIGNESH · CIK 0001602758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), of purchases that were executed at prices ranging from $6.19 to $6.9919 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 20:43 UTC
TSAI CHIEHChief Product Officer
GrantRestricted Stock Units · Derivative 26,997 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020655 · doc4.xml · derivative · entry 1

TSAI CHIEH · CIK 0001764126 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,324

Underlying: Common Stock · 26,997 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F2 · derivative.expiration_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F3 · balance_after: Of the total number of RSUs, 1,682 RSUs will vest on May 1, 2020; 1,583 RSUs will vest on March 26, 2020; 3,169 RSUs will vest on March 26, 2021; 15,893 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%); and 26,997 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 20:42 UTC
RITCHIE KELLYSVP, Employee Services
GrantRestricted Stock Units · Derivative 22,138 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020654 · doc4.xml · derivative · entry 1

RITCHIE KELLY · CIK 0001602765 · SVP, Employee Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,764

Underlying: Common Stock · 22,138 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F2 · derivative.expiration_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F3 · balance_after: Of the total number of RSUs, 2,248 RSUs will vest on March 26, 2020; 4,499 RSUs will vest on March 26, 2021; 3,974 RSUs will vest on May 1, 2020; 12,905 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%); and 22,138 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 20:41 UTC
Griffith JeromeDirector · CEO & President
GrantRestricted Stock Units · Derivative 124,730 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020653 · doc4.xml · derivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,023

Underlying: Common Stock · 124,730 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F2 · derivative.expiration_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F3 · balance_after: Of the total number of RSUs, 11,929 RSUs will vest on March 26, 2020; 23,858 RSUs will vest on March 26, 2021; 19,669 RSUs will vest on May 1, 2020; 29,411 RSUs will vest on March 6, 2021; 73,426 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%); and 124,730 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 20:39 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
GrantRestricted Stock Units · Derivative 8,099 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020652 · doc4.xml · derivative · entry 1

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,610

Underlying: Common Stock · 8,099 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F2 · derivative.expiration_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F3 · balance_after: Of the total number of RSUs, 810 RSUs will vest on March 26, 2020; 1,622 RSUs will vest on March 26, 2021; 1,423 RSUs will vest on May 1, 2020; 4,656 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%); and 8,099 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 20:38 UTC
GRAY PETER LEVP, CAO, GC & Corp. Secretary
GrantRestricted Stock Units · Derivative 30,777 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020651 · doc4.xml · derivative · entry 1

GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,963

Underlying: Common Stock · 30,777 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F2 · derivative.expiration_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F3 · balance_after: Of the total number of RSUs, 2,853 RSUs will vest on March 26, 2020; 5,709 RSUs will vest on March 26, 2021; 5,682 RSUs will vest on May 1, 2020; 5,681 RSUs will vest on May 8, 2020; 5,684 RSUs will vest on May 8, 2021; 17,577 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%); and 30,777 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 20:37 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
GrantRestricted Stock Units · Derivative 37,526 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020649 · doc4.xml · derivative · entry 1

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,410

Underlying: Common Stock · 37,526 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F2 · derivative.expiration_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F3 · balance_after: Of the total number of RSUs, 3,652 RSUs will vest on March 26, 2020; 7,307 will vest on March 26, 2021; 6,470 RSUs will vest on May 1, 2020; 21,455 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%); and 37,526 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:19 UTC
Griffith JeromeDirector · CEO & President
Exercise / conversionRestricted Stock Units · Derivative 29,412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017657 · doc4.xml · derivative · entry 3

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,293

Underlying: Common Stock · 29,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019, (25%) March 6, 2020 (25%) and March 6, 2021 (25%).

F3 · derivative.expiration_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019, (25%) March 6, 2020 (25%) and March 6, 2021 (25%).

F4 · balance_after: Of the total number of RSUs, 11,929 RSUs will vest on March 26, 2020; 23,858 RSUs will vest on March 26, 2021; 19,669 RSUs will vest on May 1, 2020; 29,411 RSUs will vest on March 6, 2021; and 73,426 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%), subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:19 UTC
Griffith JeromeDirector · CEO & President
Exercise / conversionCommon Stock 29,412 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017657 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 00:33 UTC GrantCommon Stock 858 $11.65 $9,995.70
Disclosure

SEC source: 0001209191-20-006122 · doc4.xml · nonDerivative · entry 1

MULLEN MAUREEN · CIK 0001745196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,285

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 00:28 UTC GrantCommon Stock 737 $11.65 $8,586.05
Disclosure

SEC source: 0001209191-20-006121 · doc4.xml · nonDerivative · entry 1

Galvin Robert · CIK 0001553095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,994

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
January 27, 2020 Filed Jan 28, 2020 21:19 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 7,977 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005135 · doc4.xml · derivative · entry 3

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,884

Underlying: Common Stock · 7,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on January 27, 2016, with vesting in three installments on January 27, 2018 (25%), January 27, 2019 (25%) and January 27, 2020 (50%).

