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OTC · USD

LBSR

LIBERTY STAR URANIUM & METALS CORP.

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Tapewire entity
8425
SEC CIK
0001172178
Parsed reports
79

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2023 Filed Aug 15, 2023 22:09 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseCommon Stock 100,000 $0.06 $6,000.00
Disclosure

SEC source: 0001493152-23-029046 · ownership.xml · nonDerivative · entry 2

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document
August 11, 2023 Filed Aug 15, 2023 22:09 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseCommon Stock 100,200 $0.62 $62,124.00
Disclosure

SEC source: 0001493152-23-029046 · ownership.xml · nonDerivative · entry 1

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,200

F1 · security: On August 11, 2023, the reporting person acquired shares on the open market.

Read SEC document
August 11, 2023 Filed Aug 16, 2023 10:04 UTC Amendment
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseCommon Stock 100,000 $0.06 $6,000.00
Disclosure

SEC source: 0001493152-23-029070 · ownership.xml · nonDerivative · entry 2

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · security: On August 11, 2023, the reporting person acquired shares on the open market.

Read SEC document
August 11, 2023 Filed Aug 16, 2023 10:04 UTC Amendment
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseCommon Stock 100,200 $0.06 $6,212.40
Disclosure

SEC source: 0001493152-23-029070 · ownership.xml · nonDerivative · entry 1

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,200

F1 · security: On August 11, 2023, the reporting person acquired shares on the open market.

F2 · price: The original Form 4, filed on August 15, 2023, is being amended by this Form 4 amendment to correct an error, which was a price point of $0.62 when the correct price point was $0.062.

Read SEC document
July 17, 2023 Filed Jul 20, 2023 01:58 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseWarrants · Derivative 595,422 $0.04 Strike: $0.04 $25,007.72
Disclosure

SEC source: 0001493152-23-024971 · ownership.xml · derivative · entry 2

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595,422

Underlying: Common Stock · 595,422 shares

Expires 2026-07-19

F2 · security: On July 17 2023, the reporting person acquired in same private placement 1/2 warrants (right to buy) per share of stock purchased as the warrant portion of the unit priced same as share price.

F3 · security: Warrants (right to buy) must be exercised within three years after which they expire.

F4 · derivative.exercise_price: Price is rounded up from 6 to 3 digits to fit filing restrictions.

F4 · price: Price is rounded up from 6 to 3 digits to fit filing restrictions.

Read SEC document
July 17, 2023 Filed Jul 20, 2023 01:58 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseCommon Stock 1,190,845 $0.04 $50,015.49
Disclosure

SEC source: 0001493152-23-024971 · ownership.xml · nonDerivative · entry 1

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,190,845

F1 · security: On July 17, 2023, the reporting person acquired share units in a private placement purchase including 1 share and 1/2 warrant (right to buy) per share. Price is set by an average VWAP 4 day look back period.

F4 · price: Price is rounded up from 6 to 3 digits to fit filing restrictions.

Read SEC document
July 12, 2023 Filed Jul 13, 2023 20:02 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseWarrants · Derivative 705,326 $0.06 Strike: $0.06 $45,493.53
Disclosure

SEC source: 0001493152-23-024461 · ownership.xml · derivative · entry 2

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 705,326

Underlying: Common Stock · 705,326 shares

Expires 2026-07-11

F2 · security: On July 11 2023, the reporting person acquired in same private placement 1/2 warrants (right to buy) per share of stock purchased as the warrant portion of the unit priced at 40% higher price than share price.

F3 · security: Warrants (right to buy) must be exercised within three years after which they expire.

Read SEC document
July 12, 2023 Filed Jul 13, 2023 20:02 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseCommon Stock 1,410,652 $0.05 $65,031.06
Disclosure

SEC source: 0001493152-23-024461 · ownership.xml · nonDerivative · entry 1

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410,652

F1 · security: On July 11, 2023, the reporting person acquired share units in a private placement purchase including 1 share and 1/2 warrant (right to buy) per share. Price is set by an average VWAP 4 day look back period.

Read SEC document
July 12, 2023 Filed Jul 19, 2023 21:55 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseWarrants · Derivative 705,326 $0.05 Strike: $0.05 $32,515.53
Disclosure

SEC source: 0001493152-23-024961 · ownership.xml · derivative · entry 1

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 705,326

Underlying: Common Stock · 705,326 shares

Expires 2026-07-11

F1 · security: July 17 2023, the BOD voted that warrants for board members be priced same as units price and adjusted retroactively for the 7.11.2023 acquisition. The reporting person acquired in same private placement 1/2 warrants (right to buy) per share of stock purchased as the warrant portion of the unit priced at the same price as unit price.

