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Nasdaq · USD

LCID

Lucid Group, Inc.

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1530
SEC CIK
0001811210
Parsed reports
214

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
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Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2024 Filed Jun 6, 2024 22:35 UTC GrantClass A Common Stock 96,822 $0.00 $0.00
Disclosure

SEC source: 0000929638-24-002091 · form4.xml · nonDerivative · entry 1

Maynard-Elliott Nichelle · CIK 0001750230 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,111

F1 · shares: These restricted stock units ("RSUs") will vest in full on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders held after the date of grant, in each case, subject to the reporting person's continued service on the board of directors through the applicable vesting date. The RSUs are also subject to a deferral election by the reporting person and shares will not be issued until the designated deferred settlement date.

F2 · price: RSUs are settled in shares of Class A Common Stock on a one-for-one basis.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 22:34 UTC GrantClass A Common Stock 96,822 $0.00 $0.00
Disclosure

SEC source: 0000929638-24-002089 · form4.xml · nonDerivative · entry 1

Wong Janet S. · CIK 0001605432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,111

F1 · shares: These restricted stock units ("RSUs") will vest in full on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders held after the date of grant, in each case, subject to the reporting person's continued service on the board of directors through the applicable vesting date.

F2 · price: RSUs are settled in shares of Class A Common Stock on a one-for-one basis.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 22:33 UTC GrantClass A Common Stock 96,822 $0.00 $0.00
Disclosure

SEC source: 0000929638-24-002087 · form4.xml · nonDerivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 685,386

F1 · shares: These restricted stock units ("RSUs") will vest in full on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders held after the date of grant, in each case, subject to the reporting person's continued service on the board of directors through the applicable vesting date. The RSUs are also subject to a deferral election by the reporting person and shares will not be issued until the designated deferred settlement date.

F2 · price: RSUs are settled in shares of Class A Common Stock on a one-for-one basis.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 22:32 UTC
Alnowaiser Turqi A.Director · 10% owner
GrantClass A Common Stock 96,822 $0.00 $0.00
Disclosure

SEC source: 0000929638-24-002085 · form4.xml · nonDerivative · entry 1

Alnowaiser Turqi A. · CIK 0001873801 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,214,626

F1 · shares: These restricted stock units ("RSUs") will vest in full on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders held after the date of grant, in each case, subject to the reporting person's continued service on the board of directors through the applicable vesting date.

F2 · price: RSUs are settled in shares of Class A Common Stock on a one-for-one basis.

F3 · ownership.direct: The reporting person is deemed a beneficial owner of 10% of issued and outstanding shares of Class A Common Stock of the Issuer because the reporting person has voting power over 1,366,658,905 shares of Class A Common Stock (the "Ayar Shares") beneficially owned by Ayar Third Investment Company ("Ayar"), a wholly-owned subsidiary of The Public Investment Fund, pursuant to authority delegated to him by the sole manager of Ayar. The reporting person does not have and disclaims any pecuniary interest in such Ayar Shares.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 21:20 UTC
Alnowaiser Turqi A.Director · 10% owner
Tax withholdingClass A Common Stock 4,432 $2.52 $11,168.64
Disclosure

SEC source: 0000929638-24-001573 · form4.xml · nonDerivative · entry 1

Alnowaiser Turqi A. · CIK 0001873801 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,117,804

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the time-based vesting of restricted stock units reported on a Form 4 filed on April 26, 2023.

F2 · ownership.direct: The reporting person is deemed a beneficial owner of 10% of issued and outstanding shares of Class A Common Stock of the Issuer because the reporting person has voting power over 1,366,658,905 shares of Class A Common Stock (the "Ayar Shares") beneficially owned by Ayar Third Investment Company ("Ayar"), a wholly-owned subsidiary of The Public Investment Fund, pursuant to authority delegated to him by the sole manager of Ayar. The reporting person does not have and disclaims any pecuniary interest in such Ayar Shares.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 21:19 UTC
Nouri ChabiDirector
Tax withholdingClass A Common Stock 2,344 $2.52 $5,906.88
Disclosure

SEC source: 0000929638-24-001571 · form4.xml · nonDerivative · entry 1

Nouri Chabi · CIK 0001974666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,043

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the time-based vesting of restricted stock units reported on a Form 4 filed on April 26, 2023.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 21:43 UTC
Bach EricSVP, Product & Chief Engineer
Tax withholdingClass A Common Stock 65,873 $2.64 $173,904.72
Disclosure