F3 · derivative.expiration_date: This RSU award was granted on January 27, 2016, with vesting in three installments on January 27, 2018 (25%), January 27, 2019 (25%) and January 27, 2020 (50%).

F4 · balance_after: Of the total number of RSUs, 3,652 RSUs will vest on March 26, 2020; 7,307 will vest on March 26, 2021; 6,470 RSUs will vest on May 1, 2020; and 21,455 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%), subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
January 27, 2020 Filed Jan 28, 2020 21:19 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Tax withholdingCommon Stock 2,607 $13.26 $34,568.82
Disclosure

SEC source: 0001209191-20-005135 · doc4.xml · nonDerivative · entry 2

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,133

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on January 27, 2020.

Read SEC document
January 27, 2020 Filed Jan 28, 2020 21:19 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Exercise / conversionCommon Stock 7,977 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005135 · doc4.xml · nonDerivative · entry 1

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 23:04 UTC OtherCommon Stock, par value $0.01 per share 74,944 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028955 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,496,726

F1 · shares: Represents shares of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2019 to redeem a portion of their interest in Partners.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:29 UTC GrantCommon Stock 737 $11.66 $8,593.42
Disclosure

SEC source: 0000799288-19-000081 · wf-form4_157298937125143.xml · nonDerivative · entry 1

Galvin Robert · CIK 0001553095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,257

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

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November 01, 2019 Filed Nov 5, 2019 21:30 UTC GrantCommon Stock 857 $11.66 $9,992.62
Disclosure

SEC source: 0000799288-19-000082 · wf-form4_157298939140093.xml · nonDerivative · entry 1

MULLEN MAUREEN · CIK 0001745196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,427

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 21:14 UTC GrantCommon Stock 850 $10.10 $8,585.00
Disclosure

SEC source: 0000799288-19-000072 · wf-form4_156512607190265.xml · nonDerivative · entry 1

Galvin Robert · CIK 0001553095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,520

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. 2017 Amended and Restated Stock Plan.

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August 02, 2019 Filed Aug 6, 2019 21:14 UTC GrantCommon Stock 990 $10.10 $9,999.00
Disclosure

SEC source: 0000799288-19-000071 · wf-form4_156512605108484.xml · nonDerivative · entry 1

MULLEN MAUREEN · CIK 0001745196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

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May 10, 2019 Filed May 14, 2019 21:44 UTC OtherCommon Stock, par value $0.01 per share 1,072,693 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013489 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,571,670

F1 · shares: Represents shares of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2018 to redeem all or a portion of their interest in Partners.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
May 08, 2019 Filed May 9, 2019 20:29 UTC
GRAY PETER LEVP, CAO & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 5,681 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-19-000048 · wf-form4_155743375576590.xml · derivative · entry 3

GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,186

Underlying: Common Stock · 5,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on May 8, 2017, with vesting in four installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%), and May 8, 2021 (25%).

F3 · derivative.expiration_date: This RSU award was granted on May 8, 2017, with vesting in four installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%), and May 8, 2021 (25%).

F4 · balance_after: Of the total number of RSUs, 2,853 RSUs will vest on March 26, 2020; 5,709 RSUs will vest on March 26, 2021; 5,682 RSUs will vest on May 1, 2020; 5,681 RSUs will vest on May 8, 2020; 5,684 RSUs will vest on May 8, 2021; and 17,577 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 08, 2019 Filed May 9, 2019 20:29 UTC
GRAY PETER LEVP, CAO & General Counsel
Tax withholdingCommon Stock 1,818 $16.41 $29,833.38
Disclosure

SEC source: 0000799288-19-000048 · wf-form4_155743375576590.xml · nonDerivative · entry 2

GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,360

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 8, 2019.

Read SEC document
May 08, 2019 Filed May 9, 2019 20:29 UTC
GRAY PETER LEVP, CAO & General Counsel
Exercise / conversionCommon Stock 5,681 $0.00 $0.00
Disclosure

SEC source: 0000799288-19-000048 · wf-form4_155743375576590.xml · nonDerivative · entry 1

GRAY PETER L · CIK 0001229628 · EVP, CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 03, 2019 Filed May 7, 2019 20:18 UTC GrantCommon Stock 580 $17.23 $9,993.40
Disclosure

SEC source: 0000799288-19-000046 · wf-form4_155726031301845.xml · nonDerivative · entry 1

MULLEN MAUREEN · CIK 0001745196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. 2017 Stock Plan.

