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LDI

loanDepot, Inc.

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723
SEC CIK
0001831631
Parsed reports
588

Last 12 months

Inside the activity.

6 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202509
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202650
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 28, 2025 Filed Jul 30, 2025 20:35 UTC
DerGurahian Jeffrey MichaelChief Investment Officer
Tax withholdingClass A Common Stock 4,116 $1.69 $6,956.04
Disclosure

SEC source: 0001831631-25-000149 · wk-form4_1753907730.xml · nonDerivative · entry 2

DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 527,018

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:35 UTC
DerGurahian Jeffrey MichaelChief Investment Officer
Exercise / conversionClass A Common Stock 16,901 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-25-000149 · wk-form4_1753907730.xml · nonDerivative · entry 1

DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 531,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:33 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
Exercise / conversionRestricted Stock Units · Derivative 18,437 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000147 · wk-form4_1753907601.xml · derivative · entry 3

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:33 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
Tax withholdingClass A Common Stock 6,597 $1.69 $11,148.93
Disclosure

SEC source: 0001831631-25-000147 · wk-form4_1753907601.xml · nonDerivative · entry 2

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,132,690

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:33 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
Exercise / conversionClass A Common Stock 18,437 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-25-000147 · wk-form4_1753907601.xml · nonDerivative · entry 1

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,139,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

Read SEC document
July 24, 2025 Filed Jul 25, 2025 20:32 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
ConversionCommon Units · Derivative 17,613 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000143 · wk-form4_1753475533.xml · derivative · entry 3

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: No plan indicated

Ownership: Indirect · Trilogy Management Investors Seven, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of September 1, 2025.

F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration.

F5 · shares: Represents Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnotes 1 and 3.

F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F4 · ownership.nature: The Reporting Person has an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. Following the conversion, the Reporting Person will no longer have any interest in these securities and disclaims all beneficial ownership of all remaining securities held by Trilogy Seven. These securities were fully vested on June 1, 2025.

Read SEC document
July 24, 2025 Filed Jul 25, 2025 20:32 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
ConversionClass A Common Stock 17,613 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000143 · wk-form4_1753475533.xml · nonDerivative · entry 2

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,120,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of September 1, 2025.

F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration.

Read SEC document
July 24, 2025 Filed Jul 25, 2025 20:32 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
OtherClass C Common Stock 17,613 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000143 · wk-form4_1753475533.xml · nonDerivative · entry 1

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: No plan indicated

Ownership: Indirect · Trilogy Management Investors Seven, LLC

Disclosed balance after: 0

F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of September 1, 2025.

F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration.

F4 · ownership.nature: The Reporting Person has an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. Following the conversion, the Reporting Person will no longer have any interest in these securities and disclaims all beneficial ownership of all remaining securities held by Trilogy Seven. These securities were fully vested on June 1, 2025.

Read SEC document
July 23, 2025 Filed Jul 24, 2025 20:35 UTC
Hsieh Anthony LiDirector · Executive Chair & Interim CEO · 10% owner
SaleClass A Common Stock 267,326 $2.01 $536,790.61
Disclosure

SEC source: 0001831631-25-000138 · wk-form4_1753389328.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair & Interim CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 9,072,771

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.11. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
July 22, 2025 Filed Jul 24, 2025 20:35 UTC
Hsieh Anthony LiDirector · Executive Chair & Interim CEO · 10% owner
SaleClass A Common Stock 121,597 $2.00 $243,437.19
Disclosure

SEC source: 0001831631-25-000138 · wk-form4_1753389328.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair & Interim CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 9,340,097

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.01. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
July 22, 2025 Filed Jul 24, 2025 20:34 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
SaleClass A Common Stock 37,514 $2.00 $75,106.78
Disclosure

SEC source: 0001831631-25-000136 · wk-form4_1753389240.xml · nonDerivative · entry 1

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,103,237

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.01. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

Read SEC document
July 21, 2025 Filed Jul 22, 2025 20:35 UTC
Hsieh Anthony LiDirector · Executive Chair & Interim CEO · 10% owner
SaleClass A Common Stock 672,865 $2.02 $1,359,187.30
Disclosure