SEC source: 0000929638-24-001449 · form4.xml · nonDerivative · entry 2

Bach Eric · CIK 0001872817 · SVP, Product & Chief Engineer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,183,031

F3 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of the PSUs reported above for which service-based vesting requirements have been satisfied.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 21:43 UTC
Bach EricSVP, Product & Chief Engineer
GrantClass A Common Stock 343,380 $0.00 $0.00
Disclosure

SEC source: 0000929638-24-001449 · form4.xml · nonDerivative · entry 1

Bach Eric · CIK 0001872817 · SVP, Product & Chief Engineer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,248,904

F1 · shares: Represents performance stock units ("PSUs") as to which the performance criteria have been satisfied. Of the PSUs reported in this Form 4, 228,919 remain subject to service-based vesting requirements that will vest in 1/12th increments on each June 5, September 5, December 5 and March 5 following the date of this Form 4.

F2 · price: PSUs are settled in shares of common stock on a one-for-one basis.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 21:42 UTC
Bell MichaelSenior Vice President, Digital
Tax withholdingClass A Common Stock 24,838 $2.64 $65,572.32
Disclosure

SEC source: 0000929638-24-001448 · form4.xml · nonDerivative · entry 2

Bell Michael · CIK 0001421857 · Senior Vice President, Digital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,414,471

F3 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of the PSUs reported above for which service-based vesting requirements have been satisfied.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 21:42 UTC
Bell MichaelSenior Vice President, Digital
GrantClass A Common Stock 137,352 $0.00 $0.00
Disclosure

SEC source: 0000929638-24-001448 · form4.xml · nonDerivative · entry 1

Bell Michael · CIK 0001421857 · Senior Vice President, Digital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,439,309

F1 · shares: Represents performance stock units ("PSUs") as to which the performance criteria have been satisfied. Of the PSUs reported in this Form 4, 91,568 remain subject to service-based vesting requirements that will vest in 1/12th increments on each June 5, September 5, December 5 and March 5 following the date of this Form 4.

F2 · price: PSUs are settled in shares of common stock on a one-for-one basis.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 21:42 UTC
Dhingra GaganVP of Acctng & Internal Ctrl*
Tax withholdingClass A Common Stock 13,596 $2.64 $35,893.44
Disclosure

SEC source: 0000929638-24-001447 · form4.xml · nonDerivative · entry 2

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,852

F3 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of the PSUs reported above for which service-based vesting requirements have been satisfied.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 21:42 UTC
Dhingra GaganVP of Acctng & Internal Ctrl*
GrantClass A Common Stock 76,306 $0.00 $0.00
Disclosure

SEC source: 0000929638-24-001447 · form4.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,448

F1 · shares: Represents performance stock units ("PSUs") as to which the performance criteria have been satisfied. Of the PSUs reported in this Form 4, 50,871 remain subject to service-based vesting requirements that will vest in 1/12th increments on each June 5, September 5, December 5 and March 5 following the date of this Form 4.

F2 · price: PSUs are settled in shares of common stock on a one-for-one basis.

Read SEC document
March 29, 2024 Filed Apr 2, 2024 16:47 UTC
PUBLIC INVESTMENT FUNDDirector · 10% owner
Ayar Third Investment CoDirector · 10% owner
PurchaseSeries A Convertible Preferred Stock · Derivative 100,000 $10,000.00 $1,000,000,000.00
Disclosure

SEC source: 0001104659-24-042567 · tm2410270-1_4seq1.xml · derivative · entry 1

PUBLIC INVESTMENT FUND · CIK 0001767640 · Director · 10% owner

Ayar Third Investment Co · CIK 0001874832 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayar Third Investment Company

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 278,148,643 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series A convertible preferred stock is convertible into shares of Class A common stock of Lucid Group, Inc. (the "Issuer") at the option of the holder and without the payment of additional consideration by the holder, (a) at any time that the closing price per share of the Class A common stock on the trading day immediately preceding the date on which the holder delivers the relevant notice of conversion is at least $5.50 (subject to certain adjustments), unless the Issuer otherwise consents to such conversion in its sole discretion, or

F2 · derivative.exercise_price: (b) in all events during certain specified periods relating to a fundamental change or optional redemption by the Issuer, into such number of fully paid and non-assessable shares of Class A common stock as is determined by dividing (i) the applicable Accrued Value (as defined in the Certificate of Designation for the Series A convertible preferred stock) as of the conversion date by (ii) the applicable Conversion Price (as defined in the Certificate of Designation for the Series A convertible preferred stock) in effect as of such conversion date. The Series A convertible preferred stock is initially convertible into approximately 278,148,643 shares of Class A common stock in the aggregate, at an initial conversion price of $3.5952 per share.