Read SEC document
May 03, 2019 Filed May 7, 2019 20:18 UTC GrantCommon Stock 498 $17.23 $8,580.54
Disclosure

SEC source: 0000799288-19-000045 · wf-form4_155726028534468.xml · nonDerivative · entry 1

Galvin Robert · CIK 0001553095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. 2017 Stock Plan.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:18 UTC
TSAI CHIEHChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 2,092 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-19-000039 · wf-form4_155691468982317.xml · derivative · entry 6

TSAI CHIEH · CIK 0001764126 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,327

Underlying: Common Stock · 2,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on May 16, 2016, with vesting in three installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%).

F5 · derivative.expiration_date: This RSU award was granted on May 16, 2016, with vesting in three installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%).

F6 · balance_after: Of the total number of RSUs, 1,682 RSUs will vest on May 1, 2020; 1,583 RSUs will vest on March 26, 2020; 3,169 RSUs will vest on March 26, 2021; and 15,893 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%), subject to satisfaction of vesting conditions, including continued employment.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:18 UTC
TSAI CHIEHChief Product Officer
Tax withholdingCommon Stock 670 $16.85 $11,289.50
Disclosure

SEC source: 0000799288-19-000039 · wf-form4_155691468982317.xml · nonDerivative · entry 4

TSAI CHIEH · CIK 0001764126 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,923

F3 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 2, 2019.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:18 UTC
TSAI CHIEHChief Product Officer
Exercise / conversionCommon Stock 2,092 $0.00 $0.00
Disclosure

SEC source: 0000799288-19-000039 · wf-form4_155691468982317.xml · nonDerivative · entry 3

TSAI CHIEH · CIK 0001764126 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:20 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 6,373 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-19-000042 · wf-form4_155691481014365.xml · derivative · entry 6

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,861

Underlying: Common Stock · 6,373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on May 2, 2016, with vesting in three installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%).

F5 · derivative.expiration_date: This RSU award was granted on May 2, 2016, with vesting in three installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%).

F6 · balance_after: Of the total number of RSUs, 3,652 RSUs will vest on March 26, 2020; 7,307 will vest on March 26, 2021; 6,470 RSUs will vest on May 1, 2020; 7,977 RSUs will vest on January 27, 2020; and 21,455 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%), subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:20 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Tax withholdingCommon Stock 1,823 $16.85 $30,717.55
Disclosure

SEC source: 0000799288-19-000042 · wf-form4_155691481014365.xml · nonDerivative · entry 4

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,763

F3 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 2, 2019.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:20 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Exercise / conversionCommon Stock 6,373 $0.00 $0.00
Disclosure

SEC source: 0000799288-19-000042 · wf-form4_155691481014365.xml · nonDerivative · entry 3

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:17 UTC
RITCHIE KELLYSVP, Employee & Cust Services
Exercise / conversionRestricted Stock Units · Derivative 3,914 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-19-000038 · wf-form4_155691464652026.xml · derivative · entry 4

RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,626

Underlying: Common Stock · 3,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on May 2, 2016, with vesting in three installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%).

F3 · derivative.expiration_date: This RSU award was granted on May 2, 2016, with vesting in three installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%).

F4 · balance_after: Of the total number of RSUs, 2,248 RSUs will vest on March 26, 2020; 4,499 RSUs will vest on March 26, 2021; 3,974 RSUs will vest on May 1, 2020; and 12,905 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%), subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:17 UTC
RITCHIE KELLYSVP, Employee & Cust Services
Exercise / conversionCommon Stock 3,914 $0.00 $0.00
Disclosure

SEC source: 0000799288-19-000038 · wf-form4_155691464652026.xml · nonDerivative · entry 2

RITCHIE KELLY · CIK 0001602765 · SVP, Employee & Cust Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:16 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller and CAO
Exercise / conversionRestricted Stock Units · Derivative 1,402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-19-000037 · wf-form4_155691460249355.xml · derivative · entry 6

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,511

Underlying: Common Stock · 1,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on May 2, 2016, with vesting in three installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%).

F5 · derivative.expiration_date: This RSU award was granted on May 2, 2016, with vesting in three installments on May 2, 2017 (25%), May 2, 2018 (25%) and May 2, 2019 (50%).

F6 · balance_after: Of the total number of RSUs, 810 RSUs will vest on March 26, 2020; 1,622 RSUs will vest on March 26, 2021; 1,423 RSUs will vest on May 1, 2020; and 4,656 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%), subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.