Last 12 months
Inside the activity.
6 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 5 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2023 Filed May 10, 2023 20:22 UTC |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 9,999 | $1.71 | $17,053.29 |
DisclosureSEC source: 0001831631-23-000152 · wf-form4_168375012924785.xml · nonDerivative · entry 2 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 553,352 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.655 to $1.78. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| May 08, 2023 Filed May 10, 2023 20:22 UTC |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 9,999 | $1.68 | $16,765.32 |
DisclosureSEC source: 0001831631-23-000152 · wf-form4_168375012924785.xml · nonDerivative · entry 1 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 563,351 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.655 to $1.72. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
| May 08, 2023 Filed May 10, 2023 20:22 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
SaleClass A Common Stock, par value $0.001 per share | 13,471 | $1.68 | $22,658.22 |
DisclosureSEC source: 0001831631-23-000151 · wf-form4_168375011136559.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,242,572 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.66 to $1.72. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| May 05, 2023 Filed May 8, 2023 21:24 UTC |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 9,999 | $1.67 | $16,692.33 |
DisclosureSEC source: 0001831631-23-000143 · wf-form4_168358105127361.xml · nonDerivative · entry 2 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 573,350 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.56 to $1.72. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| May 05, 2023 Filed May 8, 2023 21:24 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
SaleClass A Common Stock, par value $0.001 per share | 29,480 | $1.67 | $49,290.56 |
DisclosureSEC source: 0001831631-23-000142 · wf-form4_168358102947854.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,256,043 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.59 to $1.715. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 a twhich the respective transactions were affected. Read SEC document |
| May 05, 2023 Filed Aug 4, 2023 22:19 UTC Amendment |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
SaleClass A Common Stock, par value $0.001 per share | 29,480 | $1.67 | $49,290.56 |
DisclosureSEC source: 0001831631-23-000248 · wk-form4a_1691187536.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,256,043 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.59 to $1.715. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| May 04, 2023 Filed May 8, 2023 21:24 UTC |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 9,999 | $1.55 | $15,486.45 |
DisclosureSEC source: 0001831631-23-000143 · wf-form4_168358105127361.xml · nonDerivative · entry 1 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 583,349 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.535 to $1.57. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
| May 04, 2023 Filed May 8, 2023 21:24 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
SaleClass A Common Stock, par value $0.001 per share | 16,800 | $1.54 | $25,939.20 |
DisclosureSEC source: 0001831631-23-000142 · wf-form4_168358102947854.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,285,523 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.53 to $1.57. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| May 04, 2023 Filed Aug 4, 2023 22:19 UTC Amendment |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
SaleClass A Common Stock, par value $0.001 per share | 16,800 | $1.54 | $25,939.20 |
DisclosureSEC source: 0001831631-23-000248 · wk-form4a_1691187536.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,285,523 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.53 to $1.57. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| May 03, 2023 Filed May 4, 2023 20:31 UTC |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 9,999 | $1.58 | $15,828.42 |
DisclosureSEC source: 0001831631-23-000138 · wf-form4_168323227711635.xml · nonDerivative · entry 1 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 593,348 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.57 to $1.60. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
| May 01, 2023 Filed May 3, 2023 23:56 UTC |
Lee John HoonDirector
|
SaleClass A Common Stock | 200,000 | $1.67 | $334,700.00 |
DisclosureSEC source: 0001831631-23-000135 · wf-form4_168315816343745.xml · nonDerivative · entry 1 Lee John Hoon · CIK 0001926901 · Director 10b5-1 filing: Plan reported Ownership: Indirect · Bluestar Family Holdings, LP Disclosed balance after: 105,660 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.59 to $1.84. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. F3 · ownership.direct: The Reporting Person, as manager of its general partner, has voting and investment power over the assets of Bluestar Family Holdings, LP. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:56 UTC |
Binowitz DanManaging Director
|