F2 · security: Warrants (right to buy) must be exercised within three years after which they expire.

Read SEC document
June 22, 2023 Filed Dec 4, 2023 11:07 UTC GrantStock Option · Derivative 150,000 $0.05 Strike: $0.05 $7,500.00
Disclosure

SEC source: 0001493152-23-043485 · ownership.xml · derivative · entry 2

Hemmerly Nicholas H. · CIK 0001846834 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-07-22

F2 · security: Stock Option (right to purchase) awarded for services as a director.

F3 · deemedExecutionDate: 75,000 vested immediately, 75,000 vesting on July 1, 2024.

F3 · derivative.exercise_date: 75,000 vested immediately, 75,000 vesting on July 1, 2024.

Read SEC document
June 12, 2023 Filed Jun 16, 2023 20:35 UTC
O'HEERON PETEDirector · COB, Secretary, Treasure · 10% owner
PurchaseWarrants · Derivative 232,472 $0.08 Strike: $0.08 $17,481.89
Disclosure

SEC source: 0001493152-23-021689 · ownership.xml · derivative · entry 2

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasure · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,472

Underlying: Common Stock · 232,472 shares

Expires 2026-06-09

F2 · security: On June 12, 2023, the reporting person acquired in same private placement 1/2 warrants (right to buy) per share of stock purchased as the warrant portion of the unit priced at 40% higher price than share price.

F3 · security: Warrants (right to buy) must be exercised within three years after which they expire.

Read SEC document
June 12, 2023 Filed Jun 16, 2023 20:35 UTC
O'HEERON PETEDirector · COB, Secretary, Treasure · 10% owner
PurchaseCommon Stock 464,943 $0.05 $24,967.44
Disclosure

SEC source: 0001493152-23-021689 · ownership.xml · nonDerivative · entry 1

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasure · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 464,943

F1 · security: On June 12,2023, the reporting person acquired share units in a private placement purchase including I share and 1/2 warrant (right to buy) per share. Price is set by an average VWAP 4 day look back period.

Read SEC document
March 14, 2023 Filed Mar 31, 2023 16:30 UTC
GROSS BRETTDirector · CEO & President · 10% owner
PurchaseCommon Stock 250,000 $0.07 $16,750.00
Disclosure

SEC source: 0001493152-23-010045 · ownership.xml · nonDerivative · entry 1

GROSS BRETT · CIK 0001646066 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

F1 · security: Stock is held in DRS acct. at TA & encumbered by a recourse loan also on file at TA..

Read SEC document
January 30, 2023 Filed Feb 6, 2023 23:13 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseWarrants · Derivative 40,282 $0.18 Strike: $0.18 $7,089.63
Disclosure

SEC source: 0001493152-23-003739 · ownership.xml · derivative · entry 2

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,282

Underlying: Common Stock · 40,282 shares

Expires 2026-01-30

F2 · security: On January 30, 2023 the reporting person acquired in same private placement 1/2 warrants (right to buy) per share of stock purchased as the warrant portion of the unit priced at 40% higher price than share price.

F3 · security: Warrants (right to buy) must be exercised within three years after which they expire.

Read SEC document
January 30, 2023 Filed Feb 6, 2023 23:13 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseCommon Stock 80,564 $0.13 $10,151.06
Disclosure

SEC source: 0001493152-23-003739 · ownership.xml · nonDerivative · entry 1

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,564

F1 · security: On January 30, 2023 the reporting person acquired share units in a private placement purchase including I share and 1/2 warrant (right to buy) per share. Price is set by an average VWAP 4 day look back period.

Read SEC document
December 02, 2022 Filed Dec 3, 2022 01:19 UTC
O'HEERON PETEDirector · COB, Secretary, Treasure · 10% owner
PurchaseWarrants · Derivative 31,553 $0.14 Strike: $0.14 $4,543.63
Disclosure

SEC source: 0001493152-22-034373 · ownership.xml · derivative · entry 2

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasure · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,553

Underlying: Common Stock · 31,553 shares

Expires 2025-11-30

F2 · security: On December 2, 2022, the reporting person acquired in same private placement 1/2 warrants (right to buy) per share of stock purchased as the warrant portion of the unit priced at 40% higher price than share price.

F3 · security: Warrants (right to buy) must be exercised within three years after which they expire.

