Last 12 months
Inside the activity.
6 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 5 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2025 Filed Jul 30, 2025 20:35 UTC |
DerGurahian Jeffrey MichaelChief Investment Officer
|
Tax withholdingClass A Common Stock | 4,116 | $1.69 | $6,956.04 |
DisclosureSEC source: 0001831631-25-000149 · wk-form4_1753907730.xml · nonDerivative · entry 2 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 527,018 Read SEC document |
| July 28, 2025 Filed Jul 30, 2025 20:35 UTC |
DerGurahian Jeffrey MichaelChief Investment Officer
|
Exercise / conversionClass A Common Stock | 16,901 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000149 · wk-form4_1753907730.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 531,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. Read SEC document |
| July 28, 2025 Filed Jul 30, 2025 20:33 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
Exercise / conversionRestricted Stock Units · Derivative | 18,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000147 · wk-form4_1753907601.xml · derivative · entry 3 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,437 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. Read SEC document |
| July 28, 2025 Filed Jul 30, 2025 20:33 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
Tax withholdingClass A Common Stock | 6,597 | $1.69 | $11,148.93 |
DisclosureSEC source: 0001831631-25-000147 · wk-form4_1753907601.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,132,690 Read SEC document |
| July 28, 2025 Filed Jul 30, 2025 20:33 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
Exercise / conversionClass A Common Stock | 18,437 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000147 · wk-form4_1753907601.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,139,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. Read SEC document |
| July 24, 2025 Filed Jul 25, 2025 20:32 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
ConversionCommon Units · Derivative | 17,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000143 · wk-form4_1753475533.xml · derivative · entry 3 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Indirect · Trilogy Management Investors Seven, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 17,613 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of September 1, 2025. F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. F5 · shares: Represents Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnotes 1 and 3. F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F4 · ownership.nature: The Reporting Person has an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. Following the conversion, the Reporting Person will no longer have any interest in these securities and disclaims all beneficial ownership of all remaining securities held by Trilogy Seven. These securities were fully vested on June 1, 2025. Read SEC document |
| July 24, 2025 Filed Jul 25, 2025 20:32 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
ConversionClass A Common Stock | 17,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000143 · wk-form4_1753475533.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,120,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of September 1, 2025. F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. Read SEC document |
| July 24, 2025 Filed Jul 25, 2025 20:32 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
OtherClass C Common Stock | 17,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000143 · wk-form4_1753475533.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Indirect · Trilogy Management Investors Seven, LLC Disclosed balance after: 0 F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of September 1, 2025. F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. F4 · ownership.nature: The Reporting Person has an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. Following the conversion, the Reporting Person will no longer have any interest in these securities and disclaims all beneficial ownership of all remaining securities held by Trilogy Seven. These securities were fully vested on June 1, 2025. Read SEC document |
| July 23, 2025 Filed Jul 24, 2025 20:35 UTC |
Hsieh Anthony LiDirector · Executive Chair & Interim CEO · 10% owner
|
SaleClass A Common Stock | 267,326 | $2.01 | $536,790.61 |
DisclosureSEC source: 0001831631-25-000138 · wk-form4_1753389328.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair & Interim CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 9,072,771 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.11. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| July 22, 2025 Filed Jul 24, 2025 20:35 UTC |
Hsieh Anthony LiDirector · Executive Chair & Interim CEO · 10% owner
|
SaleClass A Common Stock | 121,597 | $2.00 | $243,437.19 |
DisclosureSEC source: 0001831631-25-000138 · wk-form4_1753389328.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair & Interim CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 9,340,097 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.01. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| July 22, 2025 Filed Jul 24, 2025 20:34 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
SaleClass A Common Stock | 37,514 | $2.00 | $75,106.78 |
DisclosureSEC source: 0001831631-25-000136 · wk-form4_1753389240.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,103,237 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2025. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.01. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| July 21, 2025 Filed Jul 22, 2025 20:35 UTC |
Hsieh Anthony LiDirector · Executive Chair & Interim CEO · 10% owner
|
SaleClass A Common Stock | 672,865 | $2.02 | $1,359,187.30 |
DisclosureSEC source: 0001831631-25-000132 · wk-form4_1753216545.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair & Interim CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 9,461,694 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.08. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| July 21, 2025 Filed Jul 22, 2025 20:37 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
SaleClass A Common Stock | 70,000 | $2.01 | $141,022.00 |
DisclosureSEC source: 0001831631-25-000134 · wk-form4_1753216670.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,140,751 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2025. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.055. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| July 18, 2025 Filed Jul 22, 2025 20:35 UTC |
Hsieh Anthony LiDirector · Executive Chair & Interim CEO · 10% owner
|
SaleClass A Common Stock | 9,153 | $2.00 | $18,342.61 |
DisclosureSEC source: 0001831631-25-000132 · wk-form4_1753216545.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair & Interim CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 10,134,559 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.005. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| July 18, 2025 Filed Jul 22, 2025 20:37 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
SaleClass A Common Stock | 3,957 | $2.00 | $7,921.12 |
