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OTC · USD

LAWIL

Light & Wonder, Inc.

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Tapewire entity
9758
SEC CIK
0000750004
Parsed reports
548

Last 12 months

Inside the activity.

0 purchase rows · 53 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025021
Jan 2026011
Feb 202600
Mar 2026010
Apr 202601
May 202600
Jun 202602
Jul 202600
Aug 202607
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2020 Filed Mar 23, 2020 20:36 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,443 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000026 · wf-form4_158499577036533.xml · derivative · entry 3

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,444

Underlying: Common Stock · 3,443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2021 (3,444 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2021 (3,444 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2021 (3,444 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:36 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
Tax withholdingCommon Stock 2,091 $4.41 $9,221.31
Disclosure

SEC source: 0000750004-20-000026 · wf-form4_158499577036533.xml · nonDerivative · entry 2

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,594

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:36 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 8,914 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000026 · wf-form4_158499577036533.xml · nonDerivative · entry 1

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:35 UTC
Sottile JamesExec VP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 2,093 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000025 · wf-form4_158499571319717.xml · derivative · entry 4

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,280

Underlying: Common Stock · 2,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on each of March 20, 2021 (2,093 shares), March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on each of March 20, 2021 (2,093 shares), March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on each of March 20, 2021 (2,093 shares), March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:35 UTC
Sottile JamesExec VP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 672 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000025 · wf-form4_158499571319717.xml · derivative · entry 3

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344

Underlying: Common Stock · 672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest in two equal installments of 672 shares on each of March 20, 2021 and March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest in two equal installments of 672 shares on each of March 20, 2021 and March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest in two equal installments of 672 shares on each of March 20, 2021 and March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:35 UTC
Sottile JamesExec VP & Chief Legal Officer
Tax withholdingCommon Stock 940 $4.41 $4,145.40
Disclosure

SEC source: 0000750004-20-000025 · wf-form4_158499571319717.xml · nonDerivative · entry 2

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,775

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:35 UTC
Sottile JamesExec VP & Chief Legal Officer
Exercise / conversionCommon Stock 2,765 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000025 · wf-form4_158499571319717.xml · nonDerivative · entry 1

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:34 UTC
COTTLE BARRY LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 16,068 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000024 · wf-form4_158499565151701.xml · derivative · entry 2

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,204

Underlying: Common Stock · 16,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest in three equal installments of 16,068 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest in three equal installments of 16,068 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest in three equal installments of 16,068 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:34 UTC
COTTLE BARRY LDirector · President and CEO
Exercise / conversionCommon Stock 16,068 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000024 · wf-form4_158499565151701.xml · nonDerivative · entry 1

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 1,395 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000023 · wf-form4_158499558984743.xml · derivative · entry 3

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,187

Underlying: Common Stock · 1,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2021 (1,396 shares), March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2021 (1,396 shares), March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2021 (1,396 shares), March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:33 UTC Tax withholdingCommon Stock 408 $4.41 $1,799.28
Disclosure

SEC source: 0000750004-20-000023 · wf-form4_158499558984743.xml · nonDerivative · entry 2

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:33 UTC Exercise / conversionCommon Stock 1,395 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000023 · wf-form4_158499558984743.xml · nonDerivative · entry 1

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:31 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionRestricted Stock Units · Derivative 2,295 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000022 · wf-form4_158499546430292.xml · derivative · entry 6

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,886

Underlying: Common Stock · 2,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on each of March 20, 2021 (2,295 shares), March 20, 2022 (2,295 shares) and March 20, 2023 (2,296 shares). Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on each of March 20, 2021 (2,295 shares), March 20, 2022 (2,295 shares) and March 20, 2023 (2,296 shares). Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on each of March 20, 2021 (2,295 shares), March 20, 2022 (2,295 shares) and March 20, 2023 (2,296 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:31 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionRestricted Stock Units · Derivative 1,606 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000022 · wf-form4_158499546430292.xml · derivative · entry 5

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,212

Underlying: Common Stock · 1,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest in two equal installments of 1,606 shares on each of March 20, 2021 and March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest in two equal installments of 1,606 shares on each of March 20, 2021 and March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest in two equal installments of 1,606 shares on each of March 20, 2021 and March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:31 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionRestricted Stock Units · Derivative 2,835 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000022 · wf-form4_158499546430292.xml · derivative · entry 4

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,836

Underlying: Common Stock · 2,835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2021 (2,836 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2021 (2,836 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2021 (2,836 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:31 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionRestricted Stock Units · Derivative 6,347 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000022 · wf-form4_158499546430292.xml · derivative · entry 3

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,347 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:31 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Tax withholdingCommon Stock 3,936 $4.41 $17,357.76
Disclosure

SEC source: 0000750004-20-000022 · wf-form4_158499546430292.xml · nonDerivative · entry 2

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,488

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:31 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionCommon Stock 13,083 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000022 · wf-form4_158499546430292.xml · nonDerivative · entry 1

