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Nasdaq · USD

LBTYA

Liberty Global Ltd.

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4116
SEC CIK
0001570585
Parsed reports
814

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2017 Filed Feb 15, 2018 02:04 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherLiLAC Share Appreciation Rights A · Derivative 2,844 $0.00 Strike: $23.91 $0.00
Disclosure

SEC source: 0001570585-18-000086 · wf-form5_151866024260326.xml · derivative · entry 13

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 2,844 shares

Expires 2019-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:04 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherLiLAC Share Appreciation Rights A · Derivative 5,696 $0.00 Strike: $35.44 $0.00
Disclosure

SEC source: 0001570585-18-000086 · wf-form5_151866024260326.xml · derivative · entry 12

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 5,696 shares

Expires 2020-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:04 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherLiLAC Share Appreciation Rights A · Derivative 2,283 $0.00 Strike: $31.91 $0.00
Disclosure

SEC source: 0001570585-18-000086 · wf-form5_151866024260326.xml · derivative · entry 11

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 2,283 shares

Expires 2020-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:04 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherLiLAC Share Appreciation Rights A · Derivative 21,296 $0.00 Strike: $33.35 $0.00
Disclosure

SEC source: 0001570585-18-000086 · wf-form5_151866024260326.xml · derivative · entry 10

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 21,296 shares

Expires 2020-06-24

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:04 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherLiLAC Share Appreciation Rights A · Derivative 8,531 $0.00 Strike: $30.02 $0.00
Disclosure

SEC source: 0001570585-18-000086 · wf-form5_151866024260326.xml · derivative · entry 9

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 8,531 shares

Expires 2020-06-24

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F7 · derivative.exercise_date: The SARs are immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:04 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherLiLAC Share Appreciation Rights A · Derivative 2,688 $0.00 Strike: $35.06 $0.00
Disclosure

SEC source: 0001570585-18-000086 · wf-form5_151866024260326.xml · derivative · entry 8

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 2,688 shares

Expires 2021-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:04 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherLiLAC Share Appreciation Rights A · Derivative 6,711 $0.00 Strike: $38.94 $0.00
Disclosure

SEC source: 0001570585-18-000086 · wf-form5_151866024260326.xml · derivative · entry 7

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 6,711 shares

Expires 2021-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The SARS provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing February 1, 2015.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:04 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherLiLAC Share Appreciation Rights A · Derivative 2,102 $0.00 Strike: $45.52 $0.00
Disclosure

SEC source: 0001570585-18-000086 · wf-form5_151866024260326.xml · derivative · entry 6

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 2,102 shares

Expires 2022-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:04 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherLiLAC Share Appreciation Rights A · Derivative 5,228 $0.00 Strike: $50.55 $0.00
Disclosure

SEC source: 0001570585-18-000086 · wf-form5_151866024260326.xml · derivative · entry 5

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 5,228 shares

Expires 2022-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing February 1, 2016.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:04 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherLiLAC Share Appreciation Rights A · Derivative 6,042 $0.00 Strike: $39.48 $0.00
Disclosure

SEC source: 0001570585-18-000086 · wf-form5_151866024260326.xml · derivative · entry 4

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 6,042 shares

Expires 2023-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:04 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherLiLAC Share Appreciation Rights A · Derivative 2,422 $0.00 Strike: $37.53 $0.00
Disclosure

SEC source: 0001570585-18-000086 · wf-form5_151866024260326.xml · derivative · entry 3

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 2,422 shares

Expires 2023-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:04 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherLiLAC Share Appreciation Rights A · Derivative 5,696 $0.00 Strike: $21.43 $0.00
Disclosure

SEC source: 0001570585-18-000086 · wf-form5_151866024260326.xml · derivative · entry 2

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 5,696 shares

Expires 2024-05-01

F2 · kind: In connection with the Split-Off, the SARs were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the SARs were granted, to SARs of Splitco with the same terms, conditions and share class as the Issuer's SARs. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.

