Tapewire

Nasdaq · USD

LE

LANDS' END, INC.

Export transactions ↓
Tapewire entity
5747
SEC CIK
0000799288
Parsed reports
306

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 2026015
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2021 Filed Feb 9, 2021 22:13 UTC SaleCommon Stock, par value $0.01 per share 544 $31.50 $17,136.00
Disclosure

SEC source: 0000899243-21-005484 · doc4.xml · nonDerivative · entry 2

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,170,928

F7 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $31.50 to $31.57 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F1 · ownership.nature: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $30.82 to $33.105 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:13 UTC SaleCommon Stock, par value $0.01 per share 25,000 $31.27 $781,750.00
Disclosure

SEC source: 0000899243-21-005484 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,171,472

F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $30.82 to $33.105 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F1 · ownership.nature: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $30.82 to $33.105 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:17 UTC GrantCommon Stock 543 $27.61 $14,992.23
Disclosure

SEC source: 0001209191-21-006743 · doc4.xml · nonDerivative · entry 1

MULLEN MAUREEN · CIK 0001745196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,211

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:16 UTC GrantCommon Stock 461 $27.61 $12,728.21
Disclosure

SEC source: 0001209191-21-006739 · doc4.xml · nonDerivative · entry 1

Galvin Robert · CIK 0001553095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,273

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:30 UTC OtherCommon Stock, par value $0.01 per share 300,254 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034987 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,196,472

F1 · shares: Represents shares of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2020 to redeem all of their interest in Partners.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:16 UTC OtherCommon Stock 18,313 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065005 · doc4.xml · nonDerivative · entry 1

Linden Josephine · CIK 0001517313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,817

F1 · shares: Represents shares received in a distribution from a limited partnership in which the reporting person held a limited partnership interest.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:23 UTC GrantCommon Stock 920 $16.05 $14,766.00
Disclosure

SEC source: 0001209191-20-056619 · doc4.xml · nonDerivative · entry 1

MULLEN MAUREEN · CIK 0001745196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,668

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:22 UTC GrantCommon Stock 784 $16.05 $12,583.20
Disclosure

SEC source: 0001209191-20-056616 · doc4.xml · nonDerivative · entry 1

Galvin Robert · CIK 0001553095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,812

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:36 UTC GrantCommon Stock 1,653 $8.62 $14,248.86
Disclosure

SEC source: 0001209191-20-044696 · doc4.xml · nonDerivative · entry 1

MULLEN MAUREEN · CIK 0001745196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,748

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:35 UTC GrantCommon Stock 1,421 $8.62 $12,249.02
Disclosure

SEC source: 0001209191-20-044695 · doc4.xml · nonDerivative · entry 1

Galvin Robert · CIK 0001553095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,028

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:22 UTC
GRAY PETER LEVP, CAO, GC & Corp. Secretary
Exercise / conversionRestricted Stock Units · Derivative 5,681 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028500 · doc4.xml · derivative · entry 3

GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,353

Underlying: Common Stock · 5,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on May 8, 2017, with vesting in four installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%) and May 8, 2021 (25%).

F3 · derivative.expiration_date: This RSU award was granted on May 8, 2017, with vesting in four installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%) and May 8, 2021 (25%).

F4 · balance_after: Of the total number of RSUs, 5,709 RSUs will vest on March 26, 2021; 5,684 RSUs will vest on May 8, 2021; 4,394 RSUs will vest on March 25, 2021; 8,789 RSUs will vest on March 25, 2022; and 30,777 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:22 UTC
GRAY PETER LEVP, CAO, GC & Corp. Secretary
Tax withholdingCommon Stock 1,818 $7.73 $14,053.14
Disclosure

SEC source: 0001209191-20-028500 · doc4.xml · nonDerivative · entry 2

GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,333

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 8, 2020.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:22 UTC
GRAY PETER LEVP, CAO, GC & Corp. Secretary
Exercise / conversionCommon Stock 5,681 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028500 · doc4.xml · nonDerivative · entry 1

GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:11 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 6,470 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027202 · doc4.xml · derivative · entry 3

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,925

Underlying: Common Stock · 6,470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F3 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F4 · balance_after: Of the total number of RSUs, 7,307 RSUs will vest on March 26, 2021; 5,363 RSUs will vest on March 25, 2021; 10,729 RSUs will vest on March 25, 2022; and 37,526 RSUs will vest in three annual installments on March 19, 2021 (25%); March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:11 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Tax withholdingCommon Stock 2,821 $7.87 $22,201.27
Disclosure

SEC source: 0001209191-20-027202 · doc4.xml · nonDerivative · entry 2

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,017

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 1, 2020.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:11 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Exercise / conversionCommon Stock 6,470 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027202 · doc4.xml · nonDerivative · entry 1

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:43 UTC
TSAI CHIEHChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 1,682 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027156 · doc4.xml · derivative · entry 3

TSAI CHIEH · CIK 0001764126 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,086

Underlying: Common Stock · 1,682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F3 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F4 · balance_after: Of the total number of RSUs, 3,169 RSUs will vest on March 26, 2021; 3,973 RSUs will vest on March 25, 2021; 7,947 RSUs will vest on March 25, 2022; and 26,997 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:43 UTC
TSAI CHIEHChief Product Officer
Tax withholdingCommon Stock 539 $7.87 $4,241.93
Disclosure

SEC source: 0001209191-20-027156 · doc4.xml · nonDerivative · entry 2

TSAI CHIEH · CIK 0001764126 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,843

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 1, 2020.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:43 UTC
TSAI CHIEHChief Product Officer
Exercise / conversionCommon Stock 1,682 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027156 · doc4.xml · nonDerivative · entry 1

TSAI CHIEH · CIK 0001764126 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:41 UTC GrantCommon Stock 1,810 $7.87 $14,244.70
Disclosure

SEC source: 0001209191-20-027152 · doc4.xml · nonDerivative · entry 1

MULLEN MAUREEN · CIK 0001745196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,095

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:42 UTC
RITCHIE KELLYSVP, Employee Services
Exercise / conversionRestricted Stock Units · Derivative 3,974 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027154 · doc4.xml · derivative · entry 2

RITCHIE KELLY · CIK 0001602765 · SVP, Employee Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,316

Underlying: Common Stock · 3,974 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F2 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F3 · balance_after: Of the total number of RSUs, 4,499 RSUs will vest on March 26, 2021; 3,226 RSUs will vest on March 25, 2021; 6,453 RSUs will vest on March 25, 2022; and 22,138 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:42 UTC
RITCHIE KELLYSVP, Employee Services
Exercise / conversionCommon Stock 3,974 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027154 · doc4.xml · nonDerivative · entry 1

RITCHIE KELLY · CIK 0001602765 · SVP, Employee Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:40 UTC
Griffith JeromeDirector · CEO & President
Exercise / conversionRestricted Stock Units · Derivative 19,669 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027149 · doc4.xml · derivative · entry 3

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,069

Underlying: Common Stock · 19,669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F3 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F4 · balance_after: Of the total number of RSUs, 23,858 RSUs will vest on March 26, 2021; 29,411 RSUs will vest on March 6, 2021; 18,356 RSUs will vest on March 25, 2021; 36,714 RSUs will vest on March 25, 2022; and 124,730 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:40 UTC
Griffith JeromeDirector · CEO & President
Exercise / conversionCommon Stock 19,669 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027149 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:41 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 1,423 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027151 · doc4.xml · derivative · entry 3

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,213

Underlying: Common Stock · 1,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F3 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F4 · balance_after: Of the total number of RSUs, 1,622 RSUs will vest on March 26, 2021; 1,164 RSUs will vest on March 25, 2021; 2,328 RSUs will vest on March 25, 2021; and 8,099 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:41 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
Tax withholdingCommon Stock 456 $7.87 $3,588.72
Disclosure

