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OTC · USD

LAWIL

Light & Wonder, Inc.

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Tapewire entity
9758
SEC CIK
0000750004
Parsed reports
548

Last 12 months

Inside the activity.

0 purchase rows · 53 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025021
Jan 2026011
Feb 202600
Mar 2026010
Apr 202601
May 202600
Jun 202602
Jul 202600
Aug 202607
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2020 Filed Sep 1, 2020 20:32 UTC
Sottile JamesExec VP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 2,198 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000125 · wf-form4_159899232474074.xml · derivative · entry 3

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,198

Underlying: Common Stock · 2,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-third of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest on August 31, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest on August 31, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest on August 31, 2021. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 20:32 UTC
Sottile JamesExec VP & Chief Legal Officer
Tax withholdingCommon Stock 747 $21.75 $16,247.25
Disclosure

SEC source: 0000750004-20-000125 · wf-form4_159899232474074.xml · nonDerivative · entry 2

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 20:32 UTC
Sottile JamesExec VP & Chief Legal Officer
Exercise / conversionCommon Stock 2,198 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000125 · wf-form4_159899232474074.xml · nonDerivative · entry 1

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2020 Filed Jul 24, 2020 20:21 UTC Exercise / conversionRestricted Stock Units · Derivative 5,783 $0.00 $0.00
Disclosure

SEC source: 0000950157-20-000927 · form4.xml · derivative · entry 3

HADDRILL RICHARD M · CIK 0001201647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Haddrill's service as a director on July 24, 2020. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Haddrill's service as a director on July 24, 2020. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Haddrill's service as a director on July 24, 2020. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
July 24, 2020 Filed Jul 24, 2020 20:21 UTC Exercise / conversionRestricted Stock Units · Derivative 8,372 $0.00 $0.00
Disclosure

SEC source: 0000950157-20-000927 · form4.xml · derivative · entry 2

HADDRILL RICHARD M · CIK 0001201647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Haddrill's service as a director on July 24, 2020. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Haddrill's service as a director on July 24, 2020. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Haddrill's service as a director on July 24, 2020. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
July 24, 2020 Filed Jul 24, 2020 20:21 UTC Exercise / conversionCommon Stock 14,155 $0.00 $0.00
Disclosure

SEC source: 0000950157-20-000927 · form4.xml · nonDerivative · entry 1

HADDRILL RICHARD M · CIK 0001201647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2020 Filed Jul 13, 2020 20:33 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000114 · wf-form4_159467238956366.xml · derivative · entry 3

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on July 11, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on July 11, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on July 11, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
July 11, 2020 Filed Jul 13, 2020 20:33 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
Tax withholdingCommon Stock 609 $16.77 $10,212.93
Disclosure

SEC source: 0000750004-20-000114 · wf-form4_159467238956366.xml · nonDerivative · entry 2

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,485

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
July 11, 2020 Filed Jul 13, 2020 20:33 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000114 · wf-form4_159467238956366.xml · nonDerivative · entry 1

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2020 Filed Jun 19, 2020 20:38 UTC Exercise / conversionRestricted Stock Units · Derivative 1,555 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000112 · wf-form4_159259908566824.xml · derivative · entry 2

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555

Underlying: Common Stock · 1,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 19, 2020 Filed Jun 19, 2020 20:38 UTC Exercise / conversionCommon Stock 1,555 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000112 · wf-form4_159259908566824.xml · nonDerivative · entry 1

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2020 Filed Jun 19, 2020 20:37 UTC Exercise / conversionRestricted Stock Units · Derivative 1,555 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000111 · wf-form4_159259900528924.xml · derivative · entry 2

COHEN PETER A · CIK 0001042589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555

Underlying: Common Stock · 1,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 19, 2020 Filed Jun 19, 2020 20:37 UTC Exercise / conversionCommon Stock 1,555 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000111 · wf-form4_159259900528924.xml · nonDerivative · entry 1

COHEN PETER A · CIK 0001042589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2020 Filed Jun 19, 2020 20:35 UTC Exercise / conversionRestricted Stock Units · Derivative 1,555 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000110 · wf-form4_159259893688545.xml · derivative · entry 2

TOWNSEND FRANCES F · CIK 0001490306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555

Underlying: Common Stock · 1,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 19, 2020 Filed Jun 19, 2020 20:35 UTC Exercise / conversionCommon Stock 1,555 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000110 · wf-form4_159259893688545.xml · nonDerivative · entry 1

TOWNSEND FRANCES F · CIK 0001490306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2020 Filed Jun 19, 2020 20:34 UTC Exercise / conversionRestricted Stock Units · Derivative 1,555 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000109 · wf-form4_159259888207653.xml · derivative · entry 3