Read SEC document
December 29, 2017 Filed Feb 15, 2018 02:04 UTC
HALL BRYAN HEVP, Gen Counsel & Secretary
OtherLiLAC Class A 7,027 $0.00 $0.00
Disclosure

SEC source: 0001570585-18-000086 · wf-form5_151866024260326.xml · nonDerivative · entry 1

HALL BRYAN H · CIK 0001292152 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 1,045 $0.00 Strike: $14.21 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 16

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,045 shares

Expires 2018-06-12

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 522 $0.00 Strike: $14.86 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 15

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 522 shares

Expires 2018-06-12

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 1,304 $0.00 Strike: $16.24 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 14

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,304 shares

Expires 2018-06-12

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 2,608 $0.00 Strike: $15.53 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 13

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 2,608 shares

Expires 2018-06-12

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 652 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 12

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 652 shares

Expires 2019-06-17

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 1,304 $0.00 Strike: $7.34 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 11

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,304 shares

Expires 2019-06-17

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 522 $0.00 Strike: $6.71 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 10

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 522 shares

Expires 2019-06-17

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 261 $0.00 Strike: $6.72 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 9

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 261 shares

Expires 2019-06-17

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 183 $0.00 Strike: $13.18 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 8

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 183 shares

Expires 2020-06-17

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 366 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 7

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 366 shares

Expires 2020-06-17

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 146 $0.00 Strike: $12.13 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 6

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 146 shares

Expires 2020-06-17

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 73 $0.00 Strike: $12.06 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 5

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 73 shares

Expires 2020-06-17

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 575 $0.00 Strike: $36.16 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 4

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 575 shares

Expires 2020-06-28

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 499 $0.00 Strike: $30.72 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 499 shares

Expires 2020-06-28

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 230 $0.00 Strike: $33.08 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 230 shares

Expires 2020-06-28

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 1,245 $0.00 Strike: $33.58 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,245 shares

Expires 2020-06-28

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 108 $0.00 Strike: $18.19 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 16

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 108 shares

Expires 2021-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 52 $0.00 Strike: $18.84 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 15

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 52 shares

Expires 2021-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 270 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 14

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 270 shares

Expires 2021-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 129 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 13

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 129 shares

Expires 2021-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 284 $0.00 Strike: $37.95 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 12

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 284 shares

Expires 2021-06-26

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 708 $0.00 Strike: $41.47 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 11

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 708 shares

Expires 2021-06-26

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 99 $0.00 Strike: $21.84 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 10

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 99 shares

Expires 2022-06-19

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 511 $0.00 Strike: $23.20 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 9

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 511 shares

Expires 2022-06-19

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 204 $0.00 Strike: $21.22 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 8

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 204 shares

Expires 2022-06-19

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 247 $0.00 Strike: $23.87 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 7

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 247 shares

Expires 2022-06-19

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 213 $0.00 Strike: $47.89 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 6

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 213 shares

Expires 2022-06-25

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 533 $0.00 Strike: $51.95 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 5

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 533 shares

Expires 2022-06-25

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 292 $0.00 Strike: $37.48 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 4

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 292 shares

Expires 2023-06-16

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 728 $0.00 Strike: $37.18 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 728 shares

Expires 2023-06-16

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option C (right to buy) · Derivative 1,788 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,788 shares

Expires 2024-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC
SPARKMAN J CDirector
OtherLiLAC Class C 4,622 $0.00 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option A (right to buy) · Derivative 1,310 $0.00 Strike: $15.79 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 20

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 1,310 shares

Expires 2018-06-12

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option A (right to buy) · Derivative 524 $0.00 Strike: $14.21 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 19

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 524 shares

Expires 2018-06-12

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option A (right to buy) · Derivative 262 $0.00 Strike: $6.42 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 18

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 262 shares

Expires 2019-06-17

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option A (right to buy) · Derivative 655 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 17

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 655 shares

Expires 2019-06-17

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC
SPARKMAN J CDirector
OtherLiLAC Share Option A (right to buy) · Derivative 73 $0.00 Strike: $11.52 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 16

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 73 shares

Expires 2020-06-17

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.