F1 · derivative.exercise_date: Each share of Series A convertible preferred stock is convertible into shares of Class A common stock of Lucid Group, Inc. (the "Issuer") at the option of the holder and without the payment of additional consideration by the holder, (a) at any time that the closing price per share of the Class A common stock on the trading day immediately preceding the date on which the holder delivers the relevant notice of conversion is at least $5.50 (subject to certain adjustments), unless the Issuer otherwise consents to such conversion in its sole discretion, or

F2 · derivative.exercise_date: (b) in all events during certain specified periods relating to a fundamental change or optional redemption by the Issuer, into such number of fully paid and non-assessable shares of Class A common stock as is determined by dividing (i) the applicable Accrued Value (as defined in the Certificate of Designation for the Series A convertible preferred stock) as of the conversion date by (ii) the applicable Conversion Price (as defined in the Certificate of Designation for the Series A convertible preferred stock) in effect as of such conversion date. The Series A convertible preferred stock is initially convertible into approximately 278,148,643 shares of Class A common stock in the aggregate, at an initial conversion price of $3.5952 per share.

F1 · derivative.expiration_date: Each share of Series A convertible preferred stock is convertible into shares of Class A common stock of Lucid Group, Inc. (the "Issuer") at the option of the holder and without the payment of additional consideration by the holder, (a) at any time that the closing price per share of the Class A common stock on the trading day immediately preceding the date on which the holder delivers the relevant notice of conversion is at least $5.50 (subject to certain adjustments), unless the Issuer otherwise consents to such conversion in its sole discretion, or

F2 · derivative.expiration_date: (b) in all events during certain specified periods relating to a fundamental change or optional redemption by the Issuer, into such number of fully paid and non-assessable shares of Class A common stock as is determined by dividing (i) the applicable Accrued Value (as defined in the Certificate of Designation for the Series A convertible preferred stock) as of the conversion date by (ii) the applicable Conversion Price (as defined in the Certificate of Designation for the Series A convertible preferred stock) in effect as of such conversion date. The Series A convertible preferred stock is initially convertible into approximately 278,148,643 shares of Class A common stock in the aggregate, at an initial conversion price of $3.5952 per share.

F3 · ownership.direct: Ayar Third Investment Company ("Ayar") is a wholly-owned subsidiary of The Public Investment Fund of Saudi Arabia ("PIF"), and as such PIF may be deemed to beneficially own the Shares held by Ayar. In addition, each of Turqi A. Alnowaiser and Mr. Yasir Alsalman, the co-managers of Ayar, may be deemed to beneficially own the shares owned by Ayar by virtue of shared power to vote the shares. Neither Mr. Alnowaiser nor Mr. Alsalman has any, and each and disclaims, any pecuniary interest in the shares.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 16:31 UTC
Rawlinson Peter DoreDirector · CEO & Chief Technology Officer
Tax withholdingClass A Common Stock 476,954 $3.21 $1,531,022.34
Disclosure

SEC source: 0000929638-24-000942 · form4.xml · nonDerivative · entry 1

Rawlinson Peter Dore · CIK 0001873374 · Director · CEO & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,483,165

F1 · shares: Represent shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the time-based vesting of restricted stock units reported on a Form 4 filed on July 27, 2021.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:31 UTC
Dhingra GaganVP of Acctng & Internal Ctrl*
Tax withholdingClass A Common Stock 7,446 $3.21 $23,901.66
Disclosure

SEC source: 0000929638-24-000943 · form4.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,142

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the time-based vesting of restricted stock units reported on Forms 4 filed on December 15, 2021, June 8, 2022 and September 12, 2023.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:30 UTC
Bell MichaelSenior Vice President, Digital
Tax withholdingClass A Common Stock 69,100 $3.21 $221,811.00
Disclosure

SEC source: 0000929638-24-000941 · form4.xml · nonDerivative · entry 1

Bell Michael · CIK 0001421857 · Senior Vice President, Digital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,301,957