DisclosureSEC source: 0001831631-25-000134 · wk-form4_1753216670.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,210,751 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2025. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.005. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 20:34 UTC |
Binowitz DanManaging Director
|
Exercise / conversionRestricted Stock Units · Derivative | 43,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · derivative · entry 6 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,790 Underlying: Class A Common Stock · 43,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026. Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 20:34 UTC |
Binowitz DanManaging Director
|
Exercise / conversionRestricted Stock Units · Derivative | 43,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · derivative · entry 5 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,790 Underlying: Class A Common Stock · 43,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026. Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 20:34 UTC |
Binowitz DanManaging Director
|
Tax withholdingClass A Common Stock | 15,669 | $1.52 | $23,816.88 |
DisclosureSEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · nonDerivative · entry 4 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,079,589 Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 20:34 UTC |
Binowitz DanManaging Director
|
Exercise / conversionClass A Common Stock | 43,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · nonDerivative · entry 3 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,095,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026. Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 20:34 UTC |
Binowitz DanManaging Director
|
Tax withholdingClass A Common Stock | 15,669 | $1.52 | $23,816.88 |
DisclosureSEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · nonDerivative · entry 2 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,051,468 Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 20:34 UTC |
Binowitz DanManaging Director
|
Exercise / conversionClass A Common Stock | 43,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · nonDerivative · entry 1 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,067,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026. Read SEC document |
| July 03, 2025 Filed Jul 7, 2025 20:51 UTC |
Hayes David RChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 194,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000128 · wk-form4_1751921482.xml · derivative · entry 3 Hayes David R · CIK 0001983403 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 194,575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. Read SEC document |
| July 03, 2025 Filed Jul 7, 2025 20:51 UTC |
Hayes David RChief Financial Officer
|
Tax withholdingClass A Common Stock | 73,149 | $1.28 | $93,630.72 |
DisclosureSEC source: 0001831631-25-000128 · wk-form4_1751921482.xml · nonDerivative · entry 2 Hayes David R · CIK 0001983403 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 439,805 Read SEC document |
| July 03, 2025 Filed Jul 7, 2025 20:51 UTC |
Hayes David RChief Financial Officer
|
Exercise / conversionClass A Common Stock | 194,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000128 · wk-form4_1751921482.xml · nonDerivative · entry 1 Hayes David R · CIK 0001983403 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 512,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 21:59 UTC |
Lee John HoonDirector
|
GrantRestricted Stock Units · Derivative | 98,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000123 · wk-form4_1749247151.xml · derivative · entry 1 Lee John Hoon · CIK 0001926901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,425 Underlying: Class A Common Stock · 98,425 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 21:58 UTC |
PATENAUDE PAMELA H.Director
|
GrantRestricted Stock Units · Derivative | 98,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000121 · wk-form4_1749247127.xml · derivative · entry 1 PATENAUDE PAMELA H. · CIK 0001815221 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,425 Underlying: Class A Common Stock · 98,425 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 22:00 UTC |
PCP MANAGERS GP, LLCDirector · 10% owner
Golson Brian P.Director
Dodson Andrew CDirector
PCP MANAGERS, L.P.Director · 10% owner
|
GrantRestricted Stock Units · Derivative | 196,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000126 · wk-form4_1749247187.xml · derivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 196,850 Underlying: Class A Common Stock · 196,850 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. F2 · ownership.nature: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") serve as directors of loanDepot, Inc. (the "Issuer") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer. F3 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 21:59 UTC |
OZONIAN STEVENDirector
|
GrantRestricted Stock Units · Derivative | 98,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000125 · wk-form4_1749247175.xml · derivative · entry 1 OZONIAN STEVEN · CIK 0001442082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,425 Underlying: Class A Common Stock · 98,425 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 21:59 UTC |
LEPORE DAWN GDirector
|
GrantRestricted Stock Units · Derivative | 98,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000122 · wk-form4_1749247138.xml · derivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,425 Underlying: Class A Common Stock · 98,425 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 21:59 UTC |
Hsieh Anthony LiDirector · Executive Chair & Interim CEO · 10% owner
|
GrantRestricted Stock Units · Derivative | 98,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000124 · wk-form4_1749247163.xml · derivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair & Interim CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,425 Underlying: Class A Common Stock · 98,425 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on August 29, 2025, November 28, 2025, February 27, 2026, and May 29, 2026. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 20:55 UTC |
Martell FrankDirector · CEO and President
|
Exercise / conversionPerformance Share Units · Derivative | 624,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000112 · wk-form4_1749243340.xml · derivative · entry 5 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 624,114 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Martell's Transition, Separation and Advisory Agreement and General Release of Claims dated March 5, 2025. F1 · derivative.exercise_date: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Martell's Transition, Separation and Advisory Agreement and General Release of Claims dated March 5, 2025. F1 · derivative.expiration_date: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Martell's Transition, Separation and Advisory Agreement and General Release of Claims dated March 5, 2025. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 20:55 UTC |
Martell FrankDirector · CEO and President
|
Tax withholdingClass A Common Stock | 316,926 | $1.27 | $402,496.02 |
DisclosureSEC source: 0001831631-25-000112 · wk-form4_1749243340.xml · nonDerivative · entry 2 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,220,441 Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 20:55 UTC |
