Last 12 months
Inside the activity.
6 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 5 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2021 Filed Feb 23, 2021 02:44 UTC |
Hsieh Anthony LiDirector · Chief Executive Officer · 10% owner
JLSA, LLC10% owner
JLSSAA Trust10% owner
Trilogy Mortgage Holdings, Inc.10% owner
|
OtherClass C Common Stock, par value $0.001 per share | 38,649 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007684 · doc4.xml · nonDerivative · entry 7 Hsieh Anthony Li · CIK 0001655400 · Director · Chief Executive Officer · 10% owner JLSA, LLC · CIK 0001844044 · 10% owner JLSSAA Trust · CIK 0001843864 · 10% owner Trilogy Mortgage Holdings, Inc. · CIK 0001844077 · 10% owner Trilogy Management Investors Six, LLC · CIK 0001844078 · 10% owner Trilogy Management Investors Seven, LLC · CIK 0001844073 · 10% owner Trilogy Management Investors Eight, LLC · CIK 0001844072 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trilogy Management Investors Eight, LLC Disclosed balance after: 2,465,640 F4 · price: As described in the Issuer's registration statement on Form S-1 (File No. 333-252024) under the heading "Use of Proceeds," the Issuer used the proceeds from its initial public offering ("IPO") and cash on hand to repurchase from continuing members of LD Holdings Group, LLC ("Holdings") certain Class A Common Units of Holdings, together with a corresponding number of shares of Class C Common Stock of the Issuer, at a price per share equal to the Issuer's IPO price of $14.00 per share. F3 · ownership.direct: Anthony Hsieh has voting and investment power over the shares of Class C Common Stock of loanDepot, Inc. (the "Issuer") owned by each of JLSA, LLC, The JLSSAA Family Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC, Trilogy Management Investors Seven, LLC and Trilogy Management Investors Eight, LLC (collectively, the "Other Reporting Persons"). Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 02:44 UTC |
Hsieh Anthony LiDirector · Chief Executive Officer · 10% owner
JLSA, LLC10% owner
JLSSAA Trust10% owner
Trilogy Mortgage Holdings, Inc.10% owner
|
OtherClass C Common Stock, par value $0.001 per share | 39,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007684 · doc4.xml · nonDerivative · entry 6 Hsieh Anthony Li · CIK 0001655400 · Director · Chief Executive Officer · 10% owner JLSA, LLC · CIK 0001844044 · 10% owner JLSSAA Trust · CIK 0001843864 · 10% owner Trilogy Mortgage Holdings, Inc. · CIK 0001844077 · 10% owner Trilogy Management Investors Six, LLC · CIK 0001844078 · 10% owner Trilogy Management Investors Seven, LLC · CIK 0001844073 · 10% owner Trilogy Management Investors Eight, LLC · CIK 0001844072 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trilogy Management Investors Seven, LLC Disclosed balance after: 18,885,116 F4 · price: As described in the Issuer's registration statement on Form S-1 (File No. 333-252024) under the heading "Use of Proceeds," the Issuer used the proceeds from its initial public offering ("IPO") and cash on hand to repurchase from continuing members of LD Holdings Group, LLC ("Holdings") certain Class A Common Units of Holdings, together with a corresponding number of shares of Class C Common Stock of the Issuer, at a price per share equal to the Issuer's IPO price of $14.00 per share. F3 · ownership.direct: Anthony Hsieh has voting and investment power over the shares of Class C Common Stock of loanDepot, Inc. (the "Issuer") owned by each of JLSA, LLC, The JLSSAA Family Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC, Trilogy Management Investors Seven, LLC and Trilogy Management Investors Eight, LLC (collectively, the "Other Reporting Persons"). Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 02:44 UTC |
Hsieh Anthony LiDirector · Chief Executive Officer · 10% owner
JLSA, LLC10% owner
JLSSAA Trust10% owner
Trilogy Mortgage Holdings, Inc.10% owner
|
OtherClass C Common Stock, par value $0.001 per share | 1,659,803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007684 · doc4.xml · nonDerivative · entry 5 Hsieh Anthony Li · CIK 0001655400 · Director · Chief Executive Officer · 10% owner JLSA, LLC · CIK 0001844044 · 10% owner JLSSAA Trust · CIK 0001843864 · 10% owner Trilogy Mortgage Holdings, Inc. · CIK 0001844077 · 10% owner Trilogy Management Investors Six, LLC · CIK 0001844078 · 10% owner Trilogy Management Investors Seven, LLC · CIK 0001844073 · 10% owner Trilogy Management Investors Eight, LLC · CIK 0001844072 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trilogy Management Investors Six, LLC Disclosed balance after: 112,558,817 F4 · price: As described in the Issuer's registration statement on Form S-1 (File No. 333-252024) under the heading "Use of Proceeds," the Issuer used the proceeds from its initial public offering ("IPO") and cash on hand to repurchase from continuing members of LD Holdings Group, LLC ("Holdings") certain Class A Common Units of Holdings, together with a corresponding number of shares of Class C Common Stock of the Issuer, at a price per share equal to the Issuer's IPO price of $14.00 per share. F3 · ownership.direct: Anthony Hsieh has voting and investment power over the shares of Class C Common Stock of loanDepot, Inc. (the "Issuer") owned by each of JLSA, LLC, The JLSSAA Family Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC, Trilogy Management Investors Seven, LLC and Trilogy Management Investors Eight, LLC (collectively, the "Other Reporting Persons"). Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 02:44 UTC |
Hsieh Anthony LiDirector · Chief Executive Officer · 10% owner
JLSA, LLC10% owner
JLSSAA Trust10% owner
Trilogy Mortgage Holdings, Inc.10% owner
|
OtherClass C Common Stock, par value $0.001 per share | 767,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007684 · doc4.xml · nonDerivative · entry 4 Hsieh Anthony Li · CIK 0001655400 · Director · Chief Executive Officer · 10% owner JLSA, LLC · CIK 0001844044 · 10% owner JLSSAA Trust · CIK 0001843864 · 10% owner Trilogy Mortgage Holdings, Inc. · CIK 0001844077 · 10% owner Trilogy Management Investors Six, LLC · CIK 0001844078 · 10% owner Trilogy Management Investors Seven, LLC · CIK 0001844073 · 10% owner Trilogy Management Investors Eight, LLC · CIK 0001844072 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trilogy Mortgage Holdings, Inc. Disclosed balance after: 48,945,633 F4 · price: As described in the Issuer's registration statement on Form S-1 (File No. 333-252024) under the heading "Use of Proceeds," the Issuer used the proceeds from its initial public offering ("IPO") and cash on hand to repurchase from continuing members of LD Holdings Group, LLC ("Holdings") certain Class A Common Units of Holdings, together with a corresponding number of shares of Class C Common Stock of the Issuer, at a price per share equal to the Issuer's IPO price of $14.00 per share. F3 · ownership.direct: Anthony Hsieh has voting and investment power over the shares of Class C Common Stock of loanDepot, Inc. (the "Issuer") owned by each of JLSA, LLC, The JLSSAA Family Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC, Trilogy Management Investors Seven, LLC and Trilogy Management Investors Eight, LLC (collectively, the "Other Reporting Persons"). Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 02:44 UTC |
Hsieh Anthony LiDirector · Chief Executive Officer · 10% owner
JLSA, LLC10% owner
JLSSAA Trust10% owner
Trilogy Mortgage Holdings, Inc.10% owner
|
OtherClass C Common Stock, par value $0.001 per share | 67,567 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007684 · doc4.xml · nonDerivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · Chief Executive Officer · 10% owner JLSA, LLC · CIK 0001844044 · 10% owner JLSSAA Trust · CIK 0001843864 · 10% owner Trilogy Mortgage Holdings, Inc. · CIK 0001844077 · 10% owner Trilogy Management Investors Six, LLC · CIK 0001844078 · 10% owner Trilogy Management Investors Seven, LLC · CIK 0001844073 · 10% owner Trilogy Management Investors Eight, LLC · CIK 0001844072 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By JLSA, LLC Disclosed balance after: 4,310,497 F4 · price: As described in the Issuer's registration statement on Form S-1 (File No. 333-252024) under the heading "Use of Proceeds," the Issuer used the proceeds from its initial public offering ("IPO") and cash on hand to repurchase from continuing members of LD Holdings Group, LLC ("Holdings") certain Class A Common Units of Holdings, together with a corresponding number of shares of Class C Common Stock of the Issuer, at a price per share equal to the Issuer's IPO price of $14.00 per share. F3 · ownership.direct: Anthony Hsieh has voting and investment power over the shares of Class C Common Stock of loanDepot, Inc. (the "Issuer") owned by each of JLSA, LLC, The JLSSAA Family Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC, Trilogy Management Investors Seven, LLC and Trilogy Management Investors Eight, LLC (collectively, the "Other Reporting Persons"). Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 02:44 UTC |
Hsieh Anthony LiDirector · Chief Executive Officer · 10% owner
JLSA, LLC10% owner
JLSSAA Trust10% owner
Trilogy Mortgage Holdings, Inc.10% owner
|