SEC source: 0001831631-25-000132 · wk-form4_1753216545.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair & Interim CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 9,461,694

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.08. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
July 21, 2025 Filed Jul 22, 2025 20:37 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
SaleClass A Common Stock 70,000 $2.01 $141,022.00
Disclosure

SEC source: 0001831631-25-000134 · wk-form4_1753216670.xml · nonDerivative · entry 2

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,140,751

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2025.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.055. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

Read SEC document
July 18, 2025 Filed Jul 22, 2025 20:35 UTC
Hsieh Anthony LiDirector · Executive Chair & Interim CEO · 10% owner
SaleClass A Common Stock 9,153 $2.00 $18,342.61
Disclosure

SEC source: 0001831631-25-000132 · wk-form4_1753216545.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair & Interim CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 10,134,559

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.005. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
July 18, 2025 Filed Jul 22, 2025 20:37 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
SaleClass A Common Stock 3,957 $2.00 $7,921.12
Disclosure

SEC source: 0001831631-25-000134 · wk-form4_1753216670.xml · nonDerivative · entry 1

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,210,751

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.005. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

Read SEC document
July 10, 2025 Filed Jul 14, 2025 20:34 UTC
Binowitz DanManaging Director
Exercise / conversionRestricted Stock Units · Derivative 43,790 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · derivative · entry 6

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,790

Underlying: Class A Common Stock · 43,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

Read SEC document
July 10, 2025 Filed Jul 14, 2025 20:34 UTC
Binowitz DanManaging Director
Exercise / conversionRestricted Stock Units · Derivative 43,790 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · derivative · entry 5

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,790

Underlying: Class A Common Stock · 43,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

Read SEC document
July 10, 2025 Filed Jul 14, 2025 20:34 UTC
Binowitz DanManaging Director
Tax withholdingClass A Common Stock 15,669 $1.52 $23,816.88
Disclosure

SEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · nonDerivative · entry 4

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,079,589

Read SEC document
July 10, 2025 Filed Jul 14, 2025 20:34 UTC
Binowitz DanManaging Director
Exercise / conversionClass A Common Stock 43,790 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · nonDerivative · entry 3

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,095,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

Read SEC document
July 10, 2025 Filed Jul 14, 2025 20:34 UTC
Binowitz DanManaging Director
Tax withholdingClass A Common Stock 15,669 $1.52 $23,816.88
Disclosure

SEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · nonDerivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,051,468

Read SEC document
July 10, 2025 Filed Jul 14, 2025 20:34 UTC
Binowitz DanManaging Director
Exercise / conversionClass A Common Stock 43,790 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

Read SEC document
July 03, 2025 Filed Jul 7, 2025 20:51 UTC
Hayes David RChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 194,575 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000128 · wk-form4_1751921482.xml · derivative · entry 3

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 194,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

Read SEC document
July 03, 2025 Filed Jul 7, 2025 20:51 UTC
Hayes David RChief Financial Officer
Tax withholdingClass A Common Stock 73,149 $1.28 $93,630.72
Disclosure

SEC source: 0001831631-25-000128 · wk-form4_1751921482.xml · nonDerivative · entry 2

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,805

Read SEC document
July 03, 2025 Filed Jul 7, 2025 20:51 UTC
Hayes David RChief Financial Officer
Exercise / conversionClass A Common Stock 194,575 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000128 · wk-form4_1751921482.xml · nonDerivative · entry 1

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 512,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 21:59 UTC GrantRestricted Stock Units · Derivative 98,425 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000123 · wk-form4_1749247151.xml · derivative · entry 1

Lee John Hoon · CIK 0001926901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,425

Underlying: Class A Common Stock · 98,425 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

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June 05, 2025 Filed Jun 6, 2025 21:58 UTC GrantRestricted Stock Units · Derivative 98,425 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000121 · wk-form4_1749247127.xml · derivative · entry 1