ConversionCommon Units · Derivative | 210,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000134 · wf-form4_168314738538457.xml · derivative · entry 2 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Plan reported Ownership: Indirect · Trilogy Management Investors Six, LLC Disclosed balance after: 72,349,038 Underlying: Class A Common Stock · 210,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.exercise_price: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.exercise_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.expiration_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F2 · balance_after: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F1 · ownership.nature: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · ownership.nature: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:56 UTC |
Binowitz DanManaging Director
|
ConversionClass A Common Stock | 210,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000134 · wf-form4_168314738538457.xml · nonDerivative · entry 1 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 603,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · kind: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F3 · kind: The Reporting Person elected to cause Trilogy Six to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Six to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Six on Anthony Hsieh's Form 4 filed on June 3, 2021. F3 · price: The Reporting Person elected to cause Trilogy Six to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Six to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Six on Anthony Hsieh's Form 4 filed on June 3, 2021. Read SEC document |
| April 27, 2023 Filed May 11, 2023 20:11 UTC |
Martell FrankDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000156 · wf-form4_168383589675379.xml · derivative · entry 4 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,000 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F1 · date: This transaction is being reported late by the Reporting Person due to an inadvertent administrative error. F5 · derivative.exercise_date: The RSUs are scheduled to vest as follows, 250,000 on each of 4/27/24, 4/27/25 and 4/27/26. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period),Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. F5 · derivative.expiration_date: The RSUs are scheduled to vest as follows, 250,000 on each of 4/27/24, 4/27/25 and 4/27/26. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period),Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. Read SEC document |
| April 27, 2023 Filed May 11, 2023 20:11 UTC |
Martell FrankDirector · CEO and President
|
Tax withholdingClass A Common Stock | 115,428 | $1.76 | $203,153.28 |
DisclosureSEC source: 0001831631-23-000156 · wf-form4_168383589675379.xml · nonDerivative · entry 2 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,572 F1 · date: This transaction is being reported late by the Reporting Person due to an inadvertent administrative error. F3 · shares: The transaction reported reflects the withholding of RSUs in satisfaction of the Reporting Person's tax liability. Read SEC document |
| April 27, 2023 Filed May 11, 2023 20:11 UTC |
Martell FrankDirector · CEO and President
|
Exercise / conversionClass A Common Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-23-000156 · wf-form4_168383589675379.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: This transaction is being reported late by the Reporting Person due to an inadvertent administrative error. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. Read SEC document |
| April 27, 2023 Filed Aug 4, 2023 22:20 UTC Amendment |
Martell FrankDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000249 · wk-form4a_1691187618.xml · derivative · entry 4 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,000 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F1 · date: This transaction is being reported late by the Reporting Person due to an inadvertent administrative error. F5 · derivative.exercise_date: The RSUs are scheduled to vest as follows, 250,000 on each of 4/27/24, 4/27/25 and 4/27/26. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period),Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. F5 · derivative.expiration_date: The RSUs are scheduled to vest as follows, 250,000 on each of 4/27/24, 4/27/25 and 4/27/26. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period),Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. Read SEC document |
| April 27, 2023 Filed Aug 4, 2023 22:20 UTC Amendment |
Martell FrankDirector · CEO and President
|
Tax withholdingClass A Common Stock | 115,428 | $1.76 | $203,153.28 |
DisclosureSEC source: 0001831631-23-000249 · wk-form4a_1691187618.xml · nonDerivative · entry 2 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,572 F1 · date: This transaction is being reported late by the Reporting Person due to an inadvertent administrative error. F3 · shares: The transaction reported reflects the withholding of RSUs in satisfaction of the Reporting Person's tax liability. Read SEC document |
| April 27, 2023 Filed Aug 4, 2023 22:20 UTC Amendment |
Martell FrankDirector · CEO and President
|
Exercise / conversionClass A Common Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-23-000249 · wk-form4a_1691187618.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: This transaction is being reported late by the Reporting Person due to an inadvertent administrative error. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 21:51 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
SaleClass A Common Stock, par value $0.001 per share | 14,828 | $1.74 | $25,756.24 |