OtherClass C Common Stock, par value $0.001 per share | 127,194 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007684 · doc4.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · Chief Executive Officer · 10% owner JLSA, LLC · CIK 0001844044 · 10% owner JLSSAA Trust · CIK 0001843864 · 10% owner Trilogy Mortgage Holdings, Inc. · CIK 0001844077 · 10% owner Trilogy Management Investors Six, LLC · CIK 0001844078 · 10% owner Trilogy Management Investors Seven, LLC · CIK 0001844073 · 10% owner Trilogy Management Investors Eight, LLC · CIK 0001844072 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 8,114,521 F4 · price: As described in the Issuer's registration statement on Form S-1 (File No. 333-252024) under the heading "Use of Proceeds," the Issuer used the proceeds from its initial public offering ("IPO") and cash on hand to repurchase from continuing members of LD Holdings Group, LLC ("Holdings") certain Class A Common Units of Holdings, together with a corresponding number of shares of Class C Common Stock of the Issuer, at a price per share equal to the Issuer's IPO price of $14.00 per share. F3 · ownership.direct: Anthony Hsieh has voting and investment power over the shares of Class C Common Stock of loanDepot, Inc. (the "Issuer") owned by each of JLSA, LLC, The JLSSAA Family Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC, Trilogy Management Investors Seven, LLC and Trilogy Management Investors Eight, LLC (collectively, the "Other Reporting Persons"). Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 21:41 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass C Common Stock, par value $0.001 per share | 53,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007817 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCP Managers, L.P. Disclosed balance after: 3,388,887 F3 · price: As described in the loanDepot, Inc.'s (the "Issuer") registration statement on Form S-1 (File No. 333-252024) under the heading "Use of Proceeds," the Issuer used the proceeds from its initial public offering ("IPO") and cash on hand to repurchase from continuing members of LD Holdings Group, LLC ("Holdings") certain Class A Common Units of Holdings, together with a corresponding number of shares of Class C Common Stock of the Issuer, at a price per share equal to the Issuer's IPO price of $14.00 per share. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F4 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 21:30 UTC |
PCP MANAGERS GP, LLC10% owner
PCP MANAGERS, L.P.10% owner
PCP Partners IV, L.P.10% owner
PARTHENON INVESTORS IV, L.P.10% owner
PARTHENON CAPITAL PARTNERS FUND, LP10% owner
PCap III, LLC10% owner
PCap Partners III, LLC10% owner
PCap Associates10% owner
Parthenon Investors III LP10% owner
|
OtherClass C Common Stock, par value $0.001 per share | 53,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007813 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCP Managers, L.P. Disclosed balance after: 3,388,887 F3 · price: As described in the loanDepot, Inc.'s (the "Issuer") registration statement on Form S-1 (File No. 333-252024) under the heading "Use of Proceeds," the Issuer used the proceeds from its initial public offering ("IPO") and cash on hand to repurchase from continuing members of LD Holdings Group, LLC ("Holdings") certain Class A Common Units of Holdings, together with a corresponding number of shares of Class C Common Stock of the Issuer, at a price per share equal to the Issuer's IPO price of $14.00 per share. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F4 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 02:38 UTC |
DerGurahian Jeffrey MichaelSee Remarks
|
GrantClass A Common Stock, par value $0.001 per share | 165,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007291 · doc4.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,750 F1 · shares: Class A Common Stock to be acquired pursuant to restricted stock units which were granted and vested on February 18, 2021. Vested shares will be delivered to the reporting person within 30 days after the six month anniversary of vesting, subject to later delivery in the event of certain trading blackout periods. F2 · price: Each restricted stock unit represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 02:34 UTC |
Walsh Jeff AlexanderSee Remarks
|
GrantClass A Common Stock, par value $0.001 per share | 185,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007285 · doc4.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,250 F1 · shares: Class A Common Stock to be acquired pursuant to restricted stock units which were granted and vested on February 18, 2021. Vested shares will be delivered to the reporting person within 30 days after the six month anniversary of vesting, subject to later delivery in the event of certain trading blackout periods. F2 · price: Each restricted stock unit represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. Read SEC document |
| February 18, 2021 Filed Feb 23, 2021 02:44 UTC |
Hsieh Anthony LiDirector · Chief Executive Officer · 10% owner
JLSA, LLC10% owner