Read SEC document
December 02, 2022 Filed Dec 3, 2022 01:19 UTC
O'HEERON PETEDirector · COB, Secretary, Treasure · 10% owner
PurchaseCommon Stock 63,107 $0.10 $6,500.02
Disclosure

SEC source: 0001493152-22-034373 · ownership.xml · nonDerivative · entry 1

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasure · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,107

F1 · security: On December 2, 2022, the reporting person acquired share units in a private placement purchase including I share and 1/2 warrant (right to buy) per share. Price is set by an average VWAP 4 day look back period.

Read SEC document
October 13, 2022 Filed Oct 14, 2022 19:26 UTC PurchaseCommon Stock 95,000 $0.15 $14,250.00
Disclosure

SEC source: 0001493152-22-028446 · ownership.xml · nonDerivative · entry 1

Streety Vann Eugene · CIK 0001753244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

F1 · security: Stock is held in DRS acct. at TA & encumbered by a recourse loan also on file at TA.

Read SEC document
October 11, 2022 Filed Oct 14, 2022 19:26 UTC PurchaseCommon Stock 95,000 $0.15 $14,250.00
Disclosure

SEC source: 0001493152-22-028445 · ownership.xml · nonDerivative · entry 1

Munroe W. Bradley · CIK 0001752844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

F1 · security: Stock is held in DRS acct. at TA & encumbered by a recourse loan also on file at TA.

Read SEC document
October 03, 2022 Filed Oct 6, 2022 20:26 UTC PurchaseCommon Stock 75,000 $0.15 $11,250.00
Disclosure

SEC source: 0001493152-22-027808 · ownership.xml · nonDerivative · entry 1

Gordon Boyd Charles · CIK 0001783336 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · security: Stock is held in DRS acct. at TA & encumbered by a recourse loan also on file at TA.

Read SEC document
October 03, 2022 Filed Oct 6, 2022 20:23 UTC
MADARIS PATRICIACFO & VP Finance
PurchaseCommon Stock 150,000 $0.15 $22,500.00
Disclosure

SEC source: 0001493152-22-027806 · ownership.xml · nonDerivative · entry 1

MADARIS PATRICIA · CIK 0001651528 · CFO & VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F1 · security: Stock is held in DRS acct. at TA & encumbered by a recourse loan also on file at TA.

Read SEC document
October 03, 2022 Filed Oct 6, 2022 19:45 UTC
O'HEERON PETEDirector · COB, Sec. & Treas. · 10% owner
PurchaseCommon Stock 74,000 $0.15 $11,100.00
Disclosure

SEC source: 0001493152-22-027797 · ownership.xml · nonDerivative · entry 1

O'HEERON PETE · CIK 0001569334 · Director · COB, Sec. & Treas. · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,000

F1 · security: Stock is held in DRS acct. at TA & encumbered by a recourse loan also on file at TA.

Read SEC document
October 03, 2022 Filed Oct 6, 2022 19:28 UTC PurchaseCommon Stock 75,000 $0.15 $11,250.00
Disclosure

SEC source: 0001493152-22-027794 · ownership.xml · nonDerivative · entry 1

Guarnera Bernard John · CIK 0001580858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · security: Stock is held in DRS acct. at TA & encumbered by a recourse loan also on file at TA.

Read SEC document
August 12, 2022 Filed Aug 23, 2022 16:48 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseWarrants · Derivative 13,369 $0.26 Strike: $0.26 $3,502.68
Disclosure

SEC source: 0001493152-22-023807 · ownership.xml · derivative · entry 2

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,369

Underlying: Common Stock · 13,369 shares

Expires 2025-08-12

F2 · security: On August 12 2022, the reporting person acquired in same private placement 1/2 warrants (right to buy) per share of stock purchased as the warrant portion of the unit priced at 40% higher price than share price.

F3 · security: Warrants (right to buy) must be exercised within three years after which they expire.

Read SEC document
August 12, 2022 Filed Aug 23, 2022 16:48 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseCommon Stock 26,738 $0.19 $5,000.01
Disclosure

SEC source: 0001493152-22-023807 · ownership.xml · nonDerivative · entry 1

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,738

F1 · security: On August 12, 2022, the reporting person acquired share units in a private placement purchase including 1 share and 1/2 warrant (right to buy) per share. Price is set by an average VWAP 4 day look back period

Read SEC document
January 05, 2022 Filed Jan 14, 2022 17:49 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseWarrants · Derivative 466,227 $0.38 Strike: $0.38 $175,767.58
Disclosure

SEC source: 0001493152-22-001222 · ownership.xml · derivative · entry 2

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,227

Underlying: Common Stock · 466,227 shares

Expires 2025-01-05

F2 · security: On January 5, 2022, the reporting person acquired in same private placement 1/2 warrants (right to buy) per share of stock purchased as the warrant portion of the unit priced at 40% higher price than share price.