DisclosureSEC source: 0001831631-23-000131 · wf-form4_168245944965904.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,302,323 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.70 to $1.765. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 20:19 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
SaleClass A Common Stock, par value $0.001 per share | 20,500 | $1.67 | $34,153.00 |
DisclosureSEC source: 0001831631-23-000129 · wf-form4_168210838432495.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,317,151 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.65 to $1.685. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| April 19, 2023 Filed Apr 21, 2023 20:19 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
SaleClass A Common Stock, par value $0.001 per share | 15,448 | $1.71 | $26,354.29 |
DisclosureSEC source: 0001831631-23-000129 · wf-form4_168210838432495.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,337,651 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.69 to $1.77. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| April 17, 2023 Filed Apr 18, 2023 20:32 UTC |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 4,517 | $1.68 | $7,580.43 |
DisclosureSEC source: 0001831631-23-000123 · wf-form4_168184993620519.xml · nonDerivative · entry 2 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 393,329 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.65 to $1.71. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
| April 17, 2023 Filed Aug 4, 2023 22:18 UTC Amendment |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 4,517 | $1.68 | $7,580.43 |
DisclosureSEC source: 0001831631-23-000247 · wk-form4a_1691187474.xml · nonDerivative · entry 2 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 393,329 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.65 to $1.71. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
| April 14, 2023 Filed Apr 18, 2023 16:33 UTC |
FLANAGAN PATRICK JChief Financial Officer
|
SaleClass A Common Stock | 48,914 | $1.73 | $84,410.89 |
DisclosureSEC source: 0001831631-23-000124 · wf-form4_168184997303480.xml · nonDerivative · entry 1 FLANAGAN PATRICK J · CIK 0001225894 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 495,465 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.64 to $1.79. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
| April 14, 2023 Filed Apr 18, 2023 20:32 UTC |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 9,999 | $1.73 | $17,285.27 |
DisclosureSEC source: 0001831631-23-000123 · wf-form4_168184993620519.xml · nonDerivative · entry 1 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 397,846 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.645 to $1.785. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
| April 14, 2023 Filed Aug 4, 2023 22:18 UTC Amendment |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 9,999 | $1.73 | $17,285.27 |
DisclosureSEC source: 0001831631-23-000247 · wk-form4a_1691187474.xml · nonDerivative · entry 1 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 397,846 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.645 to $1.785. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
| April 13, 2023 Filed Apr 14, 2023 20:19 UTC |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 9,999 | $1.78 | $17,770.22 |
DisclosureSEC source: 0001831631-23-000118 · wf-form4_168150356126878.xml · nonDerivative · entry 2 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 407,845 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.74 to $1.785. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
| April 12, 2023 Filed Apr 14, 2023 20:19 UTC |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 9,999 | $1.70 | $16,955.30 |
DisclosureSEC source: 0001831631-23-000118 · wf-form4_168150356126878.xml · nonDerivative · entry 1 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 417,844 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.655 to $1.74. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 21:02 UTC |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 9,999 | $1.61 | $16,099.39 |
DisclosureSEC source: 0001831631-23-000116 · wf-form4_168133335395498.xml · nonDerivative · entry 2 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 427,843 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.565 to $1.675. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 20:27 UTC |
Lee John HoonDirector
|
SaleClass A Common Stock | 48,774 | $1.50 | $73,161.00 |
DisclosureSEC source: 0001831631-23-000114 · wf-form4_168133122216096.xml · nonDerivative · entry 1 Lee John Hoon · CIK 0001926901 · Director 10b5-1 filing: Plan reported Ownership: Indirect · Bluestar Family Holdings, LP Disclosed balance after: 305,660 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2022. F2 · ownership.direct: The Reporting Person, as manager of its general partner, has voting and investment power over the assets of Bluestar Family Holdings, LP. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 21:02 UTC |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 9,999 | $1.50 | $14,967.50 |
DisclosureSEC source: 0001831631-23-000116 · wf-form4_168133335395498.xml · nonDerivative · entry 1 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 437,842 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.48 to $1.50. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