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the time-based vesting of restricted stock units reported on Form 4s filed on July 27, 2021, June 8, 2022 and September 12, 2023.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:30 UTC
Bach EricSVP, Product & Chief Engineer
Tax withholdingClass A Common Stock 48,336 $3.21 $155,158.56
Disclosure

SEC source: 0000929638-24-000940 · form4.xml · nonDerivative · entry 1

Bach Eric · CIK 0001872817 · SVP, Product & Chief Engineer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,905,524

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the time-based vesting of restricted stock units reported on Forms 4 filed on July 27, 2021, June 8, 2022 and September 12, 2023.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 16:14 UTC
Rawlinson Peter DoreDirector · CEO & Chief Technology Officer
Exercise / conversionStock Options(Right to Buy) · Derivative 180,723 $0.00 Strike: $0.83 $0.00
Disclosure

SEC source: 0000929638-24-000010 · form4.xml · derivative · entry 2

Rawlinson Peter Dore · CIK 0001873374 · Director · CEO & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,751,276

Underlying: Class A Common Stock · 180,723 shares

Expires 2029-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the reporting person's cash exercise of stock options, the grant of which was previously reported on a Form 4 filed on July 27, 2021.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 16:14 UTC
Rawlinson Peter DoreDirector · CEO & Chief Technology Officer
Exercise / conversionClass A Common Stock 180,723 $0.83 $150,000.09
Disclosure

SEC source: 0000929638-24-000010 · form4.xml · nonDerivative · entry 1

Rawlinson Peter Dore · CIK 0001873374 · Director · CEO & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,960,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the reporting person's cash exercise of stock options, the grant of which was previously reported on a Form 4 filed on July 27, 2021.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 19:46 UTC
Dhingra GaganVP of Acctng & Internal Ctrl*
GrantClass A Common Stock 117,365 $0.00 $0.00
Disclosure

SEC source: 0000929638-23-003421 · form4.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,588

F1 · shares: These restricted stock units ("RSUs") vest 50% on June 5, 2024, with the remaining 50% of such RSUs vesting on December 5, 2024.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 16:57 UTC
Rawlinson Peter DoreDirector · CEO & Chief Technology Officer
Tax withholdingClass A Common Stock 466,751 $4.36 $2,035,034.36
Disclosure

SEC source: 0000929638-23-003400 · form4.xml · nonDerivative · entry 1

Rawlinson Peter Dore · CIK 0001873374 · Director · CEO & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,779,396

F1 · shares: Represent shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on a Form 4 filed on July 27, 2021.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:57 UTC
Bach EricSVP, Product & Chief Engineer
Tax withholdingClass A Common Stock 47,096 $4.36 $205,338.56
Disclosure

SEC source: 0000929638-23-003399 · form4.xml · nonDerivative · entry 1

Bach Eric · CIK 0001872817 · SVP, Product & Chief Engineer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,953,860

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on Forms 4 filed on July 27, 2021, June 8, 2022 and September 12, 2023.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:57 UTC
Dhingra GaganVP of Acctng & Internal Ctrl
Tax withholdingClass A Common Stock 4,269 $4.36 $18,612.84
Disclosure

SEC source: 0000929638-23-003398 · form4.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,223

F1 · shares: Represent shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on Forms 4 filed on December 15, 2021, June 8, 2022 and September 12, 2023.

F2 · balance_after: Includes 3,825 shares of Class A common stock purchased pursuant to the Lucid Group, Inc. 2021 Employee Stock Purchase Plan not previously reported.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:56 UTC
House Sherry AnnChief Financial Officer
Tax withholdingClass A Common Stock 43,683 $4.36 $190,457.88
Disclosure

SEC source: 0000929638-23-003397 · form4.xml · nonDerivative · entry 1

House Sherry Ann · CIK 0001872887 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,024,542

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on Forms 4 filed on July 27, 2021, June 8, 2022 and September 12, 2023.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:56 UTC
Bell MichaelSenior Vice President, Digital
Tax withholdingClass A Common Stock 66,236 $4.36 $288,788.96
Disclosure

SEC source: 0000929638-23-003396 · form4.xml · nonDerivative · entry 1

Bell Michael · CIK 0001421857 · Senior Vice President, Digital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,371,057

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on Form 4s filed on July 27, 2021, June 8, 2022 and September 12, 2023.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 16:22 UTC
Winterhoff MarcChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 713,910 $0.00 Strike: $5.25 $0.00
Disclosure

