Last 12 months
Inside the activity.
6 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2023 Filed Jun 8, 2023 20:05 UTC |
Roberts ElleryDirector · Chairman and CEO
|
OtherCommon Shares | 7,084 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-047450 · ownership.xml · nonDerivative · entry 3 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 383,639 F1 · price: On May 17, 2023, the warrants held by the reporting person were exercised on a cashless basis in accordance with a "forced exercise" provision, pursuant to which the warrants were exercised on a cashless basis for a number of common shares equal to the quotient of (i) eighty percent (80%) of the Black Scholes Value of the warrants divided by (ii) the exercise price of the warrants of $0.5948. Read SEC document |
| May 17, 2023 Filed Jun 8, 2023 20:05 UTC |
Roberts ElleryDirector · Chairman and CEO
|
SaleCommon Shares | 362 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-047450 · ownership.xml · nonDerivative · entry 2 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 376,555 F2 · kind: In accordance with the cashless exercise, 362 of the warrant shares were withheld to pay the exercise price and the reporting person was issued the remaining 555 shares. F1 · price: On May 17, 2023, the warrants held by the reporting person were exercised on a cashless basis in accordance with a "forced exercise" provision, pursuant to which the warrants were exercised on a cashless basis for a number of common shares equal to the quotient of (i) eighty percent (80%) of the Black Scholes Value of the warrants divided by (ii) the exercise price of the warrants of $0.5948. Read SEC document |
| May 17, 2023 Filed Jun 8, 2023 20:05 UTC |
Roberts ElleryDirector · Chairman and CEO
|
OtherCommon Shares | 917 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-047450 · ownership.xml · nonDerivative · entry 1 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 376,917 F1 · price: On May 17, 2023, the warrants held by the reporting person were exercised on a cashless basis in accordance with a "forced exercise" provision, pursuant to which the warrants were exercised on a cashless basis for a number of common shares equal to the quotient of (i) eighty percent (80%) of the Black Scholes Value of the warrants divided by (ii) the exercise price of the warrants of $0.5948. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 17:39 UTC |
Roberts ElleryDirector · Chairman and CEO
|
PurchaseCommon Shares | 6,000 | $1.61 | $9,660.00 |
DisclosureSEC source: 0001213900-22-073732 · ownership.xml · nonDerivative · entry 1 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,000 Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 15:57 UTC |
Froning PaulDirector
|
PurchaseCommon Shares | 1,240 | $2.50 | $3,100.00 |
DisclosureSEC source: 0001213900-22-053789 · ownership.xml · nonDerivative · entry 2 Froning Paul · CIK 0001381479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,938 Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 15:57 UTC |
Froning PaulDirector
|
PurchaseCommon Shares | 5,000 | $2.65 | $13,250.00 |
DisclosureSEC source: 0001213900-22-053789 · ownership.xml · nonDerivative · entry 1 Froning Paul · CIK 0001381479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,698 Read SEC document |
| August 29, 2022 Filed Aug 29, 2022 17:01 UTC |
Froning PaulDirector
|
PurchaseCommon Shares | 5,000 | $2.75 | $13,750.00 |
DisclosureSEC source: 0001213900-22-051854 · ownership.xml · nonDerivative · entry 5 Froning Paul · CIK 0001381479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,698 Read SEC document |
| August 29, 2022 Filed Aug 30, 2022 16:27 UTC |
Roberts ElleryDirector · Chairman and CEO
|
PurchaseCommon Shares | 3,000 | $2.75 | $8,235.00 |
DisclosureSEC source: 0001213900-22-052094 · ownership.xml · nonDerivative · entry 1 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,000 Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 17:01 UTC |
Froning PaulDirector
|
PurchaseCommon Shares | 4,000 | $3.10 | $12,400.00 |
DisclosureSEC source: 0001213900-22-051854 · ownership.xml · nonDerivative · entry 4 Froning Paul · CIK 0001381479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,698 Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 17:01 UTC |
Froning PaulDirector
|
PurchaseCommon Shares | 5,000 | $3.00 | $15,000.00 |
DisclosureSEC source: 0001213900-22-051854 · ownership.xml · nonDerivative · entry 3 Froning Paul · CIK 0001381479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,698 Read SEC document |
| August 24, 2022 Filed Aug 29, 2022 17:01 UTC |
Froning PaulDirector
|
OtherCommon Shares | 749 | $3.05 | $2,284.45 |
DisclosureSEC source: 0001213900-22-051854 · ownership.xml · nonDerivative · entry 2 Froning Paul · CIK 0001381479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,698 Read SEC document |
| August 23, 2022 Filed Aug 29, 2022 17:01 UTC |
Froning PaulDirector
|
OtherCommon Shares | 949 | $2.90 | $2,752.10 |
