Last 12 months
Inside the activity.
6 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 5 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2025 Filed Sep 12, 2025 22:13 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
SaleClass A Common Stock | 1,300,000 | $4.10 | $5,330,000.00 |
DisclosureSEC source: 0001831631-25-000206 · wk-form4_1757715188.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 1,350,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.00 to $4.32. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 20:26 UTC |
Grassi Joseph J IIIChief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001609095-25-000005 · wk-form4_1757968011.xml · derivative · entry 3 Grassi Joseph J III · CIK 0001609095 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,250 Underlying: Class A Common Stock · 31,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on September 12, 2026. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on September 12, 2026. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on September 12, 2026. Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 20:26 UTC |
Grassi Joseph J IIIChief Risk Officer
|
Tax withholdingClass A Common Stock | 9,407 | $4.27 | $40,167.89 |
DisclosureSEC source: 0001609095-25-000005 · wk-form4_1757968011.xml · nonDerivative · entry 2 Grassi Joseph J III · CIK 0001609095 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,975 Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 20:26 UTC |
Grassi Joseph J IIIChief Risk Officer
|
Exercise / conversionClass A Common Stock | 31,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001609095-25-000005 · wk-form4_1757968011.xml · nonDerivative · entry 1 Grassi Joseph J III · CIK 0001609095 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on September 12, 2026. Read SEC document |
| September 11, 2025 Filed Sep 12, 2025 20:31 UTC |
DerGurahian Jeffrey MichaelChief Investment Officer
|
Exercise / conversionStock Option · Derivative | 1,000,000 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0001831631-25-000203 · wk-form4_1757709058.xml · derivative · entry 4 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Class A Common Stock · 1,000,000 shares Expires 2032-12-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2025 Filed Sep 12, 2025 20:31 UTC |
DerGurahian Jeffrey MichaelChief Investment Officer
|
Tax withholdingClass A Common Stock | 608,779 | $4.18 | $2,544,087.44 |
DisclosureSEC source: 0001831631-25-000203 · wk-form4_1757709058.xml · nonDerivative · entry 2 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 918,239 Read SEC document |
| September 11, 2025 Filed Sep 12, 2025 20:31 UTC |
DerGurahian Jeffrey MichaelChief Investment Officer
|
Exercise / conversionClass A Common Stock | 1,000,000 | $1.57 | $1,570,000.00 |
DisclosureSEC source: 0001831631-25-000203 · wk-form4_1757709058.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,527,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2025 Filed Sep 12, 2025 20:32 UTC |
Graeler DarrenChief Accounting Officer
|
SaleClass A Common Stock | 100,000 | $4.30 | $430,000.00 |
DisclosureSEC source: 0001831631-25-000205 · wk-form4_1757709156.xml · nonDerivative · entry 1 Graeler Darren · CIK 0001983414 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,871 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.30 to $4.33. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| September 09, 2025 Filed Sep 11, 2025 21:08 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
SaleClass A Common Stock | 2,043,712 | $3.25 | $6,650,238.85 |
DisclosureSEC source: 0001655400-25-000005 · wk-form4_1757624920.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 2,650,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.01 to $3.51. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 05, 2025 Filed Sep 8, 2025 20:54 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
SaleClass A Common Stock | 3,046,005 | $2.64 | $8,053,637.22 |
DisclosureSEC source: 0001831631-25-000196 · wk-form4_1757364892.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 4,693,712 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.29 to $2.90. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 05, 2025 Filed Sep 8, 2025 20:55 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
Exercise / conversionPerformance Share Units · Derivative | 141,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000197 · wk-form4_1757364904.xml · derivative · entry 3 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 141,844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Walsh's Transition and Separation Agreement and General Release of Claims dated August 5, 2025. F1 · derivative.exercise_date: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Walsh's Transition and Separation Agreement and General Release of Claims dated August 5, 2025. F1 · derivative.expiration_date: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Walsh's Transition and Separation Agreement and General Release of Claims dated August 5, 2025. Read SEC document |
| September 05, 2025 Filed Sep 8, 2025 20:55 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
Tax withholdingClass A Common Stock | 70,060 | $2.89 | $202,473.40 |
DisclosureSEC source: 0001831631-25-000197 · wk-form4_1757364904.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,933,286 Read SEC document |
| September 05, 2025 Filed Sep 8, 2025 20:55 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
Exercise / conversionClass A Common Stock | 141,844 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000197 · wk-form4_1757364904.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,003,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Walsh's Transition and Separation Agreement and General Release of Claims dated August 5, 2025. Read SEC document |
| September 04, 2025 Filed Sep 8, 2025 20:54 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
SaleClass A Common Stock | 1,110,454 | $2.17 | $2,414,793.27 |
DisclosureSEC source: 0001831631-25-000196 · wk-form4_1757364892.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 7,739,717 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.01 to $2.28. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| September 03, 2025 Filed Sep 4, 2025 20:29 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
SaleClass A Common Stock | 201,967 | $2.03 | $409,104.36 |
DisclosureSEC source: 0001831631-25-000191 · wk-form4_1757017783.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 8,850,171 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.045. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 20:29 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
SaleClass A Common Stock | 87,190 | $2.04 | $177,710.66 |
DisclosureSEC source: 0001831631-25-000191 · wk-form4_1757017783.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 9,052,138 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.09. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 20:33 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
SaleClass A Common Stock | 70,000 | $2.03 | $142,289.00 |
