Last 12 months
Inside the activity.
6 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 5 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2025 Filed Mar 4, 2025 21:51 UTC |
PCP MANAGERS GP, LLCDirector · 10% owner
Golson Brian P.Director
Dodson Andrew CDirector
PCP MANAGERS, L.P.Director · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 30,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000016 · wk-form4_1741125074.xml · derivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 30,194 Underlying: Class A Common Stock · 30,194 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. F4 · derivative.exercise_date: The remaining RSUs are scheduled to vest on May 31, 2025. F4 · derivative.expiration_date: The remaining RSUs are scheduled to vest on May 31, 2025. F1 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F2 · ownership.nature: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") serve as directors of loanDepot, Inc. (the "Issuer") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:51 UTC |
PCP MANAGERS GP, LLCDirector · 10% owner
Golson Brian P.Director
Dodson Andrew CDirector
PCP MANAGERS, L.P.Director · 10% owner
|
Exercise / conversionClass A Common Stock | 30,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000016 · wk-form4_1741125074.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,236,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F2 · ownership.nature: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") serve as directors of loanDepot, Inc. (the "Issuer") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:43 UTC |
OZONIAN STEVENDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000008 · wk-form4_1741124580.xml · derivative · entry 2 OZONIAN STEVEN · CIK 0001442082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,097 Underlying: Class A Common Stock · 15,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F2 · derivative.exercise_date: The remaining RSUs are scheduled to vest on May 31, 2025. F2 · derivative.expiration_date: The remaining RSUs are scheduled to vest on May 31, 2025. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:43 UTC |
OZONIAN STEVENDirector
|
Exercise / conversionClass A Common Stock | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000008 · wk-form4_1741124580.xml · nonDerivative · entry 1 OZONIAN STEVEN · CIK 0001442082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:45 UTC |
LEPORE DAWN GDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000012 · wk-form4_1741124738.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,097 Underlying: Class A Common Stock · 15,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F2 · derivative.exercise_date: The remaining RSUs are scheduled to vest on May 31, 2025. F2 · derivative.expiration_date: The remaining RSUs are scheduled to vest on May 31, 2025. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:45 UTC |
LEPORE DAWN GDirector
|
Exercise / conversionClass A Common Stock | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000012 · wk-form4_1741124738.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:44 UTC |
Hsieh Anthony LiDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000010 · wk-form4_1741124664.xml · derivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,097 Underlying: Class A Common Stock · 15,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F3 · derivative.exercise_date: The remaining RSUs are scheduled to vest on May 31, 2025. F3 · derivative.expiration_date: The remaining RSUs are scheduled to vest on May 31, 2025. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:44 UTC |
Hsieh Anthony LiDirector · 10% owner
|
Exercise / conversionClass A Common Stock | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000010 · wk-form4_1741124664.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 22:22 UTC |
Martell FrankDirector · CEO and President
|
Exercise / conversionPerformance Share Units · Derivative | 312,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000002 · wk-form4_1735856544.xml · derivative · entry 5 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 936,872 Underlying: Class A Common Stock · 312,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of Issuer's Class A Common Stock upon satisfaction of the applicable vesting conditions. F4 · derivative.exercise_date: The PSUs are scheduled to vest (or have vested) if the average closing price of the Class A Common Stock over any 30-consecutive trading day period prior to the 5th anniversary of the grant date equals or exceeds the following share prices: (i) <$3.00 share price - 0% of target PSUs that vest; (ii) $3.00 share price - 25% of target PSUs that vest (vested 12/31/24); (iii) $4.00 share price - 50% of target PSUs that vest; (iv) $5.00 share price - 75% of target PSUs that vest; (v) $6.00 share price - 100% of target PSUs that vest; (vi) $7.50 share price - 125% of target PSUs that vest; (vii) $9.00 share price - 150% of target PSUs that vest; (viii) $10.50 share price - 175% of target PSUs that vest; and (ix) $13.00 share price - 200% of target PSUs that vest. Any PSUs which have not become earned by August 16, 2028 will be forfeited. F4 · derivative.expiration_date: The PSUs are scheduled to vest (or have vested) if the average closing price of the Class A Common Stock over any 30-consecutive trading day period prior to the 5th anniversary of the grant date equals or exceeds the following share prices: (i) <$3.00 share price - 0% of target PSUs that vest; (ii) $3.00 share price - 25% of target PSUs that vest (vested 12/31/24); (iii) $4.00 share price - 50% of target PSUs that vest; (iv) $5.00 share price - 75% of target PSUs that vest; (v) $6.00 share price - 100% of target PSUs that vest; (vi) $7.50 share price - 125% of target PSUs that vest; (vii) $9.00 share price - 150% of target PSUs that vest; (viii) $10.50 share price - 175% of target PSUs that vest; and (ix) $13.00 share price - 200% of target PSUs that vest. Any PSUs which have not become earned by August 16, 2028 will be forfeited. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 22:22 UTC |
