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loanDepot, Inc.

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723
SEC CIK
0001831631
Parsed reports
588

Last 12 months

Inside the activity.

6 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202509
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202650
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2025 Filed Mar 4, 2025 21:51 UTC
PCP MANAGERS GP, LLCDirector · 10% owner
PCP MANAGERS, L.P.Director · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 30,194 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000016 · wk-form4_1741125074.xml · derivative · entry 2

PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner

Golson Brian P. · CIK 0001555304 · Director

Dodson Andrew C · CIK 0001656792 · Director

PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 30,194

Underlying: Class A Common Stock · 30,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

F4 · derivative.exercise_date: The remaining RSUs are scheduled to vest on May 31, 2025.

F4 · derivative.expiration_date: The remaining RSUs are scheduled to vest on May 31, 2025.

F1 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F2 · ownership.nature: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") serve as directors of loanDepot, Inc. (the "Issuer") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:51 UTC
PCP MANAGERS GP, LLCDirector · 10% owner
PCP MANAGERS, L.P.Director · 10% owner
Exercise / conversionClass A Common Stock 30,194 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000016 · wk-form4_1741125074.xml · nonDerivative · entry 1

PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner

Golson Brian P. · CIK 0001555304 · Director

Dodson Andrew C · CIK 0001656792 · Director

PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,236,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F2 · ownership.nature: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") serve as directors of loanDepot, Inc. (the "Issuer") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:43 UTC Exercise / conversionRestricted Stock Units · Derivative 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000008 · wk-form4_1741124580.xml · derivative · entry 2

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,097

Underlying: Class A Common Stock · 15,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F2 · derivative.exercise_date: The remaining RSUs are scheduled to vest on May 31, 2025.

F2 · derivative.expiration_date: The remaining RSUs are scheduled to vest on May 31, 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:43 UTC Exercise / conversionClass A Common Stock 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000008 · wk-form4_1741124580.xml · nonDerivative · entry 1

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:45 UTC Exercise / conversionRestricted Stock Units · Derivative 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000012 · wk-form4_1741124738.xml · derivative · entry 2

LEPORE DAWN G · CIK 0001186015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,097

Underlying: Class A Common Stock · 15,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F2 · derivative.exercise_date: The remaining RSUs are scheduled to vest on May 31, 2025.

F2 · derivative.expiration_date: The remaining RSUs are scheduled to vest on May 31, 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:45 UTC Exercise / conversionClass A Common Stock 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000012 · wk-form4_1741124738.xml · nonDerivative · entry 1

LEPORE DAWN G · CIK 0001186015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:44 UTC
Hsieh Anthony LiDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000010 · wk-form4_1741124664.xml · derivative · entry 3

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,097

Underlying: Class A Common Stock · 15,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F3 · derivative.exercise_date: The remaining RSUs are scheduled to vest on May 31, 2025.

F3 · derivative.expiration_date: The remaining RSUs are scheduled to vest on May 31, 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:44 UTC
Hsieh Anthony LiDirector · 10% owner
Exercise / conversionClass A Common Stock 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000010 · wk-form4_1741124664.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 22:22 UTC
Martell FrankDirector · CEO and President
Exercise / conversionPerformance Share Units · Derivative 312,290 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000002 · wk-form4_1735856544.xml · derivative · entry 5

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 936,872

Underlying: Class A Common Stock · 312,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of Issuer's Class A Common Stock upon satisfaction of the applicable vesting conditions.

F4 · derivative.exercise_date: The PSUs are scheduled to vest (or have vested) if the average closing price of the Class A Common Stock over any 30-consecutive trading day period prior to the 5th anniversary of the grant date equals or exceeds the following share prices: (i) <$3.00 share price - 0% of target PSUs that vest; (ii) $3.00 share price - 25% of target PSUs that vest (vested 12/31/24); (iii) $4.00 share price - 50% of target PSUs that vest; (iv) $5.00 share price - 75% of target PSUs that vest; (v) $6.00 share price - 100% of target PSUs that vest; (vi) $7.50 share price - 125% of target PSUs that vest; (vii) $9.00 share price - 150% of target PSUs that vest; (viii) $10.50 share price - 175% of target PSUs that vest; and (ix) $13.00 share price - 200% of target PSUs that vest. Any PSUs which have not become earned by August 16, 2028 will be forfeited.