DisclosureSEC source: 0001213900-22-051854 · ownership.xml · nonDerivative · entry 1 Froning Paul · CIK 0001381479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,949 Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 15:41 UTC |
Roberts ElleryDirector · Chairman and CEO
|
PurchaseCommon Shares | 3,000 | $3.00 | $9,000.00 |
DisclosureSEC source: 0001213900-22-049558 · ownership.xml · nonDerivative · entry 1 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,000 Read SEC document |
| August 17, 2022 Filed Aug 22, 2022 18:51 UTC |
Howard Vernice LChief Financial Officer
|
OtherCommon Shares | 306 | $3.11 | $951.66 |
DisclosureSEC source: 0001213900-22-050013 · ownership.xml · nonDerivative · entry 1 Howard Vernice L · CIK 0001882805 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306 Read SEC document |
| May 19, 2022 Filed May 23, 2022 23:19 UTC |
Roberts ElleryDirector · Chairman and CEO · 10% owner
|
PurchaseWarrant to Purchase Common Shares · Derivative | 9,567 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-22-029094 · ownership.xml · derivative · entry 3 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,567 Underlying: Common Shares · 9,567 shares Expires 2025-05-19 Read SEC document |
| May 19, 2022 Filed May 23, 2022 23:19 UTC |
Roberts ElleryDirector · Chairman and CEO · 10% owner
|
PurchaseSeries B Senior Convertible Preferred Shares · Derivative | 9,567 | $3.00 | $28,701.00 |
DisclosureSEC source: 0001213900-22-029094 · ownership.xml · derivative · entry 2 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,234 Underlying: Common Shares · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each Series B Convertible Preferred Share, plus all accrued and unpaid dividends thereon, is convertible at the option of the holder into such number of fully paid and nonassessable Common Shares determined by dividing the stated value of $3.00 per share, plus the value of the accrued, but unpaid, dividends thereon, by the conversion price on such conversion date. The conversion price is initially equal to $3.00 per share, subject to adjustments. F2 · derivative.expiration_date: The Series B Convertible Preferred Shares have no expiration date. F1 · derivative.underlying_shares: Each Series B Convertible Preferred Share, plus all accrued and unpaid dividends thereon, is convertible at the option of the holder into such number of fully paid and nonassessable Common Shares determined by dividing the stated value of $3.00 per share, plus the value of the accrued, but unpaid, dividends thereon, by the conversion price on such conversion date. The conversion price is initially equal to $3.00 per share, subject to adjustments. Read SEC document |
| May 19, 2022 Filed May 23, 2022 23:19 UTC |
Roberts ElleryDirector · Chairman and CEO · 10% owner
|
PurchaseCommon Shares | 200 | $2.40 | $480.00 |
DisclosureSEC source: 0001213900-22-029094 · ownership.xml · nonDerivative · entry 1 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,456,000 Read SEC document |
| May 17, 2022 Filed May 18, 2022 20:19 UTC |
Roberts ElleryDirector · Chairman and CEO · 10% owner
|
PurchaseCommon Shares | 1,000 | $2.25 | $2,250.00 |
DisclosureSEC source: 0001213900-22-027947 · ownership.xml · nonDerivative · entry 1 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,455,800 Read SEC document |
| May 12, 2022 Filed May 18, 2022 20:19 UTC |
Roberts ElleryDirector · Chairman and CEO · 10% owner
|
PurchaseWarrant to Purchase Common Shares · Derivative | 16,667 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-22-027947 · ownership.xml · derivative · entry 3 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Shares · 16,667 shares Expires 2025-05-12 Read SEC document |
| May 12, 2022 Filed May 18, 2022 20:19 UTC |
Roberts ElleryDirector · Chairman and CEO · 10% owner
|
PurchaseSeries B Senior Convertible Preferred Shares · Derivative | 16,667 | $3.00 | $50,001.00 |
DisclosureSEC source: 0001213900-22-027947 · ownership.xml · derivative · entry 2 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,667 Underlying: Common Shares · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each Series B Convertible Preferred Share, plus all accrued and unpaid dividends thereon, is convertible at the option of the holder into such number of fully paid and nonassessable Common Shares determined by dividing the stated value of $3.00 per share, plus the value of the accrued, but unpaid, dividends thereon, by the conversion price on such conversion date. The conversion price is initially equal to $3.00 per share, subject to adjustments. F2 · derivative.expiration_date: The Series B Convertible Preferred Shares have no expiration date. F1 · derivative.underlying_shares: Each Series B Convertible Preferred Share, plus all accrued and unpaid dividends thereon, is convertible at the option of the holder into such number of fully paid and nonassessable Common Shares determined by dividing the stated value of $3.00 per share, plus the value of the accrued, but unpaid, dividends thereon, by the conversion price on such conversion date. The conversion price is initially equal to $3.00 per share, subject to adjustments. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 20:23 UTC |