| April 06, 2023 Filed Apr 6, 2023 22:39 UTC |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 9,999 | $1.48 | $14,783.52 |
DisclosureSEC source: 0001831631-23-000110 · wf-form4_168082077992402.xml · nonDerivative · entry 2 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 447,841 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.43 to $1.50. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 22:28 UTC |
Lee John HoonDirector
|
SaleClass A Common Stock | 11,010 | $1.50 | $16,515.00 |
DisclosureSEC source: 0001831631-23-000112 · wf-form4_168090648968251.xml · nonDerivative · entry 2 Lee John Hoon · CIK 0001926901 · Director 10b5-1 filing: Plan reported Ownership: Indirect · Bluestar Family Holdings, LP Disclosed balance after: 354,434 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2022. F2 · ownership.direct: The Reporting Person, as manager of its general partner, has voting and investment power over the assets of Bluestar Family Holdings, LP. Read SEC document |
| April 05, 2023 Filed Apr 6, 2023 22:39 UTC |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 9,999 | $1.46 | $14,560.54 |
DisclosureSEC source: 0001831631-23-000110 · wf-form4_168082077992402.xml · nonDerivative · entry 1 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 457,840 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.40 to $1.50. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
| April 05, 2023 Filed Apr 7, 2023 22:28 UTC |
Lee John HoonDirector
|
SaleClass A Common Stock | 17,154 | $1.50 | $25,731.00 |
DisclosureSEC source: 0001831631-23-000112 · wf-form4_168090648968251.xml · nonDerivative · entry 1 Lee John Hoon · CIK 0001926901 · Director 10b5-1 filing: Plan reported Ownership: Indirect · Bluestar Family Holdings, LP Disclosed balance after: 365,444 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2022. F2 · ownership.direct: The Reporting Person, as manager of its general partner, has voting and investment power over the assets of Bluestar Family Holdings, LP. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 20:21 UTC |
Lee John HoonDirector
|
SaleClass A Common Stock | 46,452 | $1.50 | $69,678.00 |
DisclosureSEC source: 0001831631-23-000102 · wf-form4_168072604961446.xml · nonDerivative · entry 2 Lee John Hoon · CIK 0001926901 · Director 10b5-1 filing: Plan reported Ownership: Indirect · Bluestar Family Holdings, LP Disclosed balance after: 382,598 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2022. F3 · ownership.direct: The Reporting Person, as manager of its general partner, has voting and investment power over the assets of Bluestar Family Holdings, LP. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:21 UTC |
Lee John HoonDirector
|
SaleClass A Common Stock | 76,610 | $1.51 | $115,949.24 |
DisclosureSEC source: 0001831631-23-000102 · wf-form4_168072604961446.xml · nonDerivative · entry 1 Lee John Hoon · CIK 0001926901 · Director 10b5-1 filing: Plan reported Ownership: Indirect · Bluestar Family Holdings, LP Disclosed balance after: 429,050 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.60. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. F3 · ownership.direct: The Reporting Person, as manager of its general partner, has voting and investment power over the assets of Bluestar Family Holdings, LP. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 22:47 UTC |
DORMAN JOHN CDirector
|
ConversionCommon Units · Derivative | 147,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000108 · wf-form4_168073485786620.xml · derivative · entry 2 DORMAN JOHN C · CIK 0001227539 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trilogy Management Investors Six, LLC Disclosed balance after: 72,559,056 Underlying: Class A Common Stock · 147,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.exercise_price: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.exercise_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.expiration_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F1 · ownership.nature: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · ownership.nature: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 22:47 UTC |
DORMAN JOHN CDirector
|
ConversionClass A Common Stock | 147,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000108 · wf-form4_168073485786620.xml · nonDerivative · entry 1 DORMAN JOHN C · CIK 0001227539 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · kind: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F3 · kind: The Reporting Person elected to cause Trilogy Six to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Six to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Six on Anthony Hsieh's Form 4 filed on June 3, 2021. F3 · price: The Reporting Person elected to cause Trilogy Six to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Six to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Six on Anthony Hsieh's Form 4 filed on June 3, 2021. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 22:30 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
ConversionCommon Units · Derivative | 17,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000106 · wf-form4_168073383767543.xml · derivative · entry 3 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Indirect · Trilogy Management Investors Seven, LLC Disclosed balance after: 10,239,267 Underlying: Class A Common Stock · 17,763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.exercise_price: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.exercise_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.expiration_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F2 · balance_after: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F1 · ownership.nature: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · ownership.nature: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 22:30 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