F4 · derivative.expiration_date: The PSUs are scheduled to vest (or have vested) if the average closing price of the Class A Common Stock over any 30-consecutive trading day period prior to the 5th anniversary of the grant date equals or exceeds the following share prices: (i) <$3.00 share price - 0% of target PSUs that vest; (ii) $3.00 share price - 25% of target PSUs that vest (vested 12/31/24); (iii) $4.00 share price - 50% of target PSUs that vest; (iv) $5.00 share price - 75% of target PSUs that vest; (v) $6.00 share price - 100% of target PSUs that vest; (vi) $7.50 share price - 125% of target PSUs that vest; (vii) $9.00 share price - 150% of target PSUs that vest; (viii) $10.50 share price - 175% of target PSUs that vest; and (ix) $13.00 share price - 200% of target PSUs that vest. Any PSUs which have not become earned by August 16, 2028 will be forfeited.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 22:22 UTC
Martell FrankDirector · CEO and President
Tax withholdingClass A Common Stock 158,269 $2.04 $322,868.76
Disclosure

SEC source: 0001831631-25-000002 · wk-form4_1735856544.xml · nonDerivative · entry 2

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 636,610

Read SEC document
December 31, 2024 Filed Jan 2, 2025 22:22 UTC
Martell FrankDirector · CEO and President
Exercise / conversionClass A Common Stock 312,290 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-25-000002 · wk-form4_1735856544.xml · nonDerivative · entry 1

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 794,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit ("PSU") represents a contingent right to receive one share of Issuer's Class A Common Stock upon satisfaction of the applicable vesting conditions.

Read SEC document
December 18, 2024 Filed Dec 19, 2024 21:54 UTC
Hsieh Anthony LiDirector · 10% owner
ConversionCommon Units · Derivative 4,050,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000336 · wk-form4_1734645286.xml · derivative · entry 7

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trilogy Mortgage Holdings, Inc.

Disclosed balance after: 39,895,633

Underlying: Class A Common Stock · 4,050,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F3 · ownership.nature: The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC.

Read SEC document
December 18, 2024 Filed Dec 19, 2024 21:54 UTC
Hsieh Anthony LiDirector · 10% owner
ConversionClass A Common Stock 4,050,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000336 · wk-form4_1734645286.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 6,529,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F4 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
December 18, 2024 Filed Dec 19, 2024 21:54 UTC
Hsieh Anthony LiDirector · 10% owner
OtherClass C Common Stock 4,050,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000336 · wk-form4_1734645286.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trilogy Mortgage Holdings, Inc.

Disclosed balance after: 39,895,633

F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F3 · ownership.nature: The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC.

Read SEC document
December 16, 2024 Filed Dec 16, 2024 22:57 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 444,618 $2.11 $939,033.22
Disclosure

SEC source: 0001831631-24-000330 · wk-form4_1734389842.xml · nonDerivative · entry 3

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 2,479,960

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.05 to $2.14. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:30 UTC SaleClass A Common Stock 11,161 $2.11 $23,549.71
Disclosure

SEC source: 0001831631-24-000332 · wk-form4_1734474598.xml · nonDerivative · entry 1

LEPORE DAWN G · CIK 0001186015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,404

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.105 to $2.125. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:33 UTC
Graeler DarrenEVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 18,601 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000334 · wk-form4_1734474814.xml · derivative · entry 3

Graeler Darren · CIK 0001983414 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,202

Underlying: Class A Common Stock · 18,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on December 14, 2025 and December 14, 2026.

F1 · date: RSUs that vested on December 14, 2024, were settled on December 16, 2024.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on December 14, 2025 and December 14, 2026.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on December 14, 2025 and December 14, 2026.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:33 UTC
Graeler DarrenEVP, Chief Accounting Officer
Tax withholdingClass A Common Stock 6,637 $2.12 $14,070.44
Disclosure

SEC source: 0001831631-24-000334 · wk-form4_1734474814.xml · nonDerivative · entry 2

Graeler Darren · CIK 0001983414 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,290

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:33 UTC
Graeler DarrenEVP, Chief Accounting Officer
Exercise / conversionClass A Common Stock 18,601 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-24-000334 · wk-form4_1734474814.xml · nonDerivative · entry 1

Graeler Darren · CIK 0001983414 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: RSUs that vested on December 14, 2024, were settled on December 16, 2024.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on December 14, 2025 and December 14, 2026.