SCHWARTZ BARRY F · CIK 0001017552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555

Underlying: Common Stock · 1,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 19, 2020 Filed Jun 19, 2020 20:34 UTC Exercise / conversionCommon Stock 1,555 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000109 · wf-form4_159259888207653.xml · nonDerivative · entry 1

SCHWARTZ BARRY F · CIK 0001017552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2020 Filed Jun 19, 2020 20:34 UTC
PERELMAN RONALD ODirector · Executive Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,555 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000108 · wf-form4_159259881921710.xml · derivative · entry 3

PERELMAN RONALD O · CIK 0001186472 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555

Underlying: Common Stock · 1,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest on June 19, 2021. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 19, 2020 Filed Jun 19, 2020 20:34 UTC
PERELMAN RONALD ODirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 1,555 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000108 · wf-form4_159259881921710.xml · nonDerivative · entry 1

PERELMAN RONALD O · CIK 0001186472 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2020 Filed Jun 26, 2020 20:30 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 1,555 $0.00 $0.00
Disclosure

SEC source: 0000950157-20-000815 · form4.xml · derivative · entry 2

COHEN PETER A · CIK 0001042589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555

Underlying: Common Stock · 1,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The original Form 4 filed on June 19, 2020 erroneously reported an amount of 276,894 securities beneficially owned by the reporting person following the reported transaction. This Form 4/A is being filed to disclose the actual number of securities beneficially owned following the reported transaction. No other changes have been made to the original Form 4.

F1 · derivative.exercise_date: The original Form 4 filed on June 19, 2020 erroneously reported an amount of 276,894 securities beneficially owned by the reporting person following the reported transaction. This Form 4/A is being filed to disclose the actual number of securities beneficially owned following the reported transaction. No other changes have been made to the original Form 4.

F1 · derivative.expiration_date: The original Form 4 filed on June 19, 2020 erroneously reported an amount of 276,894 securities beneficially owned by the reporting person following the reported transaction. This Form 4/A is being filed to disclose the actual number of securities beneficially owned following the reported transaction. No other changes have been made to the original Form 4.

Read SEC document
June 19, 2020 Filed Jun 26, 2020 20:30 UTC Amendment Exercise / conversionCommon Stock 1,555 $0.00 $0.00
Disclosure

SEC source: 0000950157-20-000815 · form4.xml · nonDerivative · entry 1

COHEN PETER A · CIK 0001042589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 20:37 UTC Exercise / conversionRestricted Stock Units · Derivative 4,339 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000102 · wf-form4_159225341038918.xml · derivative · entry 4

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 20:37 UTC Exercise / conversionCommon Stock 4,339 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000102 · wf-form4_159225341038918.xml · nonDerivative · entry 2

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 20:36 UTC Exercise / conversionRestricted Stock Units · Derivative 4,339 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000101 · wf-form4_159225335807564.xml · derivative · entry 4

COHEN PETER A · CIK 0001042589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 20:36 UTC Exercise / conversionCommon Stock 4,339 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000101 · wf-form4_159225335807564.xml · nonDerivative · entry 2

COHEN PETER A · CIK 0001042589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 20:35 UTC Exercise / conversionRestricted Stock Units · Derivative 4,339 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000100 · wf-form4_159225330289359.xml · derivative · entry 4

TOWNSEND FRANCES F · CIK 0001490306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 20:35 UTC Exercise / conversionCommon Stock 4,339 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000100 · wf-form4_159225330289359.xml · nonDerivative · entry 2

TOWNSEND FRANCES F · CIK 0001490306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 4,339 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000099 · wf-form4_159225321966969.xml · derivative · entry 5

SCHWARTZ BARRY F · CIK 0001017552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 20:33 UTC Exercise / conversionCommon Stock 4,339 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000099 · wf-form4_159225321966969.xml · nonDerivative · entry 2

SCHWARTZ BARRY F · CIK 0001017552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 20:32 UTC
PERELMAN RONALD ODirector · Executive Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 4,339 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000098 · wf-form4_159225316152578.xml · derivative · entry 5

PERELMAN RONALD O · CIK 0001186472 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,371

Underlying: Common Stock · 4,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

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June 15, 2020 Filed Jun 15, 2020 20:32 UTC
PERELMAN RONALD ODirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 4,339 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000098 · wf-form4_159225316152578.xml · nonDerivative · entry 2

PERELMAN RONALD O · CIK 0001186472 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2020 Filed Jun 15, 2020 20:37 UTC Exercise / conversionRestricted Stock Units · Derivative 697 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000102 · wf-form4_159225341038918.xml · derivative · entry 3

