Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 15 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2021 Filed Feb 9, 2021 22:13 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 544 | $31.50 | $17,136.00 |
DisclosureSEC source: 0000899243-21-005484 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,170,928 F7 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $31.50 to $31.57 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F1 · ownership.nature: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $30.82 to $33.105 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:13 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 25,000 | $31.27 | $781,750.00 |
DisclosureSEC source: 0000899243-21-005484 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,171,472 F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $30.82 to $33.105 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F1 · ownership.nature: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $30.82 to $33.105 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:17 UTC |
MULLEN MAUREENDirector
|
GrantCommon Stock | 543 | $27.61 | $14,992.23 |
DisclosureSEC source: 0001209191-21-006743 · doc4.xml · nonDerivative · entry 1 MULLEN MAUREEN · CIK 0001745196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,211 F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:16 UTC |
Galvin RobertDirector
|
GrantCommon Stock | 461 | $27.61 | $12,728.21 |
DisclosureSEC source: 0001209191-21-006739 · doc4.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,273 F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:30 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
OtherCommon Stock, par value $0.01 per share | 300,254 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-034987 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,196,472 F1 · shares: Represents shares of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2020 to redeem all of their interest in Partners. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:16 UTC |
Linden JosephineDirector
|
OtherCommon Stock | 18,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065005 · doc4.xml · nonDerivative · entry 1 Linden Josephine · CIK 0001517313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,817 F1 · shares: Represents shares received in a distribution from a limited partnership in which the reporting person held a limited partnership interest. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:23 UTC |
MULLEN MAUREENDirector
|
GrantCommon Stock | 920 | $16.05 | $14,766.00 |
DisclosureSEC source: 0001209191-20-056619 · doc4.xml · nonDerivative · entry 1 MULLEN MAUREEN · CIK 0001745196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,668 F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:22 UTC |
Galvin RobertDirector
|
GrantCommon Stock | 784 | $16.05 | $12,583.20 |
DisclosureSEC source: 0001209191-20-056616 · doc4.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,812 F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:36 UTC |
MULLEN MAUREENDirector
|
GrantCommon Stock | 1,653 | $8.62 | $14,248.86 |
DisclosureSEC source: 0001209191-20-044696 · doc4.xml · nonDerivative · entry 1 MULLEN MAUREEN · CIK 0001745196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,748 F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:35 UTC |
Galvin RobertDirector
|
GrantCommon Stock | 1,421 | $8.62 | $12,249.02 |
DisclosureSEC source: 0001209191-20-044695 · doc4.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,028 F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan. Read SEC document |
| May 08, 2020 Filed May 12, 2020 20:22 UTC |
GRAY PETER LEVP, CAO, GC & Corp. Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 5,681 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028500 · doc4.xml · derivative · entry 3 GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,353 Underlying: Common Stock · 5,681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on May 8, 2017, with vesting in four installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%) and May 8, 2021 (25%). F3 · derivative.expiration_date: This RSU award was granted on May 8, 2017, with vesting in four installments on May 8, 2018 (25%), May 8, 2019 (25%), May 8, 2020 (25%) and May 8, 2021 (25%). F4 · balance_after: Of the total number of RSUs, 5,709 RSUs will vest on March 26, 2021; 5,684 RSUs will vest on May 8, 2021; 4,394 RSUs will vest on March 25, 2021; 8,789 RSUs will vest on March 25, 2022; and 30,777 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| May 08, 2020 Filed May 12, 2020 20:22 UTC |
GRAY PETER LEVP, CAO, GC & Corp. Secretary
|
Tax withholdingCommon Stock | 1,818 | $7.73 | $14,053.14 |
DisclosureSEC source: 0001209191-20-028500 · doc4.xml · nonDerivative · entry 2 GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,333 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 8, 2020. Read SEC document |
| May 08, 2020 Filed May 12, 2020 20:22 UTC |
GRAY PETER LEVP, CAO, GC & Corp. Secretary
|
Exercise / conversionCommon Stock | 5,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028500 · doc4.xml · nonDerivative · entry 1 GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:11 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,470 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027202 · doc4.xml · derivative · entry 3 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,925 Underlying: Common Stock · 6,470 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F3 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F4 · balance_after: Of the total number of RSUs, 7,307 RSUs will vest on March 26, 2021; 5,363 RSUs will vest on March 25, 2021; 10,729 RSUs will vest on March 25, 2022; and 37,526 RSUs will vest in three annual installments on March 19, 2021 (25%); March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:11 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Tax withholdingCommon Stock | 2,821 | $7.87 | $22,201.27 |