Roberts ElleryDirector · Chairman and CEO · 10% owner
|
PurchaseWarrant to Purchase Common Shares · Derivative | 28,333 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-22-021164 · ownership.xml · derivative · entry 2 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,333 Underlying: Common Shares · 28,333 shares Expires 2025-04-20 Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 20:23 UTC |
Roberts ElleryDirector · Chairman and CEO · 10% owner
|
PurchaseSeries B Senior Convertible Preferred Shares · Derivative | 28,333 | $3.00 | $84,999.00 |
DisclosureSEC source: 0001213900-22-021164 · ownership.xml · derivative · entry 1 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Shares · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each Series B Convertible Preferred Share, plus all accrued and unpaid dividends thereon, is convertible at the option of the holder into such number of fully paid and nonassessable Common Shares determined by dividing the stated value of $3.00 per share, plus the value of the accrued, but unpaid, dividends thereon, by the conversion price on such conversion date. The conversion price is initially equal to $3.00 per share, subject to adjustments. F2 · derivative.expiration_date: The Series B Convertible Preferred Shares have no expiration date. F1 · derivative.underlying_shares: Each Series B Convertible Preferred Share, plus all accrued and unpaid dividends thereon, is convertible at the option of the holder into such number of fully paid and nonassessable Common Shares determined by dividing the stated value of $3.00 per share, plus the value of the accrued, but unpaid, dividends thereon, by the conversion price on such conversion date. The conversion price is initially equal to $3.00 per share, subject to adjustments. Read SEC document |
| February 24, 2022 Filed Mar 1, 2022 17:00 UTC |
Roberts ElleryDirector · Chairman and CEO · 10% owner
|
PurchaseWarrant to Purchase Common Shares · Derivative | 3,667 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-22-010011 · ownership.xml · derivative · entry 2 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667 Underlying: Common Shares · 3,667 shares Expires 2025-02-24 Read SEC document |
| February 24, 2022 Filed Mar 1, 2022 17:00 UTC |
Roberts ElleryDirector · Chairman and CEO · 10% owner
|
PurchaseSeries B Senior Convertible Preferred Shares · Derivative | 3,667 | $3.00 | $11,001.00 |
DisclosureSEC source: 0001213900-22-010011 · ownership.xml · derivative · entry 1 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667 Underlying: Common Shares · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each Series B Convertible Preferred Share, plus all accrued and unpaid dividends thereon, is convertible at the option of the holder into such number of fully paid and nonassessable Common Shares determined by dividing the stated value of $3.00 per share, plus the value of the accrued, but unpaid, dividends thereon, by the conversion price on such conversion date. The conversion price is initially equal to $3.00 per share, subject to adjustments. F2 · derivative.expiration_date: The Series B Convertible Preferred Shares have no expiration date. F1 · derivative.underlying_shares: Each Series B Convertible Preferred Share, plus all accrued and unpaid dividends thereon, is convertible at the option of the holder into such number of fully paid and nonassessable Common Shares determined by dividing the stated value of $3.00 per share, plus the value of the accrued, but unpaid, dividends thereon, by the conversion price on such conversion date. The conversion price is initially equal to $3.00 per share, subject to adjustments. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 21:41 UTC |
Roberts ElleryDirector · Chairman and CEO
|
PurchaseCommon Shares | 1,000 | $2.53 | $2,529.00 |
DisclosureSEC source: 0001213900-21-063120 · ownership.xml · nonDerivative · entry 1 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,454,800 Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 23:15 UTC |
Roberts ElleryDirector · Chairman and CEO · 10% owner
|
PurchaseCommon Shares | 300 | $2.70 | $809.01 |
DisclosureSEC source: 0001213900-21-061301 · ownership.xml · nonDerivative · entry 2 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,453,800 Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 18:11 UTC |
Tobin Edward10% owner
|
PurchaseCommon Shares | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001213900-21-061299 · ownership.xml · nonDerivative · entry 2 Tobin Edward · CIK 0001397327 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,001,000 Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 23:15 UTC |