PATENAUDE PAMELA H. · CIK 0001815221 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,425

Underlying: Class A Common Stock · 98,425 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 22:00 UTC
PCP MANAGERS GP, LLCDirector · 10% owner
PCP MANAGERS, L.P.Director · 10% owner
GrantRestricted Stock Units · Derivative 196,850 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000126 · wk-form4_1749247187.xml · derivative · entry 1

PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner

Golson Brian P. · CIK 0001555304 · Director

Dodson Andrew C · CIK 0001656792 · Director

PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 196,850

Underlying: Class A Common Stock · 196,850 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

F2 · ownership.nature: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") serve as directors of loanDepot, Inc. (the "Issuer") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer.

F3 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

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June 05, 2025 Filed Jun 6, 2025 21:59 UTC GrantRestricted Stock Units · Derivative 98,425 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000125 · wk-form4_1749247175.xml · derivative · entry 1

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,425

Underlying: Class A Common Stock · 98,425 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 21:59 UTC GrantRestricted Stock Units · Derivative 98,425 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000122 · wk-form4_1749247138.xml · derivative · entry 1

LEPORE DAWN G · CIK 0001186015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,425

Underlying: Class A Common Stock · 98,425 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

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June 05, 2025 Filed Jun 6, 2025 21:59 UTC
Hsieh Anthony LiDirector · Executive Chair & Interim CEO · 10% owner
GrantRestricted Stock Units · Derivative 98,425 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000124 · wk-form4_1749247163.xml · derivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair & Interim CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,425

Underlying: Class A Common Stock · 98,425 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026.

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June 04, 2025 Filed Jun 6, 2025 20:55 UTC
Martell FrankDirector · CEO and President
Exercise / conversionPerformance Share Units · Derivative 624,114 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000112 · wk-form4_1749243340.xml · derivative · entry 5

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 624,114 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Martell's Transition, Separation and Advisory Agreement and General Release of Claims dated March 5, 2025.

F1 · derivative.exercise_date: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Martell's Transition, Separation and Advisory Agreement and General Release of Claims dated March 5, 2025.

F1 · derivative.expiration_date: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Martell's Transition, Separation and Advisory Agreement and General Release of Claims dated March 5, 2025.

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June 04, 2025 Filed Jun 6, 2025 20:55 UTC
Martell FrankDirector · CEO and President
Tax withholdingClass A Common Stock 316,926 $1.27 $402,496.02
Disclosure

SEC source: 0001831631-25-000112 · wk-form4_1749243340.xml · nonDerivative · entry 2

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,220,441

Read SEC document
June 04, 2025 Filed Jun 6, 2025 20:55 UTC
Martell FrankDirector · CEO and President
Exercise / conversionClass A Common Stock 624,114 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-25-000112 · wk-form4_1749243340.xml · nonDerivative · entry 1

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,537,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Martell's Transition, Separation and Advisory Agreement and General Release of Claims dated March 5, 2025.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:56 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
ConversionCommon Units · Derivative 17,763 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000108 · wk-form4_1749156789.xml · derivative · entry 3

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: No plan indicated

Ownership: Indirect · Trilogy Management Investors Seven, LLC

Disclosed balance after: 17,613

Underlying: Class A Common Stock · 17,763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of July 1, 2025.

F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration.

F5 · shares: Represents Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnotes 1 and 3.

F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F4 · ownership.nature: The Reporting Person has an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. The Reporting Person is disclosing only his indirect interest in these securities and disclaims beneficial ownership of all other securities held by Trilogy Seven. These securities were fully vested on June 1, 2025

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:56 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
ConversionClass A Common Stock 17,763 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000108 · wk-form4_1749156789.xml · nonDerivative · entry 2

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,214,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of July 1, 2025.

F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:56 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
OtherClass C Common Stock 17,763 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000108 · wk-form4_1749156789.xml · nonDerivative · entry 1

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: No plan indicated

Ownership: Indirect · Trilogy Management Investors Seven, LLC

Disclosed balance after: 17,613

F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of July 1, 2025.