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2020 Filed Mar 10, 2020 20:33 UTC
COTTLE BARRY LDirector · President and CEO
PurchaseCommon Stock 5,000 $10.34 $51,700.00
Disclosure

SEC source: 0000750004-20-000015 · wf-form4_158387238645551.xml · nonDerivative · entry 1

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,249

F1 · price: The transaction was executed in multiple trades at prices ranging from $9.96 to $10.65. The price reported above reflects the weighted average purchase price. Details regarding aggregated purchase transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 21:42 UTC
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
Exercise / conversionRestricted Stock Units · Derivative 38,556 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000013 · wf-form4_158318534119130.xml · derivative · entry 6

Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents vesting of restricted stock units granted on March 1, 2020. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F5 · derivative.exercise_date: Represents vesting of restricted stock units granted on March 1, 2020. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F5 · derivative.expiration_date: Represents vesting of restricted stock units granted on March 1, 2020. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 21:42 UTC
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
GrantRestricted Stock Units · Derivative 38,556 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000013 · wf-form4_158318534119130.xml · derivative · entry 5

Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,556

Underlying: Common Stock · 38,556 shares

Expires not disclosed

F4 · derivative.exercise_price: The restricted stock units vest immediately. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest immediately. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.expiration_date: The restricted stock units vest immediately. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 21:42 UTC
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
GrantRestricted Stock Units · Derivative 44,064 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000013 · wf-form4_158318534119130.xml · derivative · entry 4

Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,064

Underlying: Common Stock · 44,064 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock units are scheduled to vest on the first anniversary of the grant date. Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units are scheduled to vest on the first anniversary of the grant date. Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: The restricted stock units are scheduled to vest on the first anniversary of the grant date. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 21:42 UTC
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
GrantRestricted Stock Units · Derivative 110,162 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000013 · wf-form4_158318534119130.xml · derivative · entry 3

Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,162

Underlying: Common Stock · 110,162 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock units are scheduled to vest in two equal annual installments beginning on July 31, 2022, contingent upon the achievement of performance targets as of each of June 30, 2022 and June 30, 2023, respectively. If full performance targets are not achieved at June 30, 2022 or June 30, 2023, the applicable restricted stock units will vest on a pro rata basis proportionate to the level of performance actually achieved. In addition, any restricted stock units due to vest July 31, 2022 that do not vest at such time because applicable performance targets were not fully achieved as of that date will vest to the extent the targets are met at June 30, 2023. Each vested unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest in two equal annual installments beginning on July 31, 2022, contingent upon the achievement of performance targets as of each of June 30, 2022 and June 30, 2023, respectively. If full performance targets are not achieved at June 30, 2022 or June 30, 2023, the applicable restricted stock units will vest on a pro rata basis proportionate to the level of performance actually achieved. In addition, any restricted stock units due to vest July 31, 2022 that do not vest at such time because applicable performance targets were not fully achieved as of that date will vest to the extent the targets are met at June 30, 2023. Each vested unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest in two equal annual installments beginning on July 31, 2022, contingent upon the achievement of performance targets as of each of June 30, 2022 and June 30, 2023, respectively. If full performance targets are not achieved at June 30, 2022 or June 30, 2023, the applicable restricted stock units will vest on a pro rata basis proportionate to the level of performance actually achieved. In addition, any restricted stock units due to vest July 31, 2022 that do not vest at such time because applicable performance targets were not fully achieved as of that date will vest to the extent the targets are met at June 30, 2023. Each vested unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 21:42 UTC
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
Tax withholdingCommon Stock 9,760 $18.16 $177,241.60
Disclosure

SEC source: 0000750004-20-000013 · wf-form4_158318534119130.xml · nonDerivative · entry 2

Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,796

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 21:42 UTC
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
Exercise / conversionCommon Stock 38,556 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000013 · wf-form4_158318534119130.xml · nonDerivative · entry 1

Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2019 Filed Dec 31, 2019 21:39 UTC Exercise / conversionRestricted Stock Units · Derivative 7,710 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000120 · wf-form4_157782834064915.xml · derivative · entry 5

Kennedy David L · CIK 0001354448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents vesting of restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Kennedy's service as a director on December 31, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents vesting of restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Kennedy's service as a director on December 31, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F4 · derivative.expiration_date: Represents vesting of restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Kennedy's service as a director on December 31, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
December 31, 2019 Filed Dec 31, 2019 21:39 UTC Exercise / conversionRestricted Stock Units · Derivative 2,091 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000120 · wf-form4_157782834064915.xml · derivative · entry 4

Kennedy David L · CIK 0001354448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Kennedy's service as a director on December 31, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Kennedy's service as a director on December 31, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Kennedy's service as a director on December 31, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
December 31, 2019 Filed Dec 31, 2019 21:39 UTC Exercise / conversionRestricted Stock Units · Derivative 3,110 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000120 · wf-form4_157782834064915.xml · derivative · entry 3