Martell FrankDirector · CEO and President
|
Tax withholdingClass A Common Stock | 158,269 | $2.04 | $322,868.76 |
DisclosureSEC source: 0001831631-25-000002 · wk-form4_1735856544.xml · nonDerivative · entry 2 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 636,610 Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 22:22 UTC |
Martell FrankDirector · CEO and President
|
Exercise / conversionClass A Common Stock | 312,290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000002 · wk-form4_1735856544.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 794,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit ("PSU") represents a contingent right to receive one share of Issuer's Class A Common Stock upon satisfaction of the applicable vesting conditions. Read SEC document |
| December 18, 2024 Filed Dec 19, 2024 21:54 UTC |
Hsieh Anthony LiDirector · 10% owner
|
ConversionCommon Units · Derivative | 4,050,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000336 · wk-form4_1734645286.xml · derivative · entry 7 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Trilogy Mortgage Holdings, Inc. Disclosed balance after: 39,895,633 Underlying: Class A Common Stock · 4,050,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F3 · ownership.nature: The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC. Read SEC document |
| December 18, 2024 Filed Dec 19, 2024 21:54 UTC |
Hsieh Anthony LiDirector · 10% owner
|
ConversionClass A Common Stock | 4,050,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000336 · wk-form4_1734645286.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 6,529,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F4 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| December 18, 2024 Filed Dec 19, 2024 21:54 UTC |
Hsieh Anthony LiDirector · 10% owner
|
OtherClass C Common Stock | 4,050,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000336 · wk-form4_1734645286.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trilogy Mortgage Holdings, Inc. Disclosed balance after: 39,895,633 F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F3 · ownership.nature: The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC. Read SEC document |
| December 16, 2024 Filed Dec 16, 2024 22:57 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 444,618 | $2.11 | $939,033.22 |
DisclosureSEC source: 0001831631-24-000330 · wk-form4_1734389842.xml · nonDerivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 2,479,960 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.05 to $2.14. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 22:30 UTC |
LEPORE DAWN GDirector
|
SaleClass A Common Stock | 11,161 | $2.11 | $23,549.71 |
DisclosureSEC source: 0001831631-24-000332 · wk-form4_1734474598.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 194,404 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.105 to $2.125. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 22:33 UTC |
Graeler DarrenEVP, Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000334 · wk-form4_1734474814.xml · derivative · entry 3 Graeler Darren · CIK 0001983414 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,202 Underlying: Class A Common Stock · 18,601 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on December 14, 2025 and December 14, 2026. F1 · date: RSUs that vested on December 14, 2024, were settled on December 16, 2024. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on December 14, 2025 and December 14, 2026. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on December 14, 2025 and December 14, 2026. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 22:33 UTC |
Graeler DarrenEVP, Chief Accounting Officer
|
Tax withholdingClass A Common Stock | 6,637 | $2.12 | $14,070.44 |
DisclosureSEC source: 0001831631-24-000334 · wk-form4_1734474814.xml · nonDerivative · entry 2 Graeler Darren · CIK 0001983414 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,290 Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 22:33 UTC |
Graeler DarrenEVP, Chief Accounting Officer
|
Exercise / conversionClass A Common Stock | 18,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-24-000334 · wk-form4_1734474814.xml · nonDerivative · entry 1 Graeler Darren · CIK 0001983414 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: RSUs that vested on December 14, 2024, were settled on December 16, 2024. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on December 14, 2025 and December 14, 2026. Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 22:57 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 374,516 | $2.08 | $779,367.80 |
DisclosureSEC source: 0001831631-24-000330 · wk-form4_1734389842.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 2,924,578 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.06 to $2.11. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 22:57 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 126,927 | $2.12 | $269,085.24 |
DisclosureSEC source: 0001831631-24-000330 · wk-form4_1734389842.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,299,094 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.10 to $2.15. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 00:01 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 134,563 | $2.14 | $287,964.82 |