Read SEC document
December 13, 2024 Filed Dec 16, 2024 22:57 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 374,516 $2.08 $779,367.80
Disclosure

SEC source: 0001831631-24-000330 · wk-form4_1734389842.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 2,924,578

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.06 to $2.11. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:57 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 126,927 $2.12 $269,085.24
Disclosure

SEC source: 0001831631-24-000330 · wk-form4_1734389842.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,299,094

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.10 to $2.15. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
December 11, 2024 Filed Dec 12, 2024 00:01 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 134,563 $2.14 $287,964.82
Disclosure

SEC source: 0001831631-24-000327 · wk-form4_1733961673.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,426,021

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.11 to $2.18. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
December 10, 2024 Filed Dec 12, 2024 00:01 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 106,784 $2.17 $231,294.14
Disclosure

SEC source: 0001831631-24-000327 · wk-form4_1733961673.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,560,584

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.14 to $2.20. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
December 09, 2024 Filed Dec 10, 2024 21:33 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 116,243 $2.25 $261,430.51
Disclosure

SEC source: 0001831631-24-000325 · wk-form4_1733866406.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,667,368

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.17 to $2.31. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
December 06, 2024 Filed Dec 10, 2024 21:33 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 53,278 $2.25 $119,875.50
Disclosure

SEC source: 0001831631-24-000325 · wk-form4_1733866406.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,783,611

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.21 to $2.31. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
December 05, 2024 Filed Dec 6, 2024 21:40 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 85,613 $2.27 $194,341.51
Disclosure

SEC source: 0001831631-24-000323 · wk-form4_1733521238.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,836,889

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.25 to $2.33. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
December 04, 2024 Filed Dec 6, 2024 21:40 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 901,488 $2.29 $2,066,210.50
Disclosure

SEC source: 0001831631-24-000323 · wk-form4_1733521238.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 3,922,502

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.25 to $2.34. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
December 03, 2024 Filed Dec 4, 2024 23:42 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 523,667 $2.20 $1,153,638.40
Disclosure

SEC source: 0001831631-24-000311 · wk-form4_1733355725.xml · nonDerivative · entry 3

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 4,823,990

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.16 to $2.23. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:43 UTC Exercise / conversionRestricted Stock Units · Derivative 15,096 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000313 · wk-form4_1733355816.xml · derivative · entry 3

Lee John Hoon · CIK 0001926901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,194

Underlying: Class A Common Stock · 15,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024.

F4 · derivative.exercise_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025.

F4 · derivative.expiration_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:43 UTC Exercise / conversionClass A Common Stock 15,096 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000313 · wk-form4_1733355816.xml · nonDerivative · entry 1

Lee John Hoon · CIK 0001926901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:46 UTC Exercise / conversionRestricted Stock Units · Derivative 15,096 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000317 · wk-form4_1733355991.xml · derivative · entry 2

PATENAUDE PAMELA H. · CIK 0001815221 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,194

Underlying: Class A Common Stock · 15,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024.

F3 · derivative.exercise_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025.

F3 · derivative.expiration_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:46 UTC Exercise / conversionClass A Common Stock 15,096 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000317 · wk-form4_1733355991.xml · nonDerivative · entry 1

PATENAUDE PAMELA H. · CIK 0001815221 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:47 UTC
PCP MANAGERS GP, LLCDirector · 10% owner
PCP MANAGERS, L.P.Director · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 30,192 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000319 · wk-form4_1733356056.xml · derivative · entry 2

PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner

Golson Brian P. · CIK 0001555304 · Director

Dodson Andrew C · CIK 0001656792 · Director

PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 60,388

Underlying: Class A Common Stock · 30,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024.

F5 · derivative.exercise_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025.