JLSSAA Trust10% owner
Trilogy Mortgage Holdings, Inc.10% owner
|
GrantClass A Common Stock, par value $0.001 per share | 1,059,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007684 · doc4.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · Chief Executive Officer · 10% owner JLSA, LLC · CIK 0001844044 · 10% owner JLSSAA Trust · CIK 0001843864 · 10% owner Trilogy Mortgage Holdings, Inc. · CIK 0001844077 · 10% owner Trilogy Management Investors Six, LLC · CIK 0001844078 · 10% owner Trilogy Management Investors Seven, LLC · CIK 0001844073 · 10% owner Trilogy Management Investors Eight, LLC · CIK 0001844072 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,059,500 F1 · shares: Class A Common Stock to be acquired pursuant to restricted stock units which were granted and vested on February 18, 2021. Vested shares will be delivered to the reporting person within 30 days after the six month anniversary of vesting, subject to later delivery in the event of certain trading blackout periods. F2 · price: Each restricted stock unit represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 1,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 21 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund II, L.P. Disclosed balance after: 0 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 1,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 20 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund II, L.P. Disclosed balance after: 1,929 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass D Common Stock, par value $0.001 per share | 1,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 19 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund II, L.P. Disclosed balance after: 137,853 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 126,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 17 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors IV, L.P. Disclosed balance after: 0 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 126,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 16 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors IV, L.P. Disclosed balance after: 126,633 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass D Common Stock, par value $0.001 per share | 126,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 15 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors IV, L.P. Disclosed balance after: 9,052,363 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 13 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCap Associates Disclosed balance after: 0 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 12 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCap Associates Disclosed balance after: 989 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass D Common Stock, par value $0.001 per share | 989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 11 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCap Associates Disclosed balance after: 70,676 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 23,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 9 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund, L.P. Disclosed balance after: 0 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 23,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 8 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund, L.P. Disclosed balance after: 23,187 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass D Common Stock, par value $0.001 per share | 23,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 7 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund, L.P. Disclosed balance after: 1,657,560 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 1,521,662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 5 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors III, L.P. Disclosed balance after: 0 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 1,521,662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 4 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors III, L.P. Disclosed balance after: 1,521,662 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass D Common Stock, par value $0.001 per share | 1,521,662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 3 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors III, L.P. Disclosed balance after: 108,775,749 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC |
PCP MANAGERS GP, LLC10% owner
PCP MANAGERS, L.P.10% owner
PCP Partners IV, L.P.10% owner
PARTHENON INVESTORS IV, L.P.10% owner
PARTHENON CAPITAL PARTNERS FUND, LP10% owner
PCap III, LLC10% owner
PCap Partners III, LLC10% owner
PCap Associates10% owner