DisclosureSEC source: 0001209191-20-027202 · doc4.xml · nonDerivative · entry 2 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,017 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 1, 2020. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:11 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Exercise / conversionCommon Stock | 6,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027202 · doc4.xml · nonDerivative · entry 1 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:43 UTC |
TSAI CHIEHChief Product Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,682 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027156 · doc4.xml · derivative · entry 3 TSAI CHIEH · CIK 0001764126 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,086 Underlying: Common Stock · 1,682 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F3 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F4 · balance_after: Of the total number of RSUs, 3,169 RSUs will vest on March 26, 2021; 3,973 RSUs will vest on March 25, 2021; 7,947 RSUs will vest on March 25, 2022; and 26,997 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:43 UTC |
TSAI CHIEHChief Product Officer
|
Tax withholdingCommon Stock | 539 | $7.87 | $4,241.93 |
DisclosureSEC source: 0001209191-20-027156 · doc4.xml · nonDerivative · entry 2 TSAI CHIEH · CIK 0001764126 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,843 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 1, 2020. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:43 UTC |
TSAI CHIEHChief Product Officer
|
Exercise / conversionCommon Stock | 1,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027156 · doc4.xml · nonDerivative · entry 1 TSAI CHIEH · CIK 0001764126 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:41 UTC |
MULLEN MAUREENDirector
|
GrantCommon Stock | 1,810 | $7.87 | $14,244.70 |
DisclosureSEC source: 0001209191-20-027152 · doc4.xml · nonDerivative · entry 1 MULLEN MAUREEN · CIK 0001745196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,095 F1 · shares: Represents shares of common stock granted to the reporting person pursuant to her election to receive a portion of the fees that would otherwise be payable to her in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:42 UTC |
RITCHIE KELLYSVP, Employee Services
|
Exercise / conversionRestricted Stock Units · Derivative | 3,974 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027154 · doc4.xml · derivative · entry 2 RITCHIE KELLY · CIK 0001602765 · SVP, Employee Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,316 Underlying: Common Stock · 3,974 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F2 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F2 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F3 · balance_after: Of the total number of RSUs, 4,499 RSUs will vest on March 26, 2021; 3,226 RSUs will vest on March 25, 2021; 6,453 RSUs will vest on March 25, 2022; and 22,138 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:42 UTC |
RITCHIE KELLYSVP, Employee Services
|
Exercise / conversionCommon Stock | 3,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027154 · doc4.xml · nonDerivative · entry 1 RITCHIE KELLY · CIK 0001602765 · SVP, Employee Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:40 UTC |
Griffith JeromeDirector · CEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 19,669 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027149 · doc4.xml · derivative · entry 3 Griffith Jerome · CIK 0001547440 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,069 Underlying: Common Stock · 19,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F3 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F4 · balance_after: Of the total number of RSUs, 23,858 RSUs will vest on March 26, 2021; 29,411 RSUs will vest on March 6, 2021; 18,356 RSUs will vest on March 25, 2021; 36,714 RSUs will vest on March 25, 2022; and 124,730 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:40 UTC |
Griffith JeromeDirector · CEO & President
|
Exercise / conversionCommon Stock | 19,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027149 · doc4.xml · nonDerivative · entry 1 Griffith Jerome · CIK 0001547440 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:41 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,423 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027151 · doc4.xml · derivative · entry 3 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,213 Underlying: Common Stock · 1,423 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F3 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F4 · balance_after: Of the total number of RSUs, 1,622 RSUs will vest on March 26, 2021; 1,164 RSUs will vest on March 25, 2021; 2,328 RSUs will vest on March 25, 2021; and 8,099 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:41 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
|
Tax withholdingCommon Stock | 456 | $7.87 | $3,588.72 |