SEC source: 0001209191-20-027151 · doc4.xml · nonDerivative · entry 2

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,856

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 1, 2020.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:41 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
Exercise / conversionCommon Stock 1,423 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027151 · doc4.xml · nonDerivative · entry 1

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:40 UTC
GRAY PETER LEVP, CAO, GC & Corp. Secretary
Exercise / conversionRestricted Stock Units · Derivative 5,682 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027148 · doc4.xml · derivative · entry 3

GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,034

Underlying: Common Stock · 5,682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on May 8, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F3 · derivative.expiration_date: This RSU award was granted on May 8, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F4 · balance_after: Of the total number of RSUs, 5,709 RSUs will vest on March 26, 2021; 5,681 RSUs will vest on May 8, 2020; 5,684 RSUs will vest on May 8, 2021; 4,394 RSUs will vest on March 25, 2021; 8,789 RSUs will vest on March 25, 2022; and 30,777 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:40 UTC
GRAY PETER LEVP, CAO, GC & Corp. Secretary
Tax withholdingCommon Stock 1,819 $7.87 $14,315.53
Disclosure

SEC source: 0001209191-20-027148 · doc4.xml · nonDerivative · entry 2

GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,470

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 1, 2020.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:40 UTC
GRAY PETER LEVP, CAO, GC & Corp. Secretary
Exercise / conversionCommon Stock 5,682 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027148 · doc4.xml · nonDerivative · entry 1

GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:38 UTC GrantCommon Stock 1,613 $7.87 $12,694.31
Disclosure

SEC source: 0001209191-20-027145 · doc4.xml · nonDerivative · entry 1

Galvin Robert · CIK 0001553095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,607

F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 22:30 UTC
RITCHIE KELLYSVP, Employee Services
Exercise / conversionRestricted Stock Units · Derivative 2,248 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021494 · doc4.xml · derivative · entry 4

RITCHIE KELLY · CIK 0001602765 · SVP, Employee Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,290

Underlying: Common Stock · 2,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F3 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F4 · balance_after: Of the total number of RSUs, 4,499 RSUs will vest on March 26, 2021; 3,974 RSUs will vest on May 1, 2020; 3,226 RSUs will vest on March 25, 2021; 6,453 RSUs will vest on March 25, 2022; and 22,138 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 22:30 UTC
RITCHIE KELLYSVP, Employee Services
Exercise / conversionCommon Stock 2,248 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021494 · doc4.xml · nonDerivative · entry 2

RITCHIE KELLY · CIK 0001602765 · SVP, Employee Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 22:00 UTC
TSAI CHIEHChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 1,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021478 · doc4.xml · derivative · entry 6

TSAI CHIEH · CIK 0001764126 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,768

Underlying: Common Stock · 1,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F5 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F6 · balance_after: Of the total number of RSUs, 1,682 RSUs will vest on May 1, 2020; 3,169 RSUs will vest on March 26, 2021; 3,973 will vest on March 25, 2021; 7,947 will vest on March 25, 2022; and 26,997 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 22:00 UTC
TSAI CHIEHChief Product Officer
Tax withholdingCommon Stock 507 $6.71 $3,401.97
Disclosure

SEC source: 0001209191-20-021478 · doc4.xml · nonDerivative · entry 4

TSAI CHIEH · CIK 0001764126 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,700

F3 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 26, 2020.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 22:00 UTC
TSAI CHIEHChief Product Officer
Exercise / conversionCommon Stock 1,583 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021478 · doc4.xml · nonDerivative · entry 3

TSAI CHIEH · CIK 0001764126 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 21:58 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 810 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021475 · doc4.xml · derivative · entry 6

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,636

Underlying: Common Stock · 810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F5 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F6 · balance_after: Of the total number of RSUs, 1,622 RSUs will vest on March 26, 2021; 1,423 RSUs will vest on May 1, 2020; 1,164 RSUs will vest on March 25, 2021; 2,328 RSUs will vest on March 25, 2021; and 8,099 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 21:58 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
Tax withholdingCommon Stock 260 $6.71 $1,744.60
Disclosure