F3 · security: Warrants (right to buy) must be exercised within three years after which they expire.

Read SEC document
January 05, 2022 Filed Jan 14, 2022 17:49 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseCommon Stock 932,454 $0.27 $250,830.13
Disclosure

SEC source: 0001493152-22-001222 · ownership.xml · nonDerivative · entry 1

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932,454

F1 · security: On January 5, 2022, the reporting person acquired share units in a private placement purchase including 1 share and 1/2 warrant (right to buy) per share. Price is set by an average VWAP 4 day look back period.

Read SEC document
January 05, 2022 Filed Jan 14, 2022 16:12 UTC
GROSS BRETTDirector · President & CEO · 10% owner
PurchaseWarrants · Derivative 697,690 $0.38 Strike: $0.38 $263,029.13
Disclosure

SEC source: 0001493152-22-001214 · ownership.xml · derivative · entry 2

GROSS BRETT · CIK 0001646066 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,690

Underlying: Common Stock · 697,690 shares

Expires 2025-01-05

F2 · security: On January 5, 2022, the reporting person acquired in same private placement 1/2 warrants (right to buy) per share of stock purchased as the warrant portion of the unit priced at 40% higher price than share price $0.377.

F3 · security: Warrants (right to buy) must be exercised with-in three years after which they expire.

Read SEC document
January 05, 2022 Filed Jan 14, 2022 16:12 UTC
GROSS BRETTDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,395,379 $0.27 $375,356.95
Disclosure

SEC source: 0001493152-22-001214 · ownership.xml · nonDerivative · entry 1

GROSS BRETT · CIK 0001646066 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395,379

F1 · security: On January 5, 2022, the reporting person acquired share units in a private placement purchase including 1 share and 1/2 warrant (right to buy) per share. Price is set by an average VWAP 4 day look back period.

Read SEC document
October 04, 2021 Filed Oct 13, 2021 23:26 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseWarrants · Derivative 12,993 $0.81 Strike: $0.81 $10,498.34
Disclosure

SEC source: 0001493152-21-025352 · ownership.xml · derivative · entry 2

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,993

Underlying: Common Stock · 12,993 shares

Expires 2024-10-04

F2 · security: On October 4, 2021, the reporting person acquired in same private placement 1/2 warrants (right to buy) per share of stock purchased as the warrant portion of the unit priced at 40% higher price than share price.

F3 · security: Warrants (right to buy) must be exercised within three years after which they expire.

Read SEC document
October 04, 2021 Filed Oct 13, 2021 23:26 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseCommon Stock 25,986 $0.58 $14,993.92
Disclosure

SEC source: 0001493152-21-025352 · ownership.xml · nonDerivative · entry 1

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,986

F1 · security: On October 4, 2021, the reporting person acquired share units in a private placement purchase including 1 share and 1/2 warrant (right to buy) per share. Price is set by an average VWAP 4 day look back period.

Read SEC document
October 01, 2021 Filed Oct 13, 2021 23:23 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseWarrants · Derivative 30,444 $0.81 Strike: $0.81 $24,507.42
Disclosure

SEC source: 0001493152-21-025350 · ownership.xml · derivative · entry 2

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,444

Underlying: Common Stock · 30,444 shares

Expires 2024-10-01

F2 · security: On October 1, 2021, the reporting person acquired in same private placement 1/2 warrants (right to buy) per share of stock purchased as the warrant portion of the unit priced at 40% higher price than share price.

F3 · security: Warrants (right to buy) must be exercised within three years after which they expire.

Read SEC document
October 01, 2021 Filed Oct 13, 2021 23:23 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseCommon Stock 60,887 $0.58 $35,010.03
Disclosure

SEC source: 0001493152-21-025350 · ownership.xml · nonDerivative · entry 1

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,887

F1 · security: On October1, 2021, the reporting person acquired share units in a private placement purchase including 1 share and 1/2 warrant (right to buy) per share. Price is set by an average VWAP 4 day look back period.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 23:20 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseWarrants · Derivative 7,363 $1.43 Strike: $1.43 $10,499.64
Disclosure

SEC source: 0001493152-21-007787 · ownership.xml · derivative · entry 2

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,363

Underlying: Common Stock · 7,363 shares

Expires 2024-04-01

F2 · security: On April 1, 2021, the reporting person acquired in same private placement 1/2 warrants (right to buy) per share of stock purchased as the warrant portion of the unit priced at 40% higher price than share price.