DisclosureSEC source: 0001209191-20-027151 · doc4.xml · nonDerivative · entry 2 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,856 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 1, 2020. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:41 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
|
Exercise / conversionCommon Stock | 1,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027151 · doc4.xml · nonDerivative · entry 1 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:40 UTC |
GRAY PETER LEVP, CAO, GC & Corp. Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 5,682 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027148 · doc4.xml · derivative · entry 3 GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,034 Underlying: Common Stock · 5,682 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on May 8, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F3 · derivative.expiration_date: This RSU award was granted on May 8, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). F4 · balance_after: Of the total number of RSUs, 5,709 RSUs will vest on March 26, 2021; 5,681 RSUs will vest on May 8, 2020; 5,684 RSUs will vest on May 8, 2021; 4,394 RSUs will vest on March 25, 2021; 8,789 RSUs will vest on March 25, 2022; and 30,777 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:40 UTC |
GRAY PETER LEVP, CAO, GC & Corp. Secretary
|
Tax withholdingCommon Stock | 1,819 | $7.87 | $14,315.53 |
DisclosureSEC source: 0001209191-20-027148 · doc4.xml · nonDerivative · entry 2 GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,470 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on May 1, 2020. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:40 UTC |
GRAY PETER LEVP, CAO, GC & Corp. Secretary
|
Exercise / conversionCommon Stock | 5,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027148 · doc4.xml · nonDerivative · entry 1 GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:38 UTC |
Galvin RobertDirector
|
GrantCommon Stock | 1,613 | $7.87 | $12,694.31 |
DisclosureSEC source: 0001209191-20-027145 · doc4.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,607 F1 · shares: Represents shares of common stock granted to the reporting person pursuant to his election to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 22:30 UTC |
RITCHIE KELLYSVP, Employee Services
|
Exercise / conversionRestricted Stock Units · Derivative | 2,248 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021494 · doc4.xml · derivative · entry 4 RITCHIE KELLY · CIK 0001602765 · SVP, Employee Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,290 Underlying: Common Stock · 2,248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). F3 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). F4 · balance_after: Of the total number of RSUs, 4,499 RSUs will vest on March 26, 2021; 3,974 RSUs will vest on May 1, 2020; 3,226 RSUs will vest on March 25, 2021; 6,453 RSUs will vest on March 25, 2022; and 22,138 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 22:30 UTC |
RITCHIE KELLYSVP, Employee Services
|
Exercise / conversionCommon Stock | 2,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021494 · doc4.xml · nonDerivative · entry 2 RITCHIE KELLY · CIK 0001602765 · SVP, Employee Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 22:00 UTC |
TSAI CHIEHChief Product Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,583 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021478 · doc4.xml · derivative · entry 6 TSAI CHIEH · CIK 0001764126 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,768 Underlying: Common Stock · 1,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F5 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). F5 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). F6 · balance_after: Of the total number of RSUs, 1,682 RSUs will vest on May 1, 2020; 3,169 RSUs will vest on March 26, 2021; 3,973 will vest on March 25, 2021; 7,947 will vest on March 25, 2022; and 26,997 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 22:00 UTC |
TSAI CHIEHChief Product Officer
|
Tax withholdingCommon Stock | 507 | $6.71 | $3,401.97 |
DisclosureSEC source: 0001209191-20-021478 · doc4.xml · nonDerivative · entry 4 TSAI CHIEH · CIK 0001764126 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 F3 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 26, 2020. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 22:00 UTC |
TSAI CHIEHChief Product Officer
|
Exercise / conversionCommon Stock | 1,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021478 · doc4.xml · nonDerivative · entry 3 TSAI CHIEH · CIK 0001764126 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 21:58 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 810 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021475 · doc4.xml · derivative · entry 6 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,636 Underlying: Common Stock · 810 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F5 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). F5 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). F6 · balance_after: Of the total number of RSUs, 1,622 RSUs will vest on March 26, 2021; 1,423 RSUs will vest on May 1, 2020; 1,164 RSUs will vest on March 25, 2021; 2,328 RSUs will vest on March 25, 2021; and 8,099 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 21:58 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
|
Tax withholdingCommon Stock | 260 | $6.71 | $1,744.60 |
DisclosureSEC source: 0001209191-20-021475 · doc4.xml · nonDerivative · entry 4 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,889 F3 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 26, 2020. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 21:58 UTC |