Kennedy David L · CIK 0001354448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Kennedy's service as a director on December 31, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Kennedy's service as a director on December 31, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Kennedy's service as a director on December 31, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
December 31, 2019 Filed Dec 31, 2019 21:39 UTC Exercise / conversionRestricted Stock Units · Derivative 4,339 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000120 · wf-form4_157782834064915.xml · derivative · entry 2

Kennedy David L · CIK 0001354448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 15, 2016 in connection with the conclusion of Mr. Kennedy's service as a director on December 31, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 15, 2016 in connection with the conclusion of Mr. Kennedy's service as a director on December 31, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 15, 2016 in connection with the conclusion of Mr. Kennedy's service as a director on December 31, 2019. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
December 31, 2019 Filed Dec 31, 2019 21:39 UTC Exercise / conversionCommon Stock 17,250 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000120 · wf-form4_157782834064915.xml · nonDerivative · entry 1

Kennedy David L · CIK 0001354448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,092 $9.65 Strike: $9.65 $39,487.80
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · derivative · entry 18

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,740

Underlying: Common Stock · 4,092 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2020. The stock price hurdle was achieved on February 2, 2017. The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,441 $9.65 Strike: $9.65 $42,855.65
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · derivative · entry 17

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,740

Underlying: Common Stock · 4,441 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,388 $12.83 Strike: $12.83 $17,808.04
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · derivative · entry 16

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,388 shares

Expires 2025-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options became exercisable on April 27, 2019.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
SaleCommon Stock 9,921 $27.15 $269,355.15
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 10

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,416

F3 · price: The transaction was executed in multiple trades at prices ranging from $26.67 to $27.34. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

F1 · balance_after: The stock option transactions herein were executed by Mr. Mooberry in order to diversify his portfolio. These transactions did not affect Mr. Mooberry's ownership of actual shares of the Company's common stock, which was 14,416 shares of common stock both before and after these transactions.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
Exercise / conversionCommon Stock 4,092 $9.65 $39,487.80
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 9

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
Exercise / conversionCommon Stock 4,441 $9.65 $42,855.65
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 8

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
Exercise / conversionCommon Stock 1,388 $12.83 $17,808.04
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 7

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,242 $21.60 Strike: $21.60 $113,227.20
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · derivative · entry 15

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,483

Underlying: Common Stock · 5,242 shares

Expires 2027-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2021. The stock price hurdle was achieved on August 11, 2017. The options became exercisable as to 5,242 shares on March 20, 2019 and will become exercisable as to the remaining shares on each of March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,242 $21.60 Strike: $21.60 $113,227.20
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · derivative · entry 14

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,483

Underlying: Common Stock · 5,242 shares

Expires 2027-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options became exercisable as to 5,242 shares on March 20, 2019 and will become exercisable as to the remaining shares on each of March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,648 $9.65 Strike: $9.65 $73,803.20
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · derivative · entry 13

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,832

Underlying: Common Stock · 7,648 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2020. The stock price hurdle was achieved on February 2, 2017. The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,299 $9.65 Strike: $9.65 $70,435.35
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · derivative · entry 12

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,181

Underlying: Common Stock · 7,299 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,523 $12.83 Strike: $12.83 $96,520.09
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · derivative · entry 11

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,388

Underlying: Common Stock · 7,523 shares

Expires 2025-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options became exercisable on April 27, 2019.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
SaleCommon Stock 32,954 $28.19 $928,973.26
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 6

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,416

F2 · price: The transaction was executed in multiple trades at prices ranging from $28.00 to $28.77. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
Exercise / conversionCommon Stock 5,242 $21.60 $113,227.20
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 5

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
Exercise / conversionCommon Stock 5,242 $21.60 $113,227.20
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 4

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
Exercise / conversionCommon Stock 7,648 $9.65 $73,803.20
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 3

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
Exercise / conversionCommon Stock 7,299 $9.65 $70,435.35
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 2

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC
Mooberry DerikEVP & Grp Chief Exec, Gaming
Exercise / conversionCommon Stock 7,523 $12.83 $96,520.09
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 1

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The stock option transactions herein were executed by Mr. Mooberry in order to diversify his portfolio. These transactions did not affect Mr. Mooberry's ownership of actual shares of the Company's common stock, which was 14,416 shares of common stock both before and after these transactions.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 00:53 UTC
QUARTIERI MICHAELEVP, CFO, Treas & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 6,081 $0.00 $0.00
Disclosure

SEC source: 0000950157-19-001314 · form4.xml · derivative · entry 3

QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,081 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on November 11, 2015. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on November 11, 2015. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on November 11, 2015. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 00:53 UTC
QUARTIERI MICHAELEVP, CFO, Treas & Corp Sec
Tax withholdingCommon Stock 2,162 $28.50 $61,617.00
Disclosure

SEC source: 0000950157-19-001314 · form4.xml · nonDerivative · entry 2

QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,074

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.