Parthenon Investors III LP10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 1,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 21 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund II, L.P. Disclosed balance after: 0 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC |
PCP MANAGERS GP, LLC10% owner
PCP MANAGERS, L.P.10% owner
PCP Partners IV, L.P.10% owner
PARTHENON INVESTORS IV, L.P.10% owner
PARTHENON CAPITAL PARTNERS FUND, LP10% owner
PCap III, LLC10% owner
PCap Partners III, LLC10% owner
PCap Associates10% owner
Parthenon Investors III LP10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 1,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 20 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund II, L.P. Disclosed balance after: 1,929 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC |
PCP MANAGERS GP, LLC10% owner
PCP MANAGERS, L.P.10% owner
PCP Partners IV, L.P.10% owner
PARTHENON INVESTORS IV, L.P.10% owner
PARTHENON CAPITAL PARTNERS FUND, LP10% owner
PCap III, LLC10% owner
PCap Partners III, LLC10% owner
PCap Associates10% owner
Parthenon Investors III LP10% owner
|
OtherClass D Common Stock, par value $0.001 per share | 1,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 19 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund II, L.P. Disclosed balance after: 137,853 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC |
PCP MANAGERS GP, LLC10% owner
PCP MANAGERS, L.P.10% owner
PCP Partners IV, L.P.10% owner
PARTHENON INVESTORS IV, L.P.10% owner
PARTHENON CAPITAL PARTNERS FUND, LP10% owner
PCap III, LLC10% owner
PCap Partners III, LLC10% owner
PCap Associates10% owner
Parthenon Investors III LP10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 126,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 17 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors IV, L.P. Disclosed balance after: 0 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC |
PCP MANAGERS GP, LLC10% owner
PCP MANAGERS, L.P.10% owner
PCP Partners IV, L.P.10% owner
PARTHENON INVESTORS IV, L.P.10% owner
PARTHENON CAPITAL PARTNERS FUND, LP10% owner
PCap III, LLC10% owner
PCap Partners III, LLC10% owner
PCap Associates10% owner
Parthenon Investors III LP10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 126,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 16 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors IV, L.P. Disclosed balance after: 126,633 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC |
PCP MANAGERS GP, LLC10% owner
PCP MANAGERS, L.P.10% owner
PCP Partners IV, L.P.10% owner
PARTHENON INVESTORS IV, L.P.10% owner
PARTHENON CAPITAL PARTNERS FUND, LP10% owner
PCap III, LLC10% owner
PCap Partners III, LLC10% owner
PCap Associates10% owner
Parthenon Investors III LP10% owner
|
OtherClass D Common Stock, par value $0.001 per share | 126,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 15 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors IV, L.P. Disclosed balance after: 9,052,363 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC |
PCP MANAGERS GP, LLC10% owner
PCP MANAGERS, L.P.10% owner
PCP Partners IV, L.P.10% owner
PARTHENON INVESTORS IV, L.P.10% owner
PARTHENON CAPITAL PARTNERS FUND, LP10% owner
PCap III, LLC10% owner
PCap Partners III, LLC10% owner
PCap Associates10% owner
Parthenon Investors III LP10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 13 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCap Associates Disclosed balance after: 0 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC |
PCP MANAGERS GP, LLC10% owner
PCP MANAGERS, L.P.10% owner
PCP Partners IV, L.P.10% owner
PARTHENON INVESTORS IV, L.P.10% owner
PARTHENON CAPITAL PARTNERS FUND, LP10% owner
PCap III, LLC10% owner
PCap Partners III, LLC10% owner
PCap Associates10% owner
Parthenon Investors III LP10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 12 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCap Associates Disclosed balance after: 989 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC |
PCP MANAGERS GP, LLC10% owner
PCP MANAGERS, L.P.10% owner
PCP Partners IV, L.P.10% owner
PARTHENON INVESTORS IV, L.P.10% owner
PARTHENON CAPITAL PARTNERS FUND, LP10% owner
PCap III, LLC10% owner
PCap Partners III, LLC10% owner
PCap Associates10% owner
Parthenon Investors III LP10% owner
|
OtherClass D Common Stock, par value $0.001 per share | 989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 11 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCap Associates Disclosed balance after: 70,676 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC |
PCP MANAGERS GP, LLC10% owner
PCP MANAGERS, L.P.10% owner
PCP Partners IV, L.P.10% owner
PARTHENON INVESTORS IV, L.P.10% owner
PARTHENON CAPITAL PARTNERS FUND, LP10% owner
PCap III, LLC10% owner
PCap Partners III, LLC10% owner
PCap Associates10% owner