F3 · security: Warrants (right to buy) must be exercised within three years after which they expire.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 23:20 UTC
O'HEERON PETEDirector · COB, Secretary, Treasurer · 10% owner
PurchaseCommon Stock 14,726 $1.02 $15,005.79
Disclosure

SEC source: 0001493152-21-007787 · ownership.xml · nonDerivative · entry 1

O'HEERON PETE · CIK 0001569334 · Director · COB, Secretary, Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,726

F1 · security: On April 1, 2021, the reporting person acquired share units in a private placement purchase including 1 share and 1/2 warrant (right to buy) per share. Price is set by an average VWAP 4 day look back period.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:30 UTC
GROSS BRETTDirector · President & CEO · 10% owner
PurchaseWarrants · Derivative 24,706 $1.56 Strike: $1.56 $38,491.95
Disclosure

SEC source: 0001493152-21-007117 · ownership.xml · derivative · entry 2

GROSS BRETT · CIK 0001646066 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,706

Underlying: Common Stock · 24,706 shares

Expires 2024-03-25

F2 · security: On March 25,2021, the reporting person acquired in same private placement 1/2 warrants (right to buy) per share of stock purchased as the warrant portion of the unit priced at 40% higher price than share price or $1.558.

F3 · security: Warrants (right to buy) must be exercised within three years after which they expire.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:30 UTC
GROSS BRETTDirector · President & CEO · 10% owner
PurchaseCommon Stock 49,412 $1.11 $54,995.56
Disclosure

SEC source: 0001493152-21-007117 · ownership.xml · nonDerivative · entry 1

GROSS BRETT · CIK 0001646066 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,412

F1 · security: On March 25, 2021, the reporting person acquired share units in a private placement purchase including 1 share and 1/2 warrant (right to buy) per share. Price is set by an average VWAP 4 day look back period.

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March 23, 2021 Filed Mar 27, 2021 00:05 UTC
GROSS BRETTDirector · President & CEO · 10% owner
PurchaseWarrants · Derivative 8,503 $1.65 Strike: $1.65 $13,995.94
Disclosure

SEC source: 0001493152-21-006969 · ownership.xml · derivative · entry 2

GROSS BRETT · CIK 0001646066 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,503

Underlying: Common Stock · 8,503 shares

Expires 2024-03-23

F2 · security: On March 23,2021, the reporting person acquired in same private placement 1/2 warrants (right to buy) per share of stock purchased as the warrant portion of the unit priced at 40% higher price than share price $1.646.

F3 · security: Warrants (right to buy) must be exercised with in three years after which they expire.

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March 23, 2021 Filed Mar 27, 2021 00:05 UTC
GROSS BRETTDirector · President & CEO · 10% owner
PurchaseCommon Stock 17,006 $1.18 $19,999.06
Disclosure

SEC source: 0001493152-21-006969 · ownership.xml · nonDerivative · entry 1

GROSS BRETT · CIK 0001646066 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,006

F1 · security: On March 23, 2021, the reporting person acquired share units in a private placement purchase including 1 share and 1/2 warrant (right to buy) per share. Price is set by an average VWAP 4 day look back period.

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June 30, 2020 Filed Jul 1, 2020 17:19 UTC
O'HEERON PETEDirector · COB, Treasurer. & Secretary. · 10% owner
GrantClass A Common Stock 25,500,000 $0.00 $22,950.00
Disclosure

SEC source: 0001493152-20-012368 · ownership.xml · nonDerivative · entry 1

O'HEERON PETE · CIK 0001569334 · Director · COB, Treasurer. & Secretary. · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500,000

F1 · security: The holder of each issued and outstanding share of Class A Common Stock is entitled to 200 votes for each such share of Class A Common Stock. Class A Common Stock further described in LBSR 8K published 6.24.2020.

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June 30, 2020 Filed Jul 1, 2020 17:16 UTC
GROSS BRETTDirector · President & CEO · 10% owner
GrantClass A Common Stock 25,500,000 $0.00 $22,950.00
Disclosure

SEC source: 0001493152-20-012367 · ownership.xml · nonDerivative · entry 1

GROSS BRETT · CIK 0001646066 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500,000

F1 · security: The holder of each issued and outstanding share of Class A Common Stock is entitled to 200 votes for each such share of Class A Common Stock. Class A Common Stock further described in LBSR 8K published 6.24.2020.