SaleClass A Common Stock, par value $0.001 per share | 13,509 | $1.52 | $20,574.21 |
DisclosureSEC source: 0001831631-23-000106 · wf-form4_168073383767543.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,353,099 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.50 to $1.59. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 22:30 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
ConversionClass A Common Stock, par value $0.001 per share | 17,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000106 · wf-form4_168073383767543.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,366,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · kind: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F3 · kind: The Reporting Person elected to cause Trilogy Seven to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Seven to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Seven on Anthony Hsieh's Form 4 filed on June 3, 2021. F3 · price: The Reporting Person elected to cause Trilogy Seven to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Seven to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Seven on Anthony Hsieh's Form 4 filed on June 3, 2021. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:22 UTC |
Binowitz DanManaging Director
|
ConversionCommon Units · Derivative | 210,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000104 · wf-form4_168072975954854.xml · derivative · entry 2 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Plan reported Ownership: Indirect · Trilogy Management Investors Six, LLC Disclosed balance after: 72,559,056 Underlying: Class A Common Stock · 210,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.exercise_price: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.exercise_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.expiration_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F2 · balance_after: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F1 · ownership.nature: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · ownership.nature: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:22 UTC |
Binowitz DanManaging Director
|
ConversionClass A Common Stock | 210,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000104 · wf-form4_168072975954854.xml · nonDerivative · entry 1 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 467,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · kind: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F3 · kind: The Reporting Person elected to cause Trilogy Six to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Six to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Six on Anthony Hsieh's Form 4 filed on June 3, 2021. F3 · price: The Reporting Person elected to cause Trilogy Six to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Six to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Six on Anthony Hsieh's Form 4 filed on June 3, 2021. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 20:54 UTC |
Carrillo NicoleEVP & Chief Accounting Officer
|
SaleClass A Common Stock, par value $0.001 per share | 20,000 | $1.61 | $32,158.00 |
DisclosureSEC source: 0001831631-23-000097 · wf-form4_168055526098868.xml · nonDerivative · entry 1 Carrillo Nicole · CIK 0001843143 · EVP & Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 199,149 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.54 to $1.67. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| March 16, 2023 Filed Mar 16, 2023 23:29 UTC |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 4,516 | $1.76 | $7,965.77 |
DisclosureSEC source: 0001831631-23-000093 · wf-form4_167900932904124.xml · nonDerivative · entry 2 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,821 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.69 to $1.81. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 19:11 UTC |
FLANAGAN PATRICK JChief Financial Officer
|
SaleClass A Common Stock | 48,914 | $1.73 | $84,474.48 |
DisclosureSEC source: 0001831631-23-000091 · wf-form4_167900829714448.xml · nonDerivative · entry 1 FLANAGAN PATRICK J · CIK 0001225894 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,379 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.63 to $1.78. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 23:29 UTC |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 9,999 | $1.73 | $17,269.27 |
DisclosureSEC source: 0001831631-23-000093 · wf-form4_167900932904124.xml · nonDerivative · entry 1 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,337 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.66 to $1.78. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 20:27 UTC |
Binowitz DanManaging Director
|
SaleClass A Common Stock | 9,999 | $1.78 | $17,754.22 |
DisclosureSEC source: 0001831631-23-000084 · wf-form4_167891203223424.xml · nonDerivative · entry 2 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,336 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.725 to $1.86. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.