Martell FrankDirector · CEO and President
|
Exercise / conversionClass A Common Stock | 624,114 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000112 · wk-form4_1749243340.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,537,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Martell's Transition, Separation and Advisory Agreement and General Release of Claims dated March 5, 2025. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 20:56 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
ConversionCommon Units · Derivative | 17,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000108 · wk-form4_1749156789.xml · derivative · entry 3 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Indirect · Trilogy Management Investors Seven, LLC Disclosed balance after: 17,613 Underlying: Class A Common Stock · 17,763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of July 1, 2025. F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. F5 · shares: Represents Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnotes 1 and 3. F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F4 · ownership.nature: The Reporting Person has an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. The Reporting Person is disclosing only his indirect interest in these securities and disclaims beneficial ownership of all other securities held by Trilogy Seven. These securities were fully vested on June 1, 2025 Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 20:56 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
ConversionClass A Common Stock | 17,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000108 · wk-form4_1749156789.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,214,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of July 1, 2025. F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 20:56 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
OtherClass C Common Stock | 17,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000108 · wk-form4_1749156789.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Indirect · Trilogy Management Investors Seven, LLC Disclosed balance after: 17,613 F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of July 1, 2025. F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. F4 · ownership.nature: The Reporting Person has an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. The Reporting Person is disclosing only his indirect interest in these securities and disclaims beneficial ownership of all other securities held by Trilogy Seven. These securities were fully vested on June 1, 2025 Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:45 UTC |
Lee John HoonDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000098 · wk-form4_1749069909.xml · derivative · entry 3 Lee John Hoon · CIK 0001926901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:45 UTC |
Lee John HoonDirector
|
Exercise / conversionClass A Common Stock | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000098 · wk-form4_1749069909.xml · nonDerivative · entry 1 Lee John Hoon · CIK 0001926901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:39 UTC |
PATENAUDE PAMELA H.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000096 · wk-form4_1749069588.xml · derivative · entry 2 PATENAUDE PAMELA H. · CIK 0001815221 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:39 UTC |
PATENAUDE PAMELA H.Director
|
Exercise / conversionClass A Common Stock | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000096 · wk-form4_1749069588.xml · nonDerivative · entry 1 PATENAUDE PAMELA H. · CIK 0001815221 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,474.7285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:51 UTC |
PCP MANAGERS GP, LLCDirector · 10% owner
Golson Brian P.Director
Dodson Andrew CDirector
PCP MANAGERS, L.P.Director · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 30,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000102 · wk-form4_1749070244.xml · derivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 30,194 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. F1 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F2 · ownership.nature: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") serve as directors of loanDepot, Inc. (the "Issuer") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:51 UTC |
PCP MANAGERS GP, LLCDirector · 10% owner
Golson Brian P.Director
Dodson Andrew CDirector
PCP MANAGERS, L.P.Director · 10% owner
|
Exercise / conversionClass A Common Stock | 30,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000102 · wk-form4_1749070244.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,266,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F2 · ownership.nature: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") serve as directors of loanDepot, Inc. (the "Issuer") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:32 UTC |
OZONIAN STEVENDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000091 · wk-form4_1749069134.xml · derivative · entry 2 OZONIAN STEVEN · CIK 0001442082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:32 UTC |
OZONIAN STEVENDirector
|
Exercise / conversionClass A Common Stock | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000091 · wk-form4_1749069134.xml · nonDerivative · entry 1 OZONIAN STEVEN · CIK 0001442082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:47 UTC |
LEPORE DAWN GDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000100 · wk-form4_1749070055.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:47 UTC |
LEPORE DAWN GDirector
|
Exercise / conversionClass A Common Stock | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000100 · wk-form4_1749070055.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:36 UTC |
Hsieh Anthony LiDirector · Executive Chairman · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000093 · wk-form4_1749069333.xml · derivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs vested on Saturday, May 31, 2025, and were settled on Monday, June 2, 2025. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:36 UTC |
Hsieh Anthony LiDirector · Executive Chairman · 10% owner
|
Exercise / conversionClass A Common Stock | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000093 · wk-form4_1749069333.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2025 Filed Apr 29, 2025 20:51 UTC |
Martell FrankDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000076 · wk-form4_1745959886.xml · derivative · entry 5 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 27, 2026. F1 · date: Restricted stock units ("RSUs") that vested on Sunday, April 27, 2025, were settled on April 28, 2025. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 27, 2026. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 27, 2026. Read SEC document |
| April 28, 2025 Filed Apr 29, 2025 20:51 UTC |
Martell FrankDirector · CEO and President
|
Tax withholdingClass A Common Stock | 126,950 | $1.08 | $137,106.00 |
DisclosureSEC source: 0001831631-25-000076 · wk-form4_1745959886.xml · nonDerivative · entry 2 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 913,253 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.