Roberts ElleryDirector · Chairman and CEO · 10% owner
|
PurchaseCommon Shares | 1,000 | $2.56 | $2,560.00 |
DisclosureSEC source: 0001213900-21-061301 · ownership.xml · nonDerivative · entry 1 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,453,500 Read SEC document |
| November 18, 2021 Filed Nov 18, 2021 21:21 UTC |
Roberts ElleryDirector · Chairman and CEO · 10% owner
|
PurchaseCommon Shares | 4,000 | $2.61 | $10,450.00 |
DisclosureSEC source: 0001213900-21-060569 · ownership.xml · nonDerivative · entry 1 Roberts Ellery · CIK 0001558634 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,452,500 Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 18:11 UTC |
Tobin Edward10% owner
|
PurchaseCommon Shares | 1,500 | $2.10 | $3,150.00 |
DisclosureSEC source: 0001213900-21-061299 · ownership.xml · nonDerivative · entry 1 Tobin Edward · CIK 0001397327 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 999,000 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:10 UTC |
Froning PaulDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001213900-20-029946 · ownership.xml · derivative · entry 2 Froning Paul · CIK 0001381479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 60,000 shares Expires 2025-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:10 UTC |
Froning PaulDirector
|
Exercise / conversionCommon Shares | 60,000 | $2.50 | $150,000.00 |
DisclosureSEC source: 0001213900-20-029946 · ownership.xml · nonDerivative · entry 1 Froning Paul · CIK 0001381479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 29, 2020 Filed Oct 2, 2020 17:08 UTC |
Barry RobertDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001213900-20-029944 · ownership.xml · derivative · entry 3 Barry Robert · CIK 0001545831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 30,000 shares Expires 2025-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 29, 2020 Filed Oct 2, 2020 17:08 UTC |
Barry RobertDirector
|
SaleCommon Shares | 12,500 | $6.00 | $75,000.00 |
DisclosureSEC source: 0001213900-20-029944 · ownership.xml · nonDerivative · entry 2 Barry Robert · CIK 0001545831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 F1 · kind: On September 29, 2020, the reporting person exercised a stock option to purchase 30,000 common shares of the issuer for $2.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer's withholding of 12,500 of the option shares to pay the exercise price and issuing to the reporting person the remaining 17,500 shares. Read SEC document |
| September 29, 2020 Filed Oct 2, 2020 17:08 UTC |
Barry RobertDirector
|
Exercise / conversionCommon Shares | 30,000 | $2.50 | $75,000.00 |
DisclosureSEC source: 0001213900-20-029944 · ownership.xml · nonDerivative · entry 1 Barry Robert · CIK 0001545831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 15:41 UTC |
Roberts ElleryDirector · CEO, President and CFO · 10% owner
|
SaleCommon Shares | 179,000 | $3.25 | $581,750.00 |
DisclosureSEC source: 0001213900-20-028601 · ownership.xml · nonDerivative · entry 1 Roberts Ellery · CIK 0001558634 · Director · CEO, President and CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,448,500 Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 19:16 UTC |
Roberts ElleryDirector · CEO, President and CFO · 10% owner
|
OtherCommon Shares | 997,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-025022 · ownership.xml · nonDerivative · entry 1 Roberts Ellery · CIK 0001558634 · Director · CEO, President and CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,627,500 F1 · kind: On March 12, 2020, the reporting person entered into an option agreement with 1847 Founders Capital LLC ("Founders"), pursuant to which the reporting person granted Founders an option to purchase 997,500 common shares of the issuer held by the reporting person. On August 31, 2020, Founders exercised this option. As consideration, in lieu of paying the option price as set forth in the option agreement, Founders assigned to the reporting person all of its rights as lender under that certain Note and Unit Purchase Agreement, dated January 15, 2015, by and among 1847 Partners LLC, 1847 Class A Member LLC, 1847 Class B Member LLC, and Founders, and such other documents related thereto. Read SEC document |
| May 11, 2020 Filed May 11, 2020 15:36 UTC |
Froning PaulDirector
|
GrantStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001213900-20-011612 · ownership.xml · derivative · entry 1 Froning Paul · CIK 0001381479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Shares · 60,000 shares Expires 2025-05-11 Read SEC document |
| May 11, 2020 Filed May 11, 2020 15:37 UTC |
Barry RobertDirector
|
GrantStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001213900-20-011613 · ownership.xml · derivative · entry 1 Barry Robert · CIK 0001545831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Shares · 30,000 shares Expires 2025-05-11 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.