DisclosureSEC source: 0001831631-25-000193 · wk-form4_1757018007.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,861,502 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.08. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 20:55 UTC |
Lee John HoonDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 24,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000180 · wk-form4_1756846526.xml · derivative · entry 3 Lee John Hoon · CIK 0001926901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,819 Underlying: Class A Common Stock · 24,606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 20:55 UTC |
Lee John HoonDirector
|
Exercise / conversionClass A Common Stock | 24,606 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000180 · wk-form4_1756846526.xml · nonDerivative · entry 1 Lee John Hoon · CIK 0001926901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 20:55 UTC |
PATENAUDE PAMELA H.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 24,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000184 · wk-form4_1756846553.xml · derivative · entry 2 PATENAUDE PAMELA H. · CIK 0001815221 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,819 Underlying: Class A Common Stock · 24,606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 20:55 UTC |
PATENAUDE PAMELA H.Director
|
Exercise / conversionClass A Common Stock | 24,606 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000184 · wk-form4_1756846553.xml · nonDerivative · entry 1 PATENAUDE PAMELA H. · CIK 0001815221 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,080.7285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 22:55 UTC |
PCP MANAGERS GP, LLCDirector · 10% owner
Golson Brian P.Director
Dodson Andrew CDirector
PCP MANAGERS, L.P.Director · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 49,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000189 · wk-form4_1756853703.xml · derivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 147,638 Underlying: Class A Common Stock · 49,212 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. F2 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.nature: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") serve as directors of loanDepot, Inc. (the "Issuer") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 22:55 UTC |
PCP MANAGERS GP, LLCDirector · 10% owner
Golson Brian P.Director
Dodson Andrew CDirector
PCP MANAGERS, L.P.Director · 10% owner
|
GrantClass A Common Stock | 49,212 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000189 · wk-form4_1756853703.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,316,143 F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. F2 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.nature: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") serve as directors of loanDepot, Inc. (the "Issuer") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 20:55 UTC |
OZONIAN STEVENDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 24,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000182 · wk-form4_1756846539.xml · derivative · entry 2 OZONIAN STEVEN · CIK 0001442082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,819 Underlying: Class A Common Stock · 24,606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 20:55 UTC |
OZONIAN STEVENDirector
|
Exercise / conversionClass A Common Stock | 24,606 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000182 · wk-form4_1756846539.xml · nonDerivative · entry 1 OZONIAN STEVEN · CIK 0001442082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 20:56 UTC |
LEPORE DAWN GDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 24,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000185 · wk-form4_1756846560.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,819 Underlying: Class A Common Stock · 24,606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 20:56 UTC |
LEPORE DAWN GDirector
|
Exercise / conversionClass A Common Stock | 24,606 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000185 · wk-form4_1756846560.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 20:55 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 24,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000181 · wk-form4_1756846532.xml · derivative · entry 4 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 73,819 Underlying: Class A Common Stock · 24,606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. F5 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. F5 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 20:55 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
Exercise / conversionClass A Common Stock | 24,606 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000181 · wk-form4_1756846532.xml · nonDerivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 143,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 20:55 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
SaleClass A Common Stock | 211,079 | $2.10 | $442,421.58 |
DisclosureSEC source: 0001831631-25-000181 · wk-form4_1756846532.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 9,139,328 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.02 to $2.155. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 20:55 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
SaleClass A Common Stock | 70,000 | $2.06 | $144,109.00 |
DisclosureSEC source: 0001831631-25-000183 · wk-form4_1756846546.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,931,502 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.02 to $2.105. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| August 28, 2025 Filed Sep 2, 2025 20:55 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
SaleClass A Common Stock | 250,000 | $2.03 | $507,750.00 |
DisclosureSEC source: 0001831631-25-000181 · wk-form4_1756846532.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 9,350,407 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.02 to $2.075. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| August 28, 2025 Filed Sep 2, 2025 20:55 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
SaleClass A Common Stock | 70,000 | $2.03 | $142,086.00 |
DisclosureSEC source: 0001831631-25-000183 · wk-form4_1756846546.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,001,502 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.01 to $2.11. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| August 27, 2025 Filed Aug 28, 2025 20:33 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
SaleClass A Common Stock | 807,385 | $2.06 | $1,660,790.95 |
DisclosureSEC source: 0001831631-25-000172 · wk-form4_1756413219.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 9,600,407 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.005 to $2.125. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 20:33 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
SaleClass A Common Stock | 173,124 | $2.03 | $350,576.10 |
DisclosureSEC source: 0001831631-25-000172 · wk-form4_1756413219.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 10,407,792 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.05. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| August 25, 2025 Filed Aug 26, 2025 20:30 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
SaleClass A Common Stock | 1,017,198 | $2.04 | $2,078,135.51 |