SEC source: 0000929638-23-003378 · form4.xml · derivative · entry 2

Winterhoff Marc · CIK 0002002891 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 713,910

Underlying: Class A Common Stock · 713,910 shares

Expires 2030-12-04

F2 · derivative.exercise_date: These stock options will vest over four years, with 1/4th vesting on December 4, 2024 and the remainder to vest 1/48th on each monthly anniversary thereafter.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 16:22 UTC
Winterhoff MarcChief Operating Officer
GrantClass A Common Stock 713,911 $0.00 $0.00
Disclosure

SEC source: 0000929638-23-003378 · form4.xml · nonDerivative · entry 1

Winterhoff Marc · CIK 0002002891 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 713,911

F1 · shares: These restricted stock units ("RSUs") vest over four years, with 1/4th vesting on December 5, 2024 and the remainder of the RSUs to vest 1/16th on each of March 5, June 5, September 5, and December 5 thereafter.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 20:59 UTC
Bell MichaelSenior Vice President, Digital
SaleClass A Common Stock 46,735 $6.01 $280,877.35
Disclosure

SEC source: 0000929638-23-002546 · form4.xml · nonDerivative · entry 1

Bell Michael · CIK 0001421857 · Senior Vice President, Digital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,437,293

F1 · price: Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $6.00 to $6.03. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Lucid Group, Inc., or to Lucid Group, Inc., upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 10, 2023 Filed Sep 13, 2023 01:17 UTC
House Sherry AnnChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 408,663 $0.00 Strike: $8.26 $0.00
Disclosure

SEC source: 0000929638-23-002525 · form4.xml · derivative · entry 3

House Sherry Ann · CIK 0001872887 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,663

Underlying: Common Stock · 408,663 shares

Expires 2030-09-10

F3 · derivative.exercise_date: These stock options will vest over four years, with 5/48th to vest on the first monthly anniversary of the grant date and the remainder to vest 1/48th on each monthly anniversary thereafter.

Read SEC document
September 10, 2023 Filed Sep 13, 2023 01:17 UTC
House Sherry AnnChief Financial Officer
Tax withholdingClass A Common Stock 26,742 $5.84 $156,173.28
Disclosure

SEC source: 0000929638-23-002525 · form4.xml · nonDerivative · entry 2

House Sherry Ann · CIK 0001872887 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,068,225

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs reported on this Form 4.

Read SEC document
September 10, 2023 Filed Sep 13, 2023 01:17 UTC
House Sherry AnnChief Financial Officer
GrantClass A Common Stock 408,663 $0.00 $0.00
Disclosure

SEC source: 0000929638-23-002525 · form4.xml · nonDerivative · entry 1

House Sherry Ann · CIK 0001872887 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,094,967

F1 · shares: These restricted stock units ("RSUs") vest over four years, with 1/8th vesting on the grant date and the remainder of the RSUs to vest 1/16th on each March 5, June 5, September 5, and December 5 annually thereafter.

Read SEC document
September 10, 2023 Filed Sep 13, 2023 01:13 UTC
Dhingra GaganVP of Acctng & Internal Ctrl
GrantEmployee Stock Option (right to buy) · Derivative 113,517 $0.00 Strike: $8.26 $0.00
Disclosure

SEC source: 0000929638-23-002523 · form4.xml · derivative · entry 3

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,517

Underlying: Common Stock · 113,517 shares

Expires 2030-09-10

F3 · derivative.exercise_date: These stock options will vest over four years, with 5/48th to vest on the first monthly anniversary of the grant date and the remainder to vest 1/48th on each monthly anniversary thereafter.

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September 10, 2023 Filed Sep 13, 2023 01:13 UTC
Dhingra GaganVP of Acctng & Internal Ctrl
Tax withholdingClass A Common Stock 4,907 $5.84 $28,656.88
Disclosure

SEC source: 0000929638-23-002523 · form4.xml · nonDerivative · entry 2

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,667

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs reported on this Form 4.

Read SEC document
September 10, 2023 Filed Sep 13, 2023 01:13 UTC
Dhingra GaganVP of Acctng & Internal Ctrl
GrantClass A Common Stock 113,517 $0.00 $0.00
Disclosure

SEC source: 0000929638-23-002523 · form4.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,574

F1 · shares: These restricted stock units ("RSUs") vest over four years, with 1/8th vesting on the grant date and the remainder of the RSUs to vest 1/16th on each March 5, June 5, September 5, and December 5 annually thereafter.