DisclosureSEC source: 0001831631-24-000327 · wk-form4_1733961673.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,426,021 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.11 to $2.18. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 00:01 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 106,784 | $2.17 | $231,294.14 |
DisclosureSEC source: 0001831631-24-000327 · wk-form4_1733961673.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,560,584 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.14 to $2.20. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 21:33 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 116,243 | $2.25 | $261,430.51 |
DisclosureSEC source: 0001831631-24-000325 · wk-form4_1733866406.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,667,368 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.17 to $2.31. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| December 06, 2024 Filed Dec 10, 2024 21:33 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 53,278 | $2.25 | $119,875.50 |
DisclosureSEC source: 0001831631-24-000325 · wk-form4_1733866406.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,783,611 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.21 to $2.31. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 21:40 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 85,613 | $2.27 | $194,341.51 |
DisclosureSEC source: 0001831631-24-000323 · wk-form4_1733521238.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,836,889 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.25 to $2.33. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 21:40 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 901,488 | $2.29 | $2,066,210.50 |
DisclosureSEC source: 0001831631-24-000323 · wk-form4_1733521238.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 3,922,502 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.25 to $2.34. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| December 03, 2024 Filed Dec 4, 2024 23:42 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 523,667 | $2.20 | $1,153,638.40 |
DisclosureSEC source: 0001831631-24-000311 · wk-form4_1733355725.xml · nonDerivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 4,823,990 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.16 to $2.23. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 23:43 UTC |
Lee John HoonDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 15,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000313 · wk-form4_1733355816.xml · derivative · entry 3 Lee John Hoon · CIK 0001926901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,194 Underlying: Class A Common Stock · 15,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024. F4 · derivative.exercise_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025. F4 · derivative.expiration_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 23:43 UTC |
Lee John HoonDirector
|
Exercise / conversionClass A Common Stock | 15,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000313 · wk-form4_1733355816.xml · nonDerivative · entry 1 Lee John Hoon · CIK 0001926901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 23:46 UTC |
PATENAUDE PAMELA H.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 15,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000317 · wk-form4_1733355991.xml · derivative · entry 2 PATENAUDE PAMELA H. · CIK 0001815221 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,194 Underlying: Class A Common Stock · 15,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024. F3 · derivative.exercise_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025. F3 · derivative.expiration_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 23:46 UTC |
PATENAUDE PAMELA H.Director
|
Exercise / conversionClass A Common Stock | 15,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000317 · wk-form4_1733355991.xml · nonDerivative · entry 1 PATENAUDE PAMELA H. · CIK 0001815221 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 23:47 UTC |
PCP MANAGERS GP, LLCDirector · 10% owner
Golson Brian P.Director
Dodson Andrew CDirector
PCP MANAGERS, L.P.Director · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 30,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000319 · wk-form4_1733356056.xml · derivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 60,388 Underlying: Class A Common Stock · 30,192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024. F5 · derivative.exercise_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025. F5 · derivative.expiration_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025. F2 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.nature: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") serve as directors of loanDepot, Inc. (the "Issuer") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 23:47 UTC |
PCP MANAGERS GP, LLCDirector · 10% owner
Golson Brian P.Director
Dodson Andrew CDirector
PCP MANAGERS, L.P.Director · 10% owner
|
Exercise / conversionClass A Common Stock | 30,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000319 · wk-form4_1733356056.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,206,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024. F2 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.nature: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") serve as directors of loanDepot, Inc. (the "Issuer") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 23:45 UTC |