DisclosureSEC source: 0001831631-25-000170 · wk-form4_1756240252.xml · nonDerivative · entry 4 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 10,580,916 F6 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.145. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F5 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 20:30 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
ConversionCommon Units · Derivative | 4,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000170 · wk-form4_1756240252.xml · derivative · entry 9 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Trilogy Mortgage Holdings, Inc. Disclosed balance after: 31,845,633 Underlying: Class A Common Stock · 4,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of September 1, 2025. F3 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F4 · ownership.nature: The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC. Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 20:30 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
SaleClass A Common Stock | 1,184,108 | $2.04 | $2,413,212.10 |
DisclosureSEC source: 0001831631-25-000170 · wk-form4_1756240252.xml · nonDerivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 11,598,114 F6 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.15. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F5 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 20:30 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
ConversionClass A Common Stock | 4,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000170 · wk-form4_1756240252.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 12,782,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of September 1, 2025. F3 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F5 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 20:30 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
OtherClass C Common Stock | 4,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000170 · wk-form4_1756240252.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Trilogy Mortgage Holdings, Inc. Disclosed balance after: 31,845,633 F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of September 1, 2025. F3 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F4 · ownership.nature: The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC. Read SEC document |
| August 20, 2025 Filed Aug 21, 2025 22:23 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
SaleClass A Common Stock | 243 | $2.00 | $486.00 |
DisclosureSEC source: 0001831631-25-000168 · wk-form4_1755815025.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 8,782,222 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 22:42 UTC |
Graeler DarrenChief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 39,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000166 · wk-form4_1755643362.xml · derivative · entry 3 Graeler Darren · CIK 0001983414 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,309 Underlying: Class A Common Stock · 39,308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The RSUs vested on Saturday, August 16, 2025, and were settled on Monday, August 18, 2025. The remaining RSUs are scheduled to vest on August 16, 2026. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The RSUs vested on Saturday, August 16, 2025, and were settled on Monday, August 18, 2025. The remaining RSUs are scheduled to vest on August 16, 2026. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The RSUs vested on Saturday, August 16, 2025, and were settled on Monday, August 18, 2025. The remaining RSUs are scheduled to vest on August 16, 2026. Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 22:42 UTC |
Graeler DarrenChief Accounting Officer
|
Tax withholdingClass A Common Stock | 19,175 | $1.88 | $36,049.00 |
DisclosureSEC source: 0001831631-25-000166 · wk-form4_1755643362.xml · nonDerivative · entry 2 Graeler Darren · CIK 0001983414 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 319,871 Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 22:42 UTC |
Graeler DarrenChief Accounting Officer
|
Exercise / conversionClass A Common Stock | 39,308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000166 · wk-form4_1755643362.xml · nonDerivative · entry 1 Graeler Darren · CIK 0001983414 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 339,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The RSUs vested on Saturday, August 16, 2025, and were settled on Monday, August 18, 2025. The remaining RSUs are scheduled to vest on August 16, 2026. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 21:47 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
SaleClass A Common Stock | 81,604 | $2.01 | $164,162.77 |
DisclosureSEC source: 0001831631-25-000162 · wk-form4_1755553621.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 8,782,465 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.05. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 21:49 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
SaleClass A Common Stock | 11,757 | $2.00 | $23,564.56 |
DisclosureSEC source: 0001831631-25-000164 · wk-form4_1755553736.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,071,502 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.03. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| August 14, 2025 Filed Aug 15, 2025 20:28 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
|
SaleClass A Common Stock | 25,507 | $2.00 | $51,014.00 |
DisclosureSEC source: 0001831631-25-000160 · wk-form4_1755289711.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 8,864,069 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| August 13, 2025 Filed Aug 15, 2025 20:28 UTC |
Hsieh Anthony LiDirector · Executive Chair, CEO & Pres. · 10% owner
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SaleClass A Common Stock | 183,195 | $2.01 | $367,489.17 |
DisclosureSEC source: 0001831631-25-000160 · wk-form4_1755289711.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Executive Chair, CEO & Pres. · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 8,889,576 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.02. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F3 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust. Read SEC document |
| August 13, 2025 Filed Aug 15, 2025 20:25 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
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SaleClass A Common Stock | 49,431 | $2.01 | $99,212.96 |
DisclosureSEC source: 0001831631-25-000158 · wk-form4_1755289518.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,083,259 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2025. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.015. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| July 28, 2025 Filed Jul 30, 2025 20:35 UTC |
DerGurahian Jeffrey MichaelChief Investment Officer
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Exercise / conversionRestricted Stock Units · Derivative | 16,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000149 · wk-form4_1753907730.xml · derivative · entry 4 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 16,901 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.