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394

Underlying: Common Stock · 697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 13, 2020 Filed Jun 15, 2020 20:37 UTC Exercise / conversionCommon Stock 697 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000102 · wf-form4_159225341038918.xml · nonDerivative · entry 1

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2020 Filed Jun 15, 2020 20:36 UTC Exercise / conversionRestricted Stock Units · Derivative 697 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000101 · wf-form4_159225335807564.xml · derivative · entry 3

COHEN PETER A · CIK 0001042589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394

Underlying: Common Stock · 697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 13, 2020 Filed Jun 15, 2020 20:36 UTC Exercise / conversionCommon Stock 697 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000101 · wf-form4_159225335807564.xml · nonDerivative · entry 1

COHEN PETER A · CIK 0001042589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2020 Filed Jun 15, 2020 20:35 UTC Exercise / conversionRestricted Stock Units · Derivative 697 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000100 · wf-form4_159225330289359.xml · derivative · entry 3

TOWNSEND FRANCES F · CIK 0001490306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394

Underlying: Common Stock · 697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 13, 2020 Filed Jun 15, 2020 20:35 UTC Exercise / conversionCommon Stock 697 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000100 · wf-form4_159225330289359.xml · nonDerivative · entry 1

TOWNSEND FRANCES F · CIK 0001490306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2020 Filed Jun 15, 2020 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 697 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000099 · wf-form4_159225321966969.xml · derivative · entry 4

SCHWARTZ BARRY F · CIK 0001017552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394

Underlying: Common Stock · 697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 13, 2020 Filed Jun 15, 2020 20:33 UTC Exercise / conversionCommon Stock 697 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000099 · wf-form4_159225321966969.xml · nonDerivative · entry 1

SCHWARTZ BARRY F · CIK 0001017552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2020 Filed Jun 15, 2020 20:32 UTC
PERELMAN RONALD ODirector · Executive Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 697 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000098 · wf-form4_159225316152578.xml · derivative · entry 4

PERELMAN RONALD O · CIK 0001186472 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394

Underlying: Common Stock · 697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest in equal installments of 697 shares on each of June 13, 2021 and June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 13, 2020 Filed Jun 15, 2020 20:32 UTC
PERELMAN RONALD ODirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 697 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000098 · wf-form4_159225316152578.xml · nonDerivative · entry 1

PERELMAN RONALD O · CIK 0001186472 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 20:37 UTC Exercise / conversionRestricted Stock Units · Derivative 1,927 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000089 · wf-form4_159199425311426.xml · derivative · entry 3

YOUNGBLOOD DR KNEELAND · CIK 0001137820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,783

Underlying: Common Stock · 1,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 20:37 UTC Exercise / conversionCommon Stock 1,927 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000089 · wf-form4_159199425311426.xml · nonDerivative · entry 1

YOUNGBLOOD DR KNEELAND · CIK 0001137820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 20:36 UTC Exercise / conversionRestricted Stock Units · Derivative 1,927 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000088 · wf-form4_159199420171240.xml · derivative · entry 3

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,783

Underlying: Common Stock · 1,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 20:36 UTC Exercise / conversionCommon Stock 1,927 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000088 · wf-form4_159199420171240.xml · nonDerivative · entry 1

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 20:36 UTC Exercise / conversionRestricted Stock Units · Derivative 1,927 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000087 · wf-form4_159199414592555.xml · derivative · entry 3

HADDRILL RICHARD M · CIK 0001201647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,783

Underlying: Common Stock · 1,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 20:36 UTC Exercise / conversionCommon Stock 1,927 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000087 · wf-form4_159199414592555.xml · nonDerivative · entry 1

HADDRILL RICHARD M · CIK 0001201647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 20:35 UTC Exercise / conversionRestricted Stock Units · Derivative 1,927 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000086 · wf-form4_159199409380238.xml · derivative · entry 3

COHEN PETER A · CIK 0001042589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,783

Underlying: Common Stock · 1,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 12, 2020. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 12, 2020. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 12, 2020. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 20:35 UTC Exercise / conversionCommon Stock 1,927 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000086 · wf-form4_159199409380238.xml · nonDerivative · entry 1

COHEN PETER A · CIK 0001042589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 1,927 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000085 · wf-form4_159199402083978.xml · derivative · entry 3

TOWNSEND FRANCES F · CIK 0001490306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,783

Underlying: Common Stock · 1,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in three installments on June 12, 2021 (1,928 shares), June 12, 2022 (1,927 shares) and June 12, 2023 (1,928 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.