Parthenon Investors III LP10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 23,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 9 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund, L.P. Disclosed balance after: 0 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC |
PCP MANAGERS GP, LLC10% owner
PCP MANAGERS, L.P.10% owner
PCP Partners IV, L.P.10% owner
PARTHENON INVESTORS IV, L.P.10% owner
PARTHENON CAPITAL PARTNERS FUND, LP10% owner
PCap III, LLC10% owner
PCap Partners III, LLC10% owner
PCap Associates10% owner
Parthenon Investors III LP10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 23,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 8 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund, L.P. Disclosed balance after: 23,187 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC |
PCP MANAGERS GP, LLC10% owner
PCP MANAGERS, L.P.10% owner
PCP Partners IV, L.P.10% owner
PARTHENON INVESTORS IV, L.P.10% owner
PARTHENON CAPITAL PARTNERS FUND, LP10% owner
PCap III, LLC10% owner
PCap Partners III, LLC10% owner
PCap Associates10% owner
Parthenon Investors III LP10% owner
|
OtherClass D Common Stock, par value $0.001 per share | 23,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 7 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund, L.P. Disclosed balance after: 1,657,560 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC |
PCP MANAGERS GP, LLC10% owner
PCP MANAGERS, L.P.10% owner
PCP Partners IV, L.P.10% owner
PARTHENON INVESTORS IV, L.P.10% owner
PARTHENON CAPITAL PARTNERS FUND, LP10% owner
PCap III, LLC10% owner
PCap Partners III, LLC10% owner
PCap Associates10% owner
Parthenon Investors III LP10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 1,521,662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 5 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors III, L.P. Disclosed balance after: 0 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC |
PCP MANAGERS GP, LLC10% owner
PCP MANAGERS, L.P.10% owner
PCP Partners IV, L.P.10% owner
PARTHENON INVESTORS IV, L.P.10% owner
PARTHENON CAPITAL PARTNERS FUND, LP10% owner
PCap III, LLC10% owner
PCap Partners III, LLC10% owner
PCap Associates10% owner
Parthenon Investors III LP10% owner
|
OtherClass A Common Stock, par value $0.001 per share | 1,521,662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 4 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors III, L.P. Disclosed balance after: 1,521,662 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC |
PCP MANAGERS GP, LLC10% owner
PCP MANAGERS, L.P.10% owner
PCP Partners IV, L.P.10% owner
PARTHENON INVESTORS IV, L.P.10% owner
PARTHENON CAPITAL PARTNERS FUND, LP10% owner
PCap III, LLC10% owner
PCap Partners III, LLC10% owner
PCap Associates10% owner
Parthenon Investors III LP10% owner
|
OtherClass D Common Stock, par value $0.001 per share | 1,521,662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 3 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors III, L.P. Disclosed balance after: 108,775,749 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:27 UTC |
Carrillo NicoleSee Remarks
|
GrantRestricted Stock Units · Derivative | 56,063 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-007176 · doc4.xml · derivative · entry 2 Carrillo Nicole · CIK 0001843143 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,063 Underlying: Class A Common Stock · 56,063 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. F3 · derivative.exercise_date: Restricted stock units were granted on February 16, 2021, with 11,212 vesting on each of February 16, 2022, February 16, 2023 and February 16, 2024, and 11,213 vesting on each of February 16, 2025 and February 16, 2026. F3 · derivative.expiration_date: Restricted stock units were granted on February 16, 2021, with 11,212 vesting on each of February 16, 2022, February 16, 2023 and February 16, 2024, and 11,213 vesting on each of February 16, 2025 and February 16, 2026. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:27 UTC |
Carrillo NicoleSee Remarks
|
GrantClass A Common Stock, par value $0.001 per share | 18,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007176 · doc4.xml · nonDerivative · entry 1 Carrillo Nicole · CIK 0001843143 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,688 F1 · shares: Class A Common Stock to be acquired pursuant to restricted stock units which were granted and vested on February 16, 2021. Vested shares will be delivered to the reporting person within 30 days after the six month anniversary of vesting, subject to later delivery in the event of certain trading blackout periods. F2 · price: Each restricted stock unit represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass D Common Stock, par value $0.001 per share | 139,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 18 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund II, L.P. Disclosed balance after: 139,782 F4 · price: In the Reorganization Transactions, each of Parthenon Investors IV, L.P., Parthenon Investors III, L.P., PCap Associates, Parthenon Capital Partners Fund, L.P and Parthenon Capital Partners Fund II, L.P. surrendered all of its equity interests in LD Holdings Group LLC to be redeemed and cancelled, and was issued an equal number of shares of Class D Common Stock of the Issuer. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass D Common Stock, par value $0.001 per share | 9,178,996 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 14 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors IV, L.P. Disclosed balance after: 9,178,996 F4 · price: In the Reorganization Transactions, each of Parthenon Investors IV, L.P., Parthenon Investors III, L.P., PCap Associates, Parthenon Capital Partners Fund, L.P and Parthenon Capital Partners Fund II, L.P. surrendered all of its equity interests in LD Holdings Group LLC to be redeemed and cancelled, and was issued an equal number of shares of Class D Common Stock of the Issuer. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass D Common Stock, par value $0.001 per share | 71,665 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 10 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCap Associates Disclosed balance after: 71,665 F4 · price: In the Reorganization Transactions, each of Parthenon Investors IV, L.P., Parthenon Investors III, L.P., PCap Associates, Parthenon Capital Partners Fund, L.P and Parthenon Capital Partners Fund II, L.P. surrendered all of its equity interests in LD Holdings Group LLC to be redeemed and cancelled, and was issued an equal number of shares of Class D Common Stock of the Issuer. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass D Common Stock, par value $0.001 per share | 1,680,747 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 6 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund, L.P. Disclosed balance after: 1,680,747 F4 · price: In the Reorganization Transactions, each of Parthenon Investors IV, L.P., Parthenon Investors III, L.P., PCap Associates, Parthenon Capital Partners Fund, L.P and Parthenon Capital Partners Fund II, L.P. surrendered all of its equity interests in LD Holdings Group LLC to be redeemed and cancelled, and was issued an equal number of shares of Class D Common Stock of the Issuer. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass D Common Stock, par value $0.001 per share | 110,297,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors III, L.P. Disclosed balance after: 110,297,411 F4 · price: In the Reorganization Transactions, each of Parthenon Investors IV, L.P., Parthenon Investors III, L.P., PCap Associates, Parthenon Capital Partners Fund, L.P and Parthenon Capital Partners Fund II, L.P. surrendered all of its equity interests in LD Holdings Group LLC to be redeemed and cancelled, and was issued an equal number of shares of Class D Common Stock of the Issuer. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:45 UTC |
PCP MANAGERS GP, LLC10% owner
Golson Brian P.10% owner
Ament David J.10% owner
|
OtherClass C Common Stock, par value $0.001 per share | 3,442,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCP Managers, L.P. Disclosed balance after: 3,442,008 F3 · price: In the reorganization transactions in connection with the initial public offering of the Issuer (the "Reorganization Transactions") and pursuant to the terms of the Amended and Restated Certificate of Incorporation of the Issuer, PCP Managers, L.P. was issued a number of shares of Class C Common Stock of the Issuer equal to its equity interests in LD Holdings Group LLC. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:43 UTC |
PCP MANAGERS GP, LLC10% owner
PCP MANAGERS, L.P.10% owner
PCP Partners IV, L.P.10% owner
PARTHENON INVESTORS IV, L.P.10% owner
PARTHENON CAPITAL PARTNERS FUND, LP10% owner
PCap III, LLC10% owner
PCap Partners III, LLC10% owner
PCap Associates10% owner
Parthenon Investors III LP10% owner
|
OtherClass D Common Stock, par value $0.001 per share | 139,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 18 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund II, L.P. Disclosed balance after: 139,782 F4 · price: In the Reorganization Transactions, each of Parthenon Investors IV, L.P., Parthenon Investors III, L.P., PCap Associates, Parthenon Capital Partners Fund, L.P and Parthenon Capital Partners Fund II, L.P. surrendered all of its equity interests in LD Holdings Group LLC to be redeemed and cancelled, and was issued an equal number of shares of Class D Common Stock of the Issuer. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.