McCRACKEN BERNARD LOUIS IIIVP, Controller & CAO
|
Exercise / conversionCommon Stock | 810 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021475 · doc4.xml · nonDerivative · entry 3 McCRACKEN BERNARD LOUIS III · CIK 0001514537 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 21:57 UTC |
Griffith JeromeDirector · CEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 11,929 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021474 · doc4.xml · derivative · entry 5 Griffith Jerome · CIK 0001547440 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,738 Underlying: Common Stock · 11,929 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). F3 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). F4 · balance_after: Of the total number of RSUs, 23,858 RSUs will vest on March 26, 2021; 19,669 RSUs will vest on May 1, 2020; 29,411 RSUs will vest on March 6, 2021; 18,356 RSUs will on March 25, 2021; 36,714 RSUs will on March 25, 2022; and 124,730 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 21:57 UTC |
Griffith JeromeDirector · CEO & President
|
Exercise / conversionCommon Stock | 11,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021474 · doc4.xml · nonDerivative · entry 2 Griffith Jerome · CIK 0001547440 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 21:57 UTC |
GRAY PETER LEVP, CAO, GC & Corp. Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 2,853 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021472 · doc4.xml · derivative · entry 4 GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,716 Underlying: Common Stock · 2,853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F3 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). F3 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). F4 · balance_after: Of the total number of RSUs, 5,709 RSUs will vest on March 26, 2021; 5,682 RSUs will vest on May 1, 2020; 5,681 RSUs will vest on May 8, 2020; 5,684 RSUs will vest on May 8, 2021; 4,394 RSUs will vest on March 25, 2021; 8,789 RSUs will vest on March 25, 2022; and 30,777 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 21:57 UTC |
GRAY PETER LEVP, CAO, GC & Corp. Secretary
|
Exercise / conversionCommon Stock | 2,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021472 · doc4.xml · nonDerivative · entry 2 GRAY PETER L · CIK 0001229628 · EVP, CAO, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 21:56 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021471 · doc4.xml · derivative · entry 6 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,395 Underlying: Common Stock · 3,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F5 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). F5 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). F6 · balance_after: Of the total number of RSUs, 7,307 will vest on March 26, 2021; 6,470 RSUs will vest on May 1, 2020; 5,363 RSUs will vest on March 25, 2021; 10,729 RSUs will vest on March 25, 2022; and 37,526 RSUs will vest in three annual installments on March 19, 2021 (25%); March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 21:56 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Tax withholdingCommon Stock | 1,593 | $6.71 | $10,689.03 |
DisclosureSEC source: 0001209191-20-021471 · doc4.xml · nonDerivative · entry 4 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,368 F3 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 26, 2020. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 21:56 UTC |
GOOCH JAMES FEVP, COO, CFO and Treasurer
|
Exercise / conversionCommon Stock | 3,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021471 · doc4.xml · nonDerivative · entry 3 GOOCH JAMES F · CIK 0001250207 · EVP, COO, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 22:30 UTC |
RITCHIE KELLYSVP, Employee Services
|
Exercise / conversionRestricted Stock Units · Derivative | 3,226 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021494 · doc4.xml · derivative · entry 3 RITCHIE KELLY · CIK 0001602765 · SVP, Employee Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,538 Underlying: Common Stock · 3,226 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F2 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%). F2 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%). Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 22:30 UTC |
RITCHIE KELLYSVP, Employee Services
|
Exercise / conversionCommon Stock | 3,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021494 · doc4.xml · nonDerivative · entry 1 RITCHIE KELLY · CIK 0001602765 · SVP, Employee Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 22:00 UTC |
TSAI CHIEHChief Product Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,973 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021478 · doc4.xml · derivative · entry 5 TSAI CHIEH · CIK 0001764126 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,351 Underlying: Common Stock · 3,973 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%). F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%). Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 22:00 UTC |
TSAI CHIEHChief Product Officer
|
Tax withholdingCommon Stock | 1,272 | $6.04 | $7,682.88 |
DisclosureSEC source: 0001209191-20-021478 · doc4.xml · nonDerivative · entry 2 TSAI CHIEH · CIK 0001764126 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,624 F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 25, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.