F5 · derivative.expiration_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025.

F2 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.nature: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") serve as directors of loanDepot, Inc. (the "Issuer") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:47 UTC
PCP MANAGERS GP, LLCDirector · 10% owner
PCP MANAGERS, L.P.Director · 10% owner
Exercise / conversionClass A Common Stock 30,192 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000319 · wk-form4_1733356056.xml · nonDerivative · entry 1

PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner

Golson Brian P. · CIK 0001555304 · Director

Dodson Andrew C · CIK 0001656792 · Director

PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,206,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024.

F2 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F3 · ownership.nature: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") serve as directors of loanDepot, Inc. (the "Issuer") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:45 UTC Exercise / conversionRestricted Stock Units · Derivative 15,096 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000315 · wk-form4_1733355901.xml · derivative · entry 2

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,194

Underlying: Class A Common Stock · 15,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024.

F3 · derivative.exercise_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025.

F3 · derivative.expiration_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:45 UTC Exercise / conversionClass A Common Stock 15,096 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000315 · wk-form4_1733355901.xml · nonDerivative · entry 1

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:56 UTC Exercise / conversionRestricted Stock Units · Derivative 15,096 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000321 · wk-form4_1733356592.xml · derivative · entry 3

LEPORE DAWN G · CIK 0001186015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,194

Underlying: Class A Common Stock · 15,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024.

F6 · derivative.exercise_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025.

F6 · derivative.expiration_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:56 UTC Exercise / conversionClass A Common Stock 15,096 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000321 · wk-form4_1733356592.xml · nonDerivative · entry 1

LEPORE DAWN G · CIK 0001186015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:42 UTC
Hsieh Anthony LiDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 15,096 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000311 · wk-form4_1733355725.xml · derivative · entry 4

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,194

Underlying: Class A Common Stock · 15,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F3 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024.

F6 · derivative.exercise_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025.

F6 · derivative.expiration_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:42 UTC
Hsieh Anthony LiDirector · 10% owner
Exercise / conversionClass A Common Stock 15,096 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000311 · wk-form4_1733355725.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 23:42 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 129,196 $2.25 $290,949.39
Disclosure

SEC source: 0001831631-24-000311 · wk-form4_1733355725.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 5,347,657

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.21 to $2.30. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
November 29, 2024 Filed Dec 2, 2024 21:38 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 59,484 $2.27 $134,969.20
Disclosure

SEC source: 0001831631-24-000303 · wk-form4_1733175505.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 5,476,853

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.25 to $2.30. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 21:38 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 147,891 $2.29 $338,123.19
Disclosure

SEC source: 0001831631-24-000303 · wk-form4_1733175505.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 5,536,337

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.245 to $2.35. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 23:11 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 83,667 $2.34 $195,613.45
Disclosure

SEC source: 0001831631-24-000301 · wk-form4_1732749091.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 5,684,228

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.31 to $2.38. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 22:05 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 359,666 $2.46 $882,980.03
Disclosure

SEC source: 0001831631-24-000297 · wk-form4_1732658723.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 5,767,895

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.40 to $2.505. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 22:05 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 198,197 $2.38 $471,649.40
Disclosure

SEC source: 0001831631-24-000297 · wk-form4_1732658723.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 6,127,561

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.33 to $2.405. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 21:32 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 279,692 $2.35 $656,716.82
Disclosure

SEC source: 0001831631-24-000295 · wk-form4_1732311143.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 6,325,758

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.33 to $2.37. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 21:32 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 240,150 $2.27 $546,101.10
Disclosure

SEC source: 0001831631-24-000295 · wk-form4_1732311143.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 6,605,450

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.225 to $2.305. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

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November 19, 2024 Filed Nov 20, 2024 21:52 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 164,377 $2.33 $383,327.16
Disclosure

SEC source: 0001831631-24-000293 · wk-form4_1732139521.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 6,845,600

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.305 to $2.385. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

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November 18, 2024 Filed Nov 20, 2024 21:52 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 200,152 $2.40 $480,444.86
Disclosure

SEC source: 0001831631-24-000293 · wk-form4_1732139521.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 7,009,977

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.35 to $2.45. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.