OZONIAN STEVENDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 15,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000315 · wk-form4_1733355901.xml · derivative · entry 2 OZONIAN STEVEN · CIK 0001442082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,194 Underlying: Class A Common Stock · 15,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024. F3 · derivative.exercise_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025. F3 · derivative.expiration_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 23:45 UTC |
OZONIAN STEVENDirector
|
Exercise / conversionClass A Common Stock | 15,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000315 · wk-form4_1733355901.xml · nonDerivative · entry 1 OZONIAN STEVEN · CIK 0001442082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 23:56 UTC |
LEPORE DAWN GDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 15,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000321 · wk-form4_1733356592.xml · derivative · entry 3 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,194 Underlying: Class A Common Stock · 15,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024. F6 · derivative.exercise_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025. F6 · derivative.expiration_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 23:56 UTC |
LEPORE DAWN GDirector
|
Exercise / conversionClass A Common Stock | 15,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000321 · wk-form4_1733356592.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 23:42 UTC |
Hsieh Anthony LiDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 15,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000311 · wk-form4_1733355725.xml · derivative · entry 4 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,194 Underlying: Class A Common Stock · 15,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F3 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024. F6 · derivative.exercise_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025. F6 · derivative.expiration_date: The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 23:42 UTC |
Hsieh Anthony LiDirector · 10% owner
|
Exercise / conversionClass A Common Stock | 15,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000311 · wk-form4_1733355725.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · date: RSUs that vested on November 30, 2024, were settled on December 2, 2024. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 23:42 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 129,196 | $2.25 | $290,949.39 |
DisclosureSEC source: 0001831631-24-000311 · wk-form4_1733355725.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 5,347,657 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.21 to $2.30. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| November 29, 2024 Filed Dec 2, 2024 21:38 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 59,484 | $2.27 | $134,969.20 |
DisclosureSEC source: 0001831631-24-000303 · wk-form4_1733175505.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 5,476,853 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.25 to $2.30. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 21:38 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 147,891 | $2.29 | $338,123.19 |
DisclosureSEC source: 0001831631-24-000303 · wk-form4_1733175505.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 5,536,337 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.245 to $2.35. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 23:11 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 83,667 | $2.34 | $195,613.45 |
DisclosureSEC source: 0001831631-24-000301 · wk-form4_1732749091.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 5,684,228 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.31 to $2.38. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 22:05 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 359,666 | $2.46 | $882,980.03 |
DisclosureSEC source: 0001831631-24-000297 · wk-form4_1732658723.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 5,767,895 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.40 to $2.505. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 22:05 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 198,197 | $2.38 | $471,649.40 |
DisclosureSEC source: 0001831631-24-000297 · wk-form4_1732658723.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 6,127,561 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.33 to $2.405. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 21, 2024 Filed Nov 22, 2024 21:32 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 279,692 | $2.35 | $656,716.82 |
DisclosureSEC source: 0001831631-24-000295 · wk-form4_1732311143.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 6,325,758 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.33 to $2.37. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 21:32 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 240,150 | $2.27 | $546,101.10 |
DisclosureSEC source: 0001831631-24-000295 · wk-form4_1732311143.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 6,605,450 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.225 to $2.305. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 19, 2024 Filed Nov 20, 2024 21:52 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 164,377 | $2.33 | $383,327.16 |
DisclosureSEC source: 0001831631-24-000293 · wk-form4_1732139521.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 6,845,600 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.305 to $2.385. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 21:52 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 200,152 | $2.40 | $480,444.86 |
DisclosureSEC source: 0001831631-24-000293 · wk-form4_1732139521.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 7,009,977 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.35 to $2.45. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.