Read SEC document
September 10, 2023 Filed Sep 13, 2023 01:11 UTC
Bell MichaelSenior Vice President, Digital
GrantEmployee Stock Option (right to buy) · Derivative 408,663 $0.00 Strike: $8.26 $0.00
Disclosure

SEC source: 0000929638-23-002521 · form4.xml · derivative · entry 3

Bell Michael · CIK 0001421857 · Senior Vice President, Digital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,663

Underlying: Common Stock · 408,663 shares

Expires 2030-09-10

F3 · derivative.exercise_date: These stock options will vest over four years, with 5/48th to vest on the first monthly anniversary of the grant date and the remainder to vest 1/48th on each monthly anniversary thereafter.

Read SEC document
September 10, 2023 Filed Sep 13, 2023 01:11 UTC
Bell MichaelSenior Vice President, Digital
Tax withholdingClass A Common Stock 27,151 $5.84 $158,561.84
Disclosure

SEC source: 0000929638-23-002521 · form4.xml · nonDerivative · entry 2

Bell Michael · CIK 0001421857 · Senior Vice President, Digital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,484,028

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs reported on this Form 4.

Read SEC document
September 10, 2023 Filed Sep 13, 2023 01:11 UTC
Bell MichaelSenior Vice President, Digital
GrantClass A Common Stock 408,663 $0.00 $0.00
Disclosure

SEC source: 0000929638-23-002521 · form4.xml · nonDerivative · entry 1

Bell Michael · CIK 0001421857 · Senior Vice President, Digital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,511,179

F1 · shares: These restricted stock units ("RSUs") vest over four years, with 1/8th vesting on the grant date and the remainder of the RSUs to vest 1/16th on each March 5, June 5, September 5, and December 5 annually thereafter.

Read SEC document
September 10, 2023 Filed Sep 13, 2023 01:09 UTC
Bach EricSVP, Product & Chief Engineer
GrantEmployee Stock Option (right to buy) · Derivative 408,663 $0.00 Strike: $8.26 $0.00
Disclosure

SEC source: 0000929638-23-002519 · form4.xml · derivative · entry 3

Bach Eric · CIK 0001872817 · SVP, Product & Chief Engineer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,663

Underlying: Common Stock · 408,663 shares

Expires 2030-09-10

F3 · derivative.exercise_date: These stock options will vest over four years, with 5/48th to vest on the first monthly anniversary of the grant date and the remainder to vest 1/48th on each monthly anniversary thereafter.

Read SEC document
September 10, 2023 Filed Sep 13, 2023 01:09 UTC
Bach EricSVP, Product & Chief Engineer
Tax withholdingClass A Common Stock 28,836 $5.84 $168,402.24
Disclosure

SEC source: 0000929638-23-002519 · form4.xml · nonDerivative · entry 2

Bach Eric · CIK 0001872817 · SVP, Product & Chief Engineer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000,956

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs reported on this Form 4.

Read SEC document
September 10, 2023 Filed Sep 13, 2023 01:09 UTC
Bach EricSVP, Product & Chief Engineer
GrantClass A Common Stock 408,663 $0.00 $0.00
Disclosure

SEC source: 0000929638-23-002519 · form4.xml · nonDerivative · entry 1

Bach Eric · CIK 0001872817 · SVP, Product & Chief Engineer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,029,792

F1 · shares: These restricted stock units ("RSUs") vest over four years, with 1/8th vesting on the grant date and the remainder of the RSUs to vest 1/16th on each March 5, June 5, September 5, and December 5 annually thereafter.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 19:13 UTC
Rawlinson Peter DoreDirector · CEO & Chief Technology Officer
Tax withholdingClass A Common Stock 466,751 $6.36 $2,968,536.36
Disclosure

SEC source: 0000929638-23-002488 · form4.xml · nonDerivative · entry 1

Rawlinson Peter Dore · CIK 0001873374 · Director · CEO & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,246,147

F1 · shares: Represent shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on a Form 4 filed on July 27, 2021.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 23:12 UTC
House Sherry AnnChief Financial Officer
Tax withholdingClass A Common Stock 30,597 $6.36 $194,596.92
Disclosure

SEC source: 0000929638-23-002487 · form4.xml · nonDerivative · entry 1

House Sherry Ann · CIK 0001872887 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 686,304

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on Forms 4 filed on July 27, 2021 and June 8, 2022.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 23:11 UTC
Dhingra GaganVP of Acctng & Internal Ctrl
Tax withholdingClass A Common Stock 1,929 $6.36 $12,268.44
Disclosure