SEC source: 0001209191-20-021475 · doc4.xml · nonDerivative · entry 4

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,889

F3 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 26, 2020.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 21:58 UTC
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
Exercise / conversionCommon Stock 810 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021475 · doc4.xml · nonDerivative · entry 3

McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 21:57 UTC
Griffith JeromeDirector · CEO & President
Exercise / conversionRestricted Stock Units · Derivative 11,929 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021474 · doc4.xml · derivative · entry 5

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,738

Underlying: Common Stock · 11,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F3 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F4 · balance_after: Of the total number of RSUs, 23,858 RSUs will vest on March 26, 2021; 19,669 RSUs will vest on May 1, 2020; 29,411 RSUs will vest on March 6, 2021; 18,356 RSUs will on March 25, 2021; 36,714 RSUs will on March 25, 2022; and 124,730 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 21:57 UTC
Griffith JeromeDirector · CEO & President
Exercise / conversionCommon Stock 11,929 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021474 · doc4.xml · nonDerivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 21:57 UTC
GRAY PETER LEVP, CAO, GC & Corp. Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,853 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021472 · doc4.xml · derivative · entry 4

GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,716

Underlying: Common Stock · 2,853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F3 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F4 · balance_after: Of the total number of RSUs, 5,709 RSUs will vest on March 26, 2021; 5,682 RSUs will vest on May 1, 2020; 5,681 RSUs will vest on May 8, 2020; 5,684 RSUs will vest on May 8, 2021; 4,394 RSUs will vest on March 25, 2021; 8,789 RSUs will vest on March 25, 2022; and 30,777 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 21:57 UTC
GRAY PETER LEVP, CAO, GC & Corp. Secretary
Exercise / conversionCommon Stock 2,853 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021472 · doc4.xml · nonDerivative · entry 2

GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 21:56 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 3,652 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021471 · doc4.xml · derivative · entry 6

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,395

Underlying: Common Stock · 3,652 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F5 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F6 · balance_after: Of the total number of RSUs, 7,307 will vest on March 26, 2021; 6,470 RSUs will vest on May 1, 2020; 5,363 RSUs will vest on March 25, 2021; 10,729 RSUs will vest on March 25, 2022; and 37,526 RSUs will vest in three annual installments on March 19, 2021 (25%); March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 21:56 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Tax withholdingCommon Stock 1,593 $6.71 $10,689.03
Disclosure

SEC source: 0001209191-20-021471 · doc4.xml · nonDerivative · entry 4

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,368

F3 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 26, 2020.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 21:56 UTC
GOOCH JAMES FEVP, COO, CFO and Treasurer
Exercise / conversionCommon Stock 3,652 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021471 · doc4.xml · nonDerivative · entry 3

GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:30 UTC
RITCHIE KELLYSVP, Employee Services
Exercise / conversionRestricted Stock Units · Derivative 3,226 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021494 · doc4.xml · derivative · entry 3

RITCHIE KELLY · CIK 0001602765 · SVP, Employee Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,538

Underlying: Common Stock · 3,226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F2 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:30 UTC
RITCHIE KELLYSVP, Employee Services
Exercise / conversionCommon Stock 3,226 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021494 · doc4.xml · nonDerivative · entry 1

RITCHIE KELLY · CIK 0001602765 · SVP, Employee Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:00 UTC
TSAI CHIEHChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 3,973 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021478 · doc4.xml · derivative · entry 5

TSAI CHIEH · CIK 0001764126 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,351

Underlying: Common Stock · 3,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:00 UTC
TSAI CHIEHChief Product Officer
Tax withholdingCommon Stock 1,272 $6.04 $7,682.88
Disclosure

SEC source: 0001209191-20-021478 · doc4.xml · nonDerivative · entry 2

TSAI CHIEH · CIK 0001764126 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,624

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 25, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.