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July 29, 2019 Filed Jul 31, 2019 17:09 UTC GrantStock Option (right to buy) · Derivative 15,000,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-19-011390 · ownership.xml · derivative · entry 1

Gordon Boyd Charles · CIK 0001783336 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000,000

Underlying: Common Stock · 15,000,000 shares

Expires 2029-07-29

F1 · security: Stock Options (right to buy) granted for Services as Director.

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July 26, 2019 Filed Jul 30, 2019 21:15 UTC GrantStock Option (Right to buy) · Derivative 15,000,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-19-011353 · ownership.xml · derivative · entry 1

Streety Vann Eugene · CIK 0001753244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000,000

Underlying: Common Stock · 15,000,000 shares

Expires 2029-07-26

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July 26, 2019 Filed Jul 30, 2019 21:29 UTC GrantStock Options · Derivative 15,000,000 $0.00 Strike: $0.00 $45,000.00
Disclosure

SEC source: 0001493152-19-011359 · ownership.xml · derivative · entry 3

Munroe W. Bradley · CIK 0001752844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000,000

Underlying: Common Stock · 15,000,000 shares

Expires 2029-07-26

F1 · security: Stock Options granted for Services as Director

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July 13, 2019 Filed Jul 30, 2019 21:29 UTC GrantWarrants extended · Derivative 4,400,440 $0.02 Strike: $0.02 $69,967.00
Disclosure

SEC source: 0001493152-19-011359 · ownership.xml · derivative · entry 1

Munroe W. Bradley · CIK 0001752844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400,440

Underlying: Common Stock · 4,400,440 shares

Expires 2022-07-13

F2 · kind: Warrants expired were extended three additional years for all warrants expiring in June & July 2019

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May 28, 2019 Filed Aug 1, 2019 19:06 UTC
GROSS BRETTDirector
OtherWarrants · Derivative 6,042,296 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001493152-19-011488 · ownership.xml · derivative · entry 4

GROSS BRETT · CIK 0001646066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,042,296

Underlying: Common Stock · 6,042,296 shares

Expires 2022-05-28

F2 · kind: On May 28, 2019, the reporting person and the issuer agreed to extend the expiration date of the warrant to purchase 6,042,296 shares of the issuer's common stock acquired on May 28, 2016. No other terms of the warrant were modified.

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May 28, 2019 Filed Aug 1, 2019 19:06 UTC
GROSS BRETTDirector
OtherWarrants · Derivative 6,042,296 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001493152-19-011488 · ownership.xml · derivative · entry 3

GROSS BRETT · CIK 0001646066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,042,296 shares

Expires 2019-05-28

F2 · kind: On May 28, 2019, the reporting person and the issuer agreed to extend the expiration date of the warrant to purchase 6,042,296 shares of the issuer's common stock acquired on May 28, 2016. No other terms of the warrant were modified.

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August 10, 2018 Filed Aug 1, 2019 19:06 UTC
GROSS BRETTDirector
Exercise / conversionWarrants · Derivative 33,613,455 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-19-011488 · ownership.xml · derivative · entry 6

GROSS BRETT · CIK 0001646066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,613,445

Underlying: Common Stock · 33,613,445 shares

Expires 2021-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On August 10, 2018, the reporting person and the issuer agreed to extend the expiration date of the warrant to purchase 33,613,445 shares of the issuer's common stock acquired on August 10, 2015. No other terms of the warrant were modified.

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August 10, 2018 Filed Aug 1, 2019 19:06 UTC
GROSS BRETTDirector
OtherWarrants · Derivative 33,613,455 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-19-011488 · ownership.xml · derivative · entry 5

GROSS BRETT · CIK 0001646066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,613,445 shares

Expires 2018-08-10

F3 · kind: On August 10, 2018, the reporting person and the issuer agreed to extend the expiration date of the warrant to purchase 33,613,445 shares of the issuer's common stock acquired on August 10, 2015. No other terms of the warrant were modified.

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October 13, 2017 Filed Jul 31, 2019 15:45 UTC PurchaseCommon Stock 226,619 $0.00 $407.91
Disclosure

SEC source: 0001493152-19-011385 · form4.xml · nonDerivative · entry 2

O'HEERON PETE · CIK 0001569334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,129,126

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.