SEC source: 0000929638-23-002486 · form4.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,057

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on Forms 4 filed on December 15, 2021 and June 8, 2022.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 23:10 UTC
Bell MichaelSenior Vice President, Digital
Tax withholdingClass A Common Stock 53,022 $6.36 $337,219.92
Disclosure

SEC source: 0000929638-23-002485 · form4.xml · nonDerivative · entry 1

Bell Michael · CIK 0001421857 · Senior Vice President, Digital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,102,516

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on Forms 4 filed on July 27, 2021 and June 8, 2022.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 23:08 UTC
Bach EricSVP, Product & Chief Engineer
Tax withholdingClass A Common Stock 32,993 $6.36 $209,835.48
Disclosure

SEC source: 0000929638-23-002484 · form4.xml · nonDerivative · entry 1

Bach Eric · CIK 0001872817 · SVP, Product & Chief Engineer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,621,129

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on Forms 4 filed on July 27, 2021 and June 8, 2022.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 17:09 UTC
PUBLIC INVESTMENT FUNDDirector · 10% owner
Ayar Third Investment CoDirector · 10% owner
PurchaseClass A Common Stock 265,693,703 $6.83 $1,814,687,991.49
Disclosure

SEC source: 0001104659-23-074791 · tm2319462-1_4seq1.xml · nonDerivative · entry 1

PUBLIC INVESTMENT FUND · CIK 0001767640 · Director · 10% owner

Ayar Third Investment Co · CIK 0001874832 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayar Third Investment Company

Disclosed balance after: 1,366,658,905

F1 · shares: On May 31, 2023, Lucid Group, Inc. (the "Issuer") announced it had priced an underwritten public offering of 173,544,948 shares of its common stock for aggregate gross proceeds to the Issuer of approximately $1.2 billion (the "Public Offering"). On June 22, 2023, Ayar Third Investment Company ("Ayar") purchased from the Issuer 265,693,703 shares of Issuer common stock in a private placement for an aggregate purchase price of approximately $1.8 billion in a private placement pursuant to a subscription agreement entered into concurrently with the Public Offering.

F2 · ownership.direct: Ayar is a wholly-owned subsidiary of The Public Investment Fund of Saudi Arabia ("PIF"), and as such PIF may be deemed to beneficially own the Shares held by Ayar. In addition, each of H.E. Yasir O. Al Rumayyan, the Governor of PIF, and Turqui A. Alnowaiser, Deputy Governor and Head of the International Investments Division of the PIF, may be deemed to beneficially own the shares owned by Ayar by virtue of shared power to vote the shares. Neither H.E. Al Rumayyan nor Mr. Alnowaiser has any, and each and disclaims, any pecuniary interest in the shares.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 17:00 UTC
Rawlinson Peter DoreDirector · CEO & Chief Technology Officer
Tax withholdingClass A Common Stock 466,749 $6.60 $3,080,543.40
Disclosure

SEC source: 0000929638-23-001691 · form4.xml · nonDerivative · entry 1

Rawlinson Peter Dore · CIK 0001873374 · Director · CEO & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,712,898

F1 · shares: Represent shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on a Form 4 filed on July 27, 2021.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 21:02 UTC
Dhingra GaganVP of Acctng & Internal Ctrl
Tax withholdingClass A Common Stock 1,929 $6.60 $12,731.40
Disclosure

SEC source: 0000929638-23-001694 · form4.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,986

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on Forms 4 filed on December 15, 2021 and June 8, 2022.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 21:02 UTC
Bach EricSVP, Product & Chief Engineer
Tax withholdingClass A Common Stock 32,993 $6.60 $217,753.80
Disclosure

SEC source: 0000929638-23-001693 · form4.xml · nonDerivative · entry 1

Bach Eric · CIK 0001872817 · SVP, Product & Chief Engineer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,654,122

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on Forms 4 filed on July 27, 2021 and June 8, 2022.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 21:01 UTC
Bell MichaelSenior Vice President, Digital
Tax withholdingClass A Common Stock 53,023 $6.60 $349,951.80
Disclosure

SEC source: 0000929638-23-001692 · form4.xml · nonDerivative · entry 1

Bell Michael · CIK 0001421857 · Senior Vice President, Digital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,155,538

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on Forms 4 filed on July 27, 2021 and June 8, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.