F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration.

F4 · ownership.nature: The Reporting Person has an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. The Reporting Person is disclosing only his indirect interest in these securities and disclaims beneficial ownership of all other securities held by Trilogy Seven. These securities were fully vested on June 1, 2025

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:45 UTC Exercise / conversionRestricted Stock Units · Derivative 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000098 · wk-form4_1749069909.xml · derivative · entry 3

Lee John Hoon · CIK 0001926901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:45 UTC Exercise / conversionClass A Common Stock 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000098 · wk-form4_1749069909.xml · nonDerivative · entry 1

Lee John Hoon · CIK 0001926901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:39 UTC Exercise / conversionRestricted Stock Units · Derivative 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000096 · wk-form4_1749069588.xml · derivative · entry 2

PATENAUDE PAMELA H. · CIK 0001815221 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:39 UTC Exercise / conversionClass A Common Stock 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000096 · wk-form4_1749069588.xml · nonDerivative · entry 1

PATENAUDE PAMELA H. · CIK 0001815221 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,474.7285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:51 UTC
PCP MANAGERS GP, LLCDirector · 10% owner
PCP MANAGERS, L.P.Director · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 30,194 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000102 · wk-form4_1749070244.xml · derivative · entry 2

PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner

Golson Brian P. · CIK 0001555304 · Director

Dodson Andrew C · CIK 0001656792 · Director

PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

F1 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F2 · ownership.nature: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") serve as directors of loanDepot, Inc. (the "Issuer") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:51 UTC
PCP MANAGERS GP, LLCDirector · 10% owner
PCP MANAGERS, L.P.Director · 10% owner
Exercise / conversionClass A Common Stock 30,194 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000102 · wk-form4_1749070244.xml · nonDerivative · entry 1

PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner

Golson Brian P. · CIK 0001555304 · Director

Dodson Andrew C · CIK 0001656792 · Director

PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,266,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F2 · ownership.nature: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") serve as directors of loanDepot, Inc. (the "Issuer") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer.

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June 02, 2025 Filed Jun 4, 2025 20:32 UTC Exercise / conversionRestricted Stock Units · Derivative 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000091 · wk-form4_1749069134.xml · derivative · entry 2

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

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June 02, 2025 Filed Jun 4, 2025 20:32 UTC Exercise / conversionClass A Common Stock 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000091 · wk-form4_1749069134.xml · nonDerivative · entry 1

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 02, 2025 Filed Jun 4, 2025 20:47 UTC Exercise / conversionRestricted Stock Units · Derivative 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000100 · wk-form4_1749070055.xml · derivative · entry 2

LEPORE DAWN G · CIK 0001186015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

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June 02, 2025 Filed Jun 4, 2025 20:47 UTC Exercise / conversionClass A Common Stock 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000100 · wk-form4_1749070055.xml · nonDerivative · entry 1

LEPORE DAWN G · CIK 0001186015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 02, 2025 Filed Jun 4, 2025 20:36 UTC
Hsieh Anthony LiDirector · Executive Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000093 · wk-form4_1749069333.xml · derivative · entry 3

Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025.

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June 02, 2025 Filed Jun 4, 2025 20:36 UTC
Hsieh Anthony LiDirector · Executive Chairman · 10% owner
Exercise / conversionClass A Common Stock 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000093 · wk-form4_1749069333.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 28, 2025 Filed Apr 29, 2025 20:51 UTC
Martell FrankDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000076 · wk-form4_1745959886.xml · derivative · entry 5

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 27, 2026.

F1 · date: Restricted stock units ("RSUs") that vested on Sunday, April 27, 2025, were settled on April 28, 2025.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 27, 2026.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 27, 2026.

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April 28, 2025 Filed Apr 29, 2025 20:51 UTC
Martell FrankDirector · CEO and President
Tax withholdingClass A Common Stock 126,950 $1.08 $137,106.00
Disclosure

SEC source: 0001831631-25-000076 · wk-form4_1745959886.xml · nonDerivative